Mutual Funds 20th Century Giftrust TWGTX 6140 19860102 20th Century Growth Fund TWCGX 6141 19860102 20th Century Heritage Fund TWHIX 6288 19900103 20th Century Int'l Discovery Fund TWEGX 14041 19950524 20th Century Int'l Growth Fund TWIEX 6686 19921019 20th Century Intl Growth TGRIX 32332 19980120 20th Century Select Fund TWCIX 6142 19860102 20th Century Ultra Fund TWCUX 6144 19860102 20th Century Vista Fund TWCVX 6145 19860102 3 to 1 Diversified Eq Fd FMREX 82888 20080125 3 to 1 Strategic Incm Fd FMRIX 82889 20080125 AAM/DFA Two-Year Corp Fixed Income Port DFCFX 23999 19960601 AAM/DFA Two-Year Gov't Port DFYGX 24000 19960628 AAM/DFA US High Book to Market DFBMX 24347 19961113 AARP Aggressive Fd AAGSX 78935 20070326 AARP Conservative Fd AACNX 78934 20070326 AARP Incm Fd AANCX 78937 20070326 AARP Moderate Fd AAMDX 78936 20070326 Aberdeen APAC ex-Japan Eq Ins Fd Inst Se AAPEX 90586 20091117 Aberdeen APAC ex-Japan Eq Insti Fd Inst AAPIX 90552 20091116 Aberdeen Asia bd inst Fd CSABX 79509 20070503 Aberdeen Asia Bnd Instl Fd Inst Srv Cls ABISX 90949 20100104 Aberdeen Asia-Pacific Income Fund Inc XFAPX 66674 20050324 Aberdeen Australia Equity Fund Inc XIAFX 66670 20050307 Aberdeen China Oppty Fd Cl A GOPAX 64254 20040702 Aberdeen China Oppty Fd Cl B GOPBX 64255 20040702 Aberdeen China Oppty Fd Cl C GOPCX 64256 20040702 Aberdeen China Oppty Fd Cl R GOPRX 64258 20040702 Aberdeen China Oppty Fd Insti Cl GOPIX 64257 20040702 Aberdeen China Oppty Fd Insti Serv Cl GOPSX 64259 20040702 Aberdeen Emerging Markets Fd Cl A GEGAX 48508 20010703 Aberdeen Emerging Markets Fd Cl B GEGBX 48509 20010703 Aberdeen Emerging Markets Fd Cl C GEGCX 48510 20010703 Aberdeen Emerging Markets Fd Cl R GEMRX 62322 20040102 Aberdeen Emerging Markets Insti Fd Insti ABEMX 79840 20070516 Aberdeen Eq LngShrt Fd Instl Service Cl AELSX 90391 20091102 Aberdeen eq Long-Short Cl C MLSCX 50299 20011102 Aberdeen eq Long-Short Fd Cl A MLSAX 50297 20011102 Aberdeen eq Long-Short Fd Cl B MLSBX 50298 20011102 Aberdeen eq Long-Short Fd Cl R GLSRX 62839 20040315 Aberdeen eq Long-Short Fd Insti Cl GGUIX 64354 20040809 Aberdeen Gbl eq Fd Cl A GLLAX 48518 20010703 Aberdeen Gbl eq Fd Cl B GLLBX 48519 20010703 Aberdeen Gbl eq Fd Cl C GLLCX 48520 20010703 Aberdeen Gbl eq Fd Cl R GWLRX 58926 20031002 Aberdeen Gbl eq Fd inst Cl GWLIX 89663 20090710 Aberdeen Gbl Finc Services Cl A GLFAX 53188 20020314 Aberdeen Gbl Finc Services Cl B GLFBX 53189 20020314 Aberdeen Gbl Finc Services Cl C GLFCX 53190 20020314 Aberdeen Gbl Finc Services Fd Cl R GLFRX 62326 20040102 Aberdeen Gbl Finc Services inst Cl GLFIX 64250 20040702 Aberdeen Gbl Fixed Incm Fd Cl A CUGAX 50626 20011207 Aberdeen Gbl Fixed Incm Fd Cl C CGBCX 67080 20050510 Aberdeen Gbl Fixed Incm Fd Inst Service CGFIX 1972 19940119 Aberdeen Gbl Small Cap Fd Cl A WVCCX 34474 19981104 Aberdeen Gbl Small Cap Fd Cl C CPVCX 48757 20010822 Aberdeen Gbl Small Cap Fd Cl R WPVAX 34473 19981104 Aberdeen Glbl Smll Cp Fnd Inst Srv Cls AGISX 90077 20090916 Aberdeen Global Fixed Incm Fnd Inst Cls AGCIX 89783 20090720 Aberdeen Global Small Cap Fund Insti Cls ABNIX 89779 20090720 Aberdeen Intl eq Fd Cl A GIGAX 48512 20010703 Aberdeen Intl eq Fd Cl B GIGBX 48513 20010703 Aberdeen Intl eq Fd Cl C GIGCX 48514 20010703 Aberdeen Intl eq Fd Cl R GIRRX 62325 20040102 Aberdeen Intl eq Fd inst Service GIGSX 48515 20010703 Aberdeen Intl eq Fd Insti Cl GIGIX 64278 20040708 Aberdeen Intl eq Insti Cl WPIEX 23645 19960620 Aberdeen Intl Equity Intl Fd Instl Svc C AIESX 92179 20100310 Aberdeen Natural Resources Fd Cl A GGNAX 64244 20040702 Aberdeen Natural Resources Fd Cl B GENBX 64272 20040707 Aberdeen Natural Resources Fd Cl C GGNCX 64245 20040702 Aberdeen Natural Resources Fd Cl R GGNRX 64247 20040702 Aberdeen Natural Resources Fd Insti Cl GGNIX 64246 20040702 Aberdeen Natural Resources Fd Insti Serv GGNSX 64248 20040702 Aberdeen Optimal Allocs Defensive Fd Cl GODAX 75881 20061221 Aberdeen Optimal Allocs Defensive Fd Cl GODBX 75882 20061221 Aberdeen Optimal Allocs Defensive Fd Cl GODCX 75883 20061221 Aberdeen Optimal Allocs Defensive Fd Ins GODIX 75884 20061221 Aberdeen Optimal Allocs Fd: Gr Cl A GVAAX 64363 20040809 Aberdeen Optimal Allocs Fd: Gr Cl B GVABX 64364 20040809 Aberdeen Optimal Allocs Fd: Gr Cl C GAACX 64339 20040809 Aberdeen Optimal Allocs Fd: Gr Cl R GAARX 64344 20040809 Aberdeen Optimal Allocs Fd: Moderate Cl GMAAX 64355 20040809 Aberdeen Optimal Allocs Fd: Moderate Cl GMABX 64378 20040811 Aberdeen Optimal Allocs Fd: Moderate Cl GMACX 64356 20040809 Aberdeen Optimal Allocs Fd: Moderate Cl GMRRX 64362 20040809 Aberdeen Optimal Allocs Fd: Moderate Gr GAGRX 64346 20040809 Aberdeen Optimal Allocs Fd: Moderate Gr GMMAX 64358 20040809 Aberdeen Optimal Allocs Fd: Moderate Gr GMMBX 64359 20040809 Aberdeen Optimal Allocs Fd: Moderate Gr GMMCX 64360 20040809 Aberdeen Optimal Allocs Fd: Moderate Ins GMAIX 64357 20040809 Aberdeen Optimal Allocs Fd: Speciality C GAMCX 64348 20040809 Aberdeen Optimal Allocs Fd: Speciality C GASAX 64350 20040809 Aberdeen Optimal Allocs Fd: Speciality C GASBX 64351 20040809 Aberdeen Optimal Allocs Fd: Speciality C GASRX 64353 20040809 Aberdeen Optimal Allocs Fd: Speciality i GASIX 64352 20040809 Aberdeen Optml Alctn Fd Mdrt Gwth Inst C GMMIX 89894 20090728 Aberdeen Small Cap Fd Cl A GSXAX 36691 20000111 Aberdeen Small Cap Fd Cl B GSXBX 45549 20001218 Aberdeen Small Cap Fd Cl C GSXCX 48540 20010703 Aberdeen Small Cap Fd Cl R GNSRX 62329 20040102 Aberdeen Small Cap Fd inst Cl GSCIX 64274 20040707 Aberdeen Small Cap Fd inst Service Cl GSXIX 45552 20001228 Aberdeen Tax Free Incm Fd Cl B GTIBX 58886 20030924 Aberdeen Tax Free Incm Fd Cl C GTICX 58879 20030924 Aberdeen Tax-Free Incm Cl A NTFAX 44105 20000131 Aberdeen Tax-Free Incm Fd Cl D NATFX 21834 19960620 Aberdeen U.S. eq Fd Cl A GXXAX 48528 20010703 Aberdeen U.S. eq Fd Cl B GXXBX 48529 20010703 Aberdeen U.S. eq Fd Cl C GXXCX 48530 20010703 Aberdeen U.S. eq Fd Cl R GGLRX 58919 20031002 Aberdeen U.S. eq Fd inst Cl GGLIX 64243 20040702 Abrdn Emrgng Mrkts Inst Fd Insti Serv Cl AEMSX 90631 20091123 Absolute Asia Dynamic Equity Fund Clss A DEFAX 92083 20100304 Absolute Asia Dynamic Equity Fund Clss C DEFCX 92122 20100304 Absolute Asia Dynamic Equity Fund Clss Y DEFYX 92084 20100304 Absolute Opportunites Fd Inst Cl AOFOX 87632 20081029 Absolute Strategies Insti Shares ASFIX 72094 20051104 Absolute Strategies R Shares ASFAX 67390 20050727 Academy Select Opportunities Fd ASELX 89058 20090318 ACAP Strategic Fund XCAPX 92148 20100308 Access Cap Community Inv Cl A ACASX 88536 20090130 Access Cap Community Inv Fd Cl I ACCSX 78902 20070314 Access Flex Bear High Yield Fd Cl A AFBQX 67568 20050913 Access Flex Bear High Yld Fd Investor Cl AFBIX 66997 20050429 Access Flex Bear High Yld Fd Service Cl AFBSX 66998 20050429 Access Flex High Yield Fd Cl A FYAQX 73743 20060705 ACCESS FLEX HIGH YIELD FUND INV FYAIX 66584 20050203 ACCESS FLEX HIGH YIELD FUND SER FYASX 66585 20050203 Accessor Frontier markets Fd Advisor Cl FRNMX 88310 20090108 Accessor Gr & Incm Alloc Fd C Cl AGIGX 57297 20030113 Accessor Strategic Altrntvs Fd Invstr Cl FSAFX 88312 20090108 Achievement Balanced Fund Trust Class ACVBX 14344 19960102 Activa Val Fd AMWIX 90015 20090903 Activa Value Fd Cl A AMWYX 14475 19960620 ActivePassive Emerging Mrkts Eq Fd Cl A APERX 82777 20080103 ActivePassive Global Bd Fd Cl A APGLX 82778 20080103 ActivePassive Int'l Eq Fd Cl A APIEX 82779 20080103 ActivePassive Intrmdt Mncpl Bd Fd Cl A APMUX 82783 20080103 ActivePassive Intrmdt Txbl Bd Fd Cl A APTAX 82797 20080103 ActivePassive Lg Cap Gwth Fd Cl A APLGX 82780 20080103 ActivePassive Lg Cap Val Fd Cl A APLVX 82781 20080103 ActivePassive Sm/Mid Cap Valud Fd Cl A APMVX 82784 20080103 ActivePassive Sm/Mid Gwth Fd Cl A APMGX 82782 20080103 Adaptive Alloc Fd Cl C AAXCX 72975 20060228 Adaptive Allocation Fd Cl A AAXAX 92726 20100405 ADMIRAL TX MNGD GR & IN ADM VTGLX 50368 20011114 Adv One Clermont Fd Cl N CLERX 42787 20000419 Advance Capital Balanced Fund ADBAX 14351 19960620 Advance Capital Equity Growth Fund ADEGX 14356 19960620 Advance Capital I Bal Fd ADBNX 79611 20070508 Advance Capital I Core Eq Fd Instit Cl ADCNX 82753 20080103 Advance Capital I Core Eq Fd Retail Cl ADCEX 82776 20080102 Advance Capital I Eq Gwth Fd ADENX 79612 20070508 Advance Capital I Retirement Incm Fd ADRNX 79551 20070507 Advance Capital Retirement Income Fund ADRIX 14367 19960620 Advantage Fds Inc Dreyfus Gbl Rl Rtrn Fd DRRAX 93805 20100517 Advantage Fds Inc Dryfs Gbl Rl Rtrn Fd C DRRCX 93806 20100517 Advantage Fds Inc Dryfs Gbl Rl Rtrn Fd C DRRIX 93807 20100517 Advantage Fds, Inc. Gbl Alpha Fd Cl I AVGRX 73291 20060504 Advent Claymore Convertible Securities & XAVKX 58834 20030910 Advent/Claymore Enhanced Gwth & Incm Fd XLCMX 65146 20050225 Advent/Claymore Glbl Cnvrtbl Scrts Incm XAGCX 80108 20070605 Advisor One Enhanced Income Fd Cl N CLEIX 90282 20091006 Advisor One Flexible Income Fd Cl N CLFLX 90270 20091006 Advisor One Select Appreciation Fd Cl N CLACX 90285 20091006 AdvisorOne Descartes Fd CLDEX 73221 20060420 AdvisorOne Liahona Fd CLHAX 73222 20060420 AdvisorOne Shelter Fund Class N CLSHX 91682 20100127 ADVISORS SER TR TEBERG F TEBRX 53488 20020503 Advisory Research All Cap Val Fd ADVGX 90553 20091117 Advisory Research Int'l Sm Cap Val Fd ADVIX 92728 20100331 advOne Amerigo Fd Cl C CLCCX 45532 20001229 advOne Amerigo Fd Cl N CLSAX 34164 19980818 advOne sel Alloc Fd Cl N CLBLX 72745 20060201 AEGIS HIGH YIELD AHYFX 64229 20040629 Aegis Value Fd Inc AVALX 44145 20000629 Aero New Innovations Fd AEROX 93628 20100503 AETNA BAL FD B ABFBX 47912 20010619 AETNA Balanced Fund Cl C ACBLX 44390 20000628 Aetna Fund Advisor Class AETAX 14383 19960620 Aetna Fund Select Class AETFX 14385 19960620 Aetna Index Large Cap AELIX 32863 19980514 Aetna Index Plus Large Cap Fund Cl B ATLBX 42181 19990830 Aetna Index Plus Large-Cap Fund Cl A AELAX 35296 19990125 Aetna Index Plus Large-Cap. Fund Cl C AELCX 36143 19990825 Aetna Index Plus Mid Cap A AIMAX 42005 20000301 AETNA INDEX PLUS MID CAP B APMBX 47921 20010627 Aetna Index Plus Mid Cap I AIMIX 42008 20000301 AETNA Index Plus Mid-Cap Cl C APMCX 44383 20000810 Aetna Index Plus Sm Cap A AISAX 42006 20000301 AETNA INDEX PLUS SM CAP B AISBX 47917 20010627 Aetna Index Plus Sm Cap I AISIX 42009 20000301 AETNA Index Plus Small-Cap Cl C APSCX 44384 20000810 AETNA SM CO FD B ASMLX 47923 20010627 Aetna Small Company A AESAX 34501 19980708 AETNA Small Company Fund Cl C ASCCX 44381 20000810 Aetna Small Company Growth Select Class AESGX 14382 19960620 AEW Real Estate Fd Cl A NRFAX 50315 20010319 AEW Real Estate Fd Cl B NRFBX 50316 20010319 AEW Real Estate Fd Cl C NRCFX 50314 20010319 AEW Real Estate Fd Cl Y NRFYX 50317 20010319 AIG Series Tr, 2015 High Watermark Cl HWFCX 67421 20050803 AIG Sun America Alterntv Strgs Fud Cls C SUNCX 87903 20081201 AIG Sun America Alterntv Strgs Fud Cls W SUNWX 87904 20081201 AIM ADV FLEX FD CL B SHS IAFBX 66556 20050203 AIM China Institutional Cl IACFX 73155 20060417 AIM Core bd Fd Cl C Shares TBRCX 53349 20020408 AIM Core bd Fd Cl R Shares TBRRX 64198 20040616 AIM Core Bond Fund Class Y TBRYX 51348 20081008 AIM Developing Market Fd Insttutional Cl GTDIX 72109 20051110 AIM Developing Markets Fund Class Y GTDYX 51579 20081008 AIM Dynamics Fd Cl R IDYRX 72111 20051110 AIM Dynamics Fund Class Y IDYYX 51393 20081008 AIM Gbl Small & Mid Cap Gr Fd - Inst Cl GAIIX 81477 20071002 AIM Global Gwth Fd Inst Cl GGAIX 81478 20071002 AIM Global Health Care Fund Class Y GGHYX 51588 20081008 AIM Global Real Estate Cl C CGREX 67081 20050511 AIM Global Real Estate Cl R RGREX 67088 20050511 AIM Global Real Estate Insti Cl IGREX 67085 20050511 AIM International Core Equity Fund CLs Y IBVYX 51363 20081008 AIM Intl Core eq Fd Cl R, a ser of AIM I IIBRX 62486 20040120 AIM Libor Alpha Fd Cl A EASBX 73154 20060417 AIM Libor Alpha Fd Cl C CESBX 73197 20060413 AIM Libor Alpha Fd Cl R RESBX 73169 20060417 AIM Libor Alpha Fd Institional Cl IAESX 73200 20060413 AIM Libor Alpha Fund Class Y LIBYX 51341 20081008 AIM Small Cap Growth Fund Class Y GTSYX 51586 20081008 Akre Focus - Inst AKRIX 89964 20090831 Akre Focus - Retail AKREX 89963 20090831 Akros Absolute Rtrn Fd AARFX 72002 20051026 Al Frank Dividend Val Fd Advisor Cl VALEX 73286 20060502 Al Frank Fd VALUX 36754 20000119 Al Frank Fd Advisor Cl VALAX 73285 20060502 Alger Analyst Fd Cl A SPEAX 78956 20070402 Alger Analyst Fd Cl C AACYX 87379 20080925 Alger Analyst Fd Cl I AAIYX 87416 20081001 Alger Bal Fd Cl A ALBAX 30542 19970625 Alger Bal Fd Cl B ALGBX 14437 19960620 Alger Bal Fd Cl C ALBCX 30623 19970808 Alger Cap Appreciation Fd Cl A ACAAX 30540 19970625 Alger Cap Appreciation Fd Cl B ACAPX 14292 19960620 Alger Cap Appreciation Fd Cl C ALCCX 30624 19970808 Alger Cap Appreciation inst Fd Cl I ALARX 32731 19980415 Alger Cap Appreciation inst Fd Cl R ACARX 57347 20030128 Alger China U.S. Gr Fd Cl A CHUSX 62817 20040303 Alger China U.S. Gr Fd Cl C CHUCX 83351 20080303 Alger Convertible Fd Cl A, Inc. ACVFX 80596 20070726 Alger Fds II Alger DynamicsOpprtntsFdClA SPEDX 90487 20091109 Alger Green Fd Cl A SPEGX 78122 20070116 Alger Green Fd Cl C AGFCX 87437 20080924 Alger Green Fd Cl I AGIFX 87377 20080925 Alger Gwth Opportunities Fd Cl A AOFAX 83349 20080303 Alger Gwth Opportunities Fd Cl C AOFCX 83388 20080303 Alger Gwth Opportunities Fd Cl I AOFIX 83350 20080303 Alger Health Sciences Fd Cl A AHSAX 54344 20020920 Alger Health Sciences Fd Cl B AHSBX 54345 20020920 Alger Health Sciences Fd Cl C AHSCX 54346 20020920 Alger Int'l Opportunities Fd Cl C AOCFX 87417 20081001 Alger Int'l Opportunities Fd Cl I AOIFX 87418 20081001 Alger Intl Opps Fd Cl A SPEIX 78818 20070301 Alger Large Cap Gr inst Fd Cl R ALGIX 57349 20030128 Alger LargeCap Gr Fd Cl A ALGAX 30543 19970625 Alger LargeCap Gr Fd Cl B AFGPX 14387 19960620 Alger LargeCap Gr Fd Cl C ALGCX 30625 19970808 Alger LargeCap Gr inst Fd Cl I ALGRX 24177 19960703 Alger Mid Cap Gr Fd Cl A AMGAX 30545 19970625 Alger Mid Cap Gr Fd Cl B AMCGX 14454 19960620 Alger Mid Cap Gr Fd Cl C AMGCX 30626 19970808 Alger Mid Cap Gr inst Fd Cl I ALMRX 24178 19960703 Alger Mid Cap Gr inst Fd Cl R AGIRX 57348 20030128 Alger Ports - Alger Bal Portfolio Cl I-2 ABLOX 53530 20020514 Alger Ports - Alger Cap Appreciation Por ALVOX 53542 20020514 Alger Ports - Alger Gr Portfolio Cl I-2 AAGOX 53491 20020509 Alger Ports - Alger Incm and Gr Portfoli AIGOX 53541 20020514 Alger Ports - Alger Mid Cap Gr Portfolio AMGOX 53495 20020509 Alger Ports - Alger SmallCap Gr Portfoli AASOX 53527 20020514 Alger Ports - Alger SMidCap Gr Ptf Cl I- AAMOX 82752 20080103 Alger Small Cap Gr Fd Cl A ALSAX 30544 19970625 Alger Small Cap Gr Fd Cl B ALSCX 14447 19960620 Alger Small Cap Gr Fd Cl C AGSCX 30627 19970808 Alger Small Cap Gr inst Fd Cl I ALSRX 24179 19960703 Alger Small Cap Gr inst Fd Cl R ASIRX 57350 20030128 Alger SMidCap Gr Fd Cl A ALMAX 54347 20020920 Alger SMidCap Gr Fd Cl B ALMBX 54348 20020920 Alger SMidCap Gr Fd Cl C ALMCX 54349 20020920 Alger SMidCap Gr Fd Cl I ASIMX 80814 20070808 Alger Spectra Fd Cl A SPECX 24357 19961126 Alger Spectra Fd Cl C ASPCX 87438 20080924 Alger Spectra Fd Cl I ASPIX 87439 20080924 All Cap Gwth Fd Tr Cl NBATX 75221 20060907 Alleghany Montag & Caldwell Growth Fund MCGIX 30100 19970311 Alleghany/Montag & Caldwell Balanced Cl MOBIX 35564 19990304 AlliancBrnsten MltAst Infltn StrgyCl2Shs AMTTX 92185 20100309 AlliancBrnstnMncplIncmFdIncClfrnPtAdvsCl ALCVX 86941 20080807 ALLIANCE B TM WLTH APP STR ADV ATWYX 62169 20031110 Alliance Balanced Fund CBSYX 34396 19981026 Alliance Balanced Fund Cl B CABBX 30339 19970417 Alliance Balanced Fund Cl C CBACX 36091 19970417 Alliance Balanced Shares Cl A CABNX 14690 19960620 ALLIANCE BD FD QUAL BD A ABQUX 47321 20010129 ALLIANCE BERN BAL WLTH STR ADV ABWYX 62822 20040315 ALLIANCE BERN BAL WLTH STRAT A ABWAX 62166 20031110 ALLIANCE BERN BAL WLTH STRAT B ABWBX 62167 20031110 ALLIANCE BERN BAL WLTH STRAT C ABWCX 62168 20031110 ALLIANCE BERN BLND US LG C ADV ABBYX 62844 20040317 ALLIANCE BERN TM BAL WL ST ADV AGIYX 62836 20040315 ALLIANCE BERN TM WLT APP STR C ATWCX 62837 20040315 ALLIANCE BERN WLTH APP STR ADV AWAYX 62170 20031110 ALLIANCE BERNSTEIN INT VAL ADV ABIYX 48708 20010809 ALLIANCE BERNSTEIN SHT DUR A ADPAX 58836 20030718 ALLIANCE BERNSTEIN TR VAL A ABVAX 47553 20010503 ALLIANCE BERNSTEIN TR VAL B ABVBX 47271 20010417 ALLIANCE BERNSTEIN TR VAL C ABVCX 47324 20010419 Alliance Bernstein US Strtgc Rsrch Ptf A AURYX 90886 20091229 Alliance Bernstein US Strtgc Rsrch Ptf C AURAX 90881 20091229 Alliance Bernstein US Strtgc Rsrch Ptf C AURCX 90882 20091229 Alliance Bernstein US Strtgc Rsrch Ptf C AURIX 90883 20091229 Alliance Bernstein US Strtgc Rsrch Ptf C AURKX 90884 20091229 Alliance Bernstein US Strtgc Rsrch Ptf C AURRX 90885 20091229 ALLIANCE CALIFORNIA MUNICIPAL INCOME XAKPX 50951 20020226 Alliance Global Dollar Gov't Fund Inc B AGDBX 14399 19960119 Alliance Global Dollar Government AGDAX 24152 19960119 Alliance Global Dollar Govt Cl C AGDCX 30344 19970120 Alliance Greater China 97 Adv GCHYX 36439 19991110 Alliance Greater China 97 Fd A GCHAX 36436 19991110 Alliance Greater China 97 Fd B GCHBX 36437 19991110 Alliance Greater China 97 Fd C GCHCX 36438 19991110 Alliance Growth & Income Fund CBBYX 34398 19981026 Alliance Growth & Income Fund Cl A CABDX 23712 19960628 Alliance Growth & Income Fund Cl B CBBDX 23713 19960628 Alliance Growth & Income Fund Cl C CBBCX 23711 19960628 ALLIANCE GROWTH FD CL A AGRFX 45702 20010110 ALLIANCE GROWTH FD CL B AGBBX 45703 20010110 ALLIANCE GROWTH FD CL C AGRCX 45700 20010110 Alliance Inst.Fds, AllianceBernstein Glb ARIIX 24767 19980629 Alliance Muni II/AZ Port Cl A AAZAX 24878 19970120 Alliance Muni II/AZ Port Cl B AAZBX 24879 19970120 Alliance Muni II/AZ Port Cl C AAZCX 24880 19970120 Alliance Muni II/MA Port Cl A AMAAX 24883 19970120 Alliance Muni II/MA Port Cl B AMABX 24884 19970120 Alliance Muni II/MA Port Cl C AMACX 24885 19970220 Alliance Muni II/MI Port Cl A AMIAX 24886 19970220 Alliance Muni II/MI Port Cl B AMIBX 24887 19970220 Alliance Muni II/MI Port Cl C AMICX 24888 19970220 Alliance Muni II/MN Port Cl A AMNAX 24889 19970220 Alliance Muni II/MN Port Cl B AMNBX 24890 19970220 Alliance Muni II/MN Port Cl C AMNCX 24891 19970220 Alliance Muni II/NJ Port Cl A ANJAX 24892 19970220 Alliance Muni II/PA Port Cl A APAAX 24894 19970220 Alliance Muni II/Port Cl C APACX 24895 19970220 Alliance Muni II/VA Port Cl A AVAAX 24896 19970220 Alliance Muni II/VA Port Cl B AVABX 24897 19970220 Alliance Muni II/VA Port Cl C AVACX 24898 19970220 Alliance Muni Income Fd CA Port Cl A ALCAX 14433 19960119 Alliance Muni Income Fd CA Port Cl B ALCBX 14434 19960119 Alliance Muni Income Fd CA Port Cl C ACACX 14291 19960119 Alliance Muni Income Fd II AOHAX 32191 19971204 Alliance Muni Income Fd II NJ Port Cl B ANJBX 14485 19960620 Alliance Muni Income Fd II NJ Port Cl C ANJCX 14486 19960620 Alliance Muni Income Fd II OH Port Cl C AOHCX 14494 19960620 Alliance Muni Income Fd II PA Port Cl B APABX 14500 19960620 Alliance Muni Income Fd Nat'l Port Cl A ALTHX 14449 19960119 Alliance Muni Income Fd Nat'l Port Cl B ALTBX 14448 19960119 Alliance Muni Income Fd Nat'l Port Cl C ALNCX 14445 19960119 Alliance Muni Income Fd NY Port Cl A ALNYX 14446 19960119 Alliance Muni Income Fd NY Port Cl B ALNBX 14444 19960119 Alliance Muni Income Fd NY Port Cl C ANYCX 14490 19960620 Alliance Municipal Income Fd/ Ohio Cl B AOHBX 24298 19960823 ALLIANCE NEW YORK MUNICIPAL INCOME F XAYNX 50952 20020226 ALLIANCE PTS ALLIANCE GRW ADV AGRYX 45701 20010110 Alliance Quasar Fund Advisor QUAYX 30348 19970417 Alliance Quasar Fund Cl A QUASX 22774 19960620 Alliance Quasar Fund Cl B QUABX 23715 19960628 Alliance Quasar Fund Cl C QUACX 24153 19961010 Alliance Utility Income Cl A AUIAX 30354 19970417 Alliance Utility Income Cl B AUIBX 30355 19970417 Alliance Utility Income Cl C AUICX 30356 19970417 Alliance Utility Income Fund AUIYX 34401 19981026 AllianceBernstein 2000 Rtrmnt Strtg Cl A LTAAX 72557 20060125 AllianceBernstein 2000 Rtrmnt Strtg Cl B LTABX 72558 20060125 AllianceBernstein 2000 Rtrmnt Strtg Cl C LTACX 72628 20060125 AllianceBernstein 2000 Rtrmnt Strtg Cl I LTAIX 72559 20060125 AllianceBernstein 2000 Rtrmnt Strtg Cl K LTAKX 72560 20060125 AllianceBernstein 2000 Rtrmnt Strtg Cl R LTARX 72561 20060125 AllianceBernstein 2000RtrmntStrtgAdvsrCl LTAVX 72562 20060125 AllianceBernstein 2005 Rtrmnt Strtg Cl A LTBAX 72563 20060125 AllianceBernstein 2005 Rtrmnt Strtg Cl B LTCBX 72568 20060125 AllianceBernstein 2005 Rtrmnt Strtg Cl C LTSCX 72620 20060125 AllianceBernstein 2005 Rtrmnt Strtg Cl I LTBIX 72564 20060125 AllianceBernstein 2005 Rtrmnt Strtg Cl K LTBKX 72565 20060125 AllianceBernstein 2005 Rtrmnt Strtg Cl R LTBRX 72566 20060125 AllianceBernstein 2005RtrmntStrtgAdvsrCl LTBVX 72567 20060125 AllianceBernstein 2010 Rtrmnt Strtg Cl A LTDAX 72569 20060125 AllianceBernstein 2010 Rtrmnt Strtg Cl B LTDBX 72570 20060125 AllianceBernstein 2010 Rtrmnt Strtg Cl C LTDCX 72571 20060125 AllianceBernstein 2010 Rtrmnt Strtg Cl I LTDIX 72572 20060125 AllianceBernstein 2010 Rtrmnt Strtg Cl K LTDKX 72573 20060125 AllianceBernstein 2010 Rtrmnt Strtg Cl R LTDRX 72574 20060125 AllianceBernstein 2010RtrmntStrtgAdvsrCl LTDVX 72575 20060125 AllianceBernstein 2015 Rtrmnt Strtg Cl A LTEAX 72576 20060125 AllianceBernstein 2015 Rtrmnt Strtg Cl B LTGBX 72582 20060125 AllianceBernstein 2015 Rtrmnt Strtg Cl C LTECX 72577 20060125 AllianceBernstein 2015 Rtrmnt Strtg Cl I LTEIX 72578 20060125 AllianceBernstein 2015 Rtrmnt Strtg Cl K LTEKX 72579 20060125 AllianceBernstein 2015 Rtrmnt Strtg Cl R LTERX 72580 20060125 AllianceBernstein 2015RtrmntStrtgAdvsrCl LTEVX 72581 20060125 AllianceBernstein 2020 Rtrmnt Strtg Cl A LTHAX 72583 20060125 AllianceBernstein 2020 Rtrmnt Strtg Cl B LTHBX 72584 20060125 AllianceBernstein 2020 Rtrmnt Strtg Cl C LTHCX 72585 20060125 AllianceBernstein 2020 Rtrmnt Strtg Cl I LTHIX 72586 20060125 AllianceBernstein 2020 Rtrmnt Strtg Cl K LTHKX 72587 20060125 AllianceBernstein 2020 Rtrmnt Strtg Cl R LTHRX 72588 20060125 AllianceBernstein 2020RtrmntStrtgAdvsrCl LTHVX 72589 20060125 AllianceBernstein 2025 Rtrmnt Strtg Cl A LTIAX 72590 20060125 AllianceBernstein 2025 Rtrmnt Strtg Cl B LTIBX 72591 20060125 AllianceBernstein 2025 Rtrmnt Strtg Cl C LTICX 72592 20060125 AllianceBernstein 2025 Rtrmnt Strtg Cl I LTJIX 72597 20060125 AllianceBernstein 2025 Rtrmnt Strtg Cl K LTJKX 72598 20060125 AllianceBernstein 2025 Rtrmnt Strtg Cl R LTJRX 72599 20060125 AllianceBernstein 2025RtrmntStrtgAdvsrCl LTIVX 72593 20060125 AllianceBernstein 2030 Rtrmnt Strtg Cl A LTJAX 72594 20060125 AllianceBernstein 2030 Rtrmnt Strtg Cl B LTJBX 72595 20060125 AllianceBernstein 2030 Rtrmnt Strtg Cl C LTJCX 72596 20060125 AllianceBernstein 2030 Rtrmnt Strtg Cl I LTKIX 72604 20060125 AllianceBernstein 2030 Rtrmnt Strtg Cl K LTKKX 72605 20060125 AllianceBernstein 2030 Rtrmnt Strtg Cl R LTKRX 72606 20060125 AllianceBernstein 2030RtrmntStrtgAdvsrCl LTJVX 72600 20060125 AllianceBernstein 2035 Rtrmnt Strtg Cl A LTKAX 72601 20060125 AllianceBernstein 2035 Rtrmnt Strtg Cl B LTKBX 72602 20060125 AllianceBernstein 2035 Rtrmnt Strtg Cl C LTKCX 72603 20060125 AllianceBernstein 2035 Rtrmnt Strtg Cl I LTLIX 72610 20060125 AllianceBernstein 2035 Rtrmnt Strtg Cl K LTLKX 72611 20060125 AllianceBernstein 2035 Rtrmnt Strtg Cl R LTLRX 72612 20060125 AllianceBernstein 2040 Rtrmnt Strtg Cl A LTLAX 72607 20060125 AllianceBernstein 2040 Rtrmnt Strtg Cl B LTLBX 72608 20060125 AllianceBernstein 2040 Rtrmnt Strtg Cl C LTLCX 72609 20060125 Alliancebernstein 2040 Rtrmnt Strtg Cl I LTSIX 72621 20060125 AllianceBernstein 2040 Rtrmnt Strtg Cl K LTSKX 72622 20060125 AllianceBernstein 2040 Rtrmnt Strtg Cl R LTSRX 72623 20060125 AllianceBernstein 2040RtrmntStrtgAdvsrCl LTLVX 72613 20060125 AllianceBernstein 2045 Rtrmnt Strtg Cl A LTPAX 72614 20060125 AllianceBernstein 2045 Rtrmnt Strtg Cl B LTPBX 72615 20060125 AllianceBernstein 2045 Rtrmnt Strtg Cl C LTPCX 72616 20060125 AllianceBernstein 2045 Rtrmnt Strtg Cl I LTPIX 72617 20060125 AllianceBernstein 2045 Rtrmnt Strtg Cl K LTPKX 72618 20060125 AllianceBernstein 2045 Rtrmnt Strtg Cl R LTPRX 72812 20060216 AllianceBernstein 2045RtrmntStrtgAdvirCl LTPVX 72619 20060125 AllianceBernstein B Sh Dur ADPBX 58540 20030718 AllianceBernstein Bal Shs Inc. Cl R Shs CBSRX 62662 20040209 AllianceBernstein bd Fd, AllianceBernste ABQIX 65100 20050307 AllianceBernstein bd Fd, AllianceBernste ABQKX 65105 20050307 AllianceBernstein bd Fd, Inc. - Alliance ABQBX 47320 20010119 AllianceBernstein bd Fd, Inc. - Alliance ABQCX 48724 20010119 AllianceBernstein bd Fd, Inc. - Alliance ABQYX 47322 20010419 AllianceBernstein bd Fd, Inc.AllianceBer ABQRX 62654 20040209 ALLIANCEBERNSTEIN BIOTECH A ASBAX 75812 20061110 AllianceBernstein Blended Style Ser U.S. ABBRX 62755 20040305 AllianceBernstein Blended Style Srs - Re LTQAX 80439 20070711 AllianceBernstein Blended Style Srs-Reti LTQCX 80441 20070711 AllianceBernstein Blended Style Srs-Reti LTQIX 80442 20070711 AllianceBernstein Blended Style Srs-Reti LTQKX 80443 20070711 AllianceBernstein Blended Style Srs-Reti LTQRX 80444 20070711 AllianceBernstein Blended Style Srs-Reti LTQVX 80445 20070711 AllianceBernstein Blended Style Srs-Reti LTWAX 80446 20070711 AllianceBernstein Blended Style Srs-Reti LTWBX 80447 20070711 AllianceBernstein Blended Style Srs-Reti LTWCX 80448 20070711 AllianceBernstein Blended Style Srs-Reti LTWIX 80449 20070711 AllianceBernstein Blended Style Srs-Reti LTWKX 80450 20070711 AllianceBernstein Blended Style Srs-Reti LTWRX 80451 20070711 AllianceBernstein Blended Style Srs-Reti LTWVX 80452 20070711 ALLIANCEBERNSTEIN BLENDEDSTYUS LGCAP ABBBX 57004 20021206 ALLIANCEBERNSTEIN BLENDEDSTYUS LGCAP ABBCX 57820 20030404 ALLIANCEBERNSTEIN BLENDEDSTYUS LRGCA ABBAX 57271 20030108 AllianceBernstein C Sh Dur ADPCX 58541 20030718 AllianceBernstein Diversified Yield Fd, AGCCX 24764 19980120 AllianceBernstein Diversified Yield Fd, AGLIX 65196 20050314 AllianceBernstein Diversified Yield Fd, AGSAX 32732 19980120 AllianceBernstein Diversified Yield Fd, AGSBX 30564 19970120 AllianceBernstein Diversified Yield Fd, AGSIX 36706 20000110 AllianceBernstein Diversified Yield Fd, AGSKX 65197 20050314 AllianceBernstein Diversified Yield Fd, AGSRX 65198 20050314 AllianceBernstein Focused Gr & Incm Fd, ADGAX 45894 20010118 AllianceBernstein Focused Gr & Incm Fd, ADGBX 46674 20010308 AllianceBernstein Focused Gr & Incm Fd, ADGCX 47325 20010419 AllianceBernstein Focused Gr & Incm Fd, ADGRX 62678 20040212 AllianceBernstein Gbl bd Fd, Inc Cl A ANAGX 14478 19960620 AllianceBernstein Gbl bd Fd, Inc. Cl B ANABX 14476 19960620 AllianceBernstein Gbl bd Fd, Inc. Cl C ANACX 14477 19960620 AllianceBernstein Gbl Gr Fd, Inc Cl A Sh ABZAX 62831 20040315 AllianceBernstein Gbl Gr Fd, Inc. adv Cl ABZYX 62834 20040315 AllianceBernstein Gbl Gr Fd, Inc. Cl B S ABZBX 62832 20040315 AllianceBernstein Gbl Gr Fd, Inc. Cl C S ABZCX 62833 20040315 AllianceBernstein Gbl Gr Fd, Inc. Cl I ABZIX 65188 20050307 AllianceBernstein Gbl Gr Fd, Inc. Cl K ABZKX 65189 20050307 AllianceBernstein Gbl Gr Fd, Inc. Cl R S ABZRX 64677 20050125 AllianceBernstein Gbl High Incm Fd, Inc. XAWFX 42525 19990405 AllianceBernstein Gbl Real Estate Inv Fd AEEIX 65192 20050307 AllianceBernstein Gbl Real Estate Inv Fd AREAX 34503 19981111 AllianceBernstein Gbl Real Estate Inv Fd AREBX 24314 19970107 AllianceBernstein Gbl Real Estate Inv Fd ARECX 30349 19970417 AllianceBernstein Gbl Real Estate Inv Fd ARRKX 65223 20050307 AllianceBernstein Gbl Real Estate Inv Fd ARRRX 65224 20050307 AllianceBernstein Gbl Real Estate Inv Fd ARSYX 34400 19981023 AllianceBernstein Gbl Themaic Gr Fd, Inc ATEYX 30309 19970411 AllianceBernstein Gbl Thematic Gr Fd, In AGTIX 65199 20050307 AllianceBernstein Gbl Thematic Gr Fd, In ALTFX 14165 19960116 AllianceBernstein Gbl Thematic Gr Fd, In ATEBX 14546 19960620 AllianceBernstein Gbl Thematic Gr Fd, In ATECX 14547 19960620 AllianceBernstein Gbl Thematic Gr Fd, In ATEKX 65225 20050307 AllianceBernstein Gbl Thematic Gr Fd, In ATERX 62659 20040209 AllianceBernstein Global Bd Inc Cl I Shs ANAIX 82367 20071113 AllianceBernstein Global Bd Inc Cl K Shs ANAKX 82395 20071114 AllianceBernstein Global Bd Inc Cl R Shs ANARX 82368 20071113 AllianceBernstein Global BdIncAdvsrClShs ANAYX 82369 20071113 AllianceBernstein Global Small Cp Adv GSCYX 67960 20051019 ALLIANCEBERNSTEIN GLOBAL VALADVISOR ABGYX 53529 20020514 ALLIANCEBERNSTEIN GLOBAL VALCL A ABAGX 57864 20030411 ALLIANCEBERNSTEIN GLOBAL VALCL B ABBGX 57865 20030411 ALLIANCEBERNSTEIN GLOBAL VALCL C ABCGX 57866 20030411 AllianceBernstein Gr and Incm Fd, Inc. C CBBRX 62660 20040209 AllianceBernstein Hi Incm Fd Inc Cl I Sh AGDIX 82922 20080131 AllianceBernstein Hi Incm Fd Inc Cl K Sh AGDKX 82923 20080131 AllianceBernstein Hi Incm Fd Inc Cl R Sh AGDRX 82924 20080131 AllianceBernstein Incm Fd, Inc. XACGX 42519 19990405 AllianceBernstein Intl Gr Fd, Inc. adv C AWPYX 34402 19981026 AllianceBernstein Intl Gr Fd, Inc. Cl A AWPAX 14157 19951212 AllianceBernstein Intl Gr Fd, Inc. Cl B AWPBX 14561 19960620 AllianceBernstein Intl Gr Fd, Inc. Cl c AWPCX 30364 19970422 AllianceBernstein Intl Gr Fd, Inc. Cl I AWPIX 65231 20050314 AllianceBernstein Intl Gr Fd, Inc. Cl K AWPKX 65232 20050314 AllianceBernstein Intl Gr Fd, Inc. Cl R AWPRX 65233 20050314 AllianceBernstein Intl Port Cl A Shs AIZAX 62698 20040220 AllianceBernstein Intl Port Cl B Shs AIZBX 62696 20040220 AllianceBernstein Intl Port Cl C Shs AIZCX 62697 20040220 AllianceBernstein Intl Value Fd Cl R Shs AIVRX 62658 20040209 ALLIANCEBERNSTEIN INTLVALUE CL A ABIAX 53492 20020509 ALLIANCEBERNSTEIN INTLVALUE CL B ABIBX 53796 20020621 ALLIANCEBERNSTEIN INTLVALUE CL C SHS ABICX 54308 20020911 AllianceBernstein Large-Cap Gr Fd, Inc a APGYX 30338 19970414 AllianceBernstein Large-Cap Gr Fd, Inc C APGCX 23714 19960628 AllianceBernstein Large-Cap Gr Fd, Inc. ABPRX 62653 20040209 AllianceBernstein Large-Cap Gr Fd, Inc. APGAX 14508 19960620 AllianceBernstein Large-Cap Gr Fd, Inc. APGBX 14509 19960620 AllianceBernstein Natl muni Incm Fd, Inc XAFBX 50950 20020226 AllianceBernstein Ptf AllianBerstein Wlt AWARX 62759 20040304 AllianceBernstein Ptf AllianceBernstein ABWRX 62745 20040304 AllianceBernstein Ptf AllianceBernstein ACIAX 30342 19970312 AllianceBernstein Ptf AllianceBernstein ACIBX 14324 19960314 AllianceBernstein Ptf AllianceBernstein AGIAX 14402 19960620 AllianceBernstein Ptf AllianceBernstein AGIBX 14403 19960620 AllianceBernstein Ptf AllianceBernstein AGICX 30346 19970417 AllianceBernstein Ptf AllianceBernstein APPRX 62758 20040304 AllianceBernstein Ptf AllianceBernstein ABPAX 62293 20031215 AllianceBernstein Ptf AllianceBernstein ABPBX 62651 20040209 AllianceBernstein Ptf AllianceBernstein ABPCX 62652 20040209 AllianceBernstein Ptf AllianceBernstein ABPYX 62348 20040102 AllianceBernstein Ptf AllianceBernstin T ACICX 30341 19970312 AllianceBernstein Ptf, AllianceBernstein ACIYX 62835 20040315 AllianceBernstein Ptf:AllianceBernstein APWIX 65221 20050307 AllianceBernstein Ptf:AllianceBernstein APWKX 65222 20050307 AllianceBernstein Small-Mid Cap Value Fd ABASX 48698 20010809 AllianceBernstein Small-Mid Cap Value Fd ABCSX 48699 20010809 AllianceBernstein Small-Mid Cap Value Fd ABSRX 62655 20040209 AllianceBernstein Small-Mid Cap Value Fd ABYSX 48725 20010814 AllianceBernstein Small/Mid Cap Gr Fd, I CHCBX 14768 19960620 AllianceBernstein Small/Mid Cap Gr Fd, I CHCLX 14769 19960620 AllianceBernstein Small/Mid Cap Gr Fd, I CHCYX 34181 19980820 AllianceBernstein Small/Mid-Cap Gr Fd, I CHCCX 30343 19970417 AllianceBernstein Small/Mid-Cap Gr Fd, I CHCIX 65241 20050307 AllianceBernstein Small/Mid-Cap Gr Fd, I CHCKX 65242 20050307 AllianceBernstein Small/Mid-Cap Gr Fd, I CHCRX 65243 20050307 AllianceBernstein Tax Managed Wealth App ATWAX 62648 20040209 AllianceBernstein Tax-Managed Intl Port ABXAX 62693 20040220 AllianceBernstein Tax-Managed Intl Port ABXBX 62694 20040220 AllianceBernstein Tax-Managed Intl Port ABXCX 62695 20040220 AllianceBernstein Tax-Managed Wealth B ATWBX 62843 20040316 AllianceBernstein Tr-AllianceBernstein S ABBSX 47884 20010625 ALLIANCEBERNSTEIN VALUE FD ADVISOR ABVYX 53532 20020514 AllianceBernstein Value Fd Cl R Shs ABVRX 62657 20040209 AllianceBernstein Wealth Appreciation St AWABX 62295 20031215 AllianceBernstein Wealth Appreciation St AWACX 62296 20031215 AllianceBernstein Wealth pres Strategy C AWAAX 62294 20031215 AllianceBernstn Hi IncmFd Inc AdvsrCl Sh AGDYX 82925 20080131 AllianceBertnstein Blended Style Srs-Ret LTQBX 80440 20070711 AllianceBrnstn 2035 Rtrmnt Stgy Advsr Cl LTKVX 72733 20060130 AllianceBrnstn MncplIncmFdIncNYPtAdvsrCl ALNVX 86942 20080807 AllianceBrnstnMncplIncmFdIncNtlPtAdvsrCl ALTVX 86943 20080807 Allianx RCM Int'l Opportunities Fd Cl A ARIAX 86616 20080716 Allianz CCM Cap Appreciation Cl A PCFAX 24999 19970226 Allianz CCM Cap Appreciation Cl C FD PFCCX 34880 19981111 Allianz CCM Cap Appreciation Cl R PCARX 57651 20030313 Allianz CCM Cap Appreciation Fd Administ PICAX 32260 19980105 Allianz CCM Cap Appreciation Fd Cl B PFCBX 34879 19981111 Allianz CCM Cap Appreciation Fd Cl D PCADX 53332 20020408 Allianz CCM Cap Appreciation Fd inst Cl PAPIX 22174 19960620 Allianz CCM Capital Appreciation Fd Cl P ALAPX 86422 20080707 Allianz CCM Emerging Companies Administr PMGAX 36409 19991029 Allianz CCM Emerging Companies inst Cl PMCIX 22483 19960620 Allianz CCM Focsd Growth Fnd Cl A AFWAX 73774 20060711 Allianz CCM Focsd Growth Fnd Cl C AFWCX 73775 20060711 Allianz CCM Focsd Grwth Fnd Cl D AFWDX 73885 20060706 Allianz CCM Focused Gwth Fd Admnstrtv Cl ALADX 75306 20060920 Allianz CCM Focused Gwth Fd Cl P ACFPX 86416 20080707 Allianz CCM Focused Gwth Institutionl Cl AFGIX 67537 20050906 Allianz CCM Mid Cap Cl R PMCRX 57658 20030313 Allianz CCM Mid Cap Fd Administrative Cl PMCGX 32564 19980306 Allianz CCM Mid Cap Fd Cl A PFMAX 22275 19960620 Allianz CCM Mid Cap Fd Cl B PFMBX 22276 19960620 Allianz CCM Mid Cap Fd Cl C PFMCX 22277 19960620 Allianz CCM Mid-Cap Fd Cl D PMCDX 53401 20020415 Allianz CCM Mid-Cap Fd Cl P ACMPX 86417 20080707 Allianz CCM Mid-Cap Fd inst Cl PMGIX 22490 19960620 Allianz Fds NACM Intl Cl C PNICX 66571 20050203 Allianz Fds, NACM Intl Cl A PNIAX 65066 20041220 Allianz Fds, NACM Intl Cl D PNIDX 65067 20041220 Allianz Gbl Invs Fixed Incm Shares - Ser FXICX 44771 20001018 Allianz Gbl Invs Fixed Incm Shares - Ser FXIMX 44772 20001018 Allianz Gbl Invs Fixed Incm Shares Serie FXIHX 78958 20070403 Allianz Gbl Invs Fixed Incm Shares Serie FXIRX 64088 20040526 Allianz Gbl Invs Solutions Core Alloc Fd PALAX 53788 20020619 Allianz Gbl Invs Solutions Core Alloc Fd PALBX 53789 20020619 Allianz Gbl Invs Solutions Core Alloc Fd PALCX 53790 20020619 Allianz Gbl Invs Solutions Core Alloc Fd PALLX 64368 20040810 Allianz Glb Inv Sltns Gwth Alctn Fd Cl A ASGAX 89315 20090505 Allianz Glb Inv Sltns Gwth Alctn Fd Cl C ASACX 89312 20090505 Allianz Glb Inv Sltns Gwth Alctn Fd Cl D AGSDX 89287 20090505 Allianz Glb Inv Sltns Gwth Alctn Fd Cl P AGSPX 89288 20090505 Allianz Glb Inv Sltns Gwth Alctn Fd Cl R ASFRX 89289 20090505 Allianz Glb Inv Sltns Gwth AlctnFdnstCl AGAIX 89313 20090505 Allianz Glb Inv Sltns GwthAlctnFdAdmnCl AGFAX 89314 20090505 Allianz Glbl Investors Eqty Shares Srs I ALIIX 89813 20090804 Allianz Glbl Invstrs Sltns 2040 Cl Insti AVTIX 88295 20081231 Allianz Glbl Invstrs Sltns 2040 Fd Admin AVAMX 88288 20081231 Allianz Glbl Invstrs Sltns Cr Alctn Cl D AGADX 89279 20090505 Allianz Glbl Invstrs Sltns Cr Alctn Cl P AGAPX 89280 20090505 Allianz Glbl Invstrs Sltns Cr Alctn Cl R AGARX 89281 20090505 Allianz Global Invstrs Sltns 2040 Fd A AVSAX 88290 20081231 Allianz Globl Invstrs Sltns 2015 Fd Cl A AZGAX 88372 20090108 Allianz Globl Invstrs Sltns 2015 Fd Cl C AZGCX 88373 20090108 Allianz Globl Invstrs Sltns 2015 Fd Cl D AZGDX 88296 20081231 Allianz Globl Invstrs Sltns 2015 Fd Cl P AZGPX 88298 20081231 Allianz Globl Invstrs Sltns 2015 Fd Cl R AZGRX 88299 20081231 Allianz Globl Invstrs Sltns 2020 Fd Cl A AGLAX 88366 20090108 Allianz Globl Invstrs Sltns 2020 Fd Cl C ABSCX 88365 20090108 Allianz Globl Invstrs Sltns 2020 Fd Cl D AGLDX 88274 20081231 Allianz Globl Invstrs Sltns 2020 Fd Cl P AGLPX 88276 20081231 Allianz Globl Invstrs Sltns 2020 Fd Cl R AGLRX 88277 20081231 Allianz Globl Invstrs Sltns 2030 Fd Cl A ABLAX 88362 20090108 Allianz Globl Invstrs Sltns 2030 Fd Cl C ABLCX 88363 20090108 Allianz Globl Invstrs Sltns 2030 Fd Cl D ABDIX 88361 20090108 Allianz Globl Invstrs Sltns 2030 Fd Cl P ABLPX 88273 20081231 Allianz Globl Invstrs Sltns 2030 Fd Cl R ABLRX 88364 20090108 Allianz Globl Invstrs Sltns 2040 Fd Cl C AVSCX 88291 20081231 Allianz Globl Invstrs Sltns 2040 Fd Cl D AVSDX 88292 20081231 Allianz Globl Invstrs Sltns 2040 Fd Cl P AVSPX 88293 20081231 Allianz Globl Invstrs Sltns 2040 Fd Cl R AVSRX 88294 20081231 Allianz Globl Invstrs Sltns 2050 Fd Cl A ASNAX 88283 20081231 Allianz Globl Invstrs Sltns 2050 Fd Cl C ASNCX 88284 20081231 Allianz Globl Invstrs Sltns 2050 Fd Cl D ASNDX 88285 20081231 Allianz Globl Invstrs Sltns 2050 Fd Cl P ASNPX 88287 20081231 Allianz Globl Invstrs Sltns 2050 Fd Cl R ASNRX 88369 20090108 Allianz NACM Convertible Cl P ANCMX 94241 20100608 Allianz NACM Convertible Fd inst ANNPX 92960 20100412 Allianz NACM Convertible Fund Administra ANNAX 92958 20100413 Allianz NACM Convertible Fund Class A ANZAX 92961 20100413 Allianz NACM Convertible Fund Class C ANZCX 92962 20100413 Allianz NACM Convertible Fund Class D ANZDX 92963 20100413 Allianz NACM Convertible Fund Class R ANZRX 92964 20100413 Allianz NACM Convertible Fund Inst Class ANNIX 92959 20100412 Allianz NACM Emerging Growth Inst Class AEMIX 92953 20100412 Allianz NACM Emerging Markts Opp Fd Cl P AEMPX 86472 20080707 Allianz NACM Emrgng Mkt OpprtntFd InstCl AOTIX 75146 20060822 Allianz NACM Emrgng Mkt Opprtnts Fd Cl C AOTCX 75144 20060822 Allianz NACM Emrgng Mkt Opprtnts Fd Cl D AOTDX 75145 20060822 Allianz NACM Emrgng Mrkt Opprtnt Fd Cl A AOTAX 75143 20060822 Allianz NACM Gbl Cl A NGBAX 57680 20030313 Allianz NACM Gbl Cl B NGBBX 57681 20030313 Allianz NACM Gbl Cl C NGBCX 57682 20030313 Allianz NACM Gbl Cl D NGBDX 57646 20030313 Allianz NACM Gbl Cl R NGBRX 57647 20030313 Allianz NACM Global Fd Cl P AGMPX 86420 20080707 Allianz NACM Gr Cl A NGWAX 57648 20030313 Allianz NACM Gr Cl B NGWBX 57649 20030313 Allianz NACM Gr Cl C NGWCX 57650 20030313 Allianz NACM Gr Cl D NGWDX 57716 20030320 Allianz NACM Gwth Fd Cl P ANCPX 86427 20080707 Allianz NACM High Yield Bond Fund Admini AYBVX 92973 20100413 Allianz NACM High Yield Bond Fund Class AYBDX 93026 20100419 Allianz NACM High Yield Bond Fund Class AYBAX 92968 20100413 Allianz NACM High Yield Bond Fund Class AYBCX 92969 20100413 Allianz NACM High Yield Bond Fund Class AYBPX 92971 20100413 Allianz NACM High Yield Bond Fund Class AYBRX 92972 20100413 Allianz NACM High Yield Bond Fund Inst C AYBIX 92970 20100412 Allianz NACM Incm & Gwth Fd Cl P AIGPX 86421 20080707 Allianz NACM Incm and Gwth Cl A AZNAX 78806 20070301 Allianz NACM Incm and Gwth Cl C AZNCX 78820 20070302 Allianz NACM Incm and Gwth Cl D AZNDX 78807 20070301 Allianz NACM Incm and Gwth Insti Cl AZNIX 78808 20070301 Allianz NACM Int'l Fd Cl P ANIPX 86429 20080707 Allianz NACM Internaional Growth Opportu ALOVX 92957 20100413 Allianz NACM International Growth Opport ALODX 92954 20100413 Allianz NACM International Growth Opport ALOPX 92955 20100412 Allianz NACM International Growth Opport ALORX 92956 20100413 Allianz NACM International Growth Opport AOPAX 92965 20100413 Allianz NACM International Growth Opport AOPCX 92966 20100413 Allianz NACM Intl Administrative Cl ANCAX 72971 20060324 Allianz NACM Intl Cl R ANIRX 72973 20060324 Allianz NACM Intl Fd inst Cl NAISX 47607 20010509 Allianz NACM Intl Grwth Opprtnts Instnl ALOIX 93351 20100412 Allianz NACM Micro Cap Inst Class AMCIX 93024 20100419 Allianz NACM Mid-Cap Gwth Cl A ANMAX 80734 20070807 Allianz NACM Mid-Cap Gwth Cl C ANMGX 80667 20070801 Allianz NACM Mid-Cap Gwth Fd Cl P AMGPX 86424 20080707 Allianz NACM MidCap Gwth Institutinal Cl ANMIX 80634 20070731 Allianz NACM Pacific Rim Cl A PPRAX 57664 20030313 Allianz NACM Pacific Rim Cl B PPRBX 57665 20030313 Allianz NACM Pacific Rim Cl C PPRCX 57666 20030313 Allianz NACM Pacific Rim Cl D PPRDX 57667 20030313 Allianz NACM Pacific Rim Fd Cl P APRPX 86437 20080707 Allianz NACM Pacific Rim Fd Instl Cl NAPRX 36814 20000131 Allianz NACM Small to Mid Cap Growth Ins ASGIX 93025 20100419 Allianz NACM Ultra Micro Cap Inst Class AUMIX 92967 20100412 Allianz NFG Lg-Cap Val Fd Admnstrtv Cl ALNFX 75307 20060920 Allianz NFJ All-Cap Val Fd Cl P ANFPX 86428 20080707 Allianz NFJ All-Cap Value Cl A PNFAX 57659 20030313 Allianz NFJ All-Cap Value Cl B PNFBX 57660 20030313 Allianz NFJ All-Cap Value Fd Admin Cl PNCAX 66958 20050401 Allianz NFJ All-Cap Value Fd Cl C PNFCX 57661 20030313 Allianz NFJ All-Cap Value Fd Cl D PNFDX 57662 20030313 Allianz NFJ All-Cap Value Fd Insti Cl PNFIX 66869 20050401 Allianz NFJ Dividend Val Admnstrtv Cl ANDAX 72972 20060324 Allianz NFJ Dividend Val Fd Cl P ADJPX 86418 20080707 Allianz NFJ Dividend Value Cl A PNEAX 57602 20030311 Allianz NFJ Dividend Value Cl B PNEBX 57603 20030311 Allianz NFJ Dividend Value Cl C PNECX 57604 20030311 Allianz NFJ Dividend Value Cl D PEIDX 53335 20020408 Allianz NFJ Dividend Value Fd Insti Cl NFJEX 44231 20000719 Allianz NFJ eq Incm Cl R PNERX 57605 20030311 Allianz NFJ Glbl Dvd Vl Fnd Inst Cl ANUIX 89590 20090629 Allianz NFJ Global Dividnd Vl Fnd Clss A ANUAX 89587 20090629 Allianz NFJ Global Dividnd Vl Fnd Clss C ANUCX 89588 20090629 Allianz NFJ Global Dividnd Vl Fnd Clss D ANUDX 89589 20090629 Allianz NFJ Global Dividnd Vl Fnd Clss P ANUPX 89591 20090629 Allianz NFJ Int'l Val Fd Admin Cl AIVAX 93811 20100517 Allianz NFJ Int'l Val Fd Cl P AFVPX 86419 20080707 Allianz NFJ Int'l Val Fd Cl R ANJRX 90392 20091103 Allianz NFJ Int'l Val Institutional Cl ANJIX 67538 20050906 Allianz NFJ International Value Class A AFJAX 67065 20050513 Allianz NFJ International Value Class C AFJCX 67066 20050513 Allianz NFJ International Value Class D AFJDX 67067 20050513 Allianz NFJ Large Cap Value Cl A PNBAX 57595 20030311 Allianz NFJ Large Cap Value Cl B PNBBX 57596 20030311 Allianz NFJ Large Cap Value Cl C PNBCX 57597 20030311 Allianz NFJ Large Cap Value Cl D PNBDX 57598 20030311 Allianz NFJ Lg Cap Val Institutional Cl ANVIX 67539 20050906 Allianz NFJ Lg-Cap Val Fd Cl P ALCPX 86423 20080707 Allianz NFJ LgCap Val Cl R ANLRX 72974 20060324 Allianz NFJ Mid-Cap Val Fd Cl A ANVAX 75139 20060822 Allianz NFJ Mid-Cap Val Fd Cl C ANVCX 75141 20060822 Allianz NFJ Mid-Cap Val Fd Cl D ANVDX 75142 20060822 Allianz NFJ Mid-Cap Val Fd Cl P AMVPX 86426 20080707 Allianz NFJ Mid-Cap Val Fd Institutnl Cl ANIVX 75138 20060822 Allianz NFJ Renaissanc Fd Cl C PQNCX 22577 19960620 Allianz NFJ Renaissance Fd Administrativ PRAAX 36777 20000124 Allianz NFJ Renaissance Fd Cl A PQNAX 22576 19960620 Allianz NFJ Renaissance Fd Cl B PQNBX 24427 19970107 Allianz NFJ Renaissance Fd Cl D PREDX 53342 20020408 Allianz NFJ Renaissance Fd Cl R PRNRX 57670 20030313 Allianz NFJ Renaissance Fd inst Cl PRNIX 36774 20000124 Allianz NFJ Sm-Cap Val Fd Cl P ASVPX 86441 20080707 Allianz NFJ Small Cap Value Cl A Fd PCVAX 34889 19981111 Allianz NFJ Small Cap Value Cl B PCVBX 34890 19981111 Allianz NFJ Small Cap Value Cl C Fd PCVCX 34891 19981111 Allianz NFJ Small Cap Value Cl D PNVDX 57606 20030311 Allianz NFJ Small Cap Value Cl R PNVRX 57607 20030311 Allianz NFJ Small Cap Value Fd Administr PVADX 34277 19980924 Allianz NFJ Small Cap Value inst Cl PSVIX 22680 19960620 Allianz OCC Gr Fd Administrative Cl PGFAX 36415 19991029 Allianz OCC Gr Fd Cl A PGWAX 22352 19960620 Allianz OCC Gr Fd Cl B PGFBX 22321 19960620 Allianz OCC Gr Fd Cl C PGWCX 6705 19930211 Allianz OCC Gr Fd Cl D PGRDX 53340 20020408 Allianz OCC Gr Fd inst Cl PGFIX 42673 20000404 Allianz OCC Gwth Fd Cl P AOGPX 86432 20080707 Allianz OCC Opportunity Cl D APPDX 78126 20070116 Allianz OCC Opportunity Fd Administrativ POADX 44035 20000602 Allianz OCC Opportunity Fd Cl A POPAX 22550 19960620 Allianz OCC Opportunity Fd Cl B POOBX 44617 20000926 Allianz OCC Opportunity Fd Cl C POPCX 14058 19950622 Allianz OCC Opportunity Fd Cl P AOCPX 86430 20080707 Allianz OCC Opportunity Fd Cl R AOORX 90393 20091103 Allianz OCC Opportunity Fd inst Cl POFIX 42674 20000404 Allianz OCC Target Cl D PTRDX 53345 20020408 Allianz OCC Target Fd Administrative Cl PTADX 44036 20000602 Allianz OCC Target Fd Cl A PTAAX 22681 19960620 Allianz OCC Target Fd Cl B PTABX 22682 19960620 Allianz OCC Target Fd Cl C PTACX 22683 19960620 Allianz OCC Target Fd Cl P AOTPX 86435 20080707 Allianz OCC Target inst Cl PFTIX 42675 20000404 Allianz OCCA Gr Cl R PPGRX 57663 20030313 Allianz RCM All Horizons Fd Cl A ARHAX 86558 20080718 Allianz RCM All Horizons Fd Cl C ARHCX 86559 20080718 Allianz RCM All Horizons Fd Cl D ARHDX 86560 20080718 Allianz RCM All Horizons Fd Cl P ARHPX 86562 20080718 Allianz RCM All Horizons Fd Instnl Cl ARHIX 86561 20080718 Allianz RCM China Equity Class A ALQAX 94236 20100608 Allianz RCM China Equity Class C ALQCX 94237 20100608 Allianz RCM China Equity Class D ALQDX 94238 20100608 Allianz RCM China Equity Class P ALQPX 94240 20100608 Allianz RCM China Equity Fund Insti ALQIX 94239 20100608 Allianz RCM Disciplined Eq Fd Cl A ARDAX 86553 20080718 Allianz RCM Disciplined Eq Fd Cl C ARDCX 86554 20080718 Allianz RCM Disciplined Eq Fd Cl D ARDDX 86555 20080718 Allianz RCM Disciplined Eq Fd Cl P ARDPX 86557 20080718 Allianz RCM Disciplined Intl eq Fd Admin RAIAX 66870 20050401 Allianz RCM Disciplined Intl eq Fd Cl A RAIGX 53869 20020628 Allianz RCM Disciplined Intl eq Fd Inst DRIEX 32097 19971024 Allianz RCM Discplined Intl eq Fd Cl B RBIGX 53876 20020628 Allianz RCM Discplined Intl eq Fd Cl C RCIGX 53883 20020628 Allianz RCM Discplined Intl eq Fd, Cl D DIENX 36536 19991214 Allianz RCM Dscplnd Eq Fd Instnl Cl ARDIX 86556 20080718 Allianz RCM Gbl Resources Fd Insti Cl RGLIX 65064 20041220 Allianz RCM Gbl Small Cap Cl A RGSAX 53885 20020628 Allianz RCM Gbl Small Cap Cl B RGSBX 53886 20020628 Allianz RCM Gbl Small Cap Cl C RGSCX 53887 20020628 Allianz RCM Gbl Small Cap Fd Cl D DGSNX 36540 19991214 Allianz RCM Gbl Small Cap Fd Cl I DGSCX 35576 19990310 Allianz RCM Gbl Water Fd Cl A AWTAX 48447 20080401 Allianz RCM Gbl Water Fd Cl C AWTCX 48449 20080401 Allianz RCM Gbl Water Fd Cl D AWTDX 48460 20080401 Allianz RCM Gbl Water Fd Cl P AWTPX 48471 20080401 Allianz RCM Glbl Resources Cl A ARMAX 73039 20060403 Allianz RCM Glbl Resources Cl C ARMCX 73040 20060403 Allianz RCM Glbl Resources Cl D ARMDX 73041 20060403 Allianz RCM Global EcioTrnds Fd Insti Cl AECIX 87162 20080903 Allianz RCM Global EcoTrends Fd AECOX 78272 20070201 Allianz RCM Global EcoTrends Fd Cl C AECCX 87161 20080903 Allianz RCM Global EcoTrends Fd Cl D AECDX 87246 20080903 Allianz RCM Global Resources Fd Cl P APGPX 86436 20080707 Allianz RCM Global Sm-Cap Fd Cl P ARSPX 86530 20080707 Allianz RCM Global Water Fd Insti Cl AWTIX 86564 20080718 Allianz RCM Globl EcoTrends Fd Cl P AECPX 87163 20080903 Allianz RCM Int'l Fd Institutional Cl AMOIX 86551 20080718 Allianz RCM Int'l Opportunities Fd Cl C ARICX 86617 20080716 Allianz RCM Int'l Opportunities Fd Cl D ARODX 86563 20080718 Allianz RCM Int'l Opportunities Fd Cl P AMOPX 86552 20080718 Allianz RCM Large Cap Gr Cl A RALGX 53870 20020628 Allianz RCM Large Cap Gr Cl B RBLGX 53877 20020628 Allianz RCM Large Cap Gr Cl C RCLGX 53884 20020628 Allianz RCM Large Cap Gr Cl R PLCRX 57656 20030313 Allianz RCM Large Cap Gr Fd Admin Cl DLGAX 53834 20020628 Allianz RCM Large Cap Gr Fd Instil DRLCX 35577 19990310 Allianz RCM Large Gr Fd Cl D DLCNX 36535 19991214 Allianz RCM Mid Cap Cl A RMDAX 53888 20020628 Allianz RCM Mid Cap Cl B RMDBX 53889 20020628 Allianz RCM Mid Cap Cl C RMDCX 53890 20020628 Allianz RCM Mid Cap Cl R PRMRX 57669 20030313 Allianz RCM Mid Cap Fd Cl D DMCNX 45842 20010119 Allianz RCM MidCap Fd Insti DRMCX 44007 20000526 Allianz RCM Strategic Gwth Fd Cl P AMSPX 86425 20080707 Allianz RCM Strt Gwth Cl C ARCCX 73037 20060403 Allianz RCM Strt Gwth Cl D ARCDX 73038 20060403 Allianz RCM Strtgc Gwth Admntrtv Cl ANRAX 73189 20060419 Allianz RCM Strtgc Gwth Cl A ARCAX 73226 20060403 Allianz RCM Strtgc Gwth Institutional Cl ANRIX 73190 20060419 Allianz RCM Technology Cl A RAGTX 53868 20020628 Allianz RCM Technology Cl B RBGTX 53875 20020628 Allianz RCM Technology Cl C RCGTX 53882 20020628 Allianz RCM Technology Fd Administrative DGTAX 67280 20050708 Allianz RCM Technology Fd Cl D DGTNX 36533 19991215 Allianz RCM Technology Fd Cl P ARTPX 86439 20080707 Allianz RCM Technology Fd Insti DRGTX 32375 19980126 Allianz RCM Wellness Fd Cl A RAGHX 53867 20020628 Allianz RCM Wellness Fd Cl B RBGHX 53874 20020628 Allianz RCM Wellness Fd Cl C RCGHX 53881 20020628 Allianz RCM Wellness Fd Cl D DGHCX 35575 19990310 Alliaz RCM Lg-Cap Gwth Fd Cl P ARLPX 86438 20080707 ALLINAZ NACM Mid-Cap Gwth Cl D ANGDX 80666 20070801 AllincBrnstn Bnd Infltn Strtgy Cls 1 Srs ABNOX 91692 20100127 AllincBrnstn Bnd Infltn Strtgy Cls 2 Srs ABNTX 91694 20100127 AllincBrnstn Bnd Infltn Strtgy Cls A Srs ABNAX 91689 20100127 AllincBrnstn Bnd Infltn Strtgy Cls C Srs ABNCX 91690 20100127 AllincBrnstn Bnd Infltn Strtgy Cls I Srs ANBIX 91696 20100127 AllincBrnstn Bnd Infltn Strtgy Cls K Srs ABNKX 91691 20100127 AllincBrnstn Bnd Infltn Strtgy Cls R Srs ABNRX 91693 20100127 Allnc Brnstn Hgh Incm Mncpl Ptf Advsr Cl ABTYX 91945 20100208 Allnc Brnstn Hgh Incm Mncpl Ptf Cls C Sr ABTFX 91944 20100203 Allnc Brnstn Mncpl Bnd Infltn Strtgy Adv AUNYX 91949 20100203 Allnc Brnstn Mncpl Bnd Infltn Strtgy Cls AUNCX 91946 20100203 Allnc Brnstn Mncpl Bnd Infltn Strtgy Cls AUNAX 91947 20100203 Allnc Brnstn Mncpl Bnd Infltn Strtgy Cls AUNTX 91948 20100203 Allnc Brnstn Mncpl Bnd Infltn Strtgy Cls AUNOX 92072 20100304 AllncBrnstn Blncd Shrs Inc Cls I Shs CABIX 65234 20050307 AllncBrnstn Blncd Shrs Inc Cls K Shs CBSKX 65239 20050307 AllncBrnstn Blndd Styl Srs Inc US Lg Cp ABBKX 65086 20050324 AllncBrnstn Blndd Styl Srs Inc US Lrg Cp ABBIX 65085 20050324 AllncBrnstn Bnd Infltn StrtgyAdvsrClsSrs ABNYX 91695 20100127 AllncBrnstn Cap Fd Inc SmCp GwthPtf Cl K QUAKX 65272 20050307 AllncBrnstn Cp Fd Inc AllncBrn Sm Cp Gwt QUARX 65273 20050307 AllncBrnstn Cp Fd Inc AllncBrnstn Sm Cp QUAIX 65271 20050307 AllncBrnstn Focused Growth ADGIX 65282 20050324 AllncBrnstn Focused Gwth&Incm Fd Cl K ADGKX 65191 20050307 AllncBrnstn Grwth and Inc Fd Inc Cls I CBBIX 65235 20050307 AllncBrnstn Grwth and Inc Fd Inc Cls K CBBKX 65236 20050307 AllncBrnstn Hgh Incm Mncpl Ptf Cls A ABTHX 92302 20100326 AllncBrnstn Lrg Cap Gwth Fd Inc Cls I ALLIX 65210 20050307 AllncBrnstn Lrg Cap Gwth Fd Inc Cls K ALCKX 65209 20050307 AllncBrnstn Ptf Bal Wlth Strtgy Cl K ABWKX 65187 20050307 AllncBrnstn Ptf Grwth Fd Cl I Shs AGFIX 65193 20050307 AllncBrnstn Ptf Grwth Fd Cl K Shs AGFKX 65194 20050307 AllncBrnstn Ptf Grwth Fd Cl R Shs AGFRX 65195 20050307 AllncBrnstn Ptf Wlth Apprctn Cl K AWAKX 65230 20050307 AllncBrnstn Ptf Wlth Ptf Apprctn Cl AWAIX 65229 20050307 AllncBrnstn Ptf:Bal Wlth Strtgy Cl I ABWIX 65163 20050307 AllncBrnstn Tr: AllncBrnstn Val Fd Cl K ABVKX 65122 20050307 AllncBrnstn Trt AllncBrn Sml/Mid Cap ABSKX 65115 20050307 AllncBrnstn Trt AllncBrnstn Glbl Val Fd ABGKX 65090 20050324 AllncBrnstn Trt AllncBrnstn Glbl Val Fd ABGRX 65091 20050324 AllncBrnstn Trt AllncBrnstn Glbl Val Fd AGVIX 65200 20050307 AllncBrnstn Trt AllncBrnstn Intl Val Fd AIVIX 65207 20050307 AllncBrnstn Trt AllncBrnstn Intl Val Fu AIVKX 65208 20050307 AllncBrnstn Trt AllncBrnstn Sml/MidCap ABSIX 65114 20050307 AllncBrnstn Trust ABVIX 65281 20050324 AllncBrnstn Utly Inc Fd Inc Cls I AUIIX 65226 20050307 AllncBrnstn Utly Inc Fd Inc Cls K AUIKX 65227 20050307 AllncBrnstn Utly Inc Fd Inc Cls R AUIRX 65228 20050307 Allnz Gbl Invstr Sltn Cr Alctn Admstrtv AGAMX 89308 20090505 Allnz Glbl Invstrs Sltns 2020 Fd Cl Inst AGNIX 88367 20090108 AlncBrnstn Cr Optnts Fd Inc Advsr ClsShs ADGYX 92727 20100401 AlncBrnstn MltAst Inflt Strtgy Adv ClShs AMTYX 92186 20100309 AlncBrnstn MltAst Inflt Strtgy Cl 1 Shs AMTOX 92183 20100309 AlncBrnstn MltAst Inflt Strtgy Cl A Shs AMTAX 92180 20100309 AlncBrnstn MltAst Inflt Strtgy Cl C Shs ACMTX 92178 20100309 AlncBrnstn MltAst Inflt Strtgy Cl I Shs AMTIX 92181 20100309 AlncBrnstn MltAst Inflt Strtgy Cl K Shs AMTKX 92182 20100309 AlncBrnstn MltAst Inflt Strtgy Cl R Shs AMTRX 92184 20100309 Alnz Glbl Invstrs Sltns 2015 Fd Cl Insti AZGIX 88297 20081231 Alnz Glbl Invstrs Sltns 2015 Fund Cl Adm AZAMX 88371 20090108 Alnz Glbl Invstrs Sltns 2020 Fd Cl Admin AGLMX 88275 20081231 Alnz Glbl Invstrs Sltns 2030 Fd Cl Admin ABAMX 88272 20081231 Alnz Glbl Invstrs Sltns 2030 Fd Cl Inst ABLIX 88415 20081231 Alnz Glbl Invstrs Sltns 2050 Fd Cl Admin ANAMX 88279 20081231 Alnz Glbl Invstrs Sltns 2050 Fd Cl Insti ASNIX 88286 20081231 Alnz Glbl Invstrs Sltns Rtrmnt Inc FdClA AGRAX 88368 20090108 Alnz Glbl Invstrs Sltns Rtrmnt Inc FdClC ARTCX 88281 20081231 Alnz Glbl Invstrs Sltns Rtrmnt Inc FdClD ARTDX 88282 20081231 Alnz Glbl Invstrs Sltns Rtrmnt Inc FdClP AGRPX 88278 20081231 Alnz Glbl Invstrs Sltns Rtrmnt Inc FdClR ASRRX 88370 20090108 Alnz Glbl Invstrs SltnsRtrmntIncmFdClAdm ARAMX 88280 20081231 Alnz Glbl InvstrsSltnsRtrmntIncmFdClInst AVRIX 88289 20081231 Alpha Hedged Strategies Fd Cl C Shares APHCX 73986 20060809 AlphaMark Lg Cap Gwth Fd AMLCX 87759 20081111 AlphaMark Sm Cap Gwth Fd AMSCX 87800 20081113 Alpine Accelerating Dividend Fd AADDX 87917 20081201 Alpine Cyc Advantage Property Fd Cl Y EUEYX 20206 19960620 Alpine Dynamic Dividend Fd ADVDX 58939 20031006 Alpine Dynamic Financial Services Fd ADFSX 72093 20051104 Alpine Dynamic Tranformations Fd ADTRX 82724 20080102 Alpine Emerging Markets Real Estate Fund AEMEX 87390 20080930 Alpine Global Dynamic Dividend Fd XAGDX 73984 20060809 Alpine Global Intrastructure Fund AIFRX 87391 20080930 Alpine Global Premier Properties Fund XAWPX 79541 20070504 ALPINE INCOME TR TAX OPTI ATOIX 57189 20030106 Alpine Intl RE Equity Fund EGLRX 6147 19931008 ALPINE REALTY INCM & GRW Y AIGYX 46000 20010131 ALPINE SER TR DYNAM BA ADBYX 53354 20020415 Alpine Total Dynamic Dividend Fund XAODX 78262 20070130 ALPINE TX OPTIMIZED INCM ADV ATOAX 62942 20040413 Alpine Woods Cap Invs, LLC ADINX 73814 20060717 ALPS /GNI Long-Short Fd Cl I ALSIX 90498 20091109 ALPS/GNI Long-Short Fd Cl A AGLSX 90486 20091109 AM CENT INTL OPP AIOIX 54023 20020814 AM CENT SMCP QTV ASQAX 54029 20020726 AM CENT VAL II AVPVX 54032 20020814 AM CENT VEEDOT AVDIX 54031 20020814 AM GBL GR INSTL AGGIX 54021 20020814 Amana Developing World Fund AMDWX 90281 20091005 Amana Growth Funds Trust - Growth Fund AMAGX 14450 19960620 Amana Income Funds Trust - Income Fund AMANX 14451 19960620 AMCAP Fd, Cl 529-A Shares CAFAX 53073 20020314 AMCAP Fd, Cl 529-C Shares CAFCX 53079 20020314 AMCAP Fd, Cl 529-E Shares CAFEX 53080 20020314 AMCAP Fd, Cl 529-F-1 Shares CAFFX 53081 20020314 AMCAP Fd, Cl A Shares A AMCPX 14455 19960620 AMCAP Fd, Cl B Shares AMPBX 42661 20000331 AMCAP Fd, Cl C Shares AMPCX 47211 20010405 AMCAP Fd, Cl F-1 Shares AMPFX 47212 20010405 AMCAP Fd, Cl F-2 Shares AMCFX 86944 20080801 AMCAP Fd, Cl R-1 Shares RAFAX 53651 20020607 AMCAP Fd, Cl R-2 Shares RAFBX 53652 20020607 AMCAP Fd, Cl R-3 Shares RAFCX 53653 20020607 AMCAP Fd, Cl R-4 Shares RAFEX 53654 20020607 AMCAP Fd, Cl R-5 Shares RAFFX 53655 20020607 AMCAP Fd, Cl R-6 Shares RAFGX 89215 20090504 AMCAP FUND CAFBX 53078 20020314 AmCent-Benham Premium Mgd Bd ACBPX 34506 19980130 Amer Bal Fd Cl F-2 Shs AMBFX 87034 20080801 Amer Bal Fd Cl R-1 Shs RLBAX 53711 20020607 Amer Bal Fd Cl R-2 Shs RLBBX 53712 20020607 Amer Bal Fd Cl R-3 Shs RLBCX 53713 20020607 Amer Bal Fd Cl R-4 Shs RLBEX 53714 20020607 Amer Bal Fd Cl R-5 Shs RLBFX 53715 20020607 Amer Bal Fd, Cl 529-A Shares CLBAX 53139 20020314 Amer Bal Fd, Cl 529-B Shares CLBBX 53140 20020314 Amer Bal Fd, Cl 529-C Shares CLBCX 53141 20020314 Amer Bal Fd, Cl 529-E Shares CLBEX 53142 20020314 Amer Bal Fd, Cl 529-F-1 Shs CLBFX 53143 20020314 Amer Bal Fd, Cl A Shs ABALX 14280 19960209 Amer Bal Fd, Cl B Shs BALBX 42660 20000331 Amer Bal Fd, Cl C Shs BALCX 47215 20010405 Amer Bal Fd, Cl R-6 Shs RLBGX 89216 20090501 Amer Bcn Zbr Lrg Cp Eqty Fd A Cls AZLAX 93975 20100601 Amer Bcn Zbr Lrg Cp Eqty Fd Inst Cls AZLIX 93908 20100601 Amer Bcn Zbr Lrg Cp Eqty Fd Invstr Cls AZLPX 93909 20100601 Amer Bcn Zbr Lrg Cp Eqty Fd Rtrmnt Cls AZLRX 93910 20100601 Amer Bcn Zbr Lrg Cp Eqty Fd Y Cls AZLYX 93911 20100601 Amer Bcn Zbr Sml Cp Eqty Fd A Cls AZSAX 93976 20100601 Amer Bcn Zbr Sml Cp Eqty Fd Inst Cls AZSIX 93912 20100601 Amer Bcn Zbr Sml Cp Eqty Fd Y Cls AZSYX 93914 20100601 Amer Bcn Zbr Sml Cp Eqty FdInvstrCls AZSPX 93913 20100601 Amer Bd Fd Of Amer B BFABX 42659 20000324 AMER BD FD OF AMER C BFACX 47217 20010323 Amer Beacon Bal Fd adv Cl ABLSX 67165 20050606 Amer Beacon Bal Fd AMR Cl AABNX 42620 20000328 Amer Beacon Bal Fd inst Cl AADBX 14268 19960620 Amer Beacon Bal Fd Inv Cl AABPX 34513 19981111 Amer Beacon Emerging Markets Fd Inv Cl AAEPX 54439 20021003 Amer Beacon Emerging Mkts Fd AMR Cl AAMRX 45706 20010116 Amer Beacon Emerging Mkts Fd Inst Cl AEMFX 45708 20010116 Amer Beacon Enhanced Incm Fd Inv Cl AANPX 58463 20030709 Amer Beacon High Yield bd Fd Inst Cl AYBFX 45714 20010112 Amer Beacon High Yield bd Fd Inv Cl AHYPX 53357 20020415 Amer Beacon Intermediate bd Fd - AMR Cl AABDX 42622 20000328 Amer Beacon Intermediate bd Fd Inv Cl ABIPX 88955 20090302 Amer Beacon Intl eq Fd adv Cl AAISX 58196 20030611 Amer Beacon Intl eq Fd AMR Cl AAIAX 14272 19960620 Amer Beacon Intl eq Fd Inst Cl AAIEX 14273 19960620 Amer Beacon Intl eq Fd Inv Cl AAIPX 34516 19981111 Amer Beacon Intl eq Index Fd Inst Cl AIIIX 45709 20010118 Amer Beacon Large Cap Gr Fd AMR Cl ALFIX 45711 20010116 Amer Beacon Large Cap Gr Fd Inst Cl ALCGX 45710 20010116 Amer Beacon Large Cap Value Fd adv Cl AVASX 67166 20050606 Amer Beacon Large Cap Value Fd AMR Cl AAGAX 14271 19960620 Amer Beacon Large Cap Value Fd inst Cl AADEX 14269 19960620 Amer Beacon Large Cap Value Fd Inv Cl AAGPX 34514 19981111 Amer Beacon Mid-Cap Value Fd - adv Cl AMCSX 80370 20070703 Amer Beacon Mid-Cap Value Fd Inv Cl AMPAX 73000 20060324 Amer Beacon Mid-Cap Value Fd-AMR Cl AMDIX 64234 20040702 Amer Beacon S&P 500 Index Fd Inv Cl AAFPX 42842 20000331 Amer Beacon S&P Index Fd inst Cl AASPX 34246 19980910 Amer Beacon Short-Term bd Fd - AMR Cl AASBX 42621 20000328 Amer Beacon Short-Term bd Fd Inv Cl AALPX 34517 19980130 Amer Beacon Small Cap Index Fd Inst Cl ASCIX 45727 20010118 Amer Beacon Small Cap Value Fd - AMR Cl AASVX 42623 20000328 Amer Beacon Small Cap Value Fd adv Cl AASSX 58197 20030611 Amer Beacon Small Cap Value Fd Inst Cl AVFIX 45712 20010116 Amer Beacon Small Cap Value Fd Inv Cl AVPAX 45713 20010116 Amer Beacon Treasury Inflation Protected ABTPX 88969 20090302 Amer Beacon Treasury Inflation Protected ATPIX 64235 20040702 Amer Cap World Bd Fd B WBFBX 42667 20000323 AMER CAP WORLD BD FD C CWBCX 47221 20010405 Amer Cap World Gr & In B CWGBX 42653 20000331 AMER CAP WORLD GRW & INCM C CWGCX 47222 20010405 Amer Cap World Incm Bldr B CIBBX 42658 20000331 AMER CAP WORLD PT ACGEX 73565 20060619 AMER CAPITAL INCM BUILDER C CIBCX 47219 20010405 AMER CENT BAL FD INST ABINX 50554 20011211 Amer Cent Emerg Mkts Inst AMKIX 36982 20000225 AMER CENT EQ GRW FD C AEYCX 57841 20030408 AMER CENT EQ INCM INST CL ACIIX 48945 20010920 AMER CENT GLBL GRWTH C AGLCX 57848 20030408 AMER CENT HI YLD INST ACYIX 64335 20040804 AMER CENT INFLAT ADJ BD INST AIANX 57285 20030110 AMER CENT INFLATION ADJ TREAS ACITX 44585 20000131 AMER CENT INTL BD INST AIDIX 64336 20040804 AMER CENT INTL DISCOVERY ADV ACIDX 50376 20011119 AMER CENT INTL GRWTH R ATGRX 58817 20030903 AMER CENT INV LEG FCS LRG ACFOX 73562 20060619 AMER CENT INV TAR 2025 ADV CL ACTVX 64403 20040826 AMER CENT LEG FCS LRG ADV ACFDX 73561 20060619 AMER CENT LEG FCS LRG INST ACFSX 73563 20060619 AMER CENT LEG LRG CAP INST ACGHX 73566 20060619 AMER CENT LEG LRG CAP INVS ACGOX 73567 20060619 AMER CENT LEGACY FCS LRG R ACFCX 73560 20060619 AMER CENT LEGACY LRG ADVS ACGDX 73564 20060619 AMER CENT LG CAP VAL INV CL ALVIX 46681 20010306 AMER CENT LG CO VAL C ALVSX 57842 20030408 AMER CENT MID CAP VAL ADV CL AVUAX 64397 20040823 AMER CENT MID CAP VAL INV CL ACMVX 62907 20040401 AMER CENT SH TM GOVT ADV TWAVX 48879 20010905 AMER CENT SM CAP VAL INST ACVIX 50383 20011119 AMER CENT STRAT ALLOC AGG INST AAAIX 50589 20011214 AMER CENT STRAT ALLOC CON INST ACCIX 50590 20011214 AMER CENT STRAT ALLOC MOD INST ASAMX 50594 20011214 AMER CENT TARGET 2010 ADV ACTRX 50380 20011119 AMER CENT TARGET 2015 ADV ACTTX 50381 20011119 AMER CENT TARGET 2020 ADV ACTEX 50379 20011119 AMER CENT ULTRA C TWCCX 57844 20030408 Amer Cent Veedot Inv Cl AMVIX 36700 20000110 AMER CENT VP INTL CL III AIVPX 57286 20030110 AMER CENT VP ULTRA FD CL I AVPUX 57288 20030110 AMER CENT VP ULTRA II AVPSX 57843 20030408 Amer Century 20th Century Opport Fund TWNOX 24514 19970205 Amer Century 20th Select Insl TWSIX 30869 19970829 Amer Century 20th Ultra Insl TWUIX 30871 19970829 Amer Century 20th Vista Advisor TWVAX 30872 19970829 Amer Century 20th Vista Insl TWVIX 30873 19970829 Amer Century Benham H-Yield Municipal Fu ABHYX 34107 19980331 Amer Century Benham High Yield Bond ABHIX 32703 19980129 Amer Century CA Tax-Free bd Fd Inv Cl BCITX 14583 19960620 Amer Century Cap Gr Cl A ACCGX 62762 20040227 Amer Century Cap Gr Cl B ACGBX 62769 20040227 Amer Century Cap Gr Cl C ACPGX 62765 20040227 Amer Century Cap Value adv Cl ACCVX 62736 20040223 Amer Century Company Value Fd Cl 1 AVVIX 64546 20041230 Amer Century Disciplined Gr Fd A Cl ADCVX 67758 20051005 Amer Century Diversified bd A Cl ADFAX 34505 19981111 Amer Century Emerging Markets TWMIX 32909 19980518 Amer Century Emerging Markets Fd- A Cl AEMMX 50384 20011119 Amer Century eq Gr Fd A Cl BEQAX 32304 19980113 Amer Century eq Incm Fd A Cl TWEAX 34507 19981111 Amer Century eq Incm R Shares AEURX 58797 20030902 Amer Century Equity Growth Fund AMEIX 32527 19980226 Amer Century Equity Index Fund ACQIX 35645 19990326 Amer Century Fdamental eq Cl A AFDAX 64440 20041208 Amer Century Fdamental eq Cl B AFDBX 64441 20041208 Amer Century Fdamental eq Cl C AFDCX 64442 20041208 Amer Century Gbl Gold Fd - A Cl ACGGX 50374 20011119 Amer Century Gbl Gr Fd - A Cl AGGRX 50385 20011119 Amer Century GNMA Income Fund BGNMX 6610 19900403 Amer Century Gr R Shares AGWRX 58798 20030902 Amer Century Heritage Fd A Cl ATHAX 32309 19980113 Amer Century High Yield Fd - A Cl AHYVX 57284 20030110 Amer Century Incm & Gr R Shares AICRX 58799 20030902 Amer Century Incm and Gr Fd A Cl AMADX 32528 19980226 Amer Century Income & Growth Fund AMGIX 32529 19980226 Amer Century Intl bd Fd - A Cl AIBDX 50420 20011120 Amer Century Intl Discovery TIDIX 32721 19980415 Amer Century Intl Gr A Cl TWGAX 30868 19970829 Amer Century Intl Value Fd Cl A MEQAX 34821 19981111 Amer Century Intl Value Fd Cl B MEQBX 35864 19990604 Amer Century Large Company Value - A Cl ALPAX 57412 20030210 Amer Century Large Company Value R Share ALVRX 58800 20030902 Amer Century LIVESTRONG 2015 Port adv Cl ARFAX 64694 20050125 Amer Century LIVESTRONG 2015 Port inst C ARNIX 64698 20050125 Amer Century LIVESTRONG 2015 Port Inv Cl ARFIX 64695 20050125 Amer Century LIVESTRONG 2015 Port R Cl ARFRX 64696 20050125 Amer Century LIVESTRONG 2025 Port adv Cl ARWAX 64704 20050125 Amer Century LIVESTRONG 2025 Port Inv Cl ARWIX 64706 20050125 Amer Century LIVESTRONG 2025 Port R Cl ARWRX 64707 20050125 Amer Century LIVESTRONG 2025 Portfoilio ARWFX 64705 20050125 Amer Century LIVESTRONG 2035 Port adv Cl ARYAX 64708 20050125 Amer Century LIVESTRONG 2035 Port inst C ARLIX 64697 20050125 Amer Century LIVESTRONG 2035 Port Inv Cl ARYIX 64709 20050125 Amer Century LIVESTRONG 2035 Port R Cl ARYRX 64710 20050125 Amer Century LIVESTRONG 2045 Port adv Cl AROAX 64699 20050125 Amer Century LIVESTRONG 2045 Port inst C AOOIX 64691 20050125 Amer Century LIVESTRONG 2045 Port Inv Cl AROIX 66543 20050203 Amer Century LIVESTRONG 2045 Port R Cl ARORX 64700 20050125 Amer Century LIVESTRONG Incm Port adv Cl ARTAX 64702 20050125 Amer Century LIVESTRONG Incm Port inst C ATTIX 64713 20050125 Amer Century LIVESTRONG Incm Port Inv Cl ARTOX 64703 20050125 Amer Century LIVESTRONG Incm Portflio R ARSRX 64701 20050125 Amer Century Long-Short Market Neutral F ALHIX 67760 20051005 Amer Century Long-Short Market Neutral F ALIAX 67761 20051005 Amer Century Long-Short Market Neutral F ALIBX 72070 20051104 Amer Century Long-Short Market Neutral F ALICX 72071 20051104 Amer Century Long-Short Market Neutral F ALIRX 67762 20051005 Amer Century Long-Short Market Neutral F ALISX 67763 20051005 Amer Century Long-Term Tax-Free Fd Cl A MMBAX 34822 19981111 Amer Century Long-Term Tax-Free Fd Cl B MMDBX 35865 19990604 AMER CENTURY ONE AGGR INV AOGIX 64688 20050125 AMER CENTURY ONE CONSER INV AOCIX 64687 20050125 AMER CENTURY ONE MODERATE INV AOMIX 64689 20050125 AMER CENTURY ONE VERY AGGR AOVIX 64692 20050125 AMER CENTURY ONE VERY CONSEV AONIX 64690 20050125 Amer Century Real Estate Fd - A Cl AREEX 50421 20011120 Amer Century sel Fd - A Cl TWCAX 32311 19980113 AMER CENTURY SM CAP VAL ADV CL ACSCX 47879 20010228 Amer Century Small Cap Gr Fd - Cl A ANOAX 57414 20030210 Amer Century Small Cap Gr Fd - Cl B ANOBX 57415 20030210 Amer Century Small Cap Gr Fd - Cl C ANOCX 57416 20030210 Amer Century Small Cap Gr Fd - Inst Cl ANONX 80184 20070618 Amer Century Small Cap Gr Fd - Inv Cl ANOIX 50592 20011214 Amer Century Small Cap Gr Fd - R Cl ANORX 81454 20071002 Amer Century Small Cap Quantitative Fund ASQIX 35365 19990211 Amer Century Small Cap Value Fund ASVIX 35366 19990209 Amer Century Small Company R Shares ASCRX 58801 20030902 Amer Century Strategic Alloc Aggressive ACVAX 32704 19980413 Amer Century Strategic Alloc Conservativ ACCAX 32705 19980327 Amer Century Strategic Alloc Moderate A ACOAX 32706 19980327 Amer Century Strategic Alloc Moderate R ASMRX 58802 20030902 Amer Century Target 2010 Fd Inv Cl BTTNX 6615 19900403 Amer Century Target 2015 Fd Inv Cl BTFTX 6616 19900403 Amer Century Target 2025 Fd Inv Cla BTTRX 23727 19960215 Amer Century Target Fd 2020 Inv Cl BTTTX 6618 19891229 Amer Century Tax-Managed Value Fund ACTIX 35816 19990504 Amer Century Ultra Fd A Cl TWUAX 30870 19970829 Amer Century Ultra R Shares AULRX 58803 20030902 Amer Century Value Fd - A Cl TWADX 34508 19981111 Amer Century VP Incm & Gr Cl III AIGTX 58440 20030630 Amer Century VP Inflation Prot Cl II AIPTX 58441 20030630 AMER CENTURY VP LGE CO VAL II AVVTX 64715 20050125 AMER CENTURY VP MID CAP VAL II AVMTX 64714 20050125 Amer Century VP Mid Cap Value Fd Cl 1 AVIPX 64545 20041230 Amer Century VP Vista Cl I AVSIX 58442 20030630 Amer Europacific Grw Fd B AEGBX 42665 20000331 AMER EUROPACIFIC GRW FD C AEPCX 47238 20010405 Amer Fd American Bal Fd, Cl F-1 Shs BALFX 47216 20010405 Amer Fd American High-Inc Muni bd Cl F-1 ABHFX 47445 20010319 Amer Fd American Mutual Cl F-1 Shs AMFFX 47210 20010314 Amer Fd bd Fd of America Cl F-1 Shs BFAFX 47218 20010323 Amer Fd Cap Incm Builder Cl F-1 Shs CIBFX 47220 20010405 Amer Fd Cap World Bd Fd Cl F-1 Shs WBFFX 47229 20010314 Amer Fd Cap World Gr & Incm Cl F-1 Shs CWGFX 47223 20010314 Amer Fd EuroPacific Gr Cl F-1 Shs AEGFX 47237 20010405 Amer Fd Fdamental Invs Cl F-1 Shs AFIFX 47240 20010405 Amer Fd Gr Fd of America Cl F-1 Shs GFAFX 47389 20010423 Amer Fd Gr Fd of America Cl F-1 Shs IFAFX 47232 20010405 Amer Fd High-Incm Tr Cl F-1 Shs AHTFX 47244 20010314 Amer Fd Int bd Fd of America Cl F-1 Shs IBFFX 47226 20010316 Amer Fd Inv Co of America Cl F-1 Shs AICFX 47246 20010302 Amer Fd Ltd Term Tax-Ex bd Fd of America LTXFX 47234 20010314 Amer Fd New Economy Fd Cl F-1 Shs ANFFX 47214 20010405 Amer Fd New Perspective Cl F-1 Shs NPFFX 47197 20010405 Amer Fd New World Fd Cl F-1Shs NWFFX 47198 20010405 Amer Fd Short-Term bd Fd of America, Inc ASBFX 75737 20061129 Amer Fd Short-Term bd Fd of America, Inc CFAMX 75690 20061117 Amer Fd SMALLCAP World Cl F-1 Shs SCWFX 47200 20010405 Amer Fd Tax-Ex bd Fd of America Cl F-1 S AFTFX 47241 20010314 Amer Fd Tax-Exempt Fd of CA Cl F-1 Shs TECFX 47203 20010319 Amer Fd Tax-Exempt Fd of MD Cl F-1 Shs TMDFX 47207 20010320 Amer Fd Tax-Exempt Fd of VA Cl F-1 Shs TEVFX 47206 20010320 Amer Fd U.S. Govt Securities Cl F-1 Shs UGSFX 47228 20010314 Amer Fd WA Mutual Invs Fd Cl F-1 Shs WSHFX 47231 20010314 Amer Fds, Intl Gr and Incm Fd, Cl R-5 Sh RIGFX 51592 20081001 Amer Fundamental Inv B AFIBX 42666 20000331 AMER FUNDAMENTAL INV C AFICX 47239 20010405 Amer Grwth Fd Of Amer B AGRBX 42663 20000331 AMER GRWTH FD OF AMER C GFACX 47224 20010405 Amer Hi Incm Muni Bd B ABHMX 42648 20000331 AMER HI INCM MUNI BD C AHICX 47242 20010330 Amer Hi Incm Tr B AHTBX 42646 20000328 AMER HI INCM TR C AHTCX 47243 20010328 Amer High-Incm Tr, Cl 529-F-1 Shs CITFX 53138 20020314 Amer Incm Fd Of Amer B IFABX 42644 20000331 AMER INCM FD OF AMER C IFACX 47227 20010405 AMER INCM SER US GOVT SEC C UGSCX 47208 20010320 AMER INDEP KS TX EX BD FD A IKSTX 58524 20030716 Amer Independence Fd UltraShort Bond Fd ISBSX 30469 19970530 Amer Independence Fds, Intl eq Fd Insti IMSSX 42318 19990405 Amer Independence Fds, NestEgg Dow Jones NECPX 58494 20030714 Amer Independence Fds, NestEgg Dow Jones NECSX 58499 20030714 Amer Independence Fds, NestEgg Dow Jones NEFPX 58495 20030714 Amer Independence Fds, NestEgg Dow Jones NEFYX 23656 20000711 Amer Independence Fds, NestEgg Dow Jones NETHX 23655 20000711 Amer Independence Fds, NestEgg Dow Jones NETPX 58498 20030714 Amer Independence Fds, NestEgg Dow Jones NETWX 23654 20000711 Amer Independence Fds,NestEgg Dow Jones NEHPX 58496 20030714 Amer Inter Bd Fd Of Amer B IBFBX 42657 20000328 AMER INTER BD FD OF AMER C IBFCX 47225 20010328 Amer Inv Co Of Amer B AICBX 42664 20000331 AMER INV CO OF AMER C AICCX 47245 20010405 Amer Israeli Shrd Vls Cptl Aprctn Fd AISHX 93907 20100527 Amer Lt Tm Tx Ex Bd Of Amer B LTXBX 42656 20000328 AMER LT TM TX EX BD OF AMER C LTXCX 47233 20010330 Amer Mutual Fd Inc B AMFBX 42662 20000331 AMER MUTUAL FD INC C AMFCX 47209 20010405 Amer Mutual Fd, Inc., Cl 529-F-1 Shs CMLFX 53149 20020314 Amer New Economy Fd B ANFBX 42649 20000331 AMER NEW ECONOMY FD C ANFCX 47213 20010405 Amer New Perspective Fd B NPFBX 42650 20000331 AMER NEW PERSPECTIVE FD C NPFCX 47236 20010405 Amer New World Fd B NEWBX 42651 20000331 AMER NEW WORLD FD C NEWCX 47235 20010405 Amer Pension Investors Tr Cap Income Fd APIGX 14510 19960620 AMER SKANDIA ADV ASAF AC C AACCX 46620 20010306 Amer Sm Cap World Fd B SCWBX 42652 20000331 AMER SM CAP WORLD FD C SCWCX 47199 20010405 Amer Tx Ex Bd Of Amer B TEBFX 42655 20000331 Amer Tx Ex Fd Of Ca B TECBX 42645 20000331 AMER TX EX FD OF CA C TEBCX 47201 20010330 AMER TX EX FD OF CA SER II C TECCX 47202 20010330 Amer Tx Ex Fd Of Md B TEMBX 42654 20000331 AMER TX EX FD OF MD I C TEMCX 47204 20010405 Amer Tx Ex Fd Of Va B TEVBX 42642 20000331 AMER TX EX FD OF VA C TEVCX 47205 20010405 Amer Us Govt Sec Inc B UGSBX 42668 20000320 Amer Wash Mut Inv B WSHBX 42643 20000331 AMER WASH MUT INV C WSHCX 47230 20010405 Amercn Cntry LvStrng 2015 Prtfl C Cls AFNCX 92052 20100304 America Beacon Large Cap Growth Fd Y Cls ACLYX 92045 20100304 America First Absolute Return Fund Cls A ABRFX 92135 20100302 America First Absolute Return Fund Cls U ABRUX 92136 20100302 America First Quantitative Strategies Fd AFIAX 81912 20071022 America First Quantitative Strategies Fd AFISX 81913 20071022 American Bcn Rtrmnt Incm Aprctn Fd A Cl AAPAX 93844 20100518 American Bcn Trsry Infltn Prt Sec Fd A C ATSAX 93845 20100518 American Beacon Bal Fd A Cl ABFAX 93847 20100518 American Beacon Balanced Fund Y Class ACBYX 92043 20100304 American Beacon Emerging Markets Fd A Cl AEMAX 93848 20100518 American Beacon Emerging Mrkts Fd Y Cls ACEYX 92121 20100304 American Beacon Global Real Est Fd A Cl ABEAX 93843 20100518 American Beacon High Yield Bd Fd A Cl ABHAX 93823 20100518 American Beacon High Yield Bd Fd AMR Cl ABMRX 81126 20070905 American Beacon High Yield Bond Fd Y Cls ACYYX 92051 20100304 American Beacon Int'l Eq Fd A Cl AIEAX 93849 20100518 American Beacon Intermediat Bnd Fd Y Cls ACTYX 92049 20100304 American Beacon Intermediate Bd Fd A Cl AITAX 93846 20100518 American Beacon Intrntnl Eqty Fnd Y Cls ABEYX 89831 20090804 American Beacon Large Cap Vl Fnd Y Cls ABLYX 89905 20090804 American Beacon Lg Cap Gwth Fd A Cl ABGAX 93842 20100518 American Beacon Lg Cap Val Fd A Cl ALVAX 93850 20100518 American Beacon Mid-Cap Val Fd A Cl ABMAX 93822 20100518 American Beacon Mid-Cap Value Fund Y Cls ACMYX 92046 20100304 American Beacon Retirement Incm Fd Y Cls ACRYX 92048 20100304 American Beacon Short-Term Bd Fd A Cl ANSAX 93824 20100518 American Beacon Short-Term Fund Y Class ACOYX 92047 20100304 American Beacon Sm Cap Val Fd A Cl ABSAX 93832 20100518 American Beacon Small Cap Vl Fnd Y Cls ABSYX 89830 20090804 American Beacon Zebra Small Cap Equity F AZSRX 94242 20100601 AMERICAN CENT DISCPL GTH INVES ADSIX 72069 20051104 American Centry ShrtTrm Govt Fd Inst Cls TWUOX 92275 20100301 American Centry Strtgc Infl Oprtnts Fd A ASIDX 93629 20100430 American Century Balanced Fund TWBIX 6680 19920724 American Century CA Tax-Free Bond Instl BCTIX 92264 20100301 American Century Cap Gwth Fd Invstr Cl ACLIX 67376 20050729 American Century Capital Gwth Fd Inst Cl APLIX 67386 20050729 American Century Capital Gwth Fd R Cl APWRX 67387 20050729 American Century Clfrn TxFr Bnd Fd A Cls BCIAX 92303 20100326 American Century Core Plus Fd A Cl ACCQX 75748 20061201 American Century Core Plus Fd B Cl ACCJX 75745 20061201 American Century Core Plus Fd C Cl ACCKX 75746 20061201 American Century Core Plus Fd Insti Cl ACCUX 75749 20061201 American Century Core Plus Fd Invstr Cl ACCNX 75782 20061204 American Century Core Plus Fd R Cl ACCPX 75747 20061201 American Century Disciplned Gwth Fd R Cl ADRRX 67759 20051005 American Century Diversified Bd Fd R Cl ADVRX 67377 20050729 American Century Dsplnd Gwt Fd Instnl Cl ADCIX 67757 20051005 American Century Eq Gwth Fd R Cl AEYRX 67378 20050729 American Century Equity Growth Fund BEQGX 14169 19910125 American Century Equity Income Fund TWEIX 23396 19960620 American Century Equity Index Invest Cl ACIVX 42148 19990726 American Century Fdamental Eq Fd R Cl AFDRX 67380 20050729 American Century Focuse Gwth Investor Cl AFSIX 65052 20041220 American Century Ginnie Mae Fd - C Class BGNCX 92076 20100304 American Century Global Gold Fund BGEIX 6611 19880817 American Century Global Gwth Fd B Cl ACWBX 72223 20051202 American Century Global Gwth Fd R Cl AGORX 67382 20050729 American Century Government Bnd Fd C Cls ABTCX 92040 20100304 American Century Government Bnd Fd R Cls ABTRX 92042 20100304 American Century Growth Fund - C Class TWRCX 92108 20100304 American Century Gvrnmnt Bnd Fd Inst Cls ABTIX 92041 20100304 American Century High-Yield Fd R Cl AHYRX 67383 20050729 American Century Income & Growth Fund BIGRX 14168 19901217 American Century Infltn Prtctn Bd FdCl A APOAX 67150 20050531 American Century Infltn Prtctn Bd FdCl B APOBX 67153 20050531 American Century Infltn Prtctn Bd FdCl C APOCX 67154 20050531 American Century Infltn Prtctn Bd FdCl R APORX 67156 20050531 American Century Int'l Val Fd Cl C ACCOX 73015 20060404 American Century Intl Dscvry Fd C Cls TWECX 92102 20100304 American Century Intl Dscvry Fd R Cls TWERX 92103 20100304 American Century Intl Oprtnts Fd A Cls AIVOX 92057 20100304 American Century Intl Oprtnts Fd C Cls AIOCX 92055 20100304 American Century Intl Oprtnts Fd R Cls AIORX 92056 20100304 American Century Intl Stock Fd Invstr Cl ASKIX 66682 20050331 American Century Inv NT Gwth Insti Cl ACLTX 73393 20060516 American Century Inv NT Vista Insti Cl ACLWX 73394 20060516 American Century Lgcy MultCap Fd AdvCl ACMFX 73523 20060531 American Century Lgcy MultCap FdInv ACMNX 73525 20060531 American Century Lgcy MultCapFd InstCl ACMHX 73524 20060531 American Century Lvestrng 2020 Ptf R Cl ARBRX 85472 20080530 American Century Lvestrng 2030 Ptf R Cl ARCRX 85476 20080530 American Century Lvestrng 2040 Ptf R Cl ARDRX 85479 20080530 American Century Lvestrng 2050 Ptf R Cl ARFWX 85485 20080530 AMERICAN CENTURY MID CAP VAL ACLAX 66605 20050204 American Century Mid Cap Val Fd R Cl AMVRX 67385 20050729 American Century Mid Cap Value Fnd C Cls ACCLX 92044 20100304 American Century New Opportnts Fd A Cls TWNAX 92104 20100304 American Century New Opportunts Fd C Cls TWNCX 92105 20100304 American Century New Opportunts Fd R Cls TWNRX 92107 20100304 American Century New York Tx Free Fnd AC ANYAX 89578 20090630 American Century New York Tx Free FndInv ANYIX 89579 20090630 American Century New York TxFree Fnd CCl ANTCX 89658 20090630 American Century RE Insl CL REAIX 32305 19980113 American Century Real Estate Fund REACX 30757 19970612 American Century Select Fd R Cl ASERX 67389 20050729 American Century Short Duration Fd A Cl ACSQX 75760 20061201 American Century Short Duration Fd B Cl ACSJX 75756 20061201 American Century Short Duration Fd C Cl ACSKX 75757 20061201 American Century Short Duration Fd R Cl ACSPX 75759 20061201 American Century Short-Trm Govt Fd C Cls TWACX 92238 20100304 American Century Short-Trm Govt Fd R Cls TWARX 92277 20100301 AMERICAN CENTURY SMALL CAP QUANTITAT ASCQX 50840 20020122 American Century Small Cap Vl Fd C Cls ASVNX 92069 20100304 American Century Small Cap Vl Fd R Cls ASVRX 92070 20100304 American Century Small Company Fd C Cls ASQCX 92068 20100304 American Century Strat Alloc Conservativ TWSCX 23936 19960910 American Century Strat Alloc Moderate TWSMX 23937 19960910 American Century Strat Alloca Aggressive TWSAX 23934 19960910 American Century Strtgc Infl Oprtnts Fd ASIUX 93632 20100430 American Century Tax-Free Bd Fd Insti Cl AXBIX 67500 20050818 American Century Tax-Free Bond Fd A Cls TWWOX 92110 20100304 American Century Tax-Free Bond Fd C Cls TWTCX 92109 20100304 American Century Twentieth Century Globa TWGGX 35170 19981216 American Century Utilities Fund BULIX 1944 19930226 American Century Val Fd R Cl AVURX 67393 20050729 American Century Value Fund TWVLX 23404 19960620 American Century Value Insl CL AVLIX 32306 19980113 American Century Vista Fd R Cl AVTRX 67392 20050729 American Century Vista Fund - C Class AVNCX 92073 20100304 AMERICAN CENTURY VP BALANCED - INVES AVBIX 50841 20020122 AMERICAN CENTURY VP CAPITAL APPRECIA AVCIX 50844 20020122 AMERICAN CENTURY VP INCOME & GROWTH AVGIX 50845 20020122 American Century VP Infltn Prtctn FdCl I APTIX 67075 20050516 American Century VP Int'l Fd Cl IV AVPLX 65120 20050228 AMERICAN CENTURY VP INTERNATIONAL IN AVIIX 50851 20020123 AMERICAN CENTURY VP VALUE - INVESTOR AVPIX 50846 20020122 American Century VP Vista Fd Cl II APVTX 67005 20050504 AMERICAN CENTY CALIF TX FR&MCA HIYLD CAYAX 57427 20030210 AMERICAN CENTY CALIF TX FR&MCA HIYLD CAYBX 57428 20030210 AMERICAN CENTY CALIF TX FR&MCA HIYLD CAYCX 57429 20030210 AMERICAN CENTY CAP PORTFOLIOEQ INCOM AEYIX 57850 20030409 AMERICAN CENTY CAP PORTFOLIOL CO VAL ALPCX 57413 20030210 AMERICAN CENTY CAP PORTFOLIOLGE CO V ALBVX 57411 20030210 AMERICAN CENTY CAP PORTFOLIOVALUE FD ACBVX 57397 20030210 AMERICAN CENTY CAP PORTFOLIOVALUE FD ACLCX 57399 20030210 AMERICAN CENTY GOVT INCOME TINFL-ADJ AIAVX 57299 20030113 AMERICAN CENTY INVT TR DIVERS B CDBBX 57432 20030210 AMERICAN CENTY INVT TR DIVERS B CDBCX 57433 20030210 AMERICAN CENTY INVT TR HI YIELD ACYBX 57404 20030210 AMERICAN CENTY INVT TR HIGH YLD AHDCX 57406 20030210 AMERICAN CENTY MUN TR HI YIELD AYMCX 57421 20030210 AMERICAN CENTY MUN TR HI YLD M AYMAX 57419 20030210 AMERICAN CENTY MUN TR HI YLD M AYMBX 57420 20030210 AMERICAN CENTY MUT FDS INC CAP VAL ACPIX 57822 20030404 AMERICAN CENTY MUT FDS INC HERITAGE AHGCX 57824 20030404 AMERICAN CENTY MUT FDS INC SELECT F ABSLX 57395 20030210 AMERICAN CENTY MUT FDS INC SELECT F ACSLX 57401 20030210 AMERICAN CENTY QUANT INCOME&G ACGCX 57818 20030408 AMERICAN CENTY STRATEGIC ASSSTR ALLO ASTCX 57819 20030408 AMERICAN CENTY STRATEGIC ASSSTRAT AG ASTAX 57825 20030404 AMERICAN CENTY VAR PORTFOLIOVP INCM& AVPGX 57826 20030404 AMERICAN CENTY VAR PORTFOLIOVP INTL ANVPX 57301 20030113 AMERICAN CENTY VAR PORTFOLIOVP ULTRA AVUTX 57828 20030404 AMERICAN CENTY VAR PORTFOLIOVP VALUE AVPTX 57827 20030404 AMERICAN CENTY WORLD MUT FDSEMERG MK ACECX 57821 20030404 AMERICAN CENTY WORLD MUT FDSINTL GRO AIWCX 57409 20030210 AMERICAN CENTY WORLD MUT FDSINTL GRO CBIGX 57430 20030210 AMERICAN CENTY WORLD MUT FDSINTL OPP ACIOX 57388 20030131 American Cntry Calfrn TxFr Bnd Fd C Cls BCIYX 92298 20100326 American Cntry Fdamntl Eq Fd Inst Cl AFEIX 67381 20050729 American Cntry Fdmntal Eq Fd Invstr Cl AFDIX 67379 20050729 American Cntry HghYld Mncpl Fd Inst Cls AYMIX 92074 20100304 American Cntry Int'l Val Fd Cl R ACVRX 73027 20060404 American Cntry Int'l Val Fd Instnl Cl ACVUX 73028 20060404 American Cntry Int'l Val Fd Invstr Cl ACEVX 73016 20060404 American Cntry Intrntnl Cr Eqty FdA Cl ACIQX 75753 20061201 American Cntry Intrntnl Cr Eqty FdB Cl ACIJX 75750 20061201 American Cntry Intrntnl Cr Eqty FdC Cl ACIKX 75751 20061201 American Cntry Intrntnl Cr Eqty FdR Cl ACIRX 75754 20061201 American Cntry Inv NT Dvrsfd Bd Insti Cl ACLDX 73387 20060515 American Cntry Inv NT Emrgng Mkt Inst Cl ACLKX 73388 20060516 American Cntry Inv NT Eq Gwth Insti Cl ACLEX 73449 20060519 American Cntry Inv NT Int'l Gwth Inst Cl ACLNX 73391 20060516 American Cntry Inv NT Lg Co Val Insti Cl ACLLX 73389 20060516 American Cntry Inv NT Md Cp Val Inst Cl ACLMX 73390 20060516 American Cntry Inv NT Sm Co Insti Cl ACLOX 73392 20060516 American Cntry LngTrm TaxFree Fd Cl C ACTCX 73026 20060404 American Cntry Lvestrng 2020 Ptf Advsr C ARBMX 85471 20080530 American Cntry LveStrng 2020 PtfInvstrCl ARBVX 85474 20080530 American Cntry Lvestrng 2020Ptf Insti Cl ARBSX 85473 20080530 American Cntry Lvestrng 2030 Ptf AdvsrCl ARCMX 85475 20080530 American Cntry Lvestrng 2030 Ptf Inst Cl ARCSX 85549 20080530 American Cntry LveStrng 2030 PtfInvstcCl ARCVX 85477 20080530 American Cntry Lvestrng 2040 Ptf Advsr C ARDMX 85478 20080530 American Cntry Lvestrng 2040 Ptf InstiCl ARDSX 85480 20080530 American Cntry Lvestrng 2040Ptf Invstr C ARDVX 85481 20080530 American Cntry Lvestrng 2050 Ptf Advsr C ARFMX 85482 20080530 American Cntry Lvestrng 2050 Ptf InstiCl ARFSX 85483 20080530 American Cntry Lvestrng2050 Ptf Invstr C ARFVX 85484 20080530 American Cntry LvStrng Incm Prtfl C Cls ATTCX 92071 20100304 American Cntry Nw Oprtnts Fd Inst Cls TWNIX 92106 20100304 American Cntry Short Duration FdInsti Cl ACSUX 75761 20061201 American Cntry Strtgc Inf Oprtnts Fd Inv ASIOX 93631 20100430 American Cntry Strtgc Infl Oprtnts Fd C ASIZX 93633 20100430 American Cntry Strtgc Infl Oprtnts Fd In ASINX 93630 20100430 American Europacific Growth Funds AEPGX 14191 19960311 American Fd Glbl Sm Cptlztn HLS Fd Cl IB HVSBX 83902 20080505 American FdBlu Chp Incm&Gwth HLS FdCl IB HVCBX 83896 20080430 American Fds Asset Allocatn HLS Fd Cl IB HVABX 83894 20080430 American Fds Bd HLS Fd Cl IB HVBBX 83895 20080430 AMERICAN FDS CAPITAL WORLD GWTH & IN RWIFX 53767 20020613 American Fds Glbl Gwth&Incm HLS Fd Cl IB HVIBX 83898 20080430 American Fds Global Bd HLS Fd Cl IB HVDBX 83897 20080430 American Fds Global Gwth HLS Fd Cl IB HVLBX 83899 20080430 American Fds Gwth HLS Fd Cl IB HVRBX 83901 20080505 American Fds Gwth Incm HLS Fd Cl IB HVNBX 83900 20080505 AMERICAN FDS INCOME SERIES USGVT SE RGVAX 53686 20020607 AMERICAN FDS INCOME SERIES USGVT SE RGVBX 53687 20020607 AMERICAN FDS INCOME SERIES USGVT SE RGVCX 53688 20020607 AMERICAN FDS INCOME SERIES USGVT SE RGVEX 53689 20020607 AMERICAN FDS INCOME SERIES USGVT SE RGVFX 53690 20020607 AMERICAN FDS INCOME SRS (US GOVT SEC CGTAX 53114 20020314 AMERICAN FDS INCOME SRS (US GOVT SEC CGTBX 53115 20020314 AMERICAN FDS INCOME SRS (US GOVT SEC CGTCX 53116 20020314 AMERICAN FDS INCOME SRS (US GOVT SEC CGTEX 53117 20020314 American Fds Int'l HLS Fd Cl IB HVTBX 83903 20080505 American Fds New World HLS Fd Cl IB HVWBX 83904 20080505 American Fds ShrtTrm Fd of Amrc Inc Cl B AMSBX 75735 20061129 American Fds ShrtTrmBdFdofAmrcIncCl529B CBAMX 75687 20061117 American Fds10 Trgt Dt Rtrmnt Fd Cl A AAATX 78728 20070226 American Fds10 Trgt Dt Rtrmnt Fd Cl R2 RBATX 78747 20070226 American Fds10 Trgt Dt Rtrmnt Fd Cl R3 RCATX 78756 20070226 American Fds10 Trgt Dt Rtrmnt Fd Cl R4 RDATX 78764 20070226 American Fds10 Trgt Dt Rtrmnt Fd Cl R5 REATX 78773 20070226 American Fds10 Trgt Dt Rtrmnt Fd ClR1 RAATX 78738 20070226 American Fds15 Trgt Dt Rtrmnt Fd Cl A AABTX 78729 20070226 American Fds15 Trgt Dt Rtrmnt Fd Cl R2 RBJTX 78754 20070226 American Fds15 Trgt Dt Rtrmnt Fd Cl R3 RCJTX 78762 20070226 American Fds15 Trgt Dt Rtrmnt Fd Cl R4 RDBTX 78765 20070226 American Fds15 Trgt Dt Rtrmnt Fd Cl R5 REJTX 78780 20070226 American Fds15 Trgt Dt Rtrmnt Fd ClR1 RAJTX 78745 20070226 American Fds20 Trgt Dt Rtrmnt Fd Cl A AACTX 78730 20070226 American Fds20 Trgt Dt Rtrmnt Fd Cl R2 RBCTX 78748 20070226 American Fds20 Trgt Dt Rtrmnt Fd Cl R3 RCCTX 78757 20070226 American Fds20 Trgt Dt Rtrmnt Fd Cl R4 RDCTX 78766 20070226 American Fds20 Trgt Dt Rtrmnt Fd Cl R5 RECTX 78774 20070226 American Fds20 Trgt Dt Rtrmnt Fd ClR1 RACTX 78739 20070226 American Fds25 Trgt Dt Rtrmnt Fd Cl A AADTX 78731 20070226 American Fds25 Trgt Dt Rtrmnt Fd Cl R2 RBDTX 78749 20070226 American Fds25 Trgt Dt Rtrmnt Fd Cl R3 RCDTX 78758 20070226 American Fds25 Trgt Dt Rtrmnt Fd Cl R4 RDDTX 78767 20070226 American Fds25 Trgt Dt Rtrmnt Fd Cl R5 REDTX 78775 20070226 American Fds25 Trgt Dt Rtrmnt Fd ClR1 RADTX 78740 20070226 American Fds30 Trgt Dt Rtrmnt Fd Cl R2 RBETX 78750 20070226 American Fds30 Trgt Dt Rtrmnt Fd Cl R3 RCETX 78759 20070226 American Fds30 Trgt Dt Rtrmnt Fd Cl R4 RDETX 78768 20070226 American Fds30 Trgt Dt Rtrmnt Fd Cl R5 REETX 78776 20070226 American Fds30 Trgt Dt Rtrmnt Fd ClR1 RAETX 78741 20070226 American Fds35 Trgt Dt Rtrmnt Fd Cl A AAFTX 78732 20070226 American Fds35 Trgt Dt Rtrmnt Fd Cl R2 RBFTX 78751 20070226 American Fds35 Trgt Dt Rtrmnt Fd Cl R3 RCFTX 78760 20070226 American Fds35 Trgt Dt Rtrmnt Fd Cl R4 RDFTX 78769 20070226 American Fds35 Trgt Dt Rtrmnt Fd Cl R5 REFTX 78777 20070226 American Fds35 Trgt Dt Rtrmnt Fd ClR1 RAFTX 78742 20070226 American Fds40 Trgt Dt Rtrmnt Fd Cl A AAGTX 78733 20070226 American Fds40 Trgt Dt Rtrmnt Fd Cl R2 RBKTX 78755 20070226 American Fds40 Trgt Dt Rtrmnt Fd Cl R3 RCKTX 78763 20070226 American Fds40 Trgt Dt Rtrmnt Fd Cl R4 RDGTX 78770 20070226 American Fds40 Trgt Dt Rtrmnt Fd Cl R5 REGTX 78778 20070226 American Fds40 Trgt Dt Rtrmnt Fd ClR1 RAKTX 78746 20070226 American Fds45 Trgt Dt Rtrmnt Fd Cl A AAHTX 78734 20070226 American Fds45 Trgt Dt Rtrmnt Fd Cl R2 RBHTX 78752 20070226 American Fds45 Trgt Dt Rtrmnt Fd Cl R3 RCHTX 78802 20070226 American Fds45 Trgt Dt Rtrmnt Fd Cl R4 RDHTX 78771 20070226 American Fds45 Trgt Dt Rtrmnt Fd Cl R5 REHTX 78779 20070226 American Fds45 Trgt Dt Rtrmnt Fd ClR1 RAHTX 78743 20070226 American Fds50 Trgt Dt Rtrmnt Fd Cl A AALTX 78800 20070226 American Fds50 Trgt Dt Rtrmnt Fd Cl R2 RBITX 78753 20070226 American Fds50 Trgt Dt Rtrmnt Fd Cl R3 RCITX 78761 20070226 American Fds50 Trgt Dt Rtrmnt Fd Cl R4 RDITX 78772 20070226 American Fds50 Trgt Dt Rtrmnt Fd Cl R5 REITX 78803 20070226 American Fds50 Trgt Dt Rtrmnt Fd ClR1 RAITX 78744 20070226 American Fundamental Investors Fund ANCFX 6648 19910220 American Funds/Growth Fund Cl C AMRCX 35747 19990414 American Growth Fund Cl A AMRAX 24252 19960724 American Growth Fund Cl B AMRBX 24193 19961119 American Growth Fund Cl D AMRGX 14465 19960620 American Growth Fund Of America AGTHX 6707 19930211 American Hgh Incm Mncpl Bd Fd Inc ClF2Sh AHMFX 86940 20080801 American High Income Muni Bond Fund AMHIX 14459 19960620 AMERICAN HIGH INCOME TR CL R-1 S RITAX 53706 20020607 AMERICAN HIGH INCOME TR CL R-2 S RITBX 53707 20020607 AMERICAN HIGH INCOME TR CL R-3 S RITCX 53708 20020607 AMERICAN HIGH INCOME TR CL R-4 S RITEX 53709 20020607 AMERICAN HIGH INCOME TR CL R-5 S RITFX 53710 20020607 American High Income Trust AHITX 14421 19960129 American High-Incm Tr, Cl F-2 Shs AHIFX 86939 20080801 AMERICAN HIGH-INCOME TRUST CITAX 53134 20020314 AMERICAN HIGH-INCOME TRUST CITBX 53135 20020314 AMERICAN HIGH-INCOME TRUST CITCX 53136 20020314 AMERICAN HIGH-INCOME TRUST CITEX 53137 20020314 American High-Income Trust Cl R-6 RITGX 89269 20090504 American Income Fund Of Amer AMECX 14254 19960531 American Independence Fds Fusion Fd Cl I AFFSX 90805 20091222 American Independence Intermediate Bond IIISX 30468 19970530 American Independence Stock Fund SEKSX 22974 19960620 American Independence Stock Inst'l Servi ISISX 30490 19970616 American Indpndnc Fd Tr Int'l Eq Fd Cl A IIESX 73660 20060627 American Indpndnc Fd Tr Intrmdt BdFd ClA IBFSX 73658 20060627 American Indpndnc Fd Tr ShrtTrm BdFd ClA ISTSX 73661 20060627 American Indpndnc Fd Tr ShrtTrm BdFd ClC ITBSX 83777 20080415 American Indpndnc Fd Tr Stk Fd Cl A IFCSX 73659 20060627 American Indpndnc Fd Tr Stk Fd Cl C ISFSX 81411 20070928 American Intermediate Bond Fd of America AIBAX 14424 19960126 American Inv Co Fund Of Amer AIVSX 14253 19960301 AMERICAN MUT FD INC CL R-1 S RMFAX 53716 20020607 AMERICAN MUT FD INC CL R-2 S RMFBX 53717 20020607 AMERICAN MUT FD INC CL R-3 S RMFCX 53718 20020607 AMERICAN MUT FD INC CL R-4 S RMFEX 53719 20020607 AMERICAN MUT FD INC CL R-5 S RMFFX 53720 20020607 American Mutual Fd, Inc., Cl F-2 Shs AMRFX 86946 20080801 American Mutual Fund AMRMX 14255 19960531 AMERICAN MUTUAL FUND CMLAX 53145 20020314 AMERICAN MUTUAL FUND CMLBX 53146 20020314 AMERICAN MUTUAL FUND CMLCX 53147 20020314 AMERICAN MUTUAL FUND CMLEX 53148 20020314 American Mutual Fund, Inc. Cl R-6 RMFGX 89223 20090504 American New Perspective ANWPX 14001 19950517 American Pension Investors T-1 Treas Tr APIUX 23719 19960628 American Pension Investors Tr Growth Fd APITX 14511 19960620 American Pension Multiple Index Trust APIMX 36023 19990715 American Smallcap World Fund I SMCWX 14256 19960531 American Sr Gov't Guar Security Fund AMUSX 14235 19960531 American Tax Exempt Fd of CA Ser II TAFTX 23296 19960620 American Trust Allegiance Fund ATAFX 35025 19981116 American Washington Mutual AWSHX 1940 19940426 AmericanCntry InfltnPrtctn BdFd Insti Cl APISX 67144 20050531 AmericanCntry InfltnPrtctn BdFd InvstrCl APOIX 67155 20050531 AmericanCntry Lng Trm TaxFree Fd InstnlC ACLSX 73018 20060404 AmericanCntry Lng Trm TaxFree Fd InvstrC ACLVX 73019 20060404 Americn Cntry NY TxFr Fd Inst Cls ANYOX 92060 20100304 Americxan Fds30 Trgt Dt Rtrmnt Fd Cl A AAETX 78805 20070227 AMERIPRIME FDS IMS STRA IMSIX 54883 20021119 Ameristock Mutual Fund AMSTX 14471 19960620 AMF Large Cap eq Fd IICAX 64200 20040617 AMIDEX CANCER INNOV & HC A CNCRX 50248 20011102 AMIDEX35 Israel Mutual Fd AMDEX 36840 19990607 AMIDEX35 Israel Mutual Fd Cl A AMDAX 36900 20000210 AMIDEX35 Israel Mutual Fd Cl C AMDCX 42988 20000523 Amrcan Cntry Strtgc Allctn Aggrssve Cl R AAARX 66678 20050331 Amrcan Cntry Strtgc Allctn Cnsrvtve Cl R AACRX 66679 20050331 Amrcan Fds ShrtTrm Bd Fd of Amrca IncClC ASBCX 75736 20061129 Amrcan Fds ShrtTrm Bd Fd of AmrcaIncClR1 RAMAX 75704 20061117 Amrcan Fds ShrtTrm Bd Fd of AmrcaIncClR2 RAMBX 75705 20061117 Amrcan Fds ShrtTrm Bd Fd of AmrcaIncClR4 RAMEX 75712 20061120 Amrcan Fds ShrtTrm Bd Fd of AmrcaIncClR5 RAMFX 75706 20061117 Amrcan Fds ShrtTrm Bd Fd ofAmrcaIncClR3 RAMCX 75711 20061120 Amrcan Fds ShrtTrm Bd FdofAmrcaIncCl529C CCAMX 75688 20061117 Amrcan Fds ShrtTrm Bd FdofAmrcaIncCl529E CEAMX 75689 20061117 Amrcan Fds ShrtTrm BdFdofAmrcaIncCl 529A CAAFX 75713 20061127 Amrcn Bcn Trsry Infltn Prtctd Sc Fd YCls ACUYX 92050 20100304 Amrcn Beacon Intl Equity Fd Rtrmnt Cl ABIRX 89310 20090504 Amrcn Beacon Large Cap Valu Fd Rtrmnt Cl ALCRX 89311 20090504 Amrcn Beacon Small Cap Valu Fd Rtrmnt Cl ASCVX 89309 20090504 Amrcn Century LvStrng 2020 Prtfl - C Cls ARNCX 92063 20100304 Amrcn Century LvStrng 2025 Prtfl - C Cls ARWCX 92066 20100304 Amrcn Century LvStrng 2030 Prtfl - C Cls ARWOX 92067 20100304 Amrcn Century LvStrng 2035 Prtfl - C Cls ARLCX 92062 20100304 Amrcn Century LvStrng 2040 Prtfl - C Cls ARNOX 92064 20100304 Amrcn Century LvStrng 2045 Prtfl - C Cls AROCX 92065 20100304 Amrcn Century LvStrng 2050 Prtfl - C Cls ARFDX 92061 20100304 Amrcn Cntry Clfrn High Yld Mncpl Fd Inst BCHIX 92132 20100303 Amrcn Cntry Clfrn LngTrm TxFr Fd Inst Cl BCLIX 92075 20100304 Amrcn Cntry Clfrni Lng Trm Tx Fre FdB Cl ALQBX 81451 20071002 Amrcn Cntry InfltnAdjstd Bnd Fd C Cls AINOX 92054 20100304 Amrcn Cntry InfltnAdjstd Bnd Fd R Cls AIARX 92053 20100304 Amrcn Cntry Intrntnl Cr Eqty FdInsti Cl ACIUX 75755 20061201 Amrcn Cntry Inv Intrntl CrEqtyFdInvstrCl ACIMX 75752 20061201 Amrcn Cntry Legacy Multi Cp Fnd R Cl ACMEX 78232 20070123 Amrcn Cntry Sht Durtn Fdnvstr Cl ACSNX 75758 20061201 Amrcn Cntury Clrni Lng Trm Tx Fre FdC Cl ALTCX 81453 20071002 Amrcn Fds 2010 Trgt Dt Rtrmnt Fd Cl R-6 RFTTX 89193 20090501 Amrcn Fds 2015 Trgt Dt Rtrmnt Fd Cl R-6 RFJTX 89192 20090501 Amrcn Fds 2020 Trgt Dt Rtrmnt Fd Cl R-6 RRCTX 89191 20090501 Amrcn Fds 2025 Trgt Dt Rtrmnt Fd Cl R-6 RFDTX 89188 20090501 Amrcn Fds 2030 Trgt Dt Rtrmnt Fd Cl R-6 RFETX 89189 20090501 Amrcn Fds 2035 Trgt Dt Rtrmnt Fd Cl R-6 RFFTX 89186 20090501 Amrcn Fds 2040 Trgt Dt Rtrmnt Fd Cl R-6 RFGTX 89187 20090501 Amrcn Fds 2045 Trgt Dt Rtrmnt Fd Cl R-6 RFHTX 89190 20090501 Amrcn Fds 2050 Trgt Dt Rtrmnt Fd Cl R-6 RFITX 89181 20090501 Amrcn Fds 2055 Trgt Dt Rtrmnt Fd Cls A AAMTX 91950 20100222 Amrcn Fds 2055 Trgt Dt Rtrmnt Fd Cls R-1 RAMTX 91951 20100222 Amrcn Fds 2055 Trgt Dt Rtrmnt Fd Cls R-2 RBMTX 91952 20100222 Amrcn Fds 2055 Trgt Dt Rtrmnt Fd Cls R-3 RCMTX 91953 20100222 Amrcn Fds 2055 Trgt Dt Rtrmnt Fd Cls R-4 RDJTX 91954 20100222 Amrcn Fds 2055 Trgt Dt Rtrmnt Fd Cls R-5 REKTX 91955 20100222 Amrcn Fds 2055 Trgt Dt Rtrmnt Fd Cls R-6 RFKTX 91956 20100222 Amrcn Fnds ShrtTrm Tax Exmpt Bd Fd Cl A ASTEX 89872 20090810 Amrcn Fnds ShrtTrm Tax Exmpt Bd Fd ClF1 FSTTX 89874 20090810 Amrcn Fnds ShrtTrm Tax Exmpt Bd Fd ClF2 ASTFX 89873 20090810 Amrcn Indpdnc FdTr KnsasTx Empt BdFd ClC IKTEX 81410 20070928 Amrcn Indpndnc Fds Tr NestEgg DJ40 FdClC NEJVX 73665 20060627 Amrcn Indpndnc Fds Tr NstEgg DJ10 FdClC NECNX 73662 20060627 Amrcn Indpndnc Fds Tr NstEgg DJ20 FdClC NEDJX 73663 20060627 Amrcn Indpndnc Fds Tr NstEgg DJ30 FdClC NEDVX 73664 20060627 Amricn Cntry Clfrn Lng Trm Tx Fre FdA Cl ALTAX 81452 20071002 Amricn Cntury Disciplined Gwth Fd B Cl ADYBX 81430 20071002 Amricn Cntury Disciplined Gwth Fd C Cl ADCCX 81429 20071002 Amricn Cntury Emerging Markets Fd B Cl ACKBX 81428 20071002 Amricn Cntury Emerging Markets Fd R Cl AEMRX 81431 20071002 Amricn Cntury Eq Gwth B Cl AEYBX 81432 20071002 Amricn Cntury Eq Incm Fd B Cl AEKBX 81587 20071003 Amricn Cntury Focused Gwth A Cl AFGAX 81433 20071002 Amricn Cntury Focused Gwth B Cl AFGBX 81434 20071002 Amricn Cntury Focused Gwth C Cl AFGCX 81435 20071002 Amricn Cntury Focused Gwth Insti Cl AFGNX 81436 20071002 Amricn Cntury Focused Gwth R Cl AFGRX 81437 20071002 Amricn Cntury Ginnie Mae Fd Insti Cl AGMNX 81440 20071002 Amricn Cntury Ginnie Mae Fd R Cl AGMWX 81441 20071002 Amricn Cntury Global Gold Fd B Cl AGYBX 81442 20071002 Amricn Cntury Global Gold Fd C Cl AGYCX 81443 20071002 Amricn Cntury Global Gold Fd Insti Cl AGGNX 81438 20071002 Amricn Cntury Global Gold Fd R Cl AGGWX 81439 20071002 Amricn Cntury Heritage Fd B Cl ATHBX 81458 20071002 Amricn Cntury Heritage Fd R Cl ATHWX 81459 20071002 Amricn Cntury Incm and Gwth B Cl AIGBX 81445 20071002 Amricn Cntury Int'l Bd Fd B Cl AIQBX 81446 20071002 Amricn Cntury Int'l Bd Fd C Cl AIQCX 81447 20071002 Amricn Cntury Int'l Bd Fd R Cl AIBRX 81444 20071002 Amricn Cntury Real Estate Fd B Cl ARYBX 81456 20071002 Amricn Cntury Real Estate Fd C Cl ARYCX 81457 20071002 Amricn Cntury Real Estate Fd R Cl AREWX 81455 20071002 Amricn Cntury Ultra Fd B Cl AULBX 81460 20071002 Ancora Equity Fund Class C ANQCX 65217 20050317 Ancora Equity Fund Class D ANQDX 65218 20050317 Ancora Income Fund Class C ANICX 65215 20050317 Ancora Income Fund Class D ANIDX 65216 20050317 Ancora Microcap Fd Cl C ANCCX 87164 20080902 Ancora Microcap Fd Cl D ANCDX 87277 20080909 Ancora Special Opportunity Fund Class C ANSCX 65219 20050317 Ancora Special Opportunity Fund Class D ANSDX 65220 20050317 API Efcnt Frntr Incm Fd Instnl Shr Cls APIIX 92845 20100408 API Master Allocation Fd - Cl A APIFX 89059 20090318 API Master Allocation Fd - Cl L APILX 89060 20090318 API Tr Effcnt Frntr Gwth Fd Cl A Shs AFGGX 75003 20060814 API Tr Effcnt Frntr Incm Fd Prmry Cl Shs AFFIX 75002 20060814 API Tr Effcnt Frntr Val Fd Cl A Shs ADVAX 75149 20060810 API TrEfcnt Fntr Cptl Incm Fd Pmry ClShs AFDDX 75001 20060814 API TrEfcnt Fntr Mltpl IndxFd Pmry ClShs AFMMX 75004 20060814 API TrEfcnt Frntr Cptl Incm Fd Cl A Shr AFAAX 75000 20060814 Appleseed Fund APPLX 75803 20061211 AQR Diversified Arbitrage Fund Class I ADAIX 88420 20090115 AQR Diversified Arbitrage Fund Class N ADANX 88421 20090115 AQR Global Equity Fund Class I AQGIX 90907 20100104 AQR Global Equity Fund Class N AQGNX 90908 20100104 AQR Global Equity Fund Class Y AQGYX 90909 20100104 AQR Int'l Eq Fd Cl N AQINX 90283 20091005 AQR International Equity Fund Class I AQIIX 90169 20091001 AQR International Equity Fund Class Y AQIYX 89962 20090831 AQR International Momentum Fund Class L AIMOX 89681 20090709 AQR Managed Futures Fund Class I AQMIX 91380 20100105 AQR Managed Futures Fund Class N AQMNX 91381 20100105 AQR Momentum Fund Class L AMOMX 89682 20090709 AQR Small Cap Momentum Fund Class L ASMOX 89683 20090709 Aquila Rocky Mountain Eq Fd Cl I Shares ROCIX 90321 20091023 Aquila Rocky Mountain Equity CL A ROCAX 30514 19970616 Aquila Rocky Mountain Equity Fund Cl C ROCCX 32964 19980527 Aquila Rocky Mountain Equity Fund Cl Y ROCYX 32965 19980527 Aquila Three Peaks High Incm Fd Cl I ATIPX 73736 20060705 AQUILA THREE PEAKS HIGH INCO ATPAX 73569 20060619 AQUILA THREE PEAKS HIGH INCO ATPCX 73570 20060619 AQUILA THREE PEAKS HIGH INCO ATPYX 73571 20060619 Arch Small-Cap Cl A EMGRX 20162 19960620 Arch Small-Cap Equity Port Cl B ARSBX 35457 19990219 Archer Bal Fd ARCHX 67731 20050920 Ariel Appreciation Fund CAAPX 14689 19960620 Ariel Focus Fd ARFFX 72762 20060206 Ariel Fund ARGFX 14520 19960620 Armstrong Associates ARMSX 14527 19960620 Arrow Alternative Solutions Fd - A Shrs ASFFX 82334 20071106 Arrow Alternative Solutions Fd Cl C ASFTX 81995 20071102 Arrow DWA Bal Fd Cl C DWATX 73956 20060809 Arrow DWA Balanced Fund Class A DWAFX 73955 20060809 Arrow DWA Tactical Fd - Cl A DWTFX 85492 20080529 Arrow DWA Tactical Fd Cl C DWTTX 85493 20080529 Arrow Managed Futures Trend Fund Class A MFTFX 94265 20100601 Artio Gbl eq Fd Inc Cl A BJGQX 64333 20040802 Artio Gbl eq Fd Inc Cl I JGEIX 67177 20050607 Artio Gbl High Incm Fd Cl A BJBHX 57984 20030506 Artio Gbl High Incm Fd Cl I JHYIX 57986 20030506 Artio Intl eq Fd Cl A BJBIX 14616 19960620 Artio Intl eq Fd Cl I Shs JIEIX 36817 20000202 Artio Intl eq Fd II Cl A JETAX 67110 20050517 Artio Intl eq Fd II Cl I JETIX 67111 20050517 Artio Total Ret bd Fd Cl A BJBGX 34523 19981111 Artio Total Ret bd Fd Cl I JBGIX 57985 20030506 Artio U.S. Microcap Fd Cl A JMCAX 75123 20060814 Artio U.S. Microcap Fd Cl I JMCIX 75124 20060814 Artio U.S. Midcap Fd Cl A JMDAX 73894 20060724 Artio U.S. Midcap Fd Cl I JMDIX 73895 20060724 Artio U.S. Multicap Fd Cl A JMLAX 73896 20060724 Artio U.S. Multicap Fd Cl I JMLIX 73897 20060724 Artio U.S. Smallcap Fd Cl A JSCAX 73898 20060724 Artio U.S. Smallcap Fd Cl I JSCIX 73899 20060724 Artisan Emerging Markets Fd Insti Shares ARTEX 73735 20060705 Artisan Emerging Mrkts Fd - Advsr Shs ARTZX 85550 20080602 ARTISAN FDS INC INTL VAL ARTKX 54399 20020930 Artisan Global Eq Fd Investor Shares ARTHX 92796 20100329 Artisan Global Value Fund Investor Shars ARTGX 82567 20071210 ARTISAN INTERNATIONAL SMALL CAP FUND ARTJX 50683 20020104 Artisan Intl Fund ARTIX 14220 19960522 ARTISAN MID CAP VAL FD INV ARTQX 46979 20010329 Artisan Mid-Cap ARTMX 32550 19980304 Artisan Opportunistic GwthFd Invstr Shrs ARTRX 87356 20080922 Artisan Opportunistic Val Fd ARTLX 73001 20060327 Artisan Small Cap Fund ARTSX 14187 19960229 Artisan Small-Cap Value Fd ARTVX 32043 19971006 ASAF AMER CENTURY INTL GRTH A AACIX 72290 20051208 Ascentia Alternative Strategies Fd AASFX 83452 20080304 Ascentia Alternative Strategies Fnd ClsA AASAX 87562 20081105 ASG Diversifying Strategies Fund Class A DSFAX 89814 20090803 ASG Diversifying Strategies Fund Class C DSFCX 89815 20090803 ASG Diversifying Strategies Fund Class Y DSFYX 89816 20090803 ASG Gbl Alternatives Fd Cl Y GAFYX 87394 20081001 ASG Global Alternativies Fund Cl A GAFAX 87392 20081001 ASG Global Alternativies Fund Cl C GAFCX 87393 20081001 ASIA PACIFIC FUND XAPBX 50837 20020116 Asia Pacific Small Company Port DFRSX 14972 19960620 Asset Management Fincl Inst'l Interm Mtg ASCPX 14534 19960620 ASSET MANAGEMENT FUND ULTRA SHORT PO AULTX 50684 20020104 Asset Management Short US Gov't Secs Pt ASITX 14540 19960620 Asset Management US Gov't Mortgage Secs ASMTX 14542 19960620 Asset Managment Adjustable Rate Mtg Port ASARX 14530 19960620 Asset Managment Fd Lg Cap Eq Fd Cl H IICHX 90022 20090902 AssetMark Core AFCFX 48616 20010726 AssetMark Fdamental Index Lg Co Val Fd AILVX 80838 20070814 AssetMark Fdamental Index Sm Co Gwth Fd AISGX 80829 20070813 AssetMark Fdamental Index Sm Co Val Fd AISVX 80830 20070813 AssetMark Fdametal Index Lg Co Gwth Fd AILGX 80828 20070813 AssetMark Intl AFIEX 48617 20010725 AssetMark Lg Cap Gr AFLGX 48618 20010725 AssetMark Lg Cap Val AFLVX 48619 20010725 AssetMark Real Est Secs AFREX 48620 20010725 AssetMark Sm Mid Gr AFSGX 48621 20010725 AssetMark Sm Mid Val AFSVX 48622 20010725 AssetMark Tx Ex Fixed Inc AFTIX 48628 20010725 Aston Dynamic Alloc Fd Cl N ASENX 82833 20080109 Aston Montag & Caldwell Bal Fd Cl N MOBAX 21613 19960620 Aston Montag & Caldwell Gr Fd - Cl R MCRGX 57324 20030116 Aston Montag & Caldwell Gr Fd Cl N MCGFX 21421 19960620 Aston Neptune Intl Fd Cl I ANIIX 80733 20070807 Aston Optimum Mid Cap Fd Cl I ABMIX 64277 20040708 Aston Optimum Mid Cap Fd Cl N CHTTX 24533 19970205 Aston River Road Sm Cap Val Cl I ARSIX 75880 20061220 Aston River Road Small Cap Value Cl N ARSVX 67293 20050701 Aston TAMRO Small Cap Fd Cl I ATSIX 66544 20050203 Aston TAMRO Small Cap Fd Cl N ATASX 45730 20010110 Aston TCH Fixed Incm Fd Cl I CTBIX 44378 20000810 Aston TCH Fixed Incm Fd Cl N CHTBX 14779 19960620 Aston Value Fd Cl I AAVIX 67705 20050920 Aston Value Fd Cl N RVALX 22850 19960620 Aston Veredus Aggressive Gr Fd Cl I AVEIX 53545 20020514 Aston Veredus sel Gr Fd Cl I AVISX 75302 20060913 Aston Veredus sel Gr Fd Cl I VERDX 34124 19980810 Aston Veredus sel Gr Fd Cl N AVSGX 50969 20020227 Aston/Barings Int'l Fd Cl I ABIIX 82305 20071105 Aston/Barings International Fund Cl N ABARX 92039 20100304 Aston/Cardinal Mid Cap Val Fd Cl N ACDMX 82320 20071106 Aston/Fasciano Small Cap Fund AFASX 91295 20091231 Aston/Fortis Real Estate Fd Cl I AARIX 67704 20050920 Aston/Fortis Real Estate Fd Cl N ARFCX 36788 20000125 Aston/Herndon Large Cap Value Fund Cls N AALIX 92725 20100331 Aston/Lake Partnrs LASSO Altrntv Fd Cl N ALSNX 92058 20100304 Aston/Lake Prtnrs LASSO Altrntvs Fd Cl I ALSOX 89089 20090401 Aston/M.D. Sass Enhanced eq Fd AMBEX 82840 20080115 Aston/M.D. Sass Enhanced Equity Fnd Cl I AMDSX 92059 20100304 Aston/Montag & Caldwell Mid CapGwthFdClN AMCMX 82306 20071105 Aston/Neptune Int'l Fd Cl N ANINX 85638 20080619 Aston/New Century Absolut Rtn ETF Fd ClN ANENX 83485 20080304 Aston/Optimum Lg Cap Opportunity Fd Cl N AOLCX 78078 20061228 Aston/River Road Dividend All Cap Value ARDEX 67277 20050701 Aston/River Road Dividend All Cap Value ARIDX 80309 20070629 Aston/River Road sel Value Fd Cl I ARIMX 80330 20070629 Aston/River Road sel Value Fd Cl N ARSMX 78997 20070409 Aston/TAMRO Diversified eq Fd Cl N ATLVX 45801 20010118 Astor Long/Short ETF Fd Cl C ASTZX 92187 20100312 Astor Long/Short ETF Fd Cl I ASTIX 90571 20091030 Astor Long/Short ETF Fd Cl R ASTRX 90497 20091109 Auer Growth Fund AUERX 82725 20080102 Autopilot Managed Gwth Fd AUTOX 75308 20060920 Autopolit Managed Growth Fund Class C AUTCX 88566 20090202 AVE MARIA BOND FD AVEFX 57932 20030506 AVE MARIA CATHOLIC VAL FD AVEMX 47710 20010525 AVE MARIA GROWTH FD AVEGX 57933 20030506 Ave Maria Rising Dividend Fd AVEDX 67076 20050510 Ave Maria Sm Cap Fd AVESX 73356 20060510 AVE MARIA WORLD EQUITY FUND AVEWX 93544 20100503 AVS Listed Private Eq Ptf Cl II LPEVX 83913 20080505 AXP GLOBAL SER INC IGBBX 73805 20060711 BackRock Glbl Opprtnts Prtf Invstr C Cl BROCX 72765 20060206 BAIRD AGGREGATE BD INST BAGIX 44833 20001027 BAIRD AGGREGATE BD INV CL BAGSX 45991 20010129 BAIRD CORE BD FD INV CL BCOSX 46023 20010201 BAIRD CORE BD INST BCOIX 44832 20001027 Baird Fds Rivrfrnt Lng Trm Grwth Fnd Ins RLTIX 87633 20081029 Baird Fds Rvrfrnt Lng Trm Grwth Fnd Invs RLTSX 87634 20081029 BAIRD HORIZON MID CAP FD INST BMDIX 46030 20010201 BAIRD INTER BD INST CL BIMIX 45989 20010129 BAIRD INTER BD INV CL BIMSX 45990 20010129 BAIRD INTER MUNI BD INST BMBIX 47477 20010425 BAIRD INTER MUNI BD INV BMBSX 47478 20010425 Baird Large Cap Fd Institutional Cl BHGIX 46028 20010201 Baird Large Cap Fd Investor Cl BHGSX 46029 20010201 BAIRD MID CAP FD INV BMDSX 46031 20010201 BAIRD SHT TRM BD INSTL CL BSBIX 64719 20050125 BANKS ULTRASECT PROFD INV BKPIX 50012 20010928 BANKS ULTRASECT PROFD SVCS BKPSX 50013 20010928 Baron Asset Fund BARAX 6652 19910220 Baron Asset Fund Inst Shs BARIX 89467 20090604 Baron Fifth Avenue Growth Fund Inst Shs BFTIX 89416 20090604 Baron Growth Fund BGRFX 14079 19950807 Baron Growth Fund Inst Shs BGRIX 89466 20090604 Baron International Growth Fund BIGFX 88419 20090115 Baron International Growth Fund Inst Shs BINIX 89448 20090604 Baron Opportunity Fd Inst Shs BIOIX 89424 20090604 Baron Opportunity Fd Retail Shs BIOPX 36981 20000229 Baron Partners Fund Inst Shs BPTIX 89452 20090604 Baron Retirement Incm Fd BRIFX 86324 20080701 Baron Retirement Income Fund Inst Shs BRRIX 89414 20090604 BARON SELECT FUNDS BARON PA BPTRX 58009 20030512 Baron Small Cap Fund Inst Shs BSFIX 89454 20090604 Baron Small-Cap Fund BSCFX 32037 19971003 Barrett Gr Fd BGRWX 42186 19990723 Barrett Opportunity Fd, Inc. SAOPX 22866 19960620 BASIC MAT ULTRASECT PROFD INV BMPIX 50014 20010928 BASIC MAT ULTRASECT PROFD SVCS BMPSX 50015 20010928 BB & T CAP MGR AGGRES GRW A BCAAX 47752 20010608 BB & T CAP MGR AGGRES GRW B BCABX 47753 20010608 BB & T CAP MGR AGGRES GRW C BCACX 47754 20010608 BB & T CAP MGR AGGRES GRW TR BCATX 47755 20010608 BB & T CAP MGR CONSERV GRW A BCGAX 46403 20010222 BB & T CAP MGR CONSERV GRW B BCGBX 46409 20010222 BB & T CAP MGR CONSERV GRW C BCCCX 47756 20010608 BB & T CAP MGR GRW A BCMAX 46404 20010222 BB & T CAP MGR GRW B BCMBX 46392 20010222 BB & T CAP MGR GRW C BCGCX 47757 20010608 BB & T CAP MGR MOD GRW A BAMGX 46399 20010222 BB & T CAP MGR MOD GRW B BBMGX 46402 20010222 BB & T CAP MGR MOD GRW C BCMCX 47758 20010608 BB & T EQ INDEX FD A BAEQX 47593 20010509 BB & T EQ INDEX FD B BBEQX 47594 20010509 BB & T INT USGVT BND FD C BIUCX 47762 20010608 BB & T INTL EQ FD A BIQAX 46395 20010222 BB & T INTL EQ FD B BIQBX 46396 20010222 BB & T INTL EQ FD C BIQCX 47761 20010608 BB & T SC INTER TX FR A BASCX 46400 20010131 BB & T VA INTER TF TR CL BVAAX 47362 20010423 BB&T Capital Manager Conservative Growth BMGTX 32609 19980317 BB&T Capital Manager Growth BCMTX 32610 19980317 BB&T Capital Manager Moderate Growth BCGTX 32611 19980317 BB&T EQ INCM FD A BAEIX 64398 20040823 BB&T EQ INCM FD B BEIBX 64401 20040823 BB&T Eq Incm Fd Cl R BAERX 91714 20100201 BB&T Eq Index Cl C BCEQX 79990 20070525 BB&T Eq Index Fd BIEQX 79642 20070508 BB&T EQTY INCOME FD CL C BCEGX 64716 20050125 BB&T Int'l Equity Fund/Trust Shrs BBTIX 30017 19970311 BB&T Intermediate US Gov't Bond Fd Trust BBGVX 14569 19960620 BB&T Intermediate US Government Bond C BUSGX 24768 19980701 BB&T Intermediate US Govt Cl A BGVAX 32612 19980317 BB&T Mid Cap Val Cl R OVERX 91740 20100201 BB&T MID CAP VAL FD CL B OVEBX 53069 20020307 BB&T MID CAP VALUE FUND CLASS A OVEAX 53068 20020307 BB&T MID CAP VALUE FUND CLASS C OVECX 53070 20020307 BB&T NC Intemediate Tax-Free Trust BBNTX 14574 19960620 BB&T NC Intermediate Tax Free BNCAX 32613 19980317 BB&T SC Intermediate Tax Free BSCIX 32615 19980317 BB&T sel eq Fd Cl A BBTGX 24519 19970205 BB&T sel eq Fd Cl B BGISX 32021 19971002 BB&T sel eq Fd Cl C BCVCX 47759 20010608 BB&T sel eq Fd Insti Cl BBISX 14572 19960620 BB&T Short Intermediate US Govt BSGAX 32614 19980317 BB&T Short/Intermed US Gov't Income Fund BBSGX 14577 19960620 BB&T Special Opportunities Cl R BOPRX 93346 20100201 BB&T Special Opportunities eq Fd - Cl A BOPAX 58253 20030618 BB&T Special Opportunities eq Fd - Cl B BOPBX 58254 20030618 BB&T Special Opportunities eq Fd - Cl C BOPCX 58255 20030618 BB&T Special Opportunities eq Fd - Instl BOPIX 58256 20030618 BB&T Sterling Cap Small Cap Value Fd - I SPSCX 30555 19970625 BB&T Sterling Capital Sm Cap Val Cl A SPSAX 91741 20100201 BB&T Sterling Capital Sm Cap Val Cl B SPSBX 91742 20100201 BB&T Sterling Capital Sm Val Cl R SPSRX 91730 20100201 BB&T Sterling Sm Cap Val Cl C SPSDX 91729 20100201 BB&T Total Ret bd Fd Cl A BICAX 46393 20010222 BB&T Total Ret bd Fd Cl B BICBX 46394 20010222 BB&T Total Ret bd Fd Cl C BICCX 47760 20010608 BB&T Total Ret bd Fd inst Cl BIBTX 36687 20000111 BB&T Ttl Rtrn Bd Fd Cl R BICRX 91715 20100201 Bb&t Va Inter Tf Bd Tr Cl BVATX 36132 19990817 BB&T WEST VIRGINIA INTERMEDIATE TAX- BWVAX 53035 20020307 BBH Broad Market Fd Cl I BBBIX 57352 20030128 BBH Broad Market Fd Cl N BBBMX 53000 20020301 BBH Core sel Fd Cl N BBTEX 35351 19990204 BBH FD INC BBHLX 53915 20020722 BBH Intl Equity Fd BBHEX 32515 19980225 BBT KENTUCKY INTERMEDIATE TAXF BD FD BKITX 57785 20030403 BBT KENTUCKY INTERMEDIATE TAXF BD FD BKTAX 57786 20030403 BBT MARYLAND INTERMEDIATE TAXF BD FD BMAAX 57787 20030403 BBT MARYLAND INTERMEDIATE TAXF BD FD BMAIX 57829 20030404 Bear ProFund Investor Cl BRPIX 42193 19990708 Bear Profund Svc Cl BRPSX 44343 20000807 Bear Stearns Cufs MLP Mortgage Portfolio BSMLX 78884 20070314 Beck, Mack & Oliver Gbl eq Fd BMGEX 24900 19970220 Beck, Mack & Oliver Partners Fund BMPEX 90684 20091201 Becker Value eq Fd, a series of Unified BVEFX 62235 20031120 Bell Worldwide Trends Fd TRNDX 82659 20071220 Benchmark Int'l Growth Cl A BIGAX 14612 19960620 Benchmark Intl Equity Index BIEIX 30818 19970826 Benham CA High Yield Muni Port BCHYX 14581 19960620 Benham CA Tax Free Long Term Port BCLTX 14584 19960620 Benham GNMA Adv CL BGNAX 32329 19980120 Benham Int'l Bond Fund BEGBX 6675 19920318 Benham Intermediate Term Bond Fund ADFIX 24279 19960801 Benham Intermediate Term Tax-Free Fund TWTIX 23401 19960620 Benham Intermediate Term Treasury ABTAX 32330 19980120 Benham Intermediate Term Treasury Fund CPTNX 6617 19900403 Benham Short Term Gov't Fund TWUSX 6143 19860102 Berkshire Advisors Select Eq Portf Cl A PBKAX 67197 20050620 Berkshire Capital Growth & Value Fund BFOCX 35333 19971231 Bernstein (Sanford C.) Intl Value Port SIMTX 35847 19990513 Bernstein International Value SNIVX 1984 19940104 BERNSTEIN SANFORD C FD II ININTER DU SIIDX 53768 20020613 BERNSTEIN SANFORD C FUND INC ACLBX 53898 20020722 BERNSTEIN SANFORD C FUND INC ANMCX 53906 20020722 BERNSTEIN SANFORD C FUND INCALLIANCE ACMCX 53797 20020621 BERNSTEIN SANFORD C FUND INCALLIANCE AICAX 53607 20020607 BERNSTEIN SANFORD C FUND INCALLIANCE AIDAX 53538 20020514 BERNSTEIN SANFORD C FUND INCALLIANCE AIDBX 53539 20020514 BERNSTEIN SANFORD C FUND INCALLIANCE AIMCX 53494 20020509 BERNSTEIN SANFORD C FUND INCALLIANCE ANIAX 53544 20020514 BERNSTEIN SANFORD C FUND INCALLIANCE ANYBX 53609 20020607 BERWYN FD INC CORNERST BERCX 53546 20020514 Berwyn Fund BERWX 14598 19960620 Berwyn Income Fund BERIX 14597 19960620 Beta Hedged Strategies Fd BETAX 73295 20060501 Beta Hedged Strategies Fd Cl C Shares BETCX 73987 20060809 Bhirud Mid Cap Growth Fund BMCGX 14623 19960620 Biondo Focus Fd BFONX 92270 20100319 Biondo Grwth Fnd Shareholder Cl BIOCX 92913 20100413 Biondo Gwth Fd Investor Cl BIONX 73397 20060516 Biotech Ultrasector Profd Inv BIPIX 44331 20000804 Birmiwal Oasis Fund BIRMX 67006 20050503 BISHOP STR FDS BSRIX 53925 20020722 BISHOP STREET HAWAII MUNI BD A BHIAX 45888 20010118 Bishop Street Hawaii Muni Bond BSHIX 30820 19970827 Bishop Street High Grade Income Fund BSHGX 30821 19970827 Bishop Street Lg Cap Core Eq Fd Cl I BSLIX 73253 20060502 Black Rock High Income Shares XHISX 67059 20050505 Black Rock MuniYield FL Insured Fd XMFTX 35071 19981119 BlacklRock Enhanced Gov Fd, Inc. XEGFX 72038 20051031 BlacklRock Fds, All-Cap Energy & Resourc BACBX 65107 20050225 BlacklRock HlthSc Op Svc SHISX 66596 20050203 BlacklRock Muni NY Intermediate Duration XMNEX 58659 20030801 BlackRock Aggressive GwthPrprdPtfInvstrA BAAPX 78345 20070206 BlackRock Aggressive GwthPrprdPtfInvstrR BRAPX 78356 20070206 BlackRock Aggressive Prprd Ptf Invstr C BCAPX 78364 20070212 BlackRock AggrssvGwthPrprdPtfInstttnlShs BIAPX 78352 20070206 BlackRock AMT Free Mun Bd A CCTAX 32068 19971016 BlackRock AMT Free Mun Bd B BTIBX 34215 19980827 BlackRock AMT Free Mun Bd Blrk BRTIX 62420 20040112 BlackRock AMT Free Mun Bd C BTICX 35675 19990331 BlackRock AMT Free Mun Bd I CTFIX 30038 19970311 BlackRock AMT Free Mun Bd Svc CMITX 14803 19960620 BlackRock Apex muni Fd, Inc. 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XCOYX 35033 19981118 BlackRock Credit Alloc Incm Tr I, Inc. XPSWX 58661 20030801 BlackRock Credit Alloc Incm Tr II, Inc. XPSYX 57792 20030403 BlackRock Credit Alloc Incm Tr III, Inc. XBPPX 58054 20030523 BlackRock Credit Alloc Incm Tr, Inc. XBTZX 78231 20070123 BlackRock Debt Strategies Fd , Inc. XDSUX 35037 19990322 BlackRock Defined Opportunity Credit Tr XBHLX 82948 20080131 BlackRock Diversified Incm Strategies In XDVFX 66609 20050204 BlackRock Eco Solutions Investment Tr XBQRX 81577 20071002 BlackRock Emerging MKTS DbtPtf Instutnl BEDIX 82998 20080207 BlackRock Emerging MKTS Dt Ptf BlackRock BREDX 82956 20080207 BlackRock Emerging MKTS Dt Ptf InvestorA BAEDX 82953 20080207 BlackRock Emerging MKTS Dt Ptf InvstorC BCEDX 82955 20080207 BlackRock Energy and Resources Tr XBGRX 66604 20050203 BlackRock Enhanced Cap and Incm Fd XCIIX 64014 20040503 BlackRock Enhanced Dividend Achievers Tr XBDJX 67804 20051005 BlackRock Eq Dividend A MDDVX 21459 19960620 BlackRock Eq Dividend B MBDVX 14037 19950523 BlackRock Eq Dividend C MCDVX 23885 19960628 BlackRock Eq Dividend I MADVX 21329 19960620 BlackRock Eq Dividend R MRDVX 57369 20030128 BlackRock Eq Dividend S MSDVX 75455 20061005 BlackRock EuroFd B MBEFX 14014 19950523 BlackRock EuroFd C MCEFX 21413 19960620 BlackRock EuroFd Cl A MDEFX 21460 19960620 BlackRock EuroFd I MAEFX 21330 19960620 BlackRock EuroFd R MREFX 57370 20030128 BlackRock Exchange Port BlackRock Cl STSEX 23240 19960620 BlackRock Fd Asset Alloc Port inst Cl PBAIX 22186 19960620 BlackRock Fd Asset Alloc Port Inv B CBIBX 30019 19970311 BlackRock Fd Asset Alloc Port Series A I PCBAX 22231 19960620 BlackRock Fd II bd Port Cl A CCIAX 32060 19971016 BlackRock Fd II bd Port Cl Blrk BIBRX 34012 19980706 BlackRock Fd II bd Port Cl C BRCIX 45692 20010110 BlackRock Fd II bd Port Cl Inst PNBIX 22514 19960620 BlackRock Fd II bd Port Cl Svc PIBSX 22386 19960620 BlackRock Fd II bd Port Cln B BRIBX 42619 20000131 BlackRock Fd II, Strategic Incm Opps Ptf BASIX 82954 20080207 BlackRock Fd II, Strategic Incm Opps Ptf BSICX 82999 20080207 BlackRock Fd II, Strategic Incm Opps Ptf BSIIX 82957 20080207 BlackRock Fdmntl Grw A MDFGX 21461 19960620 BlackRock Fdmntl Grw B MBFGX 14018 19950523 BlackRock Fdmntl Grw C MCFGX 21414 19960620 BlackRock Fdmntl Grw I MAFGX 21331 19960620 BlackRock Fdmntl Grw R MRFGX 57371 20030128 BLACKROCK FDS CA INV QUAL MUNI XRAAX 58148 20030523 BLACKROCK FDS FL INS MUNI INCM XBAFX 58137 20030523 BLACKROCK FDS FL INV QUAL MUNI XRFAX 58160 20030528 BLACKROCK FDS FL MUNI INCM XBBFX 58138 20030523 Blackrock Fds Gnma Pt Inv A BGPAX 44113 20000131 Blackrock Fds Gnma Pt Inv B BGPBX 44116 20000131 Blackrock Fds Gnma Pt Inv C BGPCX 44112 20000131 Blackrock Fds Gnma Pt Svc BGPSX 44114 20000131 BLACKROCK FDS GNMA PTF BBGPX 57321 20030116 BLACKROCK FDS GVT INCM BGIBX 57547 20030305 BlackRock Fds II Mlt-Sctr Bnd Fd Cls C BMSCX 92268 20100301 Blackrock Fds Intl Sc Eq Inv A BREAX 36318 19991021 Blackrock Fds Intl Sc Eq Inv B BREBX 36319 19991021 Blackrock Fds Intl Sc Eq Inv C BRECX 36317 19991021 Blackrock Fds Intl Sc Eq Svc BRESX 36320 19991021 BLACKROCK FDS MD MUNI BOND TR XBZMX 58147 20030523 Blackrock Fds Micro Cap Eq Ins BMCIX 36314 19991020 Blackrock Fds Micro Cap Svc BMCSX 44111 20000626 BLACKROCK FDS MUNI INCM TR XBFKX 58141 20030523 BLACKROCK FDS MUNI INCM TR II XBLEX 58144 20030523 BLACKROCK FDS NJ INV QUAL MUNI XRNJX 58149 20030523 BLACKROCK FDS NJ MUNI BOND TR XBLJX 58145 20030523 BLACKROCK FDS NY INV QUAL MUNI XRNYX 58150 20030523 BLACKROCK FDS NY MUNI INCM II XBFYX 58142 20030523 BLACKROCK FDS PA STRAT MUNI TR XBPSX 58146 20030523 BLACKROCK FDS VA MUNI BD XBHVX 58143 20030523 BlackRock Fds, All-Cap Energy & Resource BACAX 65106 20050225 BlackRock Fds, All-Cap Energy & Resource BACCX 65108 20050225 BlackRock Fds, All-Cap Energy & Resource BACIX 65109 20050225 BlackRock Fds, All-Cap Energy & Resource BACSX 65110 20050225 BlackRock Fds, Energy & Resources Port I SSGDX 30336 19970414 BlackRock Fds, Energy & Resources Port I SSGPX 48732 20010817 BlackRock Fds, Energy & Resources Ptf In SSGRX 21669 19960620 BlackRock Fds, Energy& Resources Port in SGLSX 50028 20010928 BlackRock Fds, World Gold Fd Cl A BWGAX 93920 20100527 BlackRock Fds, World Gold Fd Cl C BWGCX 93921 20100527 BlackRock Fds, World Gold Fd Inst BWGIX 93922 20100527 BlackRock Fixed Incm Val Opportunities XFIVX 89073 20090227 BlackRock FL muni 2020 Term Tr XBFOX 62033 20031017 BlackRock Floating Rate Incm Strategies XFRAX 62146 20031104 BlackRock Floating Rate Incm Strategies XFRBX 64341 20040804 BlackRock Floating Rate Incm Tr, Inc. XBGTX 64998 20050125 BlackRock Florida Municipal Bond Trust XBIEX 58042 20030522 BlackRock Fnds II Mlt-Sctr Bnd Fd Cls A BMSAX 92267 20100301 BlackRock Focus Twenty A MDFOX 42106 20000315 BlackRock Focus Twenty B MBFOX 42119 20000315 BlackRock Focus Twenty C MCFOX 42120 20000315 BlackRock Focus Twenty I MAFOX 42118 20000315 BlackRock Focus Value A MDPNX 21481 19960620 BlackRock Focus Value B MBPNX 24186 19950322 BlackRock Focus Value C MCPNX 21439 19960620 BlackRock Focus Value I MAPNX 21357 19960620 BlackRock Focus Value R MRPNX 57383 20030128 Blackrock Funds GNMA Port BGNIX 22906 19980612 BlackRock Gbl Alloc A MDLOX 21473 19960620 BlackRock Gbl Alloc B MBLOX 14023 19950523 BlackRock Gbl Alloc C MCLOX 21429 19960620 BlackRock Gbl Alloc I MALOX 21347 19960620 BlackRock Gbl Alloc R MRLOX 57379 20030128 BlackRock Gbl Emerging Markets Fd Cl A MDDCX 21457 19960620 BlackRock Gbl Emerging Markets Fd Cl B MBDCX 14011 19950523 BlackRock Gbl Emerging Markets Fd Cl C MCDCX 21411 19960620 BlackRock Gbl Emerging Markets Fd Cl I MADCX 21327 19960620 BlackRock Gbl Grwth A MDGGX 32125 19971103 BlackRock Gbl Grwth B MBGGX 32123 19971103 BlackRock Gbl Grwth I MAGGX 32122 19971103 BlackRock Gbl Grwth R MRGWX 57375 20030128 BlackRock Glb Sm Cap B MBGCX 14022 19950523 BlackRock Glbl Dyn Eq A MDEGX 72179 20051104 BlackRock Glbl Dyn Eq B MBEGX 72177 20051104 BlackRock Glbl Dyn Eq C MCEGX 72178 20051108 BlackRock Glbl Dyn Eq I MAEGX 72176 20051104 BlackRock Glbl Fin Ser B MBFNX 42356 19991209 BlackRock Glbl Fin Ser C MCFNX 44596 20000921 BlackRock Glbl Fin Ser I MAFNX 46903 20010323 BlackRock Glbl Fin Ser R MRFNX 57372 20030128 BlackRock Glbl Opprtnts Prtf Insti Cl BROIX 72766 20060206 BlackRock Glbl Opprtnts Prtf Invstr B Cl BROBX 72764 20060206 BlackRock Glbl Sm Cap A MDGCX 21463 19960620 BlackRock Glbl Sm Cap C MCGCX 21420 19960620 BlackRock Glbl Sm Cap I MAGCX 21335 19960620 BlackRock Glbl Sm Cap R MRGSX 57458 20030210 BlackRock Global Dynamic Eq Fd Cl R MREGX 78817 20070301 BlackRock Global Eq Opportunities Tr XBOEX 67347 20050705 BlackRock Global Opportunites Ptfl Inv A BROAX 72763 20060206 BlackRock Gov Incm Port Service Cl BGSVX 65065 20041220 Blackrock Government Income Port Cl C BGICX 35673 19990331 BlackRock Govt Incm Ptf Cl 1 BGIEX 75367 20061005 BlackRock Govt Incm Ptf Cl B1 BGIDX 75366 20061005 BlackRock Govt Incm Ptf Cl I BFICX 75467 20061003 BlackRock Govt Incm Ptf Cl R BGIRX 75368 20061005 BlackRock Gwth Prepared Ptf Investor C BCGPX 78350 20070206 BlackRock Gwth Prepared Ptf Investor R BRGPX 78358 20070206 BlackRock Gwth Ptf Institutional BIGPX 78354 20070206 BlackRock Gwth Ptf Investor A BAGPX 78347 20070206 BlackRock Health Sciences Tr XBMEX 67056 20050502 BlackRock Healthcare A MDHCX 21466 19960620 BlackRock Healthcare C MCHCX 23884 19960628 BlackRock Healthcare I MAHCX 21342 19960620 BlackRock Healthcare R MRHCX 57376 20030128 BLACKROCK HI YLD BD BLKROCK CL BRHYX 45759 20010116 BLACKROCK HI YLD BD INV A BHYAX 45688 20010110 BLACKROCK HI YLD BD INV C BHYCX 45687 20010110 BLACKROCK HI YLD BD INV SVC BHYSX 45705 20010110 BlackRock High Inc Fd A MDHIX 21468 19960620 BlackRock High Inc Fd B MBHIX 21376 19960620 BlackRock High Inc Fd C MFHIX 75438 20061005 BlackRock High Inc Fd I MAHIX 1995 19931117 BlackRock High Incm Fd C MCHIX 21425 19960620 BlackRock High Yield Bd Ptf Cl B1 BHYDX 75369 20061005 BlackRock High Yield Bd Ptf Cl C1 BHYEX 75370 20061005 BlackRock High Yield Bd Ptf Cl R BHYRX 75371 20061005 BlackRock High Yield Trust XBHYX 58041 20030523 Blackrock High-Yield Bond Fund BHYIX 35159 19981214 Blackrock High-Yield Bond Ptfl. BHYBX 36079 19990802 BlackRock HlthSc Op A SHSAX 54691 20021029 BlackRock HlthSc Op B SHSPX 54694 20021029 BlackRock HlthSc Op C SHSCX 54693 20021029 BlackRock HlthSc Op I SHSSX 54695 20021029 BlackRock HY Muni Fd A MDYHX 73967 20060809 BlackRock HY Muni Fd C MCYHX 73966 20060809 BlackRock HY Muni Fd I MAYHX 73965 20060809 BlackRock Incm Builder Ptf Insttutionl BIBDX 83738 20080408 BlackRock Incm Builder Ptf Investor A BABDX 83735 20080408 BlackRock Incm Builder Ptf Investor C BCBDX 83736 20080408 BlackRock Incm Ptf Institutional BIICX 83739 20080408 BlackRock Incm Ptf Investor A Cl BAICX 83752 20080408 BlackRock Incm Ptf Investor C Cl BCICX 83737 20080408 BLACKROCK INCOME OPPORTUNITY TRUST XBNAX 58785 20030827 BlackRock Income Trust, Inc. XBKTX 58045 20030523 BlackRock Infl Prot bd Port BlackRock Cl BPLBX 64298 20040722 BlackRock Infl Prot bd Port inst Cl BPRIX 64288 20040722 BlackRock Infl Prot bd Port Inv A Cl BPRAX 64285 20040722 BlackRock Infl Prot bd Port Inv B Cl BPIBX 64297 20040722 BlackRock Infl Prot bd Port Inv C Cl BPRCX 64287 20040722 BlackRock Infl Prot bd Port Svc Cl BPRSX 64289 20040722 BlackRock Insured Municipal Income Trust XBYMX 58061 20030522 BlackRock Insured Municipal Term Trust, XBMTX 58049 20030522 BlackRock Int Mun A MEMTX 75430 20061005 BlackRock Int Muni Fd A MDMTX 21477 19960620 BlackRock Int Muni Fd B MBMTX 21385 19960620 BlackRock Int Muni Fd C MFMTX 75442 20061005 BlackRock Int Muni Fd I MAMTX 21352 19960620 Blackrock Int'l Bond Port Cl A BIIAX 34013 19980706 Blackrock Int'l Bond Port Cl B BIIBX 34014 19980706 BlackRock Int'l Gwth and Incm Tr XBGYX 80078 20070601 Blackrock Intermediate Government Fund BIGBX 35098 19981201 Blackrock Intermediate Government Fund BIGCX 35125 19981201 BlackRock Intern Index A MDIIX 30374 19970423 BlackRock Intern Index I MAIIX 30373 19970424 BlackRock Internat Val A MDIVX 58001 20030508 BlackRock Internat Val B MBIVX 46795 20010316 BlackRock Internat Val C MCIVX 46790 20010316 BlackRock Internat Val I MAIVX 14181 19960228 BlackRock Internat Val R MRIVX 57377 20030128 BlackRock Intl A MDILX 34457 19981103 BLACKROCK INTL BD BLACKROCK CL BIBBX 64109 20040602 Blackrock Intl Bond Port Cl C BIBCX 35133 19981203 BlackRock Intl I MAILX 34460 19981103 Blackrock Intl Small Cap Equity BISIX 32516 19980225 BlackRock Investment Quality Municipal T XBKNX 58044 20030522 BlackRock KY Muni Bd A BKIAX 44150 20000629 BlackRock KY Muni Bd B BKIBX 44151 20000131 BlackRock KY Muni Bd C BKICX 44152 20000131 BlackRock KY Muni Bd I BKTIX 42189 19990322 BlackRock KY Muni Bd Svc BKISX 44153 20000131 BlackRock Large Cap Core Fund Service Cl MSLRX 81401 20070926 BlackRock Large Cap Core Rtrmt Prft Cl K MKLRX 82819 20080107 BlackRock Large Cp Grwth Rtrmt Prft Cl K MKLHX 82818 20080107 BlackRock Large Cp Value Rtrmt Prft Cl K MKLVX 82820 20080107 BlackRock Latin Americ A MDLTX 21474 19960620 BlackRock Latin Americ B MBLTX 14031 19950523 BlackRock Latin Americ C MCLTX 21430 19960620 BlackRock Latin Americ I MALTX 21348 19960620 BlackRock Lg Cap Core A MDLRX 44887 20001113 BlackRock Lg Cap Core B MBLRX 44781 20001020 BlackRock Lg Cap Core C MCLRX 44827 20001026 BlackRock Lg Cap Core I MALRX 44897 20001113 BlackRock Lg Cap Core R MRLRX 57380 20030128 BlackRock Lg Cap Grwth A MDLHX 46227 20010213 BlackRock Lg Cap Grwth B MBLHX 44780 20001020 BlackRock Lg Cap Grwth C MCLHX 44898 20001113 BlackRock Lg Cap Grwth I MALHX 44896 20001113 BlackRock Lg Cap Grwth R MRLHX 57378 20030128 BlackRock Lg Cap Grwth S MSLHX 75456 20061005 BlackRock Lg Cap Sr Fd BR Lg Cp Core Pl BALPX 82665 20071227 BlackRock Lg Cap Value A MDLVX 45388 20001215 BlackRock Lg Cap Value B MBLVX 44824 20001026 BlackRock Lg Cap Value C MCLVX 44899 20001113 BlackRock Lg Cap Value I MALVX 44890 20001113 BlackRock Lg Cap Value R MRLVX 57381 20030128 BlackRock Lg Cap Value S MSLVX 75457 20061005 BlackRock Lg Cp Sr Fd BR Lg Cp Core Pl F BCLPX 82666 20071227 BlackRock Lg CpSr Fd BR Lg Cp Core Pl Fd BILPX 82667 20071227 BlackRock Lifecycle Prprd Prtfl 10 Cl I BIPAX 79619 20070508 BlackRock Lifecycle Prprd Prtfl 10 Cl R BRPAX 79628 20070508 BlackRock Lifecycle Prprd Prtfl 10 ClA BAPAX 79639 20070508 BlackRock Lifecycle Prprd Prtfl 15 Cl I BIPBX 79620 20070508 BlackRock Lifecycle Prprd Prtfl 15 Cl R BRPBX 79629 20070508 BlackRock Lifecycle Prprd Prtfl 15 ClA BAPBX 79640 20070508 BlackRock Lifecycle Prprd Prtfl 25 Cl I BIPDX 79622 20070508 BlackRock Lifecycle Prprd Prtfl 25 Cl R BRPDX 79631 20070508 BlackRock Lifecycle Prprd Prtfl 25 ClA BAPDX 79613 20070508 BlackRock Lifecycle Prprd Prtfl 30 Cl I BIPEX 79623 20070508 BlackRock Lifecycle Prprd Prtfl 30 Cl R BRPEX 79632 20070508 BlackRock Lifecycle Prprd Prtfl 30 ClA BAPEX 79614 20070508 BlackRock Lifecycle Prprd Prtfl 35 Cl I BIPGX 79624 20070508 BlackRock Lifecycle Prprd Prtfl 35 ClA BAPGX 79615 20070508 BlackRock Lifecycle Prprd Prtfl 40 Cl I BIPHX 79625 20070508 BlackRock Lifecycle Prprd Prtfl 40 Cl R BRPHX 79634 20070508 BlackRock Lifecycle Prprd Prtfl 40 ClA BAPHX 79616 20070508 BlackRock Lifecycle Prprd Prtfl 45 Cl I BIPJX 79626 20070508 BlackRock Lifecycle Prprd Prtfl 45 Cl R BRPJX 79635 20070508 BlackRock Lifecycle Prprd Prtfl 45 ClA BAPJX 79617 20070508 BlackRock Lifecycle Prprd Prtfl 50 Cl I BIPKX 79627 20070508 BlackRock Lifecycle Prprd Prtfl 50 Cl R BRPKX 79636 20070508 BlackRock Lifecycle Prprd Prtfl 50 ClA BAPKX 79618 20070508 BlackRock Lifecycle Prprd Prtfl Cl I BIPCX 79621 20070508 BlackRock Lifecycle Prprd Prtfl Cl R BRPCX 79630 20070508 BlackRock Lifecycle Prprd Prtfl ClA BAPCX 79641 20070508 BlackRock Lifecycle Prprd Prtl 35ClR BRPGX 79633 20070508 BlackRock LifePath 2020 Port inst STLCX 23232 19960620 BlackRock LifePath 2020 Port Inv A LPRCX 57563 20030305 BlackRock LifePath 2020 Port Inv C LPCMX 93677 20100503 BlackRock LifePath 2020 Portfolio Clss R LPRMX 93682 20100503 BlackRock LifePath 2030 Port Cl K LPSDX 85521 20080603 BlackRock LifePath 2030 Port inst STLDX 23233 19960620 BlackRock LifePath 2030 Port Inv A LPRDX 57564 20030305 BlackRock LifePath 2030 Port Inv C LPCNX 93678 20100503 BlackRock LifePath 2030 Portfolio Clss R LPRNX 93683 20100503 BlackRock LifePath 2040 Port Cl K LPSFX 85522 20080603 BlackRock LifePath 2040 Port inst STLEX 23234 19960620 BlackRock LifePath 2040 Port Inv A LPREX 57565 20030305 BlackRock LifePath 2040 Port Inv C LPCKX 93676 20100503 BlackRock LifePath 2040 Portfolio Clss R LPRKX 93681 20100503 BlackRock LifePath 2050 Port Cl K LPSGX 86295 20080701 BlackRock LifePath 2050 Port inst STLFX 86373 20080630 BlackRock LifePath 2050 Port Inv A LPRFX 86294 20080701 BlackRock LifePath 2050 Port Inv C LPCPX 93679 20100503 BlackRock LifePath 2050 Portfolio Clss R LPRPX 93684 20100503 BlackRock LifePath Retirement Port Cl K LPSAX 85518 20080603 BlackRock LifePath Retirement Port inst STLAX 23230 19960620 BlackRock LifePath Retirement Port Inv A LPRAX 57561 20030305 BlackRock LifePath Retirement Port Inv C LPCRX 93680 20100503 BlackRock LifePath Retirmnt Prtfl Clss R LPRRX 93685 20100503 BlackRock Limited Duration Incm Tr XBLWX 58902 20031001 BlackRock Lng Drtn Bd Prtfl Instttnl Shs BLDIX 81974 20071101 BlackRock Lng Trm Muncpl Advntg Tr XBTAX 73014 20060324 BlackRock Long Drtn Bd Prtfl BlckRck Shs BLDRX 81975 20071101 BlackRock Long Duration Bd Prtfl InvstrA BLADX 81973 20071101 BlackRock Low Duration Bd Ptf Cl A1 CMGAX 75377 20061005 BlackRock Low Duration Bd Ptf Cl B1 BLDDX 75372 20061005 BlackRock Low Duration Bd Ptf Cl B2 CLDDX 75376 20061005 BlackRock Low Duration Bd Ptf Cl C1 BLDEX 75373 20061005 BlackRock Low Duration Bd Ptf Cl C2 CLDCX 75375 20061005 Blackrock Low Duration Bond CL A BLDAX 32518 19980225 Blackrock Low Duration Bond Port Cl C BLDCX 35674 19990331 Blackrock Low-Duration Bond Port BLDBX 35126 19981201 BlackRock Managed Income-Investor B Cl BMIBX 42191 19990924 BlackRock MdCap Val Opp A MDRFX 42370 19990405 BlackRock MdCap Val Opp B MBRFX 42358 19990405 BlackRock MdCp Val Opp C MCRFX 30494 19970616 BlackRock MdCp Val Opp I MARFX 24506 19970205 BlackRock MdCp Val Opp R MRRFX 57459 20030210 Blackrock Micro-Cap Equity Cl B BRMBX 35547 19990304 Blackrock Micro-Cap. Equity Ptfl BMECX 36065 19990728 Blackrock Micro-Cap. Equity Ptfl. Cl A BMEAX 35783 19990426 Blackrock Mid-Cap Growth Equity Port A BMGAX 35310 19990128 Blackrock Mid-Cap Growth Equity Port C BMGCX 35311 19990127 BlackRock Mid-Cap Gwth Eq Ptf Cl R BMRRX 75374 20061005 Blackrock Mid-Cap Value Cl B BMCVX 32682 19980401 Blackrock Mid-Cap Value Equity Port C BMCAX 35312 19990127 Blackrock Mid-Cap Value Equity Port C BMCCX 35313 19990127 Blackrock Mid-Capgrowth Equity Port B BMGBX 35314 19990127 BLACKROCK MNGD INCM INV C BMICX 45689 20010110 BlackRock Moderate Prepared Ptf Instttnl BIMPX 78355 20070206 BlackRock Moderate Prepared Ptf InvstrA BAMPX 78348 20070206 BlackRock Moderate Prepared Ptf InvstrC BCMPX 78351 20070206 BlackRock Moderate Prepared Ptf InvstrR BRMPX 78359 20070206 BlackRock muni 2020 Term Tr XBKKX 62034 20031017 BlackRock Muni Insurd C MFMIX 75441 20061005 BlackRock Muni Insured A MDMIX 21476 19960620 BlackRock Muni Insured B MBMIX 21382 19960620 BlackRock Muni Insured C MCMIX 21431 19960620 BlackRock Muni Insured I MAMIX 21350 19960620 BlackRock Muni Intermediate Duration Fd, XMUIX 58660 20030801 BlackRock MuniAssets Fd, Inc. 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XMYDX 35072 19981118 BlackRock MuniYield FL Fd XMYFX 35070 19981119 BlackRock MuniYield Insured Fd, Inc. XMYIX 35073 19981118 BlackRock MuniYield MI Insured Fd II, In XMYMX 35074 19981118 BlackRock MuniYield MI Insured Fd, Inc. XMIYX 35075 19981118 BlackRock MuniYield NJ Fd, Inc. XMYJX 35076 19981119 BlackRock MuniYield NJ Insured Fd, Inc. XMJIX 35077 19981118 BlackRock MuniYield PA Insured Fd XMPAX 35080 19981118 BlackRock MuniYield Quality Fd II, Inc. XMQTX 35082 19981118 BlackRock MuniYield Quality Fd, Inc. XMQYX 35081 19981118 BlackRock Nat Resource A MDGRX 21464 19960620 BlackRock Nat Resource B MBGRX 14021 19950523 BlackRock Nat Resource C MCGRX 21423 19960620 BlackRock Nat Resource I MAGRX 21339 19960620 BlackRock Nationl Muni A MDNLX 21479 19960620 BlackRock Nationl Muni B MBNLX 21390 19960620 BlackRock Nationl Muni C MCNLX 21433 19960620 BlackRock Nationl Muni C MFNLX 75445 20061005 BlackRock Nationl Muni I MANLX 21356 19960620 BlackRock New Jersey Municipal Income Tr XBNJX 58051 20030522 BlackRock New York Insured Municipal Inc XBSEX 58060 20030522 BlackRock New York Municipal 2018 Term T XBLHX 58046 20030522 BlackRock New York Municipal Bond Trust XBQHX 58055 20030522 BlackRock New York Municipal Income Trus XBNYX 58052 20030522 BlackRock NJ Muni Bnd A MDNJX 24692 19970210 BlackRock NJ Muni Bnd A MENJX 75431 20061005 BlackRock NJ Muni Bnd B MBNJX 21388 19960620 BlackRock NJ Muni Bnd B MGNJX 75449 20061005 Blackrock NJ Muni Bnd C MCNJX 24691 19970210 BlackRock NJ Muni Bnd C MFNJX 75443 20061005 BlackRock NJ Muni Bnd I MANJX 21354 19960620 BlackRock NJ Muni Bnd S MSNJX 75458 20061005 BlackRock NY Muni Bnd A MDNKX 21478 19960620 BlackRock NY Muni Bnd A MENKX 75432 20061005 BlackRock NY Muni Bnd B MBNKX 21389 19960620 BlackRock NY Muni Bnd C MCNKX 24698 19970210 BlackRock NY Muni Bnd C MFNKX 75444 20061005 BlackRock NY Muni Bnd I MANKX 21355 19960620 BlackRock OH Muni Bd B CCOHX 32064 19971016 BlackRock OH Muni Bd C BOHCX 44650 20000131 BlackRock OH Muni Bd I CCOIX 32065 19971016 BlackRock OH Muni Bd Svc COHSX 30034 19970408 BlackRock PA Muni Bnd A MDPYX 24709 19970210 BlackRock PA Muni Bnd A MEPYX 75433 20061005 BlackRock PA Muni Bnd B MBPYX 21396 19960620 BlackRock PA Muni Bnd B MGPYX 75450 20061005 BlackRock PA Muni Bnd C MCPYX 24708 19970210 BlackRock PA Muni Bnd C MFPYX 75446 20061005 BlackRock PA Muni Bnd I MAPYX 21359 19960620 BlackRock PA Muni Bnd S MSPYX 75459 20061005 BlackRock Pacific Fd A MDPCX 21480 19960620 BlackRock Pacific Fd B MBPCX 14032 19950523 BlackRock Pacific Fd C MCPCX 21438 19960620 BlackRock Pacific Fd I MAPCX 1999 19931117 BlackRock Pacific Fd R MRPCX 57382 20030128 BlackRock Real Asset Eq Tr XBCFX 75534 20061025 BlackRock S & P 500 Index I MASRX 30368 19970423 BlackRock S&P 500 Index A MDSRX 30369 19970423 BlackRock S&P 500 Stock Fd WFSPX 23616 19960620 BlackRock S-T Muni Fd A MELMX 75429 20061005 BlackRock S-T Muni Fd B MBLMX 21379 19960620 BlackRock S-T Muni Fd BR MPLMX 75453 20061005 BlackRock S-T Muni Fd C MFLMX 75440 20061005 BlackRock S-T Muni Fd I MALMX 21346 19960620 BlackRock S-Term Muni Fd A1 MDLMX 21472 19960620 BlackRock Science & Technology Opportuni BGSRX 87378 20080925 BlackRock Science & Technology Opps Port BGSIX 44423 20000818 BlackRock Science & Technology Opps Port BSTSX 45696 20010110 BlackRock Science and Technology Opps Po BGSAX 44117 20000626 BlackRock Science and Technology Opps Po BGSBX 44115 20000626 BlackRock Science and Technology Opps Po BGSCX 44651 20000928 BlackRock Senior Floating Rate Fd II Inc XMPCX 42539 19990416 BlackRock Senior Floating Rate Fd Inc. XMPFX 42540 19990405 BlackRock Senior High Incm PRTF Inc. XARKX 35083 19981123 BLACKROCK SM CAP CORE EQ INST BSQIX 58765 20030826 BLACKROCK SM CAP CORE EQ INV A BSQAX 58762 20030826 BLACKROCK SM CAP CORE EQ INV B BSQBX 58763 20030826 BLACKROCK SM CAP CORE EQ INV C BSQCX 58764 20030826 BLACKROCK SM CAP CORE EQ SERN BSQSX 58766 20030826 BlackRock Sm Cap Gr II A MDSWX 36772 20000317 BlackRock Sm Cap Gr II B MBSWX 36450 19991111 BlackRock Sm Cap Gr II C MCSWX 36449 19991111 BlackRock Sm Cap Gr II I MASWX 36773 20000317 BlackRock Sm Cap Gr II R MRUSX 57461 20030210 BlackRock Sm Cap Index A MDSKX 42371 19990405 BlackRock Sm Cap Index Cl I MASKX 42355 19991021 BlackRock Sm/Mid-Cap Gwth Ptf Cass R SSPRX 75492 20061011 BlackRock Small/Mid-Cap Gr Port inst Cl SSEGX 54874 20021113 BlackRock Small/Mid-Cap Gr Port Inv Cl A SCGAX 22918 19960620 BlackRock Small/Mid-Cap Gr Port Inv Cl B SRCBX 57123 20021227 BlackRock Small/Mid-Cap Gr Port Inv Cl C SGCDX 34971 19981111 BlackRock ST bd Fd A MDDUX 46907 20010323 BlackRock ST bd Fd B MBDUX 47081 20010402 BlackRock ST bd Fd C MCDUX 46906 20010323 BlackRock ST bd Fd I MADUX 46905 20010323 BlackRock ST bd Fd R MRDUX 57368 20030128 BlackRock ST Bond Fd C MFDUX 75435 20061005 BLACKROCK STP QUAL GLB EQ MNGD XBQYX 64314 20040726 BlackRock Strategic Bond Trust XBHDX 58039 20030523 BLACKROCK STRATEGIC DIV TR XBDTX 62962 20040416 BlackRock Strategic Municipal Trust XBSDX 58059 20030522 BlackRock Tot Ret II A BCBAX 32681 19980401 BlackRock Tot Ret II B BCIBX 34011 19980706 BlackRock Tot Ret II Blrk CCBBX 30662 19970818 BlackRock Tot Ret II C BCBCX 35672 19990331 BlackRock Tot Ret II I BFMCX 14605 19960620 BlackRock Tot Ret II Svc CMCBX 14798 19960620 BlackRock Total Ret Fd Cl C MFHQX 75439 20061005 BlackRock Total Ret Fd Cl A MDHQX 21469 19960620 BlackRock Total Ret Fd Cl A1 MEHQX 75428 20061005 BlackRock Total Ret Fd Cl B MBHQX 1994 19931117 BlackRock Total Ret Fd Cl B1 MGHQX 75448 20061005 BlackRock Total Ret Fd Cl C1 MCHQX 21426 19960620 BlackRock Total Ret Fd Cl C2 MHHQX 75451 20061005 BlackRock Total Ret Fd Cl I MAHQX 21343 19960620 BlackRock Total Ret Fd Cl R MRCBX 57391 20030131 BlackRock Ttl Rtrn II Ptf Cl R BCBRX 75363 20061005 BlackRock Util Teleco A MDGUX 23883 19960628 BlackRock Util Teleco B MBGUX 14025 19950523 BlackRock Util Teleco B MGGUX 75447 20061005 BlackRock Util Teleco C MAGUX 21340 19960620 BlackRock Util Teleco C MCGUX 23886 19960628 BlackRock Util Teleco C MFGUX 75437 20061005 BlackRock Value Opps A MDSPX 14040 19950523 BlackRock Value Opps B MBSPX 14036 19950523 BlackRock Value Opps C MCSPX 21446 19960620 BlackRock Value Opps I MASPX 1992 19931117 BlackRock Value Opps R MRSPX 57460 20030210 BlackRock World Inc A MDWIX 21485 19960620 BlackRock World Inc B MBWIX 21399 19960620 BlackRock World Inc C MHWIX 75452 20061005 BlackRock World Inc C1 MCWIX 21451 19960620 BlackRock World Inc I MAWIX 14250 19960531 BLAIR WILLIAM MUT FDS INC INST INT WBIIX 54279 20020829 BLANCHARD WRLDWDE EMRG MKT FD BEGIX 66548 20050203 BlasckRock LifePath 2020 Port Cl K LPSCX 85520 20080603 BlckRck Fds II Mult-Sctr Bnd Fd Cls Inst BMSIX 92269 20100301 BlckRock Basic Value B MBBAX 14158 19951213 BlckRock Gbl Grwth C MCGGX 32124 19971103 BlckRock Glbl Fin Ser A MDFNX 44775 20001018 BlckRock Healthcare B MBHCX 14028 19950523 BLUE CHIP INV FD SHS BCIFX 54688 20021029 Blue Chip Value Fund XBLUX 35223 19990105 BNY Mellon Bal Fd Cl M Shares MPBLX 44757 20001017 BNY Mellon Bal Fd Inv Shares MIBLX 48670 20010802 BNY Mellon bd Fd Cl M Shares MPBFX 44758 20001017 BNY Mellon bd Fd Inv Shares MIBDX 48669 20010802 BNY Mellon Emerging Markets Fd Cl M Shar MEMKX 47399 20010423 BNY Mellon Emerging Markets Fd Inv Share MIEGX 48671 20010802 BNY Mellon Fds Tr BNYMllnMcplOpprttsFdCl MOTMX 87586 20081022 BNY Mellon Fds Tr BNYMllnMcplOppttsFdInv MOTIX 87585 20081022 BNY Mellon Incm Stock Fd Cl M Shares MPISX 44755 20001017 BNY Mellon Incm Stock Fd Inv Shares MIISX 48674 20010802 BNY Mellon Int'l Aprctn Fd Invstr Shs MARIX 87333 20080918 BNY Mellon Intermediate bd Fd Cl M Share MPIBX 44754 20001017 BNY Mellon Intermediate bd Fd Inv Shares MIIDX 48672 20010802 BNY Mellon Intermediate U.S. Gov Fd Cl M MGVMX 30298 19970411 BNY Mellon Intermediate U.S. Gov Fd Inv MOVIX 14626 19960620 BNY Mellon Intl Appreciation Fd Cl M MPPMX 34524 19981111 BNY Mellon Intl Fd Cl M Shares MPITX 44753 20001017 BNY Mellon Intl Fd Inv Shares MIINX 48673 20010802 BNY Mellon Large Cap Stock Fd Cl M Share MPLCX 44752 20001017 BNY Mellon Large Cap Stock Fd Inv Shares MILCX 48675 20010802 BNY Mellon MA Intermediate Muni bd Fd Cl MMBMX 54323 20020911 BNY Mellon MA Intermediate Muni bd Fd Dr MMBPX 54324 20020911 BNY Mellon MA Intermediate Muni bd Fd In MMBIX 54322 20020911 BNY Mellon Mid Cap Stock Fd Cl M Shares MPMCX 44768 20001017 BNY Mellon Mid Cap Stock Fd Dreyfus prem MMSPX 54325 20020906 BNY Mellon Mid Cap Stock Fd Inv Shares MIMSX 48676 20010802 BNY Mellon Natl Intermediate muni bd Fd MINMX 48677 20010802 BNY Mellon Natl Intermediate Muni bd Fd MNMBX 54827 20021107 BNY Mellon Natl Intermediate muni Bd Fd MPNIX 44751 20001017 BNY Mellon Natl Short Term muni Bd Fd Cl MPSTX 44759 20001017 BNY Mellon Natl Short-Term Muni Bd Fd In MINSX 48678 20010802 BNY Mellon NY Intermediate Tax-Exempt bd MNYIX 14627 19960620 BNY Mellon NY Intermediate Tax-Exempt bd MNYMX 30300 19970411 BNY Mellon PA Intermediate muni Bd Fd Cl MPPIX 44756 20001017 BNY Mellon PA Intermediate muni bd Fd In MIPAX 48679 20010802 BNY Mellon Short Term U.S. Gov Securitie MPSUX 44760 20001017 BNY Mellon Short-Term U.S. Gov Securitie MISTX 48681 20010802 BNY Mellon Small Cap Stock Fd Cl M Share MPSSX 44769 20001017 BNY Mellon Small Cap Stock Fd Inv Shares MISCX 48680 20010802 BNY Mellon U.S. Core eq 130/30 Fd Cl M MUCMX 80700 20070803 BNY Mellon U.S. Core eq 130/30 Fd Inv Sh MUCIX 80699 20070803 BNY Mln Fds Tr BNY Fcsd Eq Oprtnts Fd In MFOIX 90167 20091001 BNY Mln Fds Tr BNY Mln Fcsd Eq Oprtnts F MFOMX 90168 20091001 BNY Mln Fds Tr BNY Mln SmMid Cp Fd Cl M MMCMX 90096 20091001 BNY Mln Fds Tr BNY Mln SmMid Cp FdInvShs MMCIX 90227 20091006 BOGLE INV MGMT SM CAP GR INST BOGIX 45312 19990930 Bogle Inv Mgmt Sm Cap Grw Inv BOGLX 42647 19990930 BOND FD AMER INC CL R-1 S RBFAX 53656 20020607 BOND FD AMER INC CL R-2 S RBFBX 53657 20020607 BOND FD AMER INC CL R-4 S RBFEX 53659 20020607 BOND FD AMER INC CL R-5 S RBFFX 53660 20020607 BOND FD AMER INC SL R-3 S RBFCX 53658 20020607 Bond Fund of America (The) ABNDX 14285 19960125 Boston Bal Fd BTBFX 14624 19960620 Boston eq Fd BTEFX 58901 20031001 Boston Tr Mid Cap Fd BTMFX 81632 20071005 Boston Tr Sm Cap Fd BOSOX 72400 20060111 BOYAR VALUE FD INC BOYAX 46130 20010206 Brandes Inst Core Plus Fixed Incm Fd Cl BCPEX 85455 20080528 Brandes inst Intl eq Fd Cl I BIIEX 24899 19970220 Brandes Institutional Glbl Eqty Fnd ClsI BGVIX 51585 20081008 Brandes Institutional Global Eqty Fnd Cl BGVEX 51584 20081008 Brandes Institutional IntrntlEqtyFndClsE BIEEX 51394 20081008 Brandes Instl Core Plus Fix Incm Fd Cl I BCPIX 82726 20080102 Brandes Intl Fund NIVCX 30386 19970430 Brandes Inv Tr Sprtly Mngd Acnt Rvrs Tr SMARX 67801 20051005 Brandywine advs Midcap Gr Fd BWAFX 44883 20001109 Brandywine Blue Fund BLUEX 14622 19960620 Brandywine Fund BRWIX 14193 19960321 Bread & Butter Fd Inc BABFX 83252 20080214 Bridges Investment BRGIX 35172 19981216 Bridgeway Aggressive Growth Fund BRAGX 34536 19981111 Bridgeway Blue Chip 35 Index Fd BRLIX 36111 19990806 BRIDGEWAY FD AGGRES INV 2 BRAIX 50342 20011109 BRIDGEWAY FD BAL PT BRBPX 48656 20010802 Bridgeway Large Cap Gr Fd Cl N BRLGX 62153 20031107 Bridgeway Large Cap Value Fd Cl N BRLVX 62154 20031107 Bridgeway Micro-Cap. Limited Port BRMCX 34029 19980713 Bridgeway Sm-Cap Momentum Fd BRSMX 93919 20100528 Bridgeway Small Cap Gr Fd Cl N BRSGX 62155 20031107 Bridgeway Small Cap Value Fd Cl N BRSVX 62148 20031107 Bridgeway Ultra Small Co BRUSX 30815 19970826 Bridgeway Ultra- Small Company Market Fd BRSIX 36112 19990806 Bright Rock Mid Cap Gwth Fd Insti Cl Shs BQMGX 93917 20100526 Bright Rock Mid Cp Gwth Fd Invstr Cl Shs BQMIX 93918 20100526 Bright Rock Quality Lg Cp Fd Inst Cl Shs BQLCX 93915 20100526 Bright Rock Qulty Lg Cp Fd Invstr Cl Shs BQLIX 93916 20100526 BRINSON FDS HI YLD N BNHYX 45163 20001129 BRINSON FDS US SM CAP GRW N BNSCX 45165 20001128 BRINSON GLBL BAL FD B BNPBX 50868 20020129 BRINSON GLBL BAL FD C BNPCX 50616 20011217 BRINSON GLBL BD FD A BNGBX 50339 20011109 BRINSON GLBL BD FD B BNDBX 50613 20011224 BRINSON GLBL EQ FD B BNEBX 50867 20020129 BRINSON GLBL EQ FD C BNECX 50614 20011217 Brinson Global Bond Fund BPGBX 14632 19960620 Brinson Global Equity Fund BPGEX 23732 19960628 Brinson Global Equity Fund Cl N BNGEX 36052 19990721 Brinson Global Fund BPGLX 14633 19960620 Brinson Global Fund Cl N BNGLX 36053 19990721 Brinson Hi Yield Cl I BIHYX 32628 19980318 BRINSON HI YLD B BNHBX 50343 20011114 BRINSON HI YLD C BNHCX 50344 20011114 BRINSON INTERNATIONAL EQUITY FUND CL BNICX 50689 20020104 Brinson Intl Equity Fund BNUEX 14629 19960620 Brinson Intl Equity Fund Cl N BNIEX 36054 19990721 Brinson U.S. Bond Fund Cl N BNBDX 36056 19990721 BRINSON US BD FD B BNOBX 50340 20011109 BRINSON US BD FD C BNOCX 50353 20011114 Brinson US Bond Fund BPBDX 32236 19971222 BRINSON US SM CAP GRW B BNMBX 50345 20011114 BRINSON US SM CAP GRW C BNMCX 50615 20011224 Brinson US Small-Cap Fd BISCX 32189 19971204 BRN FIFTH AVE GR BFTHX 64041 20040510 Brown advy Core Intl Fd Insti Shs BIANX 57424 20030210 Brown advy Flexible Value Fd A Shs BAFVX 75805 20061212 Brown advy Flexible Value Fd Insti Shs BIAFX 75804 20061211 Brown advy Gr eq A Shares BAGAX 73548 20060503 Brown advy Gr eq Fd Insti BIAGX 36024 19990715 Brown advy Intermediate Incm Fd A Shares BIATX 54446 20020802 Brown advy Intermediate Incm Fd Insti Sh BIAIX 54445 20020802 Brown advy MD bd Fd Insti BIAMX 45890 20010118 Brown advy Opportunity inst Shs BIAOX 72385 20060120 Brown advy Small Cap Gr A Shares BASAX 73293 20060504 Brown advy Small Cap Gr Fd D Shares BIAAX 54442 20021003 Brown advy Small-Cap Fdamental Value Fun BIAUX 88300 20090108 Brown advy Small-Cap Gr Fd I Shares BIASX 36025 19990715 Brown advy Value eq A Shares BAVAX 73491 20060515 Brown advy Value eq inst Shares BIAVX 57425 20030210 BROWN CAP MGMT INTL EQ INST BCIIX 48820 20010905 Brown Capital Management Small Comp BCSIX 30408 19970509 Brown Cardinal Small Companies Fd A Shs BASVX 73294 20060504 Brown Cardinal Small Companies Fd Instl BIACX 62180 20031111 Bruce Fd, Inc. BRUFX 64580 20041203 Bryce Capital Gwth Fd BCFGX 75364 20061005 Bryce Capital Val Fd BCFVX 75365 20061005 BT INVT FDS PRESERV PPLCX 57462 20030210 BTS BOND ASSET ALLOCATION FUND BTSAX 91276 20100107 BTS BOND ASSET ALLOCATION FUND BTSCX 91277 20100107 Buffalo Balanced Fund, Inc BUFBX 14679 19960620 Buffalo China Fd BUFCX 78094 20070109 Buffalo Equity Fund BUFEX 14680 19960620 Buffalo High Yield Fund BUFHX 14682 19960620 Buffalo Int'l Fd BUFIX 81593 20071004 BUFFALO MICRO CAP FD BUFOX 64134 20040604 BUFFALO MID CAP FUND BUFMX 50848 20020122 BUFFALO SCI & TECH FD BUFTX 50620 20011224 Buffalo Small-Cap. Fund BUFSX 34283 19980929 Buffalo USA Global Fund BUFGX 14681 19960620 Bull Path Long-Short Fd Cl A BPFAX 89458 20090604 Bull Path Long-Short Fd Cl C BPFCX 89459 20090604 Bull Path Long-Short Fd Cl I BPFIX 89460 20090604 Bull ProFund Investor Cl BLPIX 42190 19990324 Bull Profund Svc Shs BLPSX 36529 19991210 BULLFINCH UNRESTRICTED SER BUNRX 58775 20030827 BULLFINCH WESTERN NY SER BWNYX 58776 20030827 Burnham Financial Industries Class I BMFIX 92396 20100329 Burnham Financial Services Fd Cl C BURNX 67010 20050502 BURNHAM FINCL IND FD A BURFX 64018 20040504 BURNHAM FINCL IND FD C BURCX 64017 20040504 BURNHAM FINCL SVCS FD A BURKX 45570 20001229 BURNHAM FINCL SVCS FD B BURMX 45571 20001229 Burnham Fund BURHX 14685 19960620 BURNHAM FUND C BURJX 64019 20040504 BURNHAM FUND CL B BURIX 45569 20000703 CA Inv Tr II - eq Incm Fd Cl K EQTKX 58904 20031017 CA Inv Tr II - European Gr & Incm Fd Cl EUGKX 58905 20031017 CA Inv Tr II - Nasdaq-100 Index Fd Cl K NDXKX 58907 20031017 CA Inv Tr II - S&P 500 Index Fd Cl K SPXKX 58909 20031017 CA Inv Tr II - S&P MidCap Index Fd Cl K MIDKX 58906 20031017 CA Inv Tr II - S&P SmallCap Index Fd Cl SMLKX 58908 20031017 CA Inv Tr II - Short-Term U.S. Govt bd F STUKX 58910 20031017 CA Inv Tr II - U.S. Govt Securities Fd C CAUKX 58903 20031017 Ca Invt Tr Equity Income Fund Class A EQTAX 93730 20100507 Ca Invt Tr Equity Income Fund Class B EQTBX 93731 20100507 Ca Invt Tr U.S. Governement Securities F CAUBX 93729 20100507 Ca Invt Tr U.S. Government Securities Fu CAUAX 93728 20100507 CALAMOS BLUE CHIP FD A CBCAX 62298 20031215 CALAMOS BLUE CHIP FD B CBCBX 62299 20031215 CALAMOS BLUE CHIP FD C CBXCX 62301 20031215 CALAMOS BLUE CHIP FD I CBCIX 62300 20031215 Calamos Blue Chip Fd-Cl R CBCRX 78850 20070302 CALAMOS CONV FD B CALBX 47035 20010328 Calamos Conv Fd I CICVX 44489 20000329 CALAMOS CONV OPP XCHIX 54161 20020701 Calamos Convertible and High Incm Fd XCHYX 58185 20030604 Calamos Convertible Fd-Cl R CCVRX 78852 20070302 Calamos Convertible Fund Cl A CCVIX 14724 19960620 Calamos Convertible Fund Cl C CCVCX 24860 19970220 Calamos Discovery Growth Fnd Cls A CADGX 93923 20100601 Calamos Discovery Growth Fnd Cls B CBDGX 93924 20100601 Calamos Discovery Growth Fnd Cls C CCDGX 93925 20100601 Calamos Discovery Growth Fnd Cls I CIDGX 93926 20100601 Calamos Discovery Growth Fnd Cls R CRDGX 93927 20100601 Calamos Gbl Gr and Incm Fd Cl A CVLOX 35224 19990104 Calamos Gbl Gr and Incm Fd Cl B CVLDX 47042 20010328 Calamos Gbl Gr and Incm Fd Cl C CVLCX 35225 19990106 Calamos Gbl Gr and Incm Fd Cl I CGCIX 44482 20000628 Calamos Global Dynamic Incm Fd XCHWX 80361 20070629 CALAMOS GLOBAL EQIUTY FUND-CLASS CRGEX 78871 20070301 Calamos Global Equity Fund-Class A CAGEX 78821 20070302 Calamos Global Equity Fund-Class B CBGEX 78851 20070301 Calamos Global Equity Fund-Class C CCGEX 78822 20070302 Calamos Global Equity Fund-Class I CIGEX 78823 20070302 CALAMOS GLOBAL GROWTH AND INCOME CVLRX 78872 20070302 Calamos Global Ttl Rtrn Fd XCGOX 72036 20051027 Calamos Gr & Incm Fd Cl A CVTRX 24861 19970220 Calamos Gr & Incm Fd Cl B CVTYX 47046 20010328 Calamos Gr & Incm Fd Cl C CVTCX 24862 19970220 Calamos Gr & Incm Fd Cl I CGIIX 44483 20000329 Calamos Growth Fund Cl A CVGRX 24863 19970220 Calamos Growth Fund Cl C CVGCX 24864 19970220 CALAMOS GRWTH FD B CVGBX 47041 20010402 Calamos Grwth Fd I CGRIX 44484 20000901 Calamos Gwth and Incm Fd-Cl R CGNRX 78853 20070302 Calamos Gwth Fd-Cl R CGRRX 78854 20070302 CALAMOS HI YLD FD A CHYDX 47040 20010328 CALAMOS HI YLD FD B CAHBX 47034 20010328 CALAMOS HI YLD FD C CCHYX 47037 20010328 Calamos High Yield Fd-Cl R CHYRX 78855 20070302 Calamos Int'l Gwth Fd Cl A CIGRX 65245 20050317 Calamos Int'l Gwth Fd Cl B CIGBX 65244 20050317 CALAMOS INTERNATIONAL GROWTH FUND CIGCX 65283 20050324 CALAMOS INTERNATIONAL GROWTH FUND CIGIX 65284 20050324 CALAMOS INV TR NEW HI YLD F CIHYX 53455 20020426 Calamos Market Neutral Fd Cl A CVSIX 24865 19970220 Calamos Market Neutral Incm Fd-Cl R CVSRX 78858 20070302 CALAMOS MKT NEUTRAL FD B CAMNX 47036 20010328 CALAMOS MKT NEUTRAL FD C CVSCX 46722 20010316 Calamos Mkt Neutral Fd I CMNIX 44366 20000628 Calamos Multi-Fd Blend Cl A CMQAX 73737 20060705 Calamos Multi-Fd Blend Cl B CMQBX 73738 20060705 Calamos Multi-Fd Blend Cl C CMQCX 73739 20060705 Calamos Multi-Fd Blend Cl I CMQIX 73740 20060705 Calamos Multi-Fd Blend-Cl R CMQRX 78856 20070302 Calamos New World Gwth Fd Cl A CNWGX 87066 20080820 Calamos New World Gwth Fd Cl B CNWZX 87069 20080820 Calamos New World Gwth Fd Cl C CNWDX 87065 20080820 Calamos New World Gwth Fd Cl I CNWIX 87067 20080820 Calamos New World Gwth Fd Cl R CNWRX 87068 20080820 CALAMOS STRATEGIC TOT RET FD XCSQX 62957 20040415 Calamos Ttl Rtrn Bd Fd Cl A CTRAX 80310 20070629 Calamos Ttl Rtrn Bd Fd Cl B CTXBX 80314 20070629 Calamos Ttl Rtrn Bd Fd Cl C CTRCX 80311 20070629 Calamos Ttl Rtrn Bd Fd Cl I CTRIX 80312 20070629 Calamos Ttl Rtrn Bd Fd Cl R CTRRX 80313 20070629 Calamos Val Fd-Cl R CVARX 78857 20070302 Calamos Value Fd - Cl A CVAAX 50882 20020206 Calamos Value Fd Cl B CVABX 50883 20020206 Calamos Value Fd Cl C CVACX 50884 20020206 Calamos Value Fd Cl I CVAIX 53038 20020307 Caldwell & Orkin Market Opportunity Fund COAGX 14828 19960620 CALIF INV EURO GRW & INCM EUGIX 45367 20000331 CALIF INV SHT TM US GOVT BD STUSX 45369 20001214 Calif Invest Tr CA Insured Tax-Free Incm CATFX 14702 19960620 Calif Invest Trust S & P 500 Index Fund SPFIX 23132 19960620 Calif Invest Trust S & P MidCap Index Fd SPMIX 23134 19960620 Calif Invest Trust U.S. Gov't Secs Fund CAUSX 14703 19960620 California Equity Income Fund EQTIX 34105 19980804 California S & P Small-Cap Index Fund SMCIX 34106 19980804 California Tax Free Income CFNTX 6156 19870706 California Tax-Free Bond Fund PRXCX 22643 19960620 CALVER IMPACT LG CAP GRW C CLGCX 45576 20001229 Calvert Aggresive Allocation Fd Cl C CAACX 67365 20050701 Calvert Aggressive Allocation Fd Cl A CAAAX 67364 20050701 Calvert Aggressive Allocation Fd Cl I CAGIX 82958 20080201 Calvert Capital Accumulation Fund CCAFX 14716 19960620 Calvert Capital Appreciation Cl C CCACX 30412 19970521 Calvert Conservative Allocation Fd Cl A CCLAX 66924 20050429 Calvert Conservative Allocation Fd Cl C CALCX 66923 20050429 Calvert Fund Income Port CFICX 14740 19960620 Calvert Global Alternativ Energy Fd Cl C CGACX 80735 20070807 Calvert Global Alternative Enrgy Fd Cl A CGAEX 80024 20070531 Calvert Global Alternative Enrgy Fd Cl I CAEIX 80023 20070531 Calvert Global Water Fund Class A CFWAX 87401 20081001 Calvert Global Water Fund Class C CFWCX 87402 20081001 Calvert Global Water Fund Class Y CFWYX 87403 20081001 Calvert Government Fund Class A CGVAX 88301 20090108 Calvert Government Fund Class C CGVCX 88302 20090108 Calvert Group, TCF Long Duration Incm Fd CLDAX 64460 20050106 Calvert High Yield bd Fd Cl A CYBAX 78909 20070315 Calvert High Yield bd Fd Cl I CYBIX 48706 20010807 Calvert Impact Fund Large Cp Grwth Cls Y CLGYX 87718 20081103 CALVERT IMPACT LG CAP GRW A CLGAX 45574 20001229 CALVERT IMPACT LG CAP GRW B CLGBX 45575 20001229 CALVERT IMPACT LG CAP GRW I CLCIX 45573 20001027 CALVERT INCM FD CL B CBINX 44557 20000128 CALVERT INCM FD CL C CIFCX 47880 20010619 CALVERT INCM FD CL I CINCX 44558 20000127 Calvert Incm Fd Cl R CICRX 75555 20061031 Calvert Income Fnd cl Y CIFYX 83484 20080305 Calvert Int'l Eq Fund CWVGX 14917 19960620 Calvert Int'l Opportunities Fd Cl A CIOAX 80025 20070531 Calvert Int'l Opportunities Fd Cl C COICX 80736 20070807 Calvert Int'l Opportunities Fd Cl I COIIX 80099 20070605 Calvert Large Cap Value Fund Class A CLVAX 87911 20081201 Calvert Large Cap Value Fund Class C CLVCX 87882 20081128 Calvert Large Cap Value Fund Class Y CLVYX 87883 20081128 CALVERT MGD IDX PORTFOLIO CL I CMIIX 67112 20050429 CALVERT MID CAP VAL FD CL A CMVAX 64728 20050125 Calvert Mid Cap Val Fd Cl I CMDIX 66927 20050701 Calvert Mid Cap Value Class C CMVCX 67000 20050422 Calvert Moderate Allocation Fd Cl A CMAAX 66925 20050429 Calvert Moderate Allocation Fd Cl C CMACX 66926 20050531 Calvert Moderate Allocation Fd Cl I CLAIX 82959 20080204 CALVERT NEW VISION SM CAP B CNVBX 46240 20010214 CALVERT NEW VISION SM CAP I CVSMX 58697 20030806 Calvert New Vision Small Cap CL A CNVAX 32268 19980107 Calvert New Vision Small Cap CL C CNVCX 32269 19980107 Calvert Short Dur Inc Fd Cl I Instl Shs CDSIX 73492 20060515 CALVERT SHORT DURATION INCM CL C CDICX 54669 20021022 CALVERT SHORT DURATION INCOME FUND C CSDAX 53018 20020304 Calvert Short Term Gov Fd Cl A CTGAX 78910 20070315 Calvert Short Term Gov Fd Cl I CSTIX 45233 20000630 Calvert Sm Cap Val Fd Cl I CSVIX 67146 20050429 Calvert Small Cap Value Class C CSCCX 67001 20050422 CALVERT SML CAP VAL CL A CCVAX 64723 20050125 CALVERT SOC IDX FD A CSXAX 46243 20010214 CALVERT SOC IDX FD B CSXBX 46244 20010214 CALVERT SOC IDX FD C CSXCX 46245 20010214 CALVERT SOC IND FD CL I CISIX 44559 20000911 CALVERT SOC INV BAL PT I CBAIX 46229 20010214 CALVERT SOC INV BD PT B CBDBX 46230 20010214 CALVERT SOC INV BD PT C CSBCX 46241 20010214 CALVERT SOC INV BD PT I CBDIX 46231 20010214 CALVERT SOC INV EQ PT I CEYIX 46234 20010214 Calvert Soc Inv Fd Bal Pt B CSLBX 44128 20000627 Calvert Soc Inv Fd Eq Pt B CSEBX 44126 20000627 CALVERT SOC INV MGD IDX C CMICX 46237 20010214 Calvert Soc Inv Mgd Idx Pt A CMIFX 36309 19991020 CALVERT SOC INV MNGD IDX B CDXBX 46233 20010214 Calvert Social Investment Cl C CSECX 30420 19970521 Calvert Social Investment Fd Bond Port CSIBX 14880 19960620 Calvert Social Investment Fd Equity Port CSIEX 14882 19960620 Calvert Social Investment Managed Growth CSIFX 14883 19960620 Calvert Social Invstmnt Fnd Bnd Ptf Cl Y CSIYX 87716 20081103 Calvert Social Invstmnt Fnd Eqty Ptf Cl CIEYX 87719 20081103 Calvert Social Managed Growth Cl C CSGCX 30421 19970521 Calvert Tax-Free Reserves Long Term CTTLX 14894 19960620 Calvert Ultra-Short Floating Incm Fd ClA CULAX 75556 20061031 Calvert Ultra-Short Income Fund Class Y CULYX 94247 20100601 Calvert World Val Cap Acc B CWCBX 44125 20000627 CALVERT WORLD VAL CAP ACC I CCPIX 58265 20030619 CALVERT WORLD VAL INTL EQ B CWVBX 46540 20010228 CALVERT WORLD VAL INTL EQ I CWVIX 46541 20010228 Calvert World Value Fnd Intl Equity Cl Y CWEYX 87713 20081103 Calvert World Value Intl Cl C CWVCX 30422 19970521 Calvert World Values Fnd Intl Oprt ClY CWVYX 87682 20081031 CalvertShortDurationIncomeFndClasY CSDYX 83352 20080303 Cambiar Aggressive Val Fd Investor Shs CAMAX 80940 20070904 Cambiar Fd Intl eq Fd Inv Cl CAMIX 54400 20020930 Cambiar Opportunity Fd Port Inv Cl CAMOX 47595 20010509 Cambiar Small Cap Fd - Insti Cl CAMZX 87685 20081031 Cambiar Small Cap Fd Inv Cl CAMSX 64720 20050125 Camco Investors Fund CAMCX 64421 20040903 Camibar Opportunity Fd Institutional Cl CAMWX 67807 20051011 CAN SLIM sel Gr Fd CANGX 67764 20051005 Cap Incm Builder, Inc., Cl 529-F-1 Shs CIRFX 53133 20020314 CAP MGT SM INSTL CMSSX 54038 20020412 CAP MGT SML INV CMSVX 54039 20020412 Cap World bd Fd, Inc., Cl 529-F-1 Shs CCWFX 53093 20020314 Cap World Gr and Incm Fd, Inc., Cl 529-F CWIFX 53178 20020314 Capital Advisors Grwth Fd CIAOX 42592 20000327 Capital California Core Municipal Fd CCCMX 93366 20100415 Capital California Short-Term Muncpal Fd CCSTX 93545 20100503 Capital Core Bond Fund CCBPX 92974 20100415 Capital Core Municipal Fd CCMPX 93367 20100415 Capital Incm Builder, Inc., Cl F-2 Shs CAIFX 86949 20080801 CAPITAL INCOME BLDR FD CL R-1 S RIRAX 53701 20020607 CAPITAL INCOME BLDR FD CL R-2 S RIRBX 53702 20020607 CAPITAL INCOME BLDR FD CL R-3 S RIRCX 53703 20020607 CAPITAL INCOME BLDR FD CL R-4 S RIREX 53704 20020607 CAPITAL INCOME BLDR FD CL R-5 S RIRFX 53705 20020607 Capital Income Builder CAIBX 14695 19960620 CAPITAL INCOME BUILDER CIRAX 53129 20020314 CAPITAL INCOME BUILDER CIRBX 53130 20020314 CAPITAL INCOME BUILDER CIRCX 53131 20020314 CAPITAL INCOME BUILDER CIREX 53132 20020314 Capital Income Builder, Inc. Cl R-6 RIRGX 89234 20090504 Capital Management Equity Fund Insl Cl CMEIX 24611 19970210 Capital Management Mid Cap Fund CMCIX 30400 19970509 Capital Short-Term Municipal Fd CSTMX 93365 20100415 CAPITAL WORLD BD FD INC CL R-1 S RCWAX 53666 20020607 CAPITAL WORLD BD FD INC CL R-2 S RCWBX 53667 20020607 CAPITAL WORLD BD FD INC CL R-3 S RCWCX 53668 20020607 CAPITAL WORLD BD FD INC CL R-4 S RCWEX 53669 20020607 CAPITAL WORLD BD FD INC CL R-5 S RCWFX 53670 20020607 Capital World Bd Fd., Cl F-2 Shs BFWFX 86948 20080801 CAPITAL WORLD BOND FUND CCWAX 53089 20020314 CAPITAL WORLD BOND FUND CCWBX 53090 20020314 CAPITAL WORLD BOND FUND CCWCX 53091 20020314 CAPITAL WORLD BOND FUND CCWEX 53092 20020314 Capital World Bond Fund CWBFX 14914 19960620 Capital World Bond Fund, Inc. Cl R-6 RCWGX 89222 20090504 CAPITAL WORLD GROWTH & INCOMCL R-1 S RWIAX 53741 20020607 CAPITAL WORLD GROWTH & INCOMCL R-2 S RWIBX 53742 20020607 CAPITAL WORLD GROWTH & INCOMCL R-4 S RWIEX 53744 20020607 CAPITAL WORLD GROWTH & INCOMCL; R-3 RWICX 53743 20020607 CAPITAL WORLD GROWTH & INCOME FD CWIAX 53174 20020314 CAPITAL WORLD GROWTH & INCOME FD CWIBX 53175 20020314 CAPITAL WORLD GROWTH & INCOME FD CWICX 53176 20020314 CAPITAL WORLD GROWTH & INCOME FD CWIEX 53177 20020314 Capital World Growth and Income Fund CWGIX 14915 19960620 Capital World Grwth & Incm Fd Inc Cl R-6 RWIGX 89231 20090504 Capital World Gwth and Incm Fd Cl F2 Sh WGIFX 87032 20080801 Capstone Church Bd Fd XCBFX 72068 20051104 Capstone Growth Fund TRDFX 14262 19960611 Capstone Japan Fund CNJFX 14264 19960611 Capstone New Zealand Fund CNZLX 14263 19960611 Caritas All-Cap Growth Fund CTSAX 91353 20100104 Catalyst Fds Lstd Prvt Ety Pls Fd ClA LPEAX 81920 20071022 Catalyst Fds Ltd Prvt Ety Pls Fd ClC LPECX 81921 20071022 Catalyst Val Fd Cl I CTVIX 89079 20090402 Catalyst Value Fd ClA CTVAX 81916 20071022 Catalyst/Groesbeck Grwth of Inc Fnd Cl A CGGAX 91600 20100119 Catalyst/Groesbeck Grwth of Inc Fnd Cl C CGGCX 91298 20091230 Catalyst/SMH High Incm Fd Cl A HIIFX 85352 20080523 Catalyst/SMH High Incm Fd Cl C HIICX 85363 20080523 Catalyst/SMH Total Ret Incm Fd Cl A TRIFX 85355 20080523 Catalyst/SMH Total Ret Incm Fd Cl C TRICX 85354 20080523 Causeway Emerging Markets Fd Insti Cl CEMIX 78957 20070403 Causeway Emerging Markets Fd Investor Cl CEMVX 78946 20070330 Causeway Global Value Fd Instl Cl CGVIX 83962 20080505 Causeway Intl Oprtnts Fd Insti Cls CIOIX 91299 20091231 Causeway Intl Oprtnts Fd Invstr Cls CIOVX 91300 20100104 CAUSEWAY INTL VAL FD CIVIX 50481 20011204 CAUSEWAY INTL VAL FD INV CIVVX 50536 20011204 Cavanal Hill Bal Fd Insti Shs AIBLX 72377 20060104 Cavanal Hill Bal Fd No Load Inv Shs APBAX 24300 19970107 Cavanal Hill bd Fd Insti Shs AIBNX 72378 20060104 Cavanal Hill bd Fd No Load Inv Shs APBDX 14502 19960620 Cavanal Hill Intermediate bd Fd No Load APFBX 14507 19960620 Cavanal Hill Intermediate bd Insti Shs AIFBX 72379 20060104 Cavanal Hill Intermediate Tax Free No Lo APTFX 14512 19960620 Cavanal Hill Intermediate Tax-Free bd Fd AITEX 72382 20060104 Cavanal Hill Short Term Incm Fd No Load APSTX 23572 19980612 Cavanal Hill Short-Term Incm Bd Insti Sh AISTX 72381 20060104 Cavanal Hill U. S. Large Cap eq Fd No Lo APEQX 14506 19960620 Cavanal Hill U.S. Large Cap eq Fd Inst S AIEQX 72500 20060111 Central European Fund XCEEX 35146 19981211 Centurion US Contra Fd CTVCX 81917 20071023 Century Shares Tr inst Cl CENSX 6278 19900111 Century Shares Tr Investor Cl CENVX 67294 20050718 CENTURY SM CAP SELECT INST CSMCX 44869 20001110 CENTURY SM CAP SELECT INV CSMVX 44870 20001110 CGC Intl Equity TIEUX 14124 19951101 CGC Large Cap Growth TLGUX 14126 19951101 CGC Large Cap Value TLVUX 14127 19951101 CGC Small Cap Growth TSGUX 14125 19951101 CGM adv Targeted eq Fd Cl A NEFGX 21890 19960620 CGM adv Targeted eq Fd Cl B NEBGX 30618 19970808 CGM adv Targeted eq Fd Cl C NEGCX 50312 20010618 CGM adv Targeted eq Fd Cl Y NEGYX 36455 19991115 CGM Focus Fund CGMFX 30015 19971001 CGM Mutual Fund LOMMX 6160 19860102 CGM Realty Fund CGMRX 14758 19960620 Champlain Mid Cap Fd CIPMX 86281 20080701 Champlain Small Company Fd CIPSX 64459 20041208 Changing Parameters Fund CPMPX 75470 20061009 Chartwell Dividend & Income Fund XCWFX 35031 19981119 Chase Growth Fund CHASX 36066 19990728 Chase Gwth Fd Substantial Investor Cl CHAIX 78308 20070201 Chase Mid-Cap Gr Fd Cl N CHAMX 58103 20030522 Chesapeake Core Grwth Fd CHCGX 42614 20000328 Chesapeake Gr Fd Inv Shs CHEAX 14770 19960620 Chesapeake Growth Fund Inst CHESX 14771 19960620 Chestnut Street Exchange Fund CHNTX 14776 19960620 Chile Fund XXCHX 35436 19990210 Chn & Strs Insti Glbl Rlty Shrs GRSIX 73909 20060816 Chswld Ln Intrntnl Hgh Dvdnd Fnd CLIDX 73679 20060628 Churchill Tax Free of KY Cl C CHKCX 32883 19980514 Churchill Tax Free of KY Cl Y CHKYX 32884 19980514 Churchill Tax-Free Fd of Kentucky Cl I S CHKIX 90319 20091023 Churchill Tax-Free Fund of Kentucky ClA CHTFX 14780 19960620 CIFG All Weather Fund Class A CAWAX 94243 20100528 CIFG All Weather Fund Class I CAWIX 94244 20100528 Claymore China Technology ETF XCQQX 90906 20091231 Claymore Gugenheim Strtgic Oprtunits Fnd XGOFX 80760 20070808 Claymore Robb Reprt Glbl Lxry Indx ETF XROBX 80761 20070808 Claymore S&P Global Water Index ETF XCGWX 80109 20070605 CLAYMORE SEC TS&W TX ADV BAL XTYWX 64070 20040514 Claymore U.S. Capital markets Bd ETF XUBDX 83787 20080418 Claymore U.SCptl Mrkts Mcr-Trm FxdIncETF XULQX 83789 20080418 Claymore/Alpha Shares ChinaSmalCp Ix ETF XHAOX 83320 20080227 Claymore/AlphaShares China All-Cap ETF XYAOX 90541 20091110 Claymore/Alphashares China Real Est ETF XTAOX 83305 20080226 Claymore/BBD High Incm Index ETF XLVLX 80617 20070727 Claymore/BNY BRIC ETF XEEBX 75350 20060929 Claymore/BNY Mellon Frontier Markets ETF XFRNX 86914 20080801 Claymore/Clear Global Timber Index ETF XCUTX 82560 20071210 Claymore/Clear Spin-Off ETF XCSDX 76106 20061227 Claymore/Great Com Lg-Cap Gwth Index ETF XXGCX 79200 20070416 Claymore/MAC Global Solar Enrgy Indx ETF XTANX 85129 20080514 Claymore/NYSE Arca Airline ETF XFAAX 89056 20090319 Claymore/Ocean Tomo Gwth Index ETF XOTRX 79197 20070416 Claymore/Ocean Tomo Patent ETF XOTPX 76109 20061227 Claymore/Raymond James SB-1 Eq Fd XRYJX 73711 20060601 Claymore/Robeco Developed Int'l Eq ETF XEENX 78903 20070314 Claymore/Sabrient Defender ETF XDEFX 76107 20061227 Claymore/Sabrient Insider ETF XNFOX 75351 20060929 Claymore/Sebrient Steulth ETF XSTHX 75352 20060929 Claymore/Zacks Country Rotation ETF XCROX 80614 20070727 Claymore/Zacks Dividend Rotation ETF XIROX 82561 20071210 Claymore/Zacks Intl Yield Hog Index ETF XIHGX 80815 20070809 Claymore/Zacks Mid-Cap Core ETF XCZAX 79195 20070416 Claymore/Zacks Sector Rotation ETF XXROX 75353 20060929 Claymore/Zacks Yield Hog ETF XCVYX 75349 20060929 ClaymoreSWM Canadian Energy Inc Indx ETF XENYX 80627 20070730 Clear River Fund CLRVX 88555 20090203 Clipper Fund CFIMX 6299 19900321 Clmr Clr Glb Ex Brkrs & Ast Mgrs IndxETF XEXBX 80615 20070727 Clough China Fd Cl A CHNAX 72461 20060104 Clough China Fd Cl C CHNCX 72462 20060104 Clough China Fd Cl I CHNIX 72460 20060104 CLOUGH GLBL ALLOC FD XGLVX 64342 20040804 Clough Global Eq Fd XGLQX 67108 20050510 Clough Global Opportunities Fd XGLOX 73354 20060504 CM Advisers Fixed Income Fund CMFIX 73004 20060324 CMG Absolute Return Strategs Fnd Clss A CMGTX 89200 20090504 CMG Absolute Return Strategs Fnd Clss C CMGCX 89271 20090504 CMG ULTRA SHT TM BD FD CMGUX 62823 20040308 Cmmnty RnvstmntActQulfdInvstmntFdRtlShs CRATX 78886 20070314 CmmntyRnvstmntActQlfd InvstmntFdInstShs CRANX 78885 20070314 CNI CA Tax Exempt bd Cl N CCTEX 46046 20010202 Cni Charter Ca Tx Ex Bd Inst CNTIX 36888 20000131 Cni Charter Corp Bd Inst CNCIX 36889 20000131 CNI Charter Fds, AHA Diversified eq Fd C AHADX 57546 20030305 CNI Charter Fds, AHA Diversified eq Fd C AHDEX 14419 19960314 CNI Charter Fds, AHA Full Maturity Fixed AHAFX 64087 20040526 CNI Charter Fds, AHA Full Maturity Fixed AHFMX 14420 19960131 CNI Charter Fds, AHA Limited Maturity Fi AHALX 64683 20050125 CNI Charter Fds, AHA Limited Maturity Fi AHLFX 14422 19960131 CNI Charter Fds, AHA Socially Responsibl AHRAX 67499 20050815 CNI Charter Fds, AHA Socially Responsibl AHSRX 64675 20050131 Cni Charter Gov Bd Inst CNBIX 36890 20000131 Cni Charter Lg Cap Grw Eq Inst CNGIX 36891 20000209 CNI Charter Lg Cap Val Eq Inst CNLIX 36884 20000209 CNI Corporate bd Cl N CCBAX 46045 20010202 CNI Gov bd Fd Cl N CGBAX 46047 20010202 CNI HI YLD BD INST CHYIX 46049 20010131 CNI High Yield bd Cl N CHBAX 46048 20010202 CNI Large Cap Gr eq Fd Cl N CLEAX 46050 20010202 CNI Large Cap Value eq Fd Cl N CVEAX 46053 20010202 CNI Multi-Asset Fd Cl N CNIAX 81825 20071015 CNI Multi-Asset Fd Insti Cl CNIIX 81826 20071015 CNL Global Real Estate Fd - Inst Cl CGLIX 86379 20080702 CNL Global Real Estate Fd Cl A CGLAX 86473 20080702 Cohen & Steers ClosedEnd Opportunity Fd XFOFX 75734 20061129 Cohen & Steers Dividend Majors Fd Inc XDVMX 66664 20050307 Cohen & Steers Dividend Val Fd, Inc Cl A DVFAX 72096 20051104 Cohen & Steers Dividend Val Fd, Inc Cl C DVFCX 72097 20051104 Cohen & Steers Gbl Infrastructure Fd Inc CSUAX 64036 20040505 Cohen & Steers Gbl Infrastructure Fd Inc CSUBX 64037 20040505 Cohen & Steers Gbl Infrastructure Fd Inc CSUCX 64038 20040505 Cohen & Steers Gbl Infrastructure Fd Inc CSUIX 64039 20040505 Cohen & Steers Gbl Realty Shares, Inc Cl CSFAX 50829 20020116 Cohen & Steers Gbl Realty Shares, Inc Cl CSFBX 64731 20050125 Cohen & Steers Gbl Realty Shares, Inc Cl CSFCX 64732 20050125 Cohen & Steers Gbl Realty Shares, Inc Cl CSSPX 30464 19970530 Cohen & Steers Global Incm Builder Inc XINBX 80635 20070731 Cohen & Steers Infrastructure Fd, Inc. XUTFX 62903 20040331 Cohen & Steers Inst Rlty Shs CSRIX 36976 20000225 Cohen & Steers Preferd Sec & Incm Fds In CPXAX 93634 20100503 Cohen & Steers Prefrd Scrts & Incm Fd In CPXCX 93635 20100503 Cohen & Steers Prfrd Sec & Incm Fd Inc C CPXIX 93636 20100503 Cohen & Steers Quality Inc Realty Fd. XRQIX 67937 20030911 Cohen & Steers Realty Incm Fd Cl A CSEIX 32169 19971128 Cohen & Steers Realty Incm Fd Cl B CSBIX 35636 19990323 Cohen & Steers Realty Incm Fd Cl C CSCIX 35637 19990323 Cohen & Steers Realty Incm Fd Cl I CSDIX 42920 20000516 Cohen & Steers Realty Shares CSRSX 6692 19921102 COHEN & STEERS REIT & PR INCM XRNPX 58448 20030630 Cohen & Steers Total Return Realty Fund XRFIX 35032 19981118 Cohen & Strs Asia Pcfc Rtly Shr Inc Cl A APFAX 75005 20060814 Cohen & Strs Asia Pcfc Rtly Shr Inc Cl C APFCX 73953 20060809 Cohen & Strs Asia Pcfc Rtly Shr Inc Cl I APFIX 73954 20060809 Cohen&Steers Int'l Realty Fd Cl A IRFAX 66933 20050412 Cohen&Steers Int'l Realty Fd Cl C IRFCX 66935 20050412 Cohen&Steers Int'l Realty Fd Cl I IRFIX 66936 20050412 COLONIAL HIGH INCM MUNI TR XCXEX 47509 20010425 COLONIAL INTERMED HI INCM FD XCIFX 47506 20010425 COLONIAL INTERMKT INCM TR I XCMKX 47507 20010425 COLONIAL INV GRADE MUNI TR XCXHX 47510 20010425 COLONIAL MUNI INCM TR XCMUX 47508 20010425 Colorado Bond HICOX 20857 19960620 Columbia Acorn Tr, Acorn Fd Cl A LACAX 46445 20010221 Columbia Acorn Tr, Acorn Fd Cl B LACBX 46446 20010221 Columbia Acorn Tr, Acorn Fd Cl Z ACRNX 6097 19850128 Columbia Acorn Tr, Acorn Fd Cl Z LIACX 46636 20010306 Columbia Acorn Tr, Acorn Intl Cl A LAIAX 46447 20010221 Columbia Acorn Tr, Acorn Intl Fd Cl B LIABX 46635 20010306 Columbia Acorn Tr, Acorn Intl Fd Cl C LAICX 46631 20010306 Columbia Acorn Tr, Acorn Intl Fd Cl Z ACINX 1973 19940119 Columbia Acorn Tr, Acorn Intl sel Fd Cl ACFFX 35141 19981204 Columbia Acorn Tr, Acorn Intl sel Fd Cl LAFAX 46761 20010314 Columbia Acorn Tr, Acorn Intl sel Fd Cl LFFBX 46777 20010314 Columbia Acorn Tr, Acorn Intl sel Fd Cl LFFCX 46772 20010314 Columbia Acorn Tr, Acorn sel Fd Cl A LTFAX 46765 20010314 Columbia Acorn Tr, Acorn sel Fd Cl B LTFBX 46766 20010314 Columbia Acorn Tr, Acorn sel Fd Cl C LTFCX 46767 20010314 Columbia Acorn Tr, Acorn sel Fd Cl Z ACTWX 35142 19981204 Columbia Acorn Tr, Acorn USA Fd Cl A LAUAX 46762 20010314 Columbia Acorn Tr, Acorn USA Fd Cl B LAUBX 46771 20010314 Columbia Acorn Tr, Acorn USA FD Cl C LAUCX 46775 20010314 Columbia Acorn Tr, Acorn USA Fd Cl Z AUSAX 23958 19960925 Columbia Acorn Tr, Thermostat Fd Cl A CTFAX 57548 20030305 Columbia Acorn Tr, Thermostat Fd Cl B CTFBX 57549 20030305 Columbia Acorn Tr, Thermostat Fd Cl C CTFDX 57550 20030305 Columbia Acorn Tr, Thermostat Fd Cl Z COTZX 54401 20020930 Columbia Bal Fd, Inc. Cl C CBLCX 62000 20031013 COLUMBIA BALANCED FD INC NEWCL A CBLAX 54815 20021107 COLUMBIA BALANCED FD INC NEWCL B CBLBX 54714 20021104 Columbia Balanced Fund CBALX 14706 19960620 Columbia bd Fd Cl A CNDAX 48998 20080401 Columbia bd Fd Cl C CNDCX 48999 20080401 Columbia Bd Fd Cl Y CBFYX 89757 20090720 Columbia bd Fd Cl Z UMMGX 23431 19960620 Columbia Blended eq Fd Cl C CBDCX 48995 20080401 Columbia Blended eq Fd Cl Z UMEQX 23423 19960620 Columbia Blended Equity Fund Class A CGWCX 83658 20080331 Columbia CA Tax-Exempt Fd Cl A CLMPX 14793 19960620 Columbia CA Tax-Exempt Fd Cl B CCABX 14715 19960620 Columbia CA Tax-Exempt Fd Cl C CCAOX 36282 19991008 COLUMBIA CA TAX-EXMPT FD CL Z CCAZX 67653 20050920 COLUMBIA CA TAX-EXMPT FD CL Z GMWMX 67682 20020911 Columbia Conservative Hgh Yld Bd Fd Cl Y CHYYX 89701 20090720 Columbia Conservative High Yield Fd Cl A CHGAX 54727 20021104 Columbia Conservative High Yield Fd Cl B CHGBX 54728 20021104 Columbia Conservative High Yield Fd Inc. CMHYX 14801 19960620 Columbia Emerging Markets Fd Cl A EEMAX 81467 20071002 Columbia Emerging Markets Fd Cl C EEMCX 81468 20071002 Columbia Emerging Markets Fd Cl Z UMEMX 46060 20010202 Columbia Energy and Natural Resources Fd EENAX 81469 20071002 Columbia Energy and Natural Resources Fd EENCX 81470 20071002 Columbia Energy and Natural Resources Fd UMESX 23770 19960628 Columbia Fds Ser Tr I, Columbia Intl Sto CISAX 54761 20021105 Columbia Fds Ser Tr I, Columbia Intl Sto CISBX 54762 20021105 Columbia Fds Ser Tr I, Columbia Intl Sto CMISX 14802 19960620 Columbia Fds Srs Tr I, Columbia High Yie LHIAX 46764 20010119 Columbia Fds Srs Tr I, Contrarian Core F LCCAX 57030 20021212 Columbia Fds Srs Tr I, Contrarian Core F LCCBX 57032 20021211 Columbia Fds Srs Tr I, Contrarian Core F LCCCX 57033 20021211 Columbia Fds Srs Tr I, Contrarian Core F SGIEX 23014 19960620 Columbia Fds Srs Tr I, Contrarian Core F SMGIX 23092 19960620 Columbia Fds Srs Tr I, Federal Securitie LFSZX 46632 20010306 Columbia Fds Srs Tr I, High Yield munis CHMCX 53933 20020722 Columbia Fds Srs Tr I, High Yield munis SRHMX 14128 19951103 Columbia Fds Srs Tr I, Intermediate muni GIMAX 48915 20010918 Columbia Fds Srs Tr I, Intermediate muni LITAX 54959 20021126 Columbia Fds Srs Tr I, Intermediate muni LITCX 54961 20021126 Columbia Fds Srs Tr I, Intermediate muni SETMX 22987 19960620 Columbia Fds Srs Tr I, Strategic Incm Fd CLSCX 34018 19980707 Columbia Fds Srs Tr I, Strategic Incm Fd COSIX 14851 19960620 Columbia Fds Srs Tr I, Strategic Incm Fd LSIZX 46642 20010306 Columbia Fds Srs Tr, Columbi CA Intermed NACMX 58455 20030708 Columbia Fds Srs Tr, Columbia Asset Allo NAACX 53804 20020621 Columbia Fds Srs Tr, Columbia Asset Allo NBASX 36189 19990914 Columbia Fds Srs Tr, Columbia Asset Allo NPRAX 36518 19991208 Columbia Fds Srs Tr, Columbia Asset Allo PHAAX 22354 19960620 Columbia Fds Srs Tr, Columbia CA Interme NCMAX 54363 20020920 Columbia Fds Srs Tr, Columbia Convertibl NCIAX 42072 20000317 Columbia Fds Srs Tr, Columbia Convertibl NCVBX 42726 20000410 Columbia Fds Srs Tr, Columbia Convertibl PACIX 22158 19960620 Columbia Fds Srs Tr, Columbia Convertibl PHIKX 32914 19980518 Columbia Fds Srs Tr, Columbia GA Interme NGAMX 21924 19960620 Columbia Fds Srs Tr, Columbia GA Interme NGIMX 30741 19970819 Columbia Fds Srs Tr, Columbia GA Interme NGINX 30742 19970819 Columbia Fds Srs Tr, Columbia GA Interme NGITX 30743 19970819 Columbia Fds Srs Tr, Columbia Gbl Value NCGLX 50443 20011123 Columbia Fds Srs Tr, Columbia Gbl Value NGLBX 53403 20020418 Columbia Fds Srs Tr, Columbia Gbl Value NVPAX 50738 20020104 Columbia Fds Srs Tr, Columbia Gbl Value NVVAX 50739 20020104 Columbia Fds Srs Tr, Columbia High Incm NAHAX 48683 20010802 Columbia Fds Srs Tr, Columbia High Incm NHYBX 44731 20000323 Columbia Fds Srs Tr, Columbia Intl Value EMIEX 34845 19981111 Columbia Fds Srs Tr, Columbia Intl Value NBIVX 36190 19990914 Columbia Fds Srs Tr, Columbia Intl Value NIVLX 34195 19980824 Columbia Fds Srs Tr, Columbia 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NIPAX 42395 19990405 Columbia Fds Srs Tr, Columbia LifeGoal I NLFAX 62237 20031124 Columbia Fds Srs Tr, Columbia LifeGoal I NLFCX 64413 20041004 Columbia Fds Srs Tr, Columbia Lifegoal I NLGAX 35234 19990106 Columbia Fds Srs Tr, Columbia LifeGoal I NLIBX 36577 19991215 Columbia Fds Srs Tr, Columbia LifeGoal I NLOBX 64142 20040609 Columbia Fds Srs Tr, Columbia Marsico 21 NMTBX 42853 20000505 Columbia Fds Srs Tr, Columbia Marsico 21 NMYAX 53572 20020516 Columbia Fds Srs Tr, Columbia Marsico 21 NMYCX 53573 20020516 Columbia Fds Srs Tr, Columbia Marsico Fo NFEAX 32974 19980602 Columbia Fds Srs Tr, Columbia Marsico Fo NFEBX 32969 19980602 Columbia Fds Srs Tr, Columbia Marsico Gr NGIBX 32975 19980602 Columbia Fds Srs Tr, Columbia Marsico Gr NGIPX 34199 19980824 Columbia Fds srs Tr, Columbia Marsico Gr NMGIX 35653 19990326 Columbia Fds Srs Tr, Columbia Marsico Gr NMICX 36517 19991208 Columbia Fds Srs Tr, Columbia Marsico In MAIOX 54319 20020911 Columbia Fds Srs Tr, Columbia Marsico In MBIOX 54320 20020911 Columbia Fds Srs Tr, Columbia Marsico In MCIOX 54321 20020911 Columbia Fds Srs Tr, Columbia Marsico In NMOAX 54335 20020916 Columbia Fds Srs Tr, Columbia MD Interme NMDBX 21969 19960620 Columbia Fds Srs Tr, Columbia MD Interme NMDMX 21970 19960620 Columbia Fds Srs Tr, Columbia MD Interme NMITX 30746 19970819 Columbia Fds Srs Tr, Columbia MidCap Ind NMPAX 42797 20000425 Columbia Fds Srs tr, Columbia Multi-adv NIENX 21938 19960620 Columbia Fds Srs Tr, Columbia Multi-adv NIEQX 21939 19960620 Columbia Fds Srs tr, Columbia Multi-adv NIIAX 21943 19960620 Columbia Fds Srs Tr, Columbia NC Interme NNIBX 30129 19970311 Columbia Fds Srs Tr, Columbia NC Interme NNINX 30891 19970903 Columbia Fds Srs Tr, Columbia s Marsico NMTAX 42854 20000505 Columbia Fds Srs Tr, Columbia s Short-Te NSTMX 22009 19960620 Columbia Fds Srs Tr, Columbia SC Interme NSCMX 21999 19960620 Columbia Fds Srs Tr, Columbia SC Interme NSICX 30896 19970903 Columbia Fds Srs Tr, Columbia Short Term NSMIX 22006 19960620 Columbia Fds Srs Tr, Columbia Short Term NSTFX 22007 19960620 Columbia Fds Srs Tr, Columbia Short Term NSTIX 22008 19960620 Columbia Fds Srs Tr, Columbia Short Term NSTRX 30435 19970521 Columbia Fds Srs Tr, Columbia Short-Term NSMMX 30500 19970616 Columbia Fds Srs Tr, Columbia Short-Term NSMNX 30574 19970805 Columbia Fds Srs Tr, Columbia Short-Term NSMUX 34849 19981111 Columbia Fds Srs Tr, Columbia Small Comp NCPBX 34204 19980824 Columbia Fds Srs Tr, Columbia Small Comp NCPCX 34205 19980824 Columbia Fds Srs Tr, Columbia Small Comp NSCGX 34203 19980824 Columbia Fds Srs Tr, Columbia Small Comp PSCPX 22649 19960620 Columbia Fds Srs Tr, Columbia SmallCap I NMSAX 36219 19990923 Columbia Fds Srs Tr, Columbia SmallCap I NMSCX 30128 19970311 Columbia Fds Srs Tr, Columbia SmallCap V NSCIX 30894 19970903 Columbia Fds Srs Tr, Columbia SmallCap V NSVAX 53648 20020607 Columbia Fds Srs Tr, Columbia Total Ret NSFAX 22002 19960620 Columbia Fds Srs Tr, Columbia Total Ret NSFCX 34850 19981111 Columbia Fds Srs Tr, Columbia Total Ret NSFIX 22003 19960620 Columbia Fds Srs Tr, Columbia Total Ret NSFNX 30573 19970805 Columbia fds Srs Tr, Columbia VA Interme NVAFX 22019 19960620 Columbia Fds Srs Tr, Colunbia SC Interme NISCX 30895 19970903 Columbia Fds Srs Tr, Large Cap Core Fd C NSEPX 34376 19981015 Columbia Fds Srs Tr, Large Cap Index Fd NEIAX 42390 19990506 Columbia Fds Srs Tr, Large Cap Value Fd NVALX 30436 19970521 Columbia Fds Srs Tr, Large Cap Value Fd NVLUX 22031 19960620 Columbia Fds Srs Tr, Marsico Focused Equ NFECX 42392 19990721 Columbia Fds Srs Tr, Marsico Focused Equ NFEPX 32374 19980715 Columbia Fds Srs Tr, MD Intermediate mun NMINX 30745 19970819 Columbia Fds Srs Tr, MidCap Value Fd Cl NAMAX 50834 20020116 Columbia Fds Srs Tr, NC Intermediate mun NNITX 30890 19970903 Columbia Fds Srs Tr, VA Intermedate muni NVABX 22018 19960620 Columbia Fds Srs Tr, VA Intermediate mun NVRCX 32457 19980212 Columbia Fds Srs TR, VA Intermediated mu NVANX 22020 19960620 Columbia Fds Srs Tr,. Columbia MidCap In NTIAX 54002 20020722 Columbia Fds Srs Tr., Columbia LargeCap NMIAX 42401 19990405 Columbia Fds SrsTr I, Federal Securities CFSAX 14747 19960620 Columbia Fds SrsTr I, Federal Securities CFSCX 36265 19991008 Columbia Fds SrsTr I, Federal Securities CFSOX 14748 19960620 Columbia Fds SrsTr I, Intermediate muni LITBX 54960 20021126 Columbia Fds SrsTr I, Strategic Incm Fd CLSBX 14794 19960620 Columbia Fds Ssrs Tr, Columbia NC Interm NNCIX 30889 19970903 Columbia Fds Sts Tr, Columbia multi-adv NITRX 30433 19970521 Columbia Fds Tr I, High Yield Opportunit CHYCX 32885 19980514 Columbia Fds Tr I, High Yield Opportunit COHBX 14835 19960620 Columbia Fds Tr I, High Yield Opportunit COLHX 14839 19960620 Columbia Fds Tr I, High Yield Opportunit LHYZX 46634 20010306 Columbia Fds Tr II, Newport Greater Chin LNGZX 46640 20010306 Columbia Fds Tr II, Newport Greater Chin NGCBX 36266 19991008 Columbia Fds Tr II, Newport Greater Chin NGCCX 36270 19991008 Columbia Fds Tr III, Gbl eq Fd Cl C CGUCX 36269 19991008 Columbia Fds Tr III, Liberty Fd Cl A COLFX 14837 19960620 Columbia Fds TR III, Liberty Fd Cl B CCFBX 14720 19960620 Columbia Fds Tr III, Liberty Fd Cl C CTCCX 36268 19991008 Columbia Fds Tr III, Liberty Fd Cl Z CTCFX 34241 19980903 Columbia Fds Tr III, Quality Plus bd Fd GAHQX 20685 19960620 Columbia Fds Tr III, Quality Plus bd Fd GHQTX 20736 19960620 Columbia Fds Tr III, Quality Plus bd Fd LQPAX 54998 20021202 Columbia Fds Tr III, Quality Plus bd Fd LQPBX 54999 20021202 Columbia Fds Tr III, Quality Plus bd Fd LQPCX 57000 20021202 Columbia Fds Tr III, World eq Fd Cl A CGUAX 14763 19960620 Columbia Fds Tr III, World eq Fd Cl B CGUBX 36272 19991008 Columbia Fds Tr V, CT Intermediate Muni GCBAX 46223 20010213 Columbia Fds Tr V, CT Intermediate Muni LCTAX 54894 20021119 Columbia Fds Tr V, CT Intermediate Muni LCTBX 54895 20021119 Columbia Fds Tr V, CT Intermediate Muni LCTCX 54896 20021119 Columbia Fds Tr V, CT Intermediate Muni SCTEX 22932 19960620 Columbia Fds Tr V, CT Tax Exempt Fd Cl A COCTX 14830 19960620 Columbia Fds Tr V, CT Tax Exempt Fd Cl B CCTBX 14723 19960620 Columbia Fds Tr V, MA Intermediate Muni GMBAX 46225 20010213 Columbia Fds Tr V, MA Intermediate Muni LMIAX 57036 20021211 Columbia Fds Tr V, MA Intermediate Muni LMIBX 57037 20021211 Columbia Fds Tr V, MA Intermediate Muni LMICX 57038 20021211 Columbia Fds Tr V, MA Intermediate Muni SEMAX 22976 19960620 Columbia Fds Tr V, MA Tax-Exempt Fd Cl A COMAX 14842 19960620 Columbia Fds Tr V, MA Tax-Exempt Fd Cl B CMABX 14795 19960620 Columbia Fds Tr V, MA Tax-Exempt Fd Cl C COMCX 36260 19991008 Columbia Fds Tr V, NJ Intermediate Muni GNJAX 46226 20010131 Columbia Fds Tr V, NJ Intermediate Muni GNJTX 48920 20010131 Columbia Fds Tr V, NJ Intermediate Muni LNIAX 54950 20021125 Columbia Fds Tr V, NJ Intermediate Muni LNIBX 54951 20021125 Columbia Fds Tr V, NJ Intermediate Muni LNICX 54952 20021125 Columbia Fds Tr V, NY Intermediate Muni GANYX 20690 19960620 Columbia Fds Tr V, NY Intermediate Muni GNYTX 20757 19960620 Columbia Fds Tr V, NY Intermediate Muni LNYAX 54995 20021202 Columbia Fds Tr V, NY Intermediate Muni LNYBX 54996 20021202 Columbia Fds Tr V, NY Intermediate Muni LNYCX 54997 20021202 Columbia Fds Tr V, NY Tax Exempt Fd Cl B CNYBX 14826 19960620 Columbia Fds Tr V, NY Tax Tax-Exempt Fd CNYCX 36258 19991008 Columbia Fds Tr V, NY Tax-Exempt Fd Cl A COLNX 14841 19960620 Columbia Fds Tr V, RI Intermediate Muni GRBAX 44695 20001011 Columbia Fds Tr V, RI Intermediate Muni GRITX 44226 20000718 Columbia Fds Tr V, RI Intermediate Muni LRIAX 54953 20021125 Columbia Fds Tr V, RI Intermediate Muni LRIBX 54954 20021125 Columbia Fds Tr V, RI Intermediate Muni LRICX 54955 20021125 Columbia Fds Tr V, U.S. Treasury Index F IUTIX 21023 19960620 Columbia Fds Tr V, U.S. Treasury Index F LUTAX 54965 20021126 Columbia Fds Tr V, U.S. Treasury Index F LUTBX 54966 20021126 Columbia Fds Tr V, U.S. Treasury Index F LUTCX 54967 20021126 Columbia Fds Tr VI, Small Cap Value Fd C CSSBX 14886 19960620 Columbia Fds Tr VI, Small Cap Value Fd C CSSCX 32566 19980310 Columbia Fds Tr VI, Small Cap Value Fd I CSCZX 35998 19990712 Columbia Fds Tr VI, Small Cap Value Fd I CSMIX 14885 19960620 Columbia Fds Tr VIII, Incm Fd Cl B CIOBX 53935 20020722 Columbia Fds Tr VIII, Incm Fd Cl Z SRINX 23163 19960620 Columbia Fds Tr VIII, Intermediate bd Fd LIBAX 46803 20010316 Columbia Fds Tr VIII, Intermediate bd Fd LIBBX 50902 20020212 Columbia Fds Tr VIII, Intermediate bd Fd LIBCX 50903 20020212 Columbia Fds Tr VIII, Intermediate bd Fd SRBFX 23152 19960620 Columbia Fds Tr XI, Asset Alloc Fd Cl A LAAAX 54891 20021108 Columbia Fds Tr XI, Asset Alloc Fd Cl B LAABX 54892 20021108 Columbia Fds Tr XI, Asset Alloc Fd Cl C LAACX 54893 20021119 Columbia Fds Tr XI, Asset Alloc Fd Cl T GAAAX 20675 19960620 Columbia Fds Tr XI, Asset Alloc Fd Cl Z GAATX 20676 19960620 Columbia Fds Tr XI, Disciplined Value Fd GALEX 20688 19960620 Columbia Fds Tr XI, Disciplined Value Fd GEVTX 20722 19960620 Columbia Fds Tr XI, Disciplined Value Fd LEVAX 54988 20021202 Columbia Fds Tr XI, Disciplined Value Fd LEVBX 54989 20021202 Columbia Fds Tr XI, Disciplined Value Fd LEVCX 54990 20021202 Columbia Fds Tr XI, Dividend Incm Fd Cl GEQAX 36234 19991001 Columbia Fds Tr XI, Dividend Incm Fd Cl GSFTX 44507 20000831 Columbia Fds Tr XI, Dividend Incm Fd Cl LBSAX 54958 20021126 Columbia Fds Tr XI, Dividend Incm Fd Cl LBSBX 54986 20021202 Columbia Fds Tr XI, Dividend Incm Fd Cl LBSCX 54987 20021202 Columbia Fds Tr XI, Large Cap Gr Fd Cl A LEGAX 54900 20021121 Columbia Fds Tr XI, Large Cap Gr Fd Cl B LEGBX 54901 20021121 Columbia Fds Tr XI, Large Cap Gr Fd Cl C LEGCX 54902 20021121 Columbia Fds Tr XI, Large Cap Gr Fd Cl T GAEGX 20681 19960620 Columbia Fds Tr XI, Large Cap Gr Fd Cl Z GEGTX 20712 19960620 Columbia Fds Tr XI, Small Cap Fd Cl A LSMAX 54909 20021121 Columbia Fds Tr XI, Small Cap Fd Cl B LSMBX 30424 19970521 Columbia Fds Tr XI, Small Cap Fd Cl C LSMCX 54910 20021121 Columbia Fds Tr XI, Small Cap Fd Cl T SSCEX 23178 19960620 Columbia Fds Tr XI, Small Cap Fd Cl Z SMCEX 23090 19960620 Columbia Fds Ts VIII, Incm Fd Cl A LIIAX 47012 20010329 Columbia Fds TSrs Tr I, Columbia High Yi CHMBX 53932 20020722 Columbia High Yield Fd, Inc. Cl C CHDCX 62003 20031013 Columbia Intermediate Bd Fd Cl R CIBRX 72630 20060127 Columbia International Bond Fund Class A CNBAX 87919 20081201 Columbia International Bond Fund Class C CNBCX 88007 20081215 Columbia International Bond Fund Class Z CNBZX 87920 20081201 Columbia International Growth Fund Cls C CDIRX 83598 20080331 Columbia Intl Gr Fd Cl Z UMINX 23427 19960620 Columbia Intl Stock Fd Cl Y CSFYX 89725 20090720 Columbia Intl Stock Fd, Inc. Cl C CSKCX 62010 20031013 Columbia Large Cap Growth Fund Class E CLGEX 75329 20060925 Columbia Large Cap Growth Fund Class F CLGFX 75330 20060925 Columbia Lg Cap Enhanced Core Fd Cl R CCERX 72544 20060125 Columbia Lg Cap Enhanced Core Fd Cl Y CECYX 89721 20090720 Columbia Lg Cap Gwth Fd Cl Y CGFYX 89746 20090720 Columbia Lg Cap index Fd Cl B CLIBX 72095 20051104 Columbia Lg Cap Val Fd Cl R CVURX 72554 20060125 Columbia Lg Cap Val Fd Cl Y CLCYX 89716 20090720 Columbia Life Goal Gwth Portfolio Cl R CLGRX 72627 20060125 Columbia Lifegoal Bal Gr Fd Cl C NBICX 35229 19990106 Columbia LifeGoal Bal Gwth Prtfolio Cl R CLBRX 72547 20060125 Columbia LifeGoal Incm & Gwth Port Cl R CLIRX 72548 20060125 Columbia LifeGoal Incm Portfolio Cl Z CLGZX 91683 20100125 Columbia Marsico 21st Century Fd Cl R CMTRX 72551 20060125 Columbia Marsico Global Fd Cl A COGAX 83863 20080501 Columbia Marsico Global Fd Cl C COGCX 83864 20080501 Columbia Marsico Global Fd Cl R COGRX 83865 20080501 Columbia Marsico Global Fd Cl Z COGZX 83866 20080501 Columbia Marsico Gwth Fd Cl R CMWRX 72553 20060125 Columbia Marsico Int'l Oprtnts Fd Cl R CMORX 72550 20060125 Columbia Masters Int'l Eq Portflio Cl C CMTCX 72825 20060217 Columbia Masters Int'l Eq Portfolio Cl A CMTAX 72823 20060217 Columbia Masters Int'l Eq Portfolio Cl B CMTBX 72824 20060217 Columbia Masters Int'l Eq Portfolio Cl R CMERX 72818 20060217 Columbia Masters Int'l Eq Portfolio Cl Z CMTZX 72826 20060217 Columbia Mid Cap Core Fd Cl A CMRAX 83599 20080331 Columbia Mid Cap Core Fd Cl C CMRCX 83600 20080401 Columbia Mid Cap Core Fd Cl R URVEX 78374 20070212 Columbia Mid Cap Core Fd Cl Z UMVEX 46062 20010202 Columbia Mid Cap Gr Fd, Inc. Cl A CBSAX 54716 20021104 Columbia Mid Cap Gr Fd, Inc. Cl B CBSBX 54717 20021104 Columbia Mid Cap Gr Fd, Inc. Cl C CMCCX 62005 20031013 Columbia Mid Cap Gr Fd, Inc. Cl T CBSTX 54720 20021104 Columbia Mid Cap Gr Fd, Inc. Cl Z CLSPX 6249 19860710 Columbia Mid Cap Gwth Fd Cl Y CMGYX 89743 20090720 Columbia Mid Cap Gwth Fd Inc. Cl R CMGRX 72549 20060125 Columbia Mid Cap Val Fd Cl R CMVRX 72552 20060125 Columbia Mid Cap Val Fd Cl Y CMVYX 89720 20090720 Columbia Mid Cap Value Fund Class A CMUAX 67732 20050926 Columbia Mid Cap Value Fund Class B CMUBX 67733 20050926 Columbia Mid Cap Value Fund Class C CMUCX 67734 20050926 Columbia MidCap Val Rstrctrng Fnd Cls A CASAX 83655 20080331 Columbia MultiAdvisor Int'l Eq Fd Cl R CIERX 72546 20060125 Columbia OR Intermediate muni bd Fd Cl Z CMBFX 14797 19960620 Columbia OR muni bd Fd, Inc. Cl C CORCX 62007 20031013 COLUMBIA ORE MUN BD FD INC CL A COEAX 54817 20021107 COLUMBIA ORE MUN BD FD INC CL B COEBX 54818 20021107 COLUMBIA OVERSEAS VALUE FUND CL COSZX 83678 20080404 Columbia Pacific/Asia Fd Cl C CASCX 83726 20080409 Columbia Pacific/Asia Fd Cl Z USPAX 23465 19960620 Columbia Pacific/Asia Fund Class C CGWAX 83657 20080331 Columbia Real Estate eq Fd, Inc. Cl C CRECX 62008 20031013 COLUMBIA REAL ESTATE EQUITY CL A CREAX 54737 20021104 COLUMBIA REAL ESTATE EQUITY CL B CREBX 54738 20021104 Columbia Real Estate Equity Fund CREEX 14864 19960620 Columbia Retirement 2005 Port Cl A BAAAX 73572 20060619 Columbia Retirement 2005 Port Cl C BAACX 73573 20060619 Columbia Retirement 2005 Port Cl R BAARX 73574 20060619 Columbia Retirement 2005 Port Cl Z BAAZX 73575 20060619 Columbia Retirement 2010 Port Cl A BFBAX 73645 20060619 Columbia Retirement 2010 Port Cl C BFBCX 73579 20060619 Columbia Retirement 2010 Port Cl R BFBRX 73580 20060619 Columbia Retirement 2010 Port Cl Z BFBZX 73581 20060619 Columbia Retirement 2015 Port Cl A BFCAX 73582 20060619 Columbia Retirement 2015 Port Cl C BFCCX 73583 20060619 Columbia Retirement 2015 Port Cl R BFCRX 73584 20060619 Columbia Retirement 2015 Port Cl Z BFCZX 73585 20060619 Columbia Retirement 2020 Port Cl A BFDAX 73586 20060619 Columbia Retirement 2020 Port Cl C BFDCX 73587 20060619 Columbia Retirement 2020 Port Cl R BFDRX 73588 20060619 Columbia Retirement 2020 Port Cl Z BFDZX 73589 20060619 Columbia Retirement 2025 Port Cl A BFEAX 73646 20060619 Columbia Retirement 2025 Port Cl C BFECX 73590 20060619 Columbia Retirement 2025 Port Cl R BFERX 73591 20060619 Columbia Retirement 2025 Port Cl Z BFEZX 73592 20060619 Columbia Retirement 2030 Port Cl A BFFAX 73593 20060619 Columbia Retirement 2030 Port Cl C BFFCX 73594 20060619 Columbia Retirement 2030 Port Cl R BFFRX 73595 20060619 Columbia Retirement 2030 Port Cl Z BFFZX 73596 20060619 Columbia Retirement 2035 Port Cl A BTGAX 73601 20060619 Columbia Retirement 2035 Port Cl C BAGCX 73576 20060619 Columbia Retirement 2035 Port Cl R BAGRX 73577 20060619 Columbia Retirement 2035 Port Cl Z BAGZX 73578 20060619 Columbia Retirement 2040 Port Cl A BFHAX 73597 20060619 Columbia Retirement 2040 Port Cl C BFHCX 73598 20060619 Columbia Retirement 2040 Port Cl R BFHRX 73599 20060619 Columbia Retirement 2040 Port Cl Z BFHZX 73600 20060619 Columbia sel Large Cap Fd Cl R URLGX 78372 20070212 Columbia sel Large Cap Gr Fd Cl A ELGAX 81609 20071004 Columbia sel Large Cap Gr Fd Cl C ELGCX 81610 20071004 Columbia sel Large Cap Gr FdCl Z UMLGX 32234 19981030 Columbia sel Opps Fd Cl A EEOAX 81471 20071002 Columbia sel Opps Fd Cl C EEOCX 81472 20071002 Columbia sel Opps Fd Cl Z UMECX 62943 20040413 Columbia sel Small Cap Fd Cl A ESCAX 81611 20071004 Columbia sel Small Cap Fd Cl C ESCCX 81612 20071004 Columbia sel Small Cap Fd Cl R URLCX 78371 20070212 Columbia sel Small Cap Fd Cl Z UMLCX 23429 19960620 Columbia Short Intermediate bd Fd Cl Z UIMIX 23412 19960620 Columbia Short Trm Bd Fd Cl Y CSBYX 89723 20090720 Columbia Short-Intermediate bd Fd Cl A CHOAX 48996 20080401 Columbia Short-Intermediate bd Fd Cl C CHOCX 48997 20080401 Columbia Short-Intermediate Bnd Fnd Cls CBDAX 83656 20080331 Columbia Sm Cap Gwth Fd I Cl A CGOAX 72042 20051101 Columbia Sm Cap Gwth Fd I Cl B CGOBX 72043 20051101 Columbia Sm Cap Gwth Fd I Cl C CGOCX 72044 20051101 Columbia Sm Cap Gwth Fd I Cl Y CSGYX 89747 20090720 Columbia Sm Cap Val Fd I Cl Y CSVYX 89748 20090720 Columbia Sm Cap Val Fd II Cl A COVAX 72140 20051115 Columbia Sm Cap Val Fd II Cl B COVBX 72141 20051115 Columbia Sm Cap Val Fd II Cl C COVCX 72142 20051115 Columbia Sm Cap Val Fd II Cl R CCTRX 72545 20060125 Columbia Small Cap Gr Fd I Cl Z CMSCX 34542 19981111 Columbia Strategic Inv Fd, Inc. Cl A CSVAX 54740 20021104 Columbia Strategic Inv Fd, Inc. Cl B CSVBX 54741 20021104 Columbia Strategic Inv Fd, Inc. Cl Z CSVFX 45230 20001201 Columbia Strategic Investor Fd Cl Y CLSYX 89741 20090720 Columbia Strategic Invs Fd, Inc. Cl C CSRCX 62011 20031013 Columbia Tax Exempt Fd Cl A COLTX 6646 19910220 Columbia Tax Exempt Fd Cl B CTEBX 14887 19960620 Columbia Tax Exempt Fd Cl C COLCX 36279 19991008 COLUMBIA TAX EXEMPT FUND CLASS CTEZX 67652 20050920 COLUMBIA TECHNOLOGY FD CMTFX 45228 20001201 COLUMBIA TECHNOLOGY FD C CTHCX 62028 20031015 COLUMBIA TECHNOLOGY FD INC CL A CTCAX 54819 20021107 COLUMBIA TECHNOLOGY FD INC CL B CTCBX 54820 20021107 Columbia Value and Restructuring Fd Cl A EVRAX 81613 20071004 Columbia Value and Restructuring Fd Cl C EVRCX 81614 20071004 Columbia Value and Restructuring Fd Cl R URBIX 78369 20070212 Columbia Value and Restructuring Fd Cl Z UMBIX 23418 19960620 Commerce Bond Fund CFBNX 14733 19960620 COMMERCE FDS KS TF INT BD INST KTXIX 45762 20010116 Commerce Funds Miss Tax-Free CFMOX 32442 19980212 Commerce Growth Fund CFGRX 14738 19960620 Commerce Midcap Growth Fund CFAGX 14730 19960620 Commerce National Tax-Free CFNLX 32443 19980212 Commerce Short-Term Gov't Fund CFSTX 14749 19960620 Commerce Value Fund - Instl CFVLX 42196 19990322 Commodity Trends Strategy Fund Cls C Shs DXSCX 92088 20100304 Commodity Trnds Strtgy Fd Instnl Cls DXCIX 89291 20090504 COMMONWEALTH INTL SER TR GLOBAL F CNGLX 57045 20021219 Commonwealth Real Estate Securities Fd CNREX 62364 20040106 Commonwealth Small Cap Fund I Shs COMMX 89517 20090626 Compass Cap Index Equity Inst'l Class PNIEX 22522 19960620 Compass Cap Low-Duration Pt Svc Clas CMGBX 14800 19960620 Compass Capital Gov't Income Ptfl CL A CCGAX 32059 19971016 Compass Capital Group Index Equity Cl C CIECX 30663 19970818 Compass Capital Index Equity Port Cl A CIEAX 30021 19970311 Compass Capital Index Equity Port Cl B CIEBX 30022 19970311 Compass Capital Int'l Bond Port/Instl CINSX 30025 19970311 Compass Capital Int'l Fixed Income Fund CIFIX 14786 19960620 Compass Capital Intermed Gov't Bond Port CIGAX 30024 19970311 Compass Capital Low Dutation CLDBX 30994 19971001 Compass Capital Low-Duration Inst'l BFMSX 14606 19960620 Compass Capital Managed Income Bond Cl A CMIAX 30030 19970311 Compass Capital Managed Income Instl Cl PNMIX 22527 19960620 Compass Capital Mid-Cap Growth Equity CMGSX 30995 19971001 Compass Capital Mid-Cap Value Equity CMVSX 30996 19971001 Compass Capital Ohio Tax-Free Ptfl CL A CCOAX 32063 19971016 Compass Capital Small-Cap Growth CGICX 30998 19971001 Compass Capital Small-Cap Growth Equity CSGBX 30037 19970311 Compass EMP Alternative Asset Fd Cl A CAIAX 91352 20100104 Compass EMP Alternative Asset Fd Cl C CAICX 91296 20091230 Compass EMP Alternative Asset Fd Cl T CAITX 91297 20091230 Compass EMP Multi-Asset Asset Bal Fd Cl CTMAX 88303 20090108 Compass EMP Multi-Asset Bal Fd Cl C CTMCX 88375 20090108 Compass EMP Multi-Asset Bal Fd Cl T CTMTX 90896 20091230 Compass EMP Multi-Asset Gr Fd Cl A LTGAX 88379 20090108 Compass EMP Multi-Asset Gr Fd Cl C LTGCX 88380 20090108 Compass EMP Multi-Asset Gr Fd Cl T LTGTX 90904 20091231 Compass Funds/small-Cap Grow Eq Ser A CSGEX 22580 19960621 Compass Mid-Cap Growth Equity Port CMGIX 24867 19970220 Compass Mid-Cap Value Equity Port CMVIX 24868 19970220 Concorde Value Fund CONVX 24801 19970220 Conestoga Fds Instnl Advsrs LrgCp Fnd IALFX 89096 20090331 CONESTOGA SMALL CAP FUND CCASX 64722 20050125 Congress Large Cap Growth Fund CAMLX 89097 20090331 Congress Lg Cap Gwth Fd Cl I CMLIX 93546 20100503 CONGRESSIONAL EFFECT FUND CEFFX 89797 20080523 Constellation CIP Short Duration Fixed I TSDGX 35492 19990223 Constellation CIP Ultra Short Duration F TSDOX 42672 20000131 Constellation Clover Core Fixed Incm Fd, TCFIX 32088 19971021 Constellation Sands Cap Insti Gwth Ptf CISGX 65080 20050228 CONSTELLATION SANDS CAP SEL GR CFSIX 64724 20050125 Constellation Sands Cap sel Gr Fd, Cl II PTSGX 44524 20000901 Constellation TIP Healthcare & Biotechno THBCX 46895 20010321 Constellation TIP Mid Cap Fd Cl II TMCTX 73224 20060424 Constellation TIP Small Cap Value Opps F TSVOX 53242 20020320 Constellation TIP Tax Managed U.S. eq Fd TTMEX 46897 20010323 Consulting Group Cap Markets Core Fixed TIIUX 23350 19960620 Consulting Grp Cap Mkts Emerg Equity Inv TEMUX 23333 19960620 Consulting Grp Cap Mkts Int'l Fixed Inco TIFUX 23348 19960620 Consulting Grp Cap Mkts Muni Bond Inv Pt TMUUX 23360 19960620 Consulting Grp Cap Mkts Small Cap Value TSVUX 23388 19960620 Consulting High Yield Investments Fund THYUX 42506 19990405 Copley Fd Inc COPLX 14849 19960620 Cornercap Balanced Fund CBLFX 35917 19990615 CornerCap Contrarian Fd CMCRX 54501 20021007 CornerCap Small Cap Value Fd CSCVX 14760 19960620 Corverus Strategic Eq Fd Cl I Shs CVSEX 86380 20080702 Counterpoint Select Fund CPFSX 75793 20061206 COUNTRY BOND FUND CLASS A CTLAX 53244 20020325 COUNTRY GROWTH FUND CLASS A CGRAX 53225 20020320 Country Growth Fund Inc CTYGX 14822 19960620 Country Taxable Fixed Income Series CTYLX 30611 19970806 COUNTRY VP BD FD CVPLX 62335 20031230 COUNTRY VP GROWTH FD CVPGX 62334 20031230 CRA Qualified Investment Fund CRAIX 36944 20000131 CRA Realty Shares Instl CRARX 34538 19981111 CRAWFORD DIV GRWTH FD C CDGCX 62537 20040127 CRAWFORD DIV GRWTH FD I CDGIX 62488 20040120 Credit Suisse Ast Mgmt Incm XCIKX 36955 20000222 Credit Suisse Com Rtrn Strtegy Portfolio CCRSX 72830 20060301 Credit Suisse Commodity Ret Strategy Fd CRSAX 64604 20050107 Credit Suisse Commodity Ret Strategy Fd CRSCX 64605 20050107 Credit Suisse Commodity Ret Strategy Fd CRSOX 64606 20050107 Credit Suisse Gbl High Yield Fd, Inc. In RBSFX 22787 19960620 CREDIT SUISSE HI YLD BD FD XDHYX 48883 20010905 Credit Suisse Instl Invmt Grade Fix-Inc CIGFX 78382 20070305 Credit Suisse Large Cap Blend Fd, Inc. C CFFAX 48746 20010822 Credit Suisse Large Cap Blend Fd, Inc. C CFFBX 48747 20010822 Credit Suisse Large Cap Blend Fd, Inc. C CFFCX 48748 20010822 Credit Suisse Large Cap Blend Fd, Inc. C WFDCX 45138 20001124 Credit Suisse Large Cap Gr Fd Cl A CUAAX 50690 20020104 Credit Suisse Large Cap Gr Fd Cl B CUCBX 50622 20011207 Credit Suisse Large Cap Gr Fd Cl C CUCCX 50623 20011207 Credit Suisse Large Cap Value Fd adv Cl CSLVX 58300 20030624 Credit Suisse Mid Cap Core Fd, Inc. adv WEGTX 23606 19960620 Credit Suisse Mid Cap Core Fd, Inc. Cl A CUWAX 50638 20011207 Credit Suisse Mid Cap Core Fd, Inc. Cl B CUGBX 62866 20040322 Credit Suisse Mid Cap Core Fd, Inc. Cl C CUGCX 62867 20040322 Credit Suisse Mid Cap Core Fd, Inc. Comm CUEGX 14141 19951120 Credit Suisse Small Cap Core Fd Cl A WFAGX 23611 19960620 Credit Suisse Small Cap Core Fd Cl B WSCBX 30563 19970625 Credit Suisse Small Cap Core Fd Cl C CCPCX 47662 20010521 Credit Suisse Small Cap Core Fd Common C CSWCX 47556 20010503 Credit Suisse Tr: Mid Cap Core I Port WTSGX 30377 19970423 Credit Suisse Warburg Pincus G&I WFGIX 23614 19960620 CRM 130/30 Val Fd Insti Shares CRITX 82727 20080102 CRM 130/30 Val Fd Investor Shares CRMTX 82728 20080102 CRM All Cap Val Fd Institutional Cl CRIEX 75542 20061030 CRM All Cap Val Fd Investor Cl CRMEX 75543 20061030 CRM Global Opportunity Fd - Insti Shs CRIWX 88122 20090102 CRM Global Opportunity Fd - Investor Shs CRMWX 88123 20090102 CRM International Opportnty Fd Inst Shs CRIIX 88121 20090102 CRM International Oprtnty Fd Invstr Shs CRMIX 88374 20090108 CRM Large Cap Opportunity Fd inst Cl CRIGX 72304 20051219 CRM Large Cap Opportunity Fd Inv Cl CRMGX 72305 20051219 CRM MID CAP VAL INV SHS CRMMX 48501 20010703 CRM Mid-Cap. Value Fund CRIMX 36083 19990802 CRM Small Cap Value Fund CRMSX 23744 19960628 CRM Small Cap Value Fund Institutional CRISX 42200 19990322 CRM SMALL/MID CAP VALUE FD CRIAX 67113 20050510 CRM SMALL/MID CAP VALUE FD INV CRMAX 67114 20050510 CROFT-LEOMINSTER INCOME FUND CLINX 58536 19950504 Croft-Leominster Value CLVFX 30473 19970616 CS WARBURG PINCUS HI INCM FD CSHIX 47554 20010503 CS WARBURG PINCUS HI INCM FD A CHIAX 47665 20010521 CS WARBURG PINCUS HI INCM FD B CHOBX 47668 20010521 CS WARBURG PINCUS HI INCM FD C CHICX 47666 20010521 CS WARBURG PINCUS VAL FD CSWVX 47558 20010503 CS WARBURG PINCUS VAL FD C CVUCX 47673 20010521 CSI Eq Fd Investor Shares CSIIX 86366 20080701 CSI Eqty Cl A Shrs CSIRX 89144 20090417 CSTG&E Intl Social Core Eq Portfolio DFCCX 80894 20070828 CSTG&E U.S. Social Core Eq 2 Portfolio DFCUX 80891 20070827 CULLEN HIGH DIVERSITY EQ FD CHDEX 62260 20031205 CULLEN HIGH DIVIDEND EQ CL C CHVCX 64726 20050125 CULLEN HIGH DIVIDEND EQ FD I CHDVX 64725 20050125 Cullen High Dividend Equity Fnd Cls R 1 CHDRX 92077 20100304 Cullen High Dividend Equity Fnd Cls R 2 CHDPX 92134 20100304 Cullen Int'l High Dividend Fd Cl C CIHCX 72301 20051219 Cullen Int'l High Dividend Fd Cl I CIHIX 72303 20051219 Cullen Int'l High Dividend Fd Retail Cl CIHDX 72302 20051219 Cullen Internatnal Hgh Dvdnd Fd Cls R 1 CIHRX 92078 20100304 Cullen Intl HIgh Dvdnd Fnd Cls R 2 CIHPX 92133 20100304 Cullen Sm Cap Val Fd Cl C CUSCX 90228 20091006 Cullen Sm Cap Val Fd Cl I CUSIX 90213 20091001 Cullen Sm Cap Val Fd Retail Cl CUSRX 90214 20091001 Cutler Trust Approved list Equity Fund CALEX 14696 19960620 Davenport Equity DAVPX 32463 19980213 Davidson Multi-Cap Core Fd Cl A DFMAX 86951 20080811 Davidson Multi-Cap Core Fd Cl C DFMCX 89582 20090702 Davis Appreciation and Incm Fd Cl A RPFCX 22824 19960620 Davis Appreciation and Incm Fd Cl B DCSBX 24585 19970210 Davis Appreciation and Incm Fd Cl C DCSCX 32865 19980514 Davis Appreciation and Incm Fd Cl Y DCSYX 24586 19970210 Davis Financial B DFIBX 34560 19981111 Davis Financial Fd CL C DFFCX 14848 19971114 Davis Financial Fund Cl A RPFGX 22826 19960620 Davis Financial Fund Cl Y DVFYX 34114 19980810 Davis Global Fd Cl A DGFAX 78036 20070103 Davis Global Fd Cl B DGFBX 78071 20070105 Davis Global Fd Cl C DGFCX 78037 20070103 Davis Global Fund Class Y DGFYX 80751 20070808 Davis Gov't Bond Fund Cl A RFBAX 22797 19960620 Davis Gov't Bond Fund Cl B VRPFX 23565 19960620 Davis Govt Bd Fd C DGVCX 36897 20000104 DAVIS GOVT BD FD Y DGVYX 48821 20010103 Davis Growth Opportunity Fund Cl A RPEAX 22823 19960620 Davis Growth Opportunity Fund Cl B RPFEX 22825 19960620 Davis Grwth Opport Fd C DGOCX 36898 20000210 Davis Grwth Opport Fd Y DGOYX 36899 20000210 Davis Intl Fund Class A DILAX 90913 20100104 Davis Intl Fund Class B DILBX 90914 20100104 Davis Intl Fund Class C DILCX 90915 20100104 Davis Intl Fund Class Y DILYX 90916 20100104 Davis NY Venture Fund C NYVCX 22046 19960620 Davis NY Venture Fund Cl Y DNVYX 24590 19970210 Davis NY York Venture Fund A NYVTX 22047 19960620 Davis NY York Venture Fund B NYVBX 22045 19960620 Davis RE Cl C DRECX 32867 19980514 Davis Real Estate Fund Cl A RPFRX 22827 19960620 Davis Real Estate Fund Cl B DREBX 24591 19970210 Davis Real Estate Fund Cl Y DREYX 24592 19970210 Day Hagan Tactical Allocation FdofEFTClC DHACX 90395 20091030 Day Hagan Tactical Allocation FdofETFClA DHAAX 90394 20091030 DE Core bd Fd Cl A DPFIX 30191 19970320 DE Core Plus bd Fd Cl A DEGGX 14938 19960620 DE Core plus bd Fd Cl B DEGBX 14937 19960620 DE Core plus bd Fd Cl C DUGCX 30187 19970408 DE Core Plus bd Fd Cl R DUGRX 58571 20030723 DE Core Plus bd Fd inst Cl DUGIX 30188 19970320 DE Corporate bd Fd Cl R DGCRX 58565 20030723 DE Diversified Incm Fd Cl R DPRFX 58568 20030723 DE Dividend Incm Fd Cl A DDIAX 58893 20030930 DE Dividend Incm Fd Cl B DDDBX 58891 20030930 DE Dividend Incm Fd Cl C DDICX 58894 20030930 DE Dividend Incm Fd Cl I DDIIX 58895 20030930 DE Dividend Incm Fd Cl R DDDRX 58892 20030930 DE Foundation Conservative Alloc Port A DFIAX 35708 19990409 DE Foundation Conservative Alloc Port Cl DFICX 67508 20050819 DE Foundation Conservative Alloc Port Cl DFIDX 67509 20050819 DE Foundation Conservative Alloc Port Fd DFIRX 58562 20030723 DE Foundation Gr Alloc Port A Cl DFGAX 35707 19990409 DE Foundation Gr Alloc Port Cl B DFGDX 67506 20050819 DE Foundation Gr Alloc Port Cl C DFGCX 67505 20050819 DE Foundation Gr Alloc Port Cl I DFGIX 67507 20050819 DE Foundation Gr Alloc Port Fd Cl R DFGRX 58561 20030723 DE Foundation Moderate Alloc Port Cl A DFBAX 35706 19990409 DE Foundation Moderate Alloc Port Cl B DFBBX 67502 20050819 DE Foundation Moderate Alloc Port Cl C DFBCX 67503 20050819 DE Foundation Moderate Alloc Port Cl I DFFIX 67504 20050819 DE Foundation Moderate Alloc Port Fd Cl DFBRX 58560 20030723 DE Gbl Value Fd Cl A DABAX 50038 20011003 DE Gbl Value Fd Cl A DABBX 50039 20011003 DE Gbl Value Fd Cl I DABIX 50041 20011003 DE Globa Value Fd Cl C DABCX 50040 20011003 DE Gr eq Fd Cl A DASAX 36837 20000202 DE Gr eq Fd Cl B DASBX 46656 20010307 DE Gr eq Fd Cl C DAMCX 46655 20010307 DE Gr eq Fd Cl I DASIX 36829 20000202 DE Gr eq Fd Cl R DASRX 67748 20051003 DE High Yield Opps Fd Cl R DHIRX 58566 20030723 DE Inflation Protected bd Fd Cl A DIPAX 64582 20041209 DE Inflation Protected bd Fd Cl B DIPBX 64583 20041209 DE Inflation Protected bd Fd Cl C DIPCX 64584 20041209 DE Inflation Protected bd Fd Insti Cl DIPIX 64585 20041209 DE Large Cap Value Fd A Cl DELDX 14944 19960620 DE Large Cap Value Fd Cl B DEIBX 14940 19960620 DE Large Cap Value Fd Cl C DECCX 6682 19961125 DE Large Cap Value Fd Cl R DECRX 58554 20030723 DE Large Cap Value Fd inst Cl DEDIX 14931 19960620 DE Limited Term Diversified Incm Cl R DLTRX 58567 20030723 DE Limited-Term Diversified Incm Cl A DTRIX 20044 19960620 DE Limited-Term Diversified Incm Cl B DTIBX 20040 19960620 DE Limited-Term Diversified Incm Cl C DTICX 30181 19970320 DE Limited-Term Diversified Incm inst Cl DTINX 20041 19960620 DE Macquarie Gbl Real Estate Fd Cl A DLRAX 81847 20071016 DE Macquarie Gbl Real Estate Fd Insti Cl DLRIX 81466 20071002 DE Pooled Tr Core Focus Fixed Incm Port DCFIX 64581 20041209 DE Pooled Tr Diversified Incm Fd Cl A DPDFX 34351 19981013 DE Pooled Tr The sel 20 Port DPCEX 44043 20000607 DE REIT Fd Cl R DPRRX 58569 20030723 DE sel Gr Fd Cl R DFSRX 58564 20030723 DE Small Cap Value Fd Cl R DVLRX 58572 20030723 DE SMID Cap Gr Fd Cl A DFCIX 14958 19960620 DE SMID Cap Gr Fd Cl B DFBIX 14957 19960620 DE SMID Cap Gr Fd Cl C DEEVX 30083 19970320 DE SMID Cap Gr Fd Cl I DFDIX 14959 19960620 DE SMID Cap Gr Fd Cl R DFRIX 58563 20030723 DE Trend Fd Cl R DETRX 58557 20030723 DE U.S. Gr Fd Cl R DEURX 58558 20030723 DE Value Fd Cl A DDVAX 36606 20000106 DE Value Fd Cl B DDVBX 53550 20020514 DE Value Fd Cl C DDVCX 53551 20020514 DE Value Fd Cl I DDVIX 36607 20000106 Dean Large Cap Value Fd No-Load DALCX 34078 19980717 Dean Small Cap Value Fd No-Load DASCX 30566 19970804 Dean Witter US Gov't Sec Cl B USGBX 14226 19960531 DEL TX FR IA FD B CL DVFIX 72078 20051104 Delafield Select Fund Cl Y DESYX 87421 20081001 Delaware Aggressive Growth Fund Cl A DVEAX 34561 19981111 Delaware Aggressive Growth Fund Cl B DVEBX 34562 19981111 Delaware Aggressive Growth Fund Cl C DVECX 34159 19980817 Delaware Aggressive Growth Fund Insl Cl VAGGX 34098 19980803 Delaware Arizona Municipal Incm XVAZX 82376 20071113 Delaware Colorado Insured Municipal Incm XVCFX 82377 20071113 Delaware Core Bd Cl C DCBCX 90196 20091001 Delaware Core Bd Fd Cl I DCBIX 90173 20091001 Delaware Core Bd Fd Cl R DEBRX 90174 20091001 Delaware Corporate Bond Cl A DGCAX 34343 19981013 Delaware Corporate Bond Cl B DGCBX 34344 19981013 Delaware Corporate Bond Cl C DGCCX 34345 19981013 Delaware Corporate Bond Insl Cl DGCIX 34346 19981013 Delaware Diversified Fltng Rt Fnd Clss A DDFAX 92079 20100304 Delaware Diversified Fltng Rt Fnd Clss C DDFCX 92080 20100304 Delaware Diversified Fltng Rt Fnd Clss I DDFLX 92082 20100304 Delaware Diversified Fltng Rt Fnd Clss R DDFFX 92081 20100304 Delaware Dividend & Incm Fd XDDFX 82374 20071113 Delaware Emerging Market Fund Class R DEMRX 89975 20090831 Delaware Emerging Markets Fund Cl A DEMAX 6693 19961125 Delaware Emerging Markets Fund Cl B DEMBX 30149 19970320 Delaware Emerging Markets Fund Cl C DEMCX 30152 19970320 Delaware Emerging Markets Fund Insl Cl DEMIX 30169 19970320 Delaware Enhanced Global Dividend & Incm XDEWX 81951 20071029 Delaware Extended Duration Bond Cl A DEEAX 34360 19981014 Delaware Extended Duration Bond Cl B DEEBX 34347 19981013 Delaware Extended Duration Bond Cl C DEECX 34348 19981013 Delaware Extended Duration Bond Insl Cl DEEIX 34349 19981013 Delaware Focus Global Growth Fund Clas A DGGAX 88304 20090108 Delaware Focus Global Growth Fund Clas I DGGIX 88305 20090108 Delaware Foundation Equity Fnd Inst Cls DFEIX 89954 20090831 Delaware Foundation Equity Fund Class A DFEAX 89952 20090831 Delaware Foundation Equity Fund Class C DFECX 89953 20090831 Delaware Foundation Equity Fund Class R DFERX 89955 20090831 Delaware Group Global Dvdnd and Incm Fd XDGFX 82375 20071113 DELAWARE GROUP GLOBAL&INTL FINTL VAL DIVRX 58681 20030801 Delaware Healthcare Fd Cl A DLHAX 81464 20071002 Delaware HealthCare Fd Cl C DLHCX 91680 20100128 Delaware Healthcare Fd Cl I DLHIX 81465 20071002 Delaware HealthCare Fd Cl R DLRHX 91681 20100128 Delaware High Yield Muncpl Bnd Fnd Cls I DVHIX 88308 20090108 Delaware High Yield Opportunity Cl A DHOAX 32571 19980310 Delaware High Yield Opportunity Cl B DHOBX 32572 19980310 Delaware High Yield Opportunity Cl C DHOCX 32573 19980310 Delaware High-Yield Opportunity Insl Cl DHOIX 32570 19980310 Delaware Int'l Equity Fund Cl A DEGIX 14939 19960620 Delaware Int'l Equity Fund Cl B DEIEX 14942 19960620 Delaware Int'l Equity Fund Cl C DEGCX 30170 19970320 Delaware Int'l Equity Fund Insl Cl DEQIX 23699 19960621 Delaware Investment Extnd Drtn Bd Cl R DEERX 67749 20051003 Delaware Invs, Lg Cap Core Fd Cl A DDCAX 75295 20060911 Delaware Invs, Lg Cap Core Fd Cl I DDCIX 75174 20060831 Delaware Macquarie Glbl Infr Fd DMGIX 91652 20100125 Delaware Macquarie Glbl Infr Fd Cl A DMGAX 91650 20100125 Delaware Macquarie Glbl Infr Fd Cl C DMGCX 91651 20100125 Delaware Macquarie Glbl Infr Fd Cl R DMGRX 91653 20100125 Delaware Mid Cap Val Fd Cl A DLMAX 82960 20080201 Delaware Mid Cap Val Fd Cl I DLMIX 82961 20080201 Delaware Mid-Cap Val Fd Cl C DLMCX 86908 20080801 Delaware Mid-Cap Val Fd Cl R DLMRX 86909 20080801 Delaware Minnesota Municipal Incm Fd II XVMMX 82379 20071113 Delaware MN High-Yield Muni Cl A DVMHX 34566 19981111 Delaware MN High-Yield Muni Cl B DVMYX 34567 19981111 Delaware MN High-Yield Muni Cl C DVMMX 34568 19981111 Delaware Nat'l High Yield Muni Fund Cl A CXHYX 14918 19960620 Delaware Nat'l High-Yield Muni Fd Cl C DVHCX 34162 19980817 Delaware Nat'l High-Yield Muni Fd Insl DVNYX 34163 19980817 Delaware National Municipal Incm Fd XVFLX 82378 20071113 Delaware Pld Tr The Glbl Rl Estt Scrts P DGRPX 78113 20070116 Delaware Pooled Emerging Markets DPEMX 14258 19971028 DELAWARE POOLED TR CORE PLU DCPFX 54312 20020911 DELAWARE POOLED TR DIVERS I DPBFX 54789 20021106 DELAWARE POOLED TR DIVERS I DPCFX 54790 20021106 DELAWARE POOLED TR DIVERS I DPFFX 54791 20021106 Delaware Pooled Tr High-Yield Bond Port DPHYX 30192 19970320 DELAWARE POOLED TR SC GR EQ II DCGTX 62506 20040123 Delaware Pooled Tr The Glbl Rl Estt Sc P DGROX 78112 20070116 Delaware Pooled Tr The Lg Cp Gwt Eq Prtf DPLGX 72151 20051115 Delaware Pooled Trust Global Fixed Incom DPGIX 20007 19960620 Delaware Pooled Trust Int'l Equity Port DPIEX 20008 19960620 Delaware Pooled Trust Int'l Fixed Income DPIFX 30906 19970910 Delaware Pooled Trust Intermediate Fixed DPDEX 20005 19960620 Delaware Pooled Trust REIT II DPRTX 32194 19971205 Delaware Pooled Trust REIT Inst DPRSX 32195 19971205 Delaware Pooled Trust/Labor Int'l Equity DELPX 24446 19970110 Delaware REIT Fund Cl A DPREX 24081 19961025 Delaware REIT Fund Cl B DPRBX 32196 19971205 Delaware REIT Fund Cl C DPRCX 32193 19971205 Delaware Sm Cap Core Fd Cl A DCCAX 67395 20050803 Delaware Sm Cap Core Fd Cl C DCCCX 67396 20050803 Delaware Sm Cap Core Fd Cl R DCCRX 67398 20050803 Delaware Sm Cap Core Fd Institutional DCCIX 67397 20050803 Delaware Small Cap Value Fund Cl A DEVLX 14954 19960620 Delaware Small-Cap Value Fund Cl B DEVBX 14953 19960620 Delaware Small-Cap Value Fund Cl C DEVCX 30189 19970320 Delaware Small-Cap Value Fund Insl Cl DEVIX 30190 19970320 Delaware Tax Free USA Fund I Class DTFIX 88306 20090108 Delaware Tax Free USA Intermdt Fnd Cls I DUSIX 88307 20090108 Delaware Tax-Free AZ Insd Muni Cl A VAZIX 23478 19960620 Delaware Tax-Free AZ Insd Muni Cl B DVABX 34574 19981111 Delaware Tax-Free AZ Insd Muni Cl C DVACX 34575 19981111 Delaware Tax-Free CA Fund Cl A DVTAX 34578 19981111 Delaware Tax-Free CA Fund Cl B DVTFX 34579 19981111 Delaware Tax-Free CA Fund Cl C DVFTX 34580 19981111 Delaware Tax-Free CO Fund Cl A VCTFX 23493 19960620 Delaware Tax-Free CO Fund Cl B DVBTX 34581 19981111 Delaware Tax-Free CO Fund Cl C DVCTX 34582 19981111 Delaware Tax-Free ID Fund Cl A VIDAX 23511 19960620 Delaware Tax-Free ID Fund Cl B DVTIX 34589 19981111 Delaware Tax-Free ID Fund Cl C DVICX 34590 19981111 Delaware Tax-Free MN Fund Cl B DMOBX 34599 19981111 Delaware Tax-Free MN Fund Cl C DMOCX 34600 19981111 Delaware Tax-Free MN Inter Cl B DVSBX 34595 19981111 Delaware Tax-Free MN Inter Cl C DVSCX 34596 19981111 Delaware Tax-Free MN Ltd Term Fund Cl A DXCCX 20087 19960620 Delaware Tax-Free NY Fund Cl A FTNYX 20651 19960620 Delaware Tax-Free NY Fund Cl B DVTNX 34605 19981111 Delaware Tax-Free NY Fund Cl C DVFNX 34606 19981111 Delaware Tax-Free PA Fund Cl C DPTCX 30193 19970320 Delaware Tax-Free USA Cl A DMTFX 14997 19960620 Delaware Tax-Free USA Cl B DTFCX 20039 19960620 Delaware Tax-Free USA Cl C DUSCX 30185 19970320 Delaware Tax-Free USA Intermed Cl A DMUSX 14998 19960620 Delaware Tax-Free USA Intermed Cl B DUIBX 30184 19970320 Delaware Tax-Free USA Intermed Cl C DUICX 30186 19970320 Delaware Trend Fund Cl A DELTX 14947 19960620 Delaware Trend Fund Cl B DERBX 14950 19960620 Delaware Trend Fund Cl C DETCX 24117 19960702 Delaware Trend Fund Insl Cl DGTIX 14984 19960620 Delaware U.S. Growth Fund Cl A DUGAX 23753 19960628 Delaware U.S. Growth Fund Cl B DEUBX 30061 19970320 Delaware U.S. Growth Fund Cl C DEUCX 30062 19970320 Delaware U.S. Growth Fund Insl Cl DEUIX 30064 19970320 Delaware Val Fd Cl R DDVRX 67545 20050902 DelawareTax-Free MN Fund Cl A DEFFX 14934 19960620 DF DENT PREMIER GRW ADDITION DFDPX 48664 20010802 DFA Calfrna Shrt Trm Mncpl Bnd Prtfl DFCMX 79997 20070530 DFA Continental Small Company DFCSX 6077 19930826 DFA DIMEN GRP GLB EQ PT I DGEIX 62928 20040407 DFA Emerging Markets Port II DFEMX 14960 19960620 DFA Emerging Markets Ptfl II DFETX 30878 19970902 DFA Emerging Markets Social Core eq Port DFESX 75471 20061005 DFA Emerging Markets Value Portfolio DFEVX 42210 19990507 DFA Emerging Markets Value Ptf Class R2 DFEPX 90910 20100104 DFA EMERGING MKTS CORE EQTY DFCEX 67109 20050517 DFA Enhanced US Large Comp Port DFELX 24315 19961113 DFA Five-Year Gov Port DFFGX 14961 19960620 DFA Gbl 25/75 Port Cl I DGTSX 65071 20041220 DFA GLBL 60/40 PI I DGSIX 64045 20040511 DFA Global Bond Port DFGBX 14962 19960620 DFA Global Eq Portfolio Cl R DGERX 75147 20060822 DFA Global Real Estate Securities Ptf DFGEX 86907 20080801 DFA Inflation Protected Securities Prtfl DIPSX 75794 20061206 DFA Int'l Value Port II DIVTX 14993 19960620 DFA Int'l Core Eq Portfolio DFIEX 72005 20051021 DFA Int'l High Book to Market Port DFHBX 14964 19960620 DFA Int'l Small Cap Value Port DISVX 14990 19960620 DFA Int'l Sustainability Core 1 Portflio DFSPX 85639 20080619 DFA Int'l Val ex Tobacco Ptf DFVLX 86851 20080729 DFA Int'l Value Port DFIVX 14967 19960620 DFA Int'l Value Port III DFVIX 14977 19960620 DFA Intermediate Gov't Bond Port DFIGX 14965 19960620 DFA International Value Ptfl IV DFVFX 30879 19970902 DFA International Vector Equity Ptf DFVQX 87506 20081015 DFA Intl Small Company DFISX 24342 19961113 DFA Intl Val Ptf Class R2 DFIPX 90911 20100104 DFA Intrntnl Rl Est Scrts Ptf DFITX 79532 20070504 DFA Inv Dimensions GrpU.STrgtdVlePtClsR1 DFTVX 83316 20080227 DFA Inv Dmnsns Grp Inc Glbl 2575 Ptf Cls DFGPX 91382 20100106 DFA Inv Dmnsns Grp Inc Glbl 6040 Ptf Cls DFPRX 93345 20100106 DFA INVT DIMENSIONS GROUP INEMER MKT DEMSX 57008 20021206 DFA INVT DIMENSIONS GROUP INST MUNI DFSMX 54350 20020920 DFA Japanese Small Company DFJSX 6073 19930826 DFA Large Cap Int'l Port DFALX 14955 19960620 DFA One-Year Fixed Income Port DFIHX 14966 19960620 DFA Selectively Hedged Global Fxed Inc P DFSHX 83601 20080401 DFA Short-Term Extended Quality Ptf DFEQX 89067 20090326 DFA TA US Core Eq 2 Portfolio DFTCX 82415 20071126 DFA TA World ex US Core Equity Portfolio DFTWX 85487 20080602 DFA Tax Managed U.S. 5 10 Value Port DTMVX 35280 19990115 DFA Tax Managed US 6-10 Small Company DFTSX 42211 19990507 DFA Tax Managed US Marketwide Value Ptfl DTMMX 35487 19990224 DFA Tax-Managed Int'l Value Portfolio DTMIX 42220 19990917 DFA Two-Year Global Fixed Income Port DFGFX 14963 19960620 DFA TX MNGD US EQ PT DTMEX 50179 20011029 Dfa Tx Mngd Us Mktwide Val Ii DFMVX 36490 19991124 DFA U.S. 6-10 Small Company Port DFSTX 14974 19960620 DFA U.S. 6-10 Value Port DFSVX 14975 19960620 DFA U.S. 9-10 Small Co Port DFSCX 14973 19960620 DFA U.S. Core Eq 1 Portfolio DFEOX 72004 20051021 DFA U.S. Core Eq 2 Portfolio DFQTX 72006 20051021 DFA U.S. Large Cap Value Port DFLVX 14970 19960620 DFA U.S. Large Cap Value Port DFUVX 14976 19960620 DFA U.S. Large Cap Value Port II DFCVX 23755 19960628 DFA U.S. Sustainability Core I Ptf DFSIX 83776 20080415 DFA U.S. Target Value Ptf Class R2 DFTPX 90912 20100104 DFA U.S. Targeted Value Port DFFVX 44895 20001113 DFA United Kingdom Small Company DFUKX 6133 19930826 DFA US Large Company Port DFUSX 42743 20000411 DFA US Social Core Eq 2 Portfolio DFUEX 82416 20071126 DFA/AEW Real Estate Securities Port DFREX 14971 19960620 DGHM All-Cap Value Fund C Shs DGACX 87799 20081030 DGHM All-Cap Value Fund Class A Shares DGHMX 87446 20081002 DIAMOND HILL FDS STRAT IN DSIAX 54502 20021007 DIAMOND HILL FDS STRAT IN DSICX 54503 20021007 Diamond Hill Financial Long-Short Fd ClI DHFSX 78102 20070110 Diamond Hill Finc Long-Short Fd Cl A BANCX 32492 19980219 Diamond Hill Finc Long-Short Fd Cl C BSGCX 47273 20010412 Diamond Hill Finc Trends Fd, Inc. XSTBX 42986 20000524 Diamond Hill Large Cap I DHLRX 66577 20050203 DIAMOND HILL LG CAP FD A DHLAX 48696 20010803 DIAMOND HILL LG CAP FD C DHLCX 50042 20011003 Diamond Hill Long-Short Fd Cl A DIAMX 45231 20001201 Diamond Hill Long-Short Fd Cl C DHFCX 46687 20010312 Diamond Hill Long-Short Fd Cl I DHLSX 66578 20050203 Diamond Hill Select Fd Cl A DHTAX 72392 20060104 Diamond Hill Select Fd Cl C DHTCX 72393 20060104 Diamond Hill Select Fd Cl I DHLTX 72388 20060104 DIAMOND HILL SM CAP FD A DHSCX 46688 20010312 DIAMOND HILL SM CAP FD C DHSMX 46689 20010312 Diamond Hill Sm Cap Fd Cl I DHSIX 67147 20050502 Diamond Hill Sm-Mid Cap Fd Cl A DHMAX 72389 20060104 Diamond Hill Sm-Mid Cap Fd Cl C DHMCX 72390 20060104 Diamond Hill Sm-Mid Cap Fd Cl I DHMIX 72391 20060104 Diamond Hill Strategic Income I DHSTX 66579 20050203 Direxion Dynamic HY Bond Fd Inv Cl PDHYX 64231 20040630 Direxion Fds CmmdtyTrnds StrtgyFd Inv Cl DXCTX 85610 20080612 Direxion Fds PSI Cr Strngth Fd Invstr Cl DXCSX 78103 20070110 Direxion Fds PSI Mcr Trnds Fd Invstr Cl DXMTX 78111 20070111 Direxion Fds PSI Ttl Rtrn Fd Invstr Cl DXTRX 78104 20070110 Direxion Fds, Evolution All-Cap eq Fd In PEVEX 62802 20040405 Direxion Fds, Evolution Managed bd Fd In PEMVX 62801 20040402 Direxion Fds, HCM Freedom Fd adv Cl HCMFX 64423 20041103 Direxion Fds, HY Bear Fd Inv Cl PHBRX 67693 20050920 Direxion Fds, Spectrum eq Opportunity Fd SFEOX 64960 20050125 Direxion Fds, Spectrum Glob Perspective SFGPX 64961 20050125 Direxion Lng/Shrt Glbl IPO Fnd InvstrCls DXIIX 92087 20100304 Direxion Long/Short Global IPO Cls C Shs DXGCX 92086 20100304 Direxion Monthly 10 Year Note Bear 2X Fd DXKSX 64083 20040520 Direxion Monthly 10 Year Note Bull 2X Fd DXKLX 66959 20050412 Direxion Monthly China Bull 2X Fd Inv Cl DXHLX 82449 20071205 Direxion Monthly Commodity Bull Fd 2X Fu DXCLX 66651 20050307 Direxion Monthly Developed Markets Bear DXDSX 72760 20060201 Direxion Monthly Developed Markets Bull DXDLX 72633 20060127 Direxion Monthly Dollar Bear 2 X Fd Inv DXDDX 73602 20060619 Direxion Monthly Dollar Bull 2X Fd Inv C DXDBX 85551 20080603 Direxion Monthly Emerging Markets Bear 2 DXESX 72059 20051102 Direxion Monthly Emerging Markets Bull 2 DXELX 72058 20051102 Direxion Monthly Latin America Bull 2X F DXZLX 73303 20060504 Direxion Monthly NASDAQ 100 Bear 2X Fd I DXQSX 73299 20060504 Direxion Monthly NASDAQ-100 Bull 2X Fd I DXQLX 73298 20060504 Direxion Monthly S&P 500 Bear 2X Fd Inv DXSSX 73301 20060504 Direxion Monthly S&P 500 Bull 2X Fd Inv DXSLX 73300 20060504 Direxion Monthly Small Cap Bear 2X Fd DXRSX 36915 20000215 Direxion Monthly Small Cap Bull 2X Fd DXRLX 35536 19990303 Direxion Spectrum sel Alternative Fd Adv SFHYX 67521 20040902 Direxion Wilshire/Dynamic Fund Cls C Shs DXWCX 92089 20100304 Direxion/Wilshire Dynamic Fnd Invstr Cls DXDWX 88987 20090303 Diversified Partners inst Bal DIBFX 47363 20010423 Dividend Capital Rlty Incm Allocation Fd XDCAX 66673 20050324 Dividend Capital Strategic Glbl Rlty Fd XDCWX 80299 20070626 Dividend Gwth Tr Rsng Dvdnd GwthFdCl I ICRIX 78959 20070403 Dlaware Foundatio Conservative Alloc Por DFIIX 67510 20050819 DLB ENHANCED IDX VAL FD DENVX 45956 20010125 DLB HIGH YIELD FD DLHYX 44580 20000927 DMC Tax-Free Income Trust PA Cl A DELIX 14946 19960620 DMC Tax-Free Income Trust PA Cl B DPTBX 20011 19960620 Dodge & Cox Balanced Fund DODBX 20001 19960315 DODGE & COX GLOBAL STOCK FUND DODWX 84977 20080501 Dodge & Cox Income Fund DODIX 20002 19960315 DODGE & COX INTL STK FD DODFX 47600 20010509 Dodge & Cox Stock Fund DODGX 6247 19850614 Domini Insl. Social Equity Fund DIEQX 24980 19970226 Domini Intl Social Eqty Fd Cl A DOMAX 78002 20070103 Domini Intl Social Eqty Inv Shares DOMIX 78001 20070103 DOMINI SOCIAL BOND FD DSBFX 45007 20000630 DOMINI SOCIAL EQ FD R DSFRX 62258 20031205 Domini Social Equity Fund DSEFX 20028 19910603 Domini Social Equity Portfolio DSEPX 67148 20050527 Dominion Insight Growth DOIGX 14213 19960506 DoubleLine Core Fixed Income Fnd Cls I DBLFX 93928 20100601 DoubleLine Core Fixed Income Fnd Cls N DLFNX 93929 20100601 DoubleLine Emerging Markets Incm Fd Cl I DBLEX 92846 20100406 DoubleLine Emerging Markets Incm Fd Cl N DLENX 92847 20100406 DoubleLine Total Return Bond Fund Cl I DBLTX 92805 20100406 DoubleLine Ttl Rtrn Bd Fd Cl N DLTNX 92806 20100406 Dow 30 Enhanced premium & Incm Fd Inc XDPOX 80079 20070530 Dow 30 Premium & Dividend Income Fund XDPDX 67057 20050503 Dow Jones Islamic Fd Cl K IMANX 44479 20000828 Dreman Contrarian High Opportunity Fd - DRSVX 62548 20040128 Dreman Contrarian High Opportunity Fd Cl DRLRX 90625 20091123 Dreman Contrarian High Oppportunity Fd C DRLLX 90624 20091123 Dreman Contrarian International Value Fd DRIVX 90632 20091123 Dreman Contrarian Large Cap Value Fd ins DRLVX 62546 20040128 Dreman Contrarian Mid Cap Value Fd inst DRMVX 62547 20040128 Dreman Contrarian Sm Cap Val Fd Cl I DRISX 80873 20070821 Dreman Market Over-Reaction Fd inst Cl DRQLX 78998 20070409 Dreman Market Over-Reaction Fund A Class DRQAX 90621 20091123 Dreman Market Over-Reaction Fund C Class DRQCX 90622 20091123 Dreman Mid Cap Value Fund A Class DVMAX 90628 20091123 Dreman Mid Cap Value Fund C Class DVVMX 90629 20091123 Dreman Small Cap Value Fund A Class DRSAX 90633 20091123 Dreman/Claymore Dividend & Incm Fd XDCSX 62679 20040219 Dreyfus 100% US Treas Intermed Term Fund DRGIX 20019 19960620 Dreyfus 100% US Treasury Long Term Fund DRGBX 20018 19960620 Dreyfus Active MidCap Fd Cl A DNLDX 6252 19890302 Dreyfus Active MidCap Fd Cl B DNLBX 57339 20030124 Dreyfus Active MidCap Fd Cl C DNLCX 57340 20030124 Dreyfus Active MidCap Fd Cl I DNLRX 57341 20030124 Dreyfus Alpha Gr Fd Cl A DPWAX 64022 20040504 Dreyfus Alpha Gr Fd Cl B BSFBX 36713 20000113 Dreyfus Alpha Gr Fd Cl C BSFCX 36714 20000113 Dreyfus Alpha Gr Fd Cl I DPARX 64020 20040504 Dreyfus AMT-Free muni bd Fd Cl A DMUAX 58505 20030714 Dreyfus AMT-Free muni bd Fd Cl B DMUBX 58504 20030714 Dreyfus AMT-Free muni bd Fd Cl C DMUCX 58503 20030714 Dreyfus AMT-Free muni bd Fd Cl Z DRMBX 20021 19960620 Dreyfus AMT-Free Municipal Bd Fd Cl I DMBIX 88025 20081215 Dreyfus Appreciation DGAGX 14203 19960410 Dreyfus Bal Opportunity Fd Cl A DBOAX 62606 20040203 Dreyfus Bal Opportunity Fd Cl B DBOBX 62607 20040203 Dreyfus Bal Opportunity Fd Cl C DBOCX 62608 20040203 Dreyfus Bal Opportunity Fd Cl I DBORX 62609 20040203 Dreyfus Bal Opportunity Fd Cl J THPBX 24531 19970205 Dreyfus Bal Opportunity Fd Cl Z DBOZX 64603 20050107 Dreyfus Basic Bond Market Index Fund DBIRX 24259 19960724 Dreyfus BASIC U.S. Mortgage Securities F DIGFX 14989 19960620 Dreyfus Bond Market Index Inv DBMIX 34617 19981111 Dreyfus CA AMT-Free muni bd Fd Cl A DCAAX 64453 20041208 Dreyfus CA AMT-Free muni bd Fd Cl B DCABX 64454 20041208 Dreyfus CA AMT-Free muni bd Fd Cl C DCACX 64455 20041208 Dreyfus CA AMT-Free muni bd Fd Cl Z DRCAX 20014 19960620 Dreyfus Calfrn AMT-Free Mncpl Bd Fd Cl I DCMIX 88020 20081215 Dreyfus Comstock Cap Value Cl A DRCVX 1932 19940914 Dreyfus Connecticut Fd Cl I DTCIX 88009 20081215 Dreyfus Core eq Fd Cl A DLTSX 42214 19990329 Dreyfus Core eq Fd Cl B DPEBX 54087 20020814 Dreyfus Core eq Fd Cl C DPECX 54088 20020814 Dreyfus Core eq Fd Cl I DPERX 54089 20020814 Dreyfus Core Value Fd Cl A DCVIX 6290 19900125 Dreyfus Core Value Fd Cl B DBCVX 42640 20000329 Dreyfus Core Value Fd Cl C DCVCX 36960 20000222 Dreyfus Core Value Fd Cl I DTCRX 34620 19981111 Dreyfus Core Value Fd inst Shares DCVFX 14926 19960620 Dreyfus CT Fd Cl A PSCTX 22650 19960620 Dreyfus CT Fd Cl B PMCBX 22481 19960620 Dreyfus CT Fd Cl C PMCCX 30796 19970822 Dreyfus CT Fd Cl Z DPMZX 80100 20070605 Dreyfus Disciplined Stock Fund Cl R DDSTX 14929 19960620 Dreyfus Diversified Glbl Fd Cl A Shs DDGAX 89761 20090720 Dreyfus Diversified Glbl Fd Cl C Shs DDGCX 89738 20090720 Dreyfus Diversified Glbl Fd Cl I Shs DDGIX 89739 20090720 Dreyfus Diversified Intl Fd Cl A DFPAX 82615 20071219 Dreyfus Diversified Intl Fd Cl C DFPCX 82616 20071219 Dreyfus Diversified Intl Fd Cl I DFPIX 82668 20071227 Dreyfus Diversified Large Cap Fund Cls C DVDCX 89978 20090831 Dreyfus Diversified Large Cap Fund Cls I DVDIX 89979 20090831 Dreyfus Diversified Large Cp Fnd Cls A DVDAX 89977 20090831 Dreyfus Dynamcic Alternatvs Fd Inc Cls A DDYAX 92188 20100309 Dreyfus Dynamic Alternatives Fund Clss I DDYIX 92190 20100309 Dreyfus Dynamic Alternativs Fd Inc Cls C DDYCX 92189 20100309 Dreyfus Emerging Asia Fd Cl A DEAAX 82577 20071213 Dreyfus Emerging Asia Fd Cl C DEACX 82578 20071213 Dreyfus Emerging Asia Fdd Cl I DEAIX 82579 20071213 Dreyfus Emerging Fd Cl A DRFMX 24402 19970107 Dreyfus Emerging Leaders DRELX 20017 19960620 Dreyfus Emerging Markets Debt Local Curr DDBAX 87304 20080912 Dreyfus Emerging Markets Debt Local Curr DDBCX 87305 20080912 Dreyfus Emerging Markets Debt Local Curr DDBIX 87306 20080912 Dreyfus Emerging Markets Fd Cl B DBPEX 57050 20021219 Dreyfus Emerging Markets Fd Cl C DCPEX 57051 20021219 Dreyfus Emerging Markets Fd Cl I DRPEX 57063 20021219 Dreyfus eq Gr Fd Cl A FRMAX 36598 20000105 Dreyfus eq Gr Fd Cl B FRMEX 36599 20000105 Dreyfus eq Gr Fd Cl C FRMDX 36600 20000105 Dreyfus eq Gr Fd Cl F FRMUX 20587 19960620 Dreyfus eq Gr Fd Cl I FRMRX 36601 20000105 Dreyfus eq Incm Fd Cl A DQIAX 73781 20060711 Dreyfus eq Incm Fd Cl C DQICX 73782 20060711 Dreyfus eq Incm Fd Cl I DQIRX 73783 20060711 Dreyfus Fund DREVX 6007 19850614 Dreyfus Gbl Absolute Ret Fd Cl A DGPAX 82638 20071220 Dreyfus Gbl Absolute Ret Fd Cl C DGPCX 82618 20071219 Dreyfus Gbl Absolute Ret Fd Cl I DGPIX 82619 20071219 Dreyfus Gbl eq Inccome Fd Cl I DQEIX 81894 20071019 Dreyfus Gbl eq Incm Fd Cl A DEQAX 81903 20071019 Dreyfus Gbl eq Incm Fd Cl C DEQCX 81904 20071019 Dreyfus Gbl Real Estate Securities Cl A DRLAX 78700 20070221 Dreyfus Gbl Real Estate Securities Cl I DRLIX 78379 20070220 Dreyfus Gbl Real Estate Securities Fd Cl DGBCX 87352 20080918 Dreyfus Global Sustainabilty Fd Cl A Shs DGYAX 88021 20081215 Dreyfus Global Sustainabilty Fd Cl I Shs DGYIX 88023 20081215 Dreyfus Global Sustaniabilty Fd Cl C Shs DGYCX 88022 20081215 Dreyfus GNMA Fd Cl A GPGAX 79552 20070507 Dreyfus GNMA Fd Cl B GPGBX 79553 20070507 Dreyfus GNMA Fd Cl C GPNCX 79554 20070507 Dreyfus GNMA Fd Cl Z DRGMX 14233 19960531 Dreyfus Gr Research Fd, Inc. Cl A DWOAX 87387 20081001 Dreyfus Gr Research Fd, Inc. Cl C DWOCX 87388 20081001 Dreyfus Gr Research Fd, Inc. Cl I DWOIX 87389 20081001 Dreyfus Greater China Fd Cl A DPCAX 44015 20000706 Dreyfus Greater China Fd Cl B DPCBX 44017 20000706 Dreyfus Greater China Fd Cl C DPCCX 44021 20000706 Dreyfus Greater China Fd Cl I DPCRX 44014 20000706 Dreyfus Growth & Value Fund DSCVX 23759 19960912 Dreyfus Growth + Income DGRIX 1926 19940620 Dreyfus High Yield Fd Cl A DPLTX 34633 19981111 Dreyfus High Yield Fd Cl B DLTBX 34634 19981111 Dreyfus High Yield Fd Cl C PTHIX 30795 19981105 Dreyfus High Yield Fd Cl I DLHRX 35966 19990708 Dreyfus High Yield muni bd Fd Cl A DHYAX 78911 20070316 Dreyfus High Yield muni bd Fd Cl C DHYCX 78912 20070316 Dreyfus High Yield muni bd Fd Cl Z DHMBX 72007 20051026 Dreyfus High Yield Municipal Bd Fd Cl I DYBIX 88010 20081215 Dreyfus High-Yield Strategies Fund XDHFX 35513 19990226 Dreyfus Int'l Stock Index Fund DIISX 30628 19970808 Dreyfus Intermediate Tax Exempt Bond DITEX 6225 19860102 Dreyfus Intermediate Term Incm Cl I DITIX 57103 20021227 Dreyfus Intermediate Term Incm Fd Cl A DRITX 24333 19961113 Dreyfus Intermediate Term Incm Fd Cl B DTEBX 85200 20080514 Dreyfus Intermediate Term Incm Fd Cl C DTECX 85127 20080514 Dreyfus Intl bd Fd Cl A DIBAX 72394 20060104 Dreyfus Intl bd Fd Cl I DIBRX 72396 20060104 Dreyfus Intl eq Fd Cl A DIEAX 57536 20030221 Dreyfus Intl eq Fd Cl B DIEBX 57509 20030220 Dreyfus Intl eq Fd Cl C DIECX 57510 20030220 Dreyfus Intl eq Fd Cl I DIERX 57537 20030221 Dreyfus Intl Value Fd Cl A DVLAX 24297 19960805 Dreyfus Intl Value Fd Cl B DIBVX 57058 20021219 Dreyfus Intl Value Fd Cl C DICVX 57059 20021219 Dreyfus Intl Value Fd Cl I DIRVX 57060 20021219 DREYFUS INVT GRADE BD FDS ININFLADJ DIASX 57101 20021227 DREYFUS INVT GRADE BD FDS ININFLADJ DIAVX 57102 20021227 Dreyfus Large Cap eq Fd Cl A DLQAX 14625 19960620 Dreyfus Large Cap eq Fd Cl C DEYCX 87316 20080915 Dreyfus Large Cap eq Fd Cl I DLQIX 30297 19970411 Dreyfus Large Cap Gr Fd Cl A DAPAX 32635 19980320 Dreyfus Large Cap Gr Fd Cl C DGTCX 87329 20080918 Dreyfus Large Cap Gr Fd Cl I DAPIX 30303 19970411 Dreyfus Large Cap Value Cl A DAUAX 87332 20080918 Dreyfus Large Cap Value Fd Cl C DVUCX 87353 20080918 Dreyfus Large Cap Value Fd Cl I DAUIX 53255 20020321 Dreyfus Lifetime Growth & Incm Port Inst DGIIX 24198 19970421 Dreyfus Lifetime Growth & Income Ptfl. C DGIRX 24281 19960801 Dreyfus MA Fd Cl A PSMAX 22662 19960620 Dreyfus MA Fd Cl B PBMAX 30140 19970311 Dreyfus MA Fd Cl C PCMAX 30799 19970822 Dreyfus MA Fd Cl Z PMAZX 66626 20050216 Dreyfus MD Fd Cl A PSMDX 22665 19960620 Dreyfus MD Fd Cl B PMDBX 22484 19960620 Dreyfus MD Fd Cl C PMDCX 30800 19970822 Dreyfus Mid-Cap Fd Cl B FRSFX 42265 20000105 Dreyfus Mid-Cap Gr Fd Cl A FRSDX 36662 20000105 Dreyfus Mid-Cap Gr Fd Cl C FRSCX 36664 20000105 Dreyfus Mid-Cap Gr Fd Cl F FRSPX 6292 19900125 Dreyfus Mid-Cap Gr Fd Cl I FRSRX 36665 20000105 Dreyfus Midcap Value Fd Cl A DMCVX 24981 19970226 Dreyfus Midcap Value Fd Cl I DVLIX 85593 20080609 Dreyfus MN Fd Cl A PSMNX 22667 19960620 Dreyfus MN Fd Cl B PMMNX 22501 19960620 Dreyfus MN Fd Cl C PMNCX 30802 19970822 Dreyfus muni bd Opportunity Fd Cl A PTEBX 22688 19960620 Dreyfus muni bd Opportunity Fd Cl B PMUBX 22510 19960620 Dreyfus muni bd Opportunity Fd Cl C DMBCX 34641 19981111 Dreyfus muni bd Opportunity Fd Cl Z DMBZX 64429 20041117 Dreyfus Muni Bond Fund DRTAX 6006 19850614 Dreyfus Municipal Income Fund XDMFX 35514 19990226 Dreyfus Natural Resources Fd Cl A DNLAX 62320 20031222 Dreyfus Natural Resources Fd Cl B DLDBX 62316 20031222 Dreyfus Natural Resources Fd Cl C DLDCX 62317 20031222 Dreyfus Natural Resources Fd Cl I DLDRX 62318 20031222 Dreyfus New Jersey Mncpl Bd Fd Inc Cl I DNMIX 88026 20081215 Dreyfus NJ Muni bd Fd, Inc. Cl A DRNJX 20023 19960620 Dreyfus NJ muni bd Fd, Inc. Cl B DBNJX 57356 20030128 Dreyfus NJ muni bd Fd, Inc. Cl C DCNJX 57358 20030128 Dreyfus NJ muni bd Fd, Inc. Cl Z DZNJX 80160 20070611 Dreyfus Nw Yrk AMT Free Mncpl Bd Fd Cl I DNYIX 88027 20081215 Dreyfus NY AMT-Free muni bd Fd Cl A PSNYX 22670 19960620 Dreyfus NY AMT-Free muni bd Fd Cl B PRNBX 22622 19960620 Dreyfus NY AMT-Free muni bd Fd Cl C PNYCX 34642 19981111 Dreyfus NY Tax Exempt Bond Fund DRNYX 20024 19960620 Dreyfus OH Fd Cl A PSOHX 22671 19960620 Dreyfus OH Fd Cl B POHBX 22546 19960620 Dreyfus OH Fd Cl C POHCX 30804 19970822 Dreyfus PA Fd Cl A PTPAX 22710 19960620 Dreyfus PA Fd Cl B PPABX 22559 19960620 Dreyfus PA Fd Cl C PPACX 30805 19970822 Dreyfus PA Fd Cl Z DPENX 82557 20071207 Dreyfus prem Emerging Mkts Opporty Fd Cl SEOAX 73841 20060717 Dreyfus prem Emerging Mkts Opporty Fd Cl SEORX 73843 20060717 Dreyfus prem Emerging Mkts Oppty Fd Cl C SEOCX 73842 20060717 Dreyfus Prem Int'l Stck Fd ClCShsaSrsof DISCX 78087 20070108 Dreyfus Prem, Gbl Stock Fd Cl I Shs, a S DGLRX 78040 20070103 Dreyfus Prem, Intl Stock Fd Cl I Shs, a DISRX 78041 20070103 Dreyfus Premier Int'l Bd Fd Cl C DIBCX 72395 20060104 Dreyfus Premier Midcap Value Fund Cls C DVLCX 85592 20080611 Dreyfus Prm GlblStckFdClA DGLAX 78038 20070103 Dreyfus Prm GlblStckFdClCd DGLCX 78039 20070103 Dreyfus Research Gr Fd Inc. Cl Z DREQX 6009 19850614 Dreyfus S&P 500 Index PEOPX 22289 19960620 Dreyfus S&P MidCap Index Fund PESPX 22294 19960620 Dreyfus S&P STARS Fd Cl A DPPAX 64021 20040504 Dreyfus S&P STARS Fd Cl B BSPBX 34022 19980708 Dreyfus S&P Stars Fd Cl C BSPCX 14647 19960620 Dreyfus S&P STARS Fd Cl I BSSPX 14648 19960620 Dreyfus S&P STARS Opps Fd Cl A DPOAX 64034 20040504 Dreyfus S&P Stars Opps Fd Cl B BSOBX 50782 20020109 Dreyfus S&P Stars Opps Fd Cl C BSOCX 50847 20020122 Dreyfus S&P STARS Opps Fd Cl I DSORX 64099 20040527 Dreyfus Satellite Alpha Fd Cl A Shs DSAAX 89737 20090720 Dreyfus Satellite Alpha Fd Cl C Shs DSACX 89736 20090720 Dreyfus Satellite Alpha Fd Cl Cl I Shs DSAIX 89784 20090715 Dreyfus Select Managers Sm Cap Val Fd Cl DMECX 88082 20081217 Dreyfus Select Managers Sm Cap Val Fd Cl DMVAX 88083 20081217 Dreyfus Select Managers Sm Cap Val Fd Cl DMVIX 88084 20081217 Dreyfus Short Intermediate muni bd Fd Cl DSIBX 20030 19960620 Dreyfus Short Term Incm Fd Cl B DSHBX 57110 20021227 Dreyfus Short Term Incm Fd Cl D DSTIX 20037 19960620 Dreyfus Short Term Incm Fd Cl P DSHPX 57111 20021227 Dreyfus Short-Intermediate Gov Fund DSIGX 20032 19960620 Dreyfus Short-Intermediate muni bd Fd Cl DSBBX 58173 20030530 Dreyfus Short-Intrmdt Mncpl Bd Fd Cl I DIMIX 88024 20081215 Dreyfus ShrtIntrmdt Mnpl Bnd Fd Cl A DMBAX 89829 20090803 Dreyfus Small Cap eq Fd Cl A DSEAX 57539 20030221 Dreyfus Small Cap eq Fd Cl B DSEBX 57540 20030221 Dreyfus Small Cap eq Fd Cl C DSECX 57541 20030221 Dreyfus Small Cap eq Fd Cl I DSERX 57515 20030220 Dreyfus Small Cap Value Fd Cl A DSVAX 42835 20000502 Dreyfus Small Cap Value Fd Cl B DSVBX 42837 20000502 Dreyfus Small Cap Value Fd Cl C DSVCX 42833 20000502 Dreyfus Small Cap Value Fd Cl I DSVRX 42836 20000502 Dreyfus Small-Cap Stock Index Fund DISSX 30629 19970808 Dreyfus Strategic Incm Fd Cl A DSTAX 73815 20060717 Dreyfus Strategic Incm Fd Cl C DSTCX 73816 20060717 Dreyfus Strategic Incm Fd Cl I DSTRX 73817 20060717 Dreyfus Strategic Municipal Bond Fund XDSMX 35517 19990226 Dreyfus Strategic Municipals Fund XLEOX 35518 19990226 Dreyfus Strategic Value Fd Cl A DAGVX 21826 19960621 Dreyfus Strategic Value Fd Cl B DBGVX 57884 20030428 Dreyfus Strategic Value Fd Cl C DCGVX 57885 20030428 Dreyfus Strategic Value Fd Cl I DRGVX 57886 20030428 Dreyfus Structured Midcap Fd Cl A DPSAX 57272 20030108 Dreyfus Structured Midcap Fd Cl B DPSBX 57273 20030108 Dreyfus Structured Midcap Fd Cl C DPSCX 57274 20030108 Dreyfus Structured Midcap Fd Cl I DPSRX 57275 20030108 Dreyfus Tax Managed Gr Fd Cl A DTMGX 32588 19980312 Dreyfus Tax Managed Gr Fd Cl B DPTMX 32464 19980213 Dreyfus Tax Managed Gr Fd Cl C DPTAX 24744 19980610 Dreyfus Tax Managed Gr Fd Cl I DPTRX 64230 20040629 Dreyfus Technology Gr Fd Cl A DTGRX 32816 19980508 Dreyfus Technology Gr Fd Cl B DTGBX 35943 19990621 Dreyfus Technology Gr Fd Cl C DTGCX 36081 19990802 Dreyfus Technology Gr Fd Cl I DGVRX 44095 20000620 Dreyfus Third Century Fd Inc Cl A DTCAX 44274 20000726 Dreyfus Third Century Fd Inc Cl B DTCBX 42897 20000512 Dreyfus Third Century Fd Inc Cl C DTCCX 44085 20000619 Dreyfus Third Century Fd Inc Cl I DRTCX 42832 20000502 Dreyfus Third Century Fd Inc Cl Z DRTHX 6010 19850614 Dreyfus Total Ret Advantage Fd Cl C DTRCX 73229 20060315 Dreyfus Total Ret Advantage Fd Cl I DTRRX 72977 20060324 Dreyfus Total Ret Advntage Fd Cl A DTRAX 72976 20060324 Dreyfus U.S. eq Fd Cl A DPUAX 85488 20080530 Dreyfus U.S. eq Fd Cl C Shs DPUCX 85489 20080530 Dreyfus U.S. eq Fd Cl I Shs DPUIX 85490 20080530 Dreyfus Worldwide Gr Fd Cl A PGROX 22344 19960620 Dreyfus Worldwide Gr Fd Cl B PGWBX 22353 19960620 Dreyfus Worldwide Gr Fd Cl C PGRCX 30237 19970408 Dreyfus Worldwide Gr Fd Cl I DPWRX 42216 19990427 Dreyfus/Laurel Int'l S&P 500 Stock Index DSPIX 20035 19960620 Dreyfus/Newton Intl eq Fd Cl A NIEAX 83605 20080401 Dreyfus/Newton Intl eq Fd Cl C NIECX 83606 20080401 Dreyfus/Newton Intl eq Fd Cl I SNIEX 72336 20051222 Dreyfus/Standish Fixed Incm Fd SDFIX 22939 19960620 Dreyfus/Standish Gbl Fixed Incm Fd Cl I SDGIX 14242 19960531 Dreyfus/Standish Intermediate Tax Exempt SDITX 22943 19960620 Dreyfus/Standish Intl Fixed Incm Fd Cl I SDIFX 22941 19960620 Dreyfus/The Boston Company Emerging Mark SBCEX 73801 20060711 Dreyfus/The Boston Company Intl Core eq SDIEX 22940 19960620 Dreyfus/The Boston Company Large Cap Cor SDEQX 22938 19960620 Dreyfus/The Boston Company Sm Cap Tax-Se SDCEX 30518 19970616 Dreyfus/The Boston Company Small Cap Gr SSETX 32805 19980428 Dreyfus/The Boston Company Small Cap Val STSVX 46553 20010228 Dreyfus/The Boston Small/Mid Cap Gr Fd C SDSCX 22948 19960620 DreyfusPrmIntlStckFdClAShsaSrsofStrtgcFd DISAX 78109 20070110 DreyfusTh Bstn Co SmlMd Cp Grwth Fd Cl A DBMAX 89080 20090331 DreyfusTh Bstn Co SmlMd Cp Grwth Fd Cl C DBMCX 89081 20090331 DreyfusThe Boston Co Lrg Cp Core Fd Cl A DBLAX 89111 20090407 DreyfusThe Boston Co Lrg Cp Core Fd Cl C DBLCX 89110 20090407 Driehaus Active Incm Fd LCMAX 72158 20051115 Driehaus Emerg Mkts Grw Fd DREGX 36798 20000126 Driehaus Global Gwth Fd DRGGX 83878 20080501 Driehaus Int'l Sm Cap Gwth Fd DRIOX 81312 20070919 Driehaus Intl Discovery Fd DRIDX 36510 19991207 Driehaus Large Cap Growth Fund DRLGX 89172 20090427 Driehaus Mid Cap Growth Fund DRMGX 89171 20090427 Dryfs Intl Fds Inc Dryfs Brzl Eq Fd Cl A DBZAX 90221 20091001 Dryfs Intl Fds Inc Dryfs Brzl Eq Fd Cl C DBZCX 90220 20091001 Dryfs Intl Fds Inc Dryfs Brzl Eq Fd Cl I DBZIX 90222 20091001 Dryfs Inv Fds Stndsh Glb Fxd Incm Fd ClA DHGAX 90670 20091202 Dryfs Inv Fds Stndsh Glb Fxd Incm Fd ClC DHGCX 90671 20091202 Dryfs Stndsh Intrmdt Tx Exmpt Bnd Fd ClC DSDCX 89109 20090407 DryfsStndsh Intrmdt Tx Exmpt Bnd Fd Cl A DSDAX 89108 20090407 DryfsTh Bstn Co Emrgng Mkts Cr Eq Fd ClC DBECX 89125 20090407 DryfusTh Bstn Co Emrgng Mkts Cr Eq FdClA DBEAX 89126 20090407 DSM Large Cap Growth Fnd Instttnl Cls DSMLX 89983 20090831 DTF Tax Free Incm Inc. XDTFX 67279 20050708 Duff & Phelps Utility & Corp Bond Tr XDUCX 35039 19981119 Dunham Appreciation & Incm Fd Cl A DAAIX 78064 20070105 Dunham Appreciation & Incm Fd Cl C DCAIX 64487 20041221 Dunham Appreciation & Incm Fd Cl N DNAIX 64488 20041221 Dunham Corporate/Gov bd Fd Cl A DACGX 78065 20070105 Dunham Corporate/Gov bd Fd Cl C DCCGX 64489 20041221 Dunham Corporate/Gov bd Fd Cl N DNCGX 64497 20041221 Dunham Emerging Markets Stock Fd Cl A DAEMX 78066 20070105 Dunham Emerging Markets Stock Fd Cl C DCEMX 64491 20041221 Dunham Emerging Markets Stock Fd Cl N DNEMX 64499 20041221 Dunham High-Yield bd Fd Cl A DAHYX 78080 20070108 Dunham High-Yield bd Fd Cl C DCHYX 67295 20050701 Dunham High-Yield bd Fd Cl N DNHYX 67296 20050701 Dunham Intl Stock Fd Cl A DAINX 78067 20070105 Dunham Intl Stock Fd Cl C DCINX 64492 20041221 Dunham Intl Stock Fd Cl N DNINX 64500 20041221 Dunham Large Cap Gr Fd Cl A DALGX 78068 20070105 Dunham Large Cap Gr Fd Cl C DCLGX 64493 20041221 Dunham Large Cap Gr Fd Cl N DNLGX 64501 20041221 Dunham Large Cap Value Fd Cl A DALVX 78809 20070301 Dunham Large Cap Value Fd Cl C DCLVX 64494 20041221 Dunham Large Cap Value Fd Cl N DNLVX 64502 20041221 Dunham Loss Averse Gwth Fd Cl A DAAVX 93829 20100503 Dunham Loss Averse Gwth Fd Cl C DCAVX 93830 20100503 Dunham Loss Averse Gwth Fd Cl N DNAVX 93831 20100503 Dunham Monthly Distribution Fund Class A DAMDX 87411 20081001 Dunham Monthly Distribution Fund Class C DCMDX 87410 20081001 Dunham Monthly Distribution Fund Class N DNMDX 87412 20081001 Dunham Real Estate Stock Fd Cl A DAREX 78069 20070105 Dunham Real Estate Stock Fd Cl C DCREX 66552 20050203 Dunham Real Estate Stock Fd Cl N DNREX 64503 20041221 Dunham Small Cap Gr Fd Cl A DADGX 78079 20070108 Dunham Small Cap Gr Fd Cl C DCDGX 64490 20041221 Dunham Small Cap Gr Fd Cl N DNDGX 64498 20041221 Dunham Small Cap Value Fd Cl A DASVX 78810 20070301 Dunham Small Cap Value Fd Cl C DCSVX 64496 20041221 Dunham Small Cap Value Fd Cl N DNSVX 64505 20041221 DUPREE MF AL TX FR INCM DUALX 46932 20010323 DUPREE MF MS TX FR INCM DUMSX 46933 20010323 DUPREE MF NC TF INCM NTFIX 47096 20010330 DUPREE MF NC TF SHT TO MED NTSMX 47097 20010131 DUPREE MF TN TF SHT TO MED TTSMX 47104 20010131 Dupree Mutual Intermed Gov't Bond Series DPIGX 20009 19960620 Dupree Mutual Kentucky Tx-Fr Incm Ser. KYTFX 21227 19960620 Dupree Mutual KY Tax-Free Short-Medium KYSMX 21226 19960620 Dupree Mutual Tn Tax-Free TNTIX 32787 19980424 DWS adv Fds III, DWS Lifecycle Long Rang BTILX 14667 19960620 DWS adv Fds, DWS Short Duration Plus Fd DBPIX 57799 20030331 DWS Alloc Srs, DWS LifeCompass 2015 Fd C SPDBX 45964 20010126 DWS Alloc Srs, DWS LifeCompass Retiremen SUCAX 45831 20010117 DWS Alloc Srs, DWS LifeCompass Retiremen SUCBX 45830 20010117 DWS Alloc Srs, DWS LifeCompass Retiremen SUCCX 45809 20010117 DWS Alloc Srs, LifeCompass 2015 Fd Cl A SPDAX 45995 20010129 DWS Alloc Srs, LifeCompass 2015 Fd Cl C SPDCX 45993 20010129 DWS Alloc Srs, LifeCompass 2015 Fd Cl S SPBAX 32243 19980102 DWS Alloc Srs, LifeCompass 2020 Fd Cl A SUPAX 45834 20010117 DWS Alloc Srs, LifeCompass 2020 Fd Cl B SUPBX 45810 20010117 DWS Alloc Srs, LifeCompass 2020 Fd Cl C SUPCX 45829 20010117 DWS Alloc Srs, LifeCompass 2020 Fd Cl S SPGRX 30312 19970411 DWS Alloc Srs, LifeCompass 2030 Fd Cl A PLUSX 64914 20050125 DWS Alloc Srs, LifeCompass 2030 Fd Cl C PLSCX 64913 20050125 DWS Alloc Srs, LifeCompass 2030 Fd Cl S PPLSX 64916 20050125 DWS Alloc Srs, LifeCompass Retirement Fd SCPCX 32715 19980413 DWS Alloction Srs, LifeCompass 2030 Fd C PLSBX 64912 20050125 DWS Altrniv Aset Aloctn Pls Fd Cl A AAAAX 80629 20070731 DWS Altrniv Aset Aloctn Pls Fd Cl C AAAPX 80639 20070801 DWS Altrniv Aset Aloctn Pls Fd Cl S AAASX 80632 20070731 DWS Altrniv Aset Aloctn Pls Fd Insti Cl AAAZX 80633 20070731 DWS Climate Change Fd Cl A WRMAX 81175 20070905 DWS Climate Change Fd Cl C WRMCX 81176 20070905 DWS Climate Change Fd Cl Insti WRMIX 81177 20070905 DWS Climate Change Fd Cl S WRMSX 81178 20070905 DWS Discipline LongShort Gwth Fd Cl A LSGAX 75708 20061120 DWS Disciplined LongShort Gwth Fd Cl C LSGCX 75699 20061117 DWS Disciplined LongShort Gwth Fd Cl S LSGFX 75700 20061117 DWS Disciplined LongShort Gwth Fd Insti LSGTX 75701 20061117 DWS Disciplined Market Ntrl Fd Clss A DDMAX 75521 20061023 DWS Disciplined Market Ntrl Fd Clss C DDMCX 75509 20061018 DWS Disciplined Market Ntrl Fd Clss S DDMSX 75511 20061018 DWS Dreman Intl Value Fd Cl A DNVAX 73777 20060711 DWS Dreman Intl Value Fd Cl C DNVCX 73778 20060711 DWS Dreman Intl Value Fd Cl S DNVSX 73780 20060711 DWS Dreman Intl Value Fd Insti Cl DNVIX 73779 20060711 DWS Dreman Val Incm Edge Fd Inc XDHGX 75731 20061127 DWS Dscplnd Mrkt Ntrl Fd Instnl Clss DDMIX 75510 20061018 DWS Ehanced Commodity Strategy Fd Cl C SKCRX 65136 20050225 DWS Ehanced Commodity Strategy Fd Cl S SKSRX 65139 20050225 DWS Emerging Markets Equity Fd - Insti SEKIX 83479 20080304 DWS Emerging Markets Fixed Income FdInst SZEIX 83482 20080304 DWS Enhanced Commodity Strategy Fd Cl A SKNRX 65138 20050225 DWS Enhanced Commodity Strategy Fd Cl B SKBRX 65135 20050225 DWS Enhanced Commodity Strategy Fd Cl in SKIRX 65137 20050225 DWS Enhanced Commody Strategy Fd, Inc. XGCSX 65073 20050125 DWS Floating Rate Plus Fd Cl A DFRAX 80331 20070629 DWS Floating Rate Plus Fd Cl C DFRCX 80332 20070629 DWS Floating Rate Plus Fd Cl S DFRPX 80333 20070629 DWS Floating Rate Plus Fd Insti Cl DFRTX 80334 20070629 DWS Gbl Inflation Plus Fd Cl A TIPAX 67334 20050715 DWS Gbl Inflation Plus Fd Cl B TIPTX 67338 20050715 DWS Gbl Inflation Plus Fd Cl C TIPCX 67335 20050715 DWS Gbl Inflation Plus Fd Cl S TIPSX 67337 20050715 DWS Gbl Inflation Plus Fd inst TIPIX 67336 20050715 DWS Gbl Small Cap Gr Fd Cl A KGDAX 34186 19980824 DWS Gbl Small Cap Gr Fd Cl B KGDBX 42330 19991215 DWS Gbl Small Cap Gr Fd Cl C KGDCX 42331 19991215 DWS Gbl Small Cap Gr Fd Cl S SGSCX 6134 19930826 DWS Gbl Small Cap Gr Fd inst KGDIX 87141 20080829 DWS Gbl Thematic Fd Cl A SGQAX 47894 20010625 DWS Global Thematic Fd Cl Institutional SGQIX 87140 20080829 DWS GNMA Fund - Cl A GGGGX 88587 20090205 DWS GNMA Fund - Cl C GCGGX 88586 20090205 DWS GNMA Fund - Inst Cl GIGGX 88588 20090205 DWS Gold & Precious Metals Fd - Insti SGDIX 83480 20080304 DWS High Incm Tr, DWS High Income Tr XKHIX 35839 19990517 DWS Insti Fds, DWS eq 500 Index Fd Cl S BTIEX 14665 19960620 DWS Inv s Tr, DWS Diversified Intl eq Fd MGINX 35354 19990203 DWS Inv s Tr, DWS Diversified Intl eq Fd DBICX 46875 20010319 DWS Inv s Tr, DWS Diversified Intl eq Fd DBISX 46876 20010319 DWS Inv s Tr, DWS Diversified Intl eq Fd DBIBX 46874 20010319 DWS Inv Tr, DWS Diversified Intl eq Fd C DBITX 62717 20040223 DWS Inv Tr, DWS Diversified Intl eq Fd C DBIVX 65081 20050228 DWS Large Cap Focus Gr Fd Cl A SGGAX 45820 20010117 DWS Large Cap Focus Gr Fd Cl B SGGBX 45819 20010117 DWS Large Cap Focus Gr Fd Cl C SGGCX 45818 20010117 DWS Large Cap Focus Gr Fd Cl S SCQGX 6679 19920526 DWS LargeCap Focus Gr Fd inst Cl SGGIX 45817 20010117 DWS Life Compass Protect Fd Cl A PROAX 82287 20071102 DWS Life Compass Protect Fd Cl C PROCX 82342 20071106 DWS Life Compass Protect Fd Cl S PROSX 82288 20071102 DWS Life Compass Protect Fd Inst PROTX 82289 20071102 DWS LifeCompass 2040 Fd Cl A TGTAX 82430 20071129 DWS LifeCompass 2040 Fd Cl C TGTCX 82431 20071129 DWS LifeCompass 2040 Fd Cl S TGTSX 82399 20071116 DWS RREEF Gbl Rl Est Scrts Fd Insti Cl RRGIX 73798 20060711 DWS RREEF Gbl Rl Est Securities Fd Cl A RRGAX 73796 20060711 DWS RREEF Gbl Rl Est Securities Fd Cl C RRGCX 73797 20060711 DWS RREEF Glbl Infrastructure Fd Cl Inst TOLIX 86270 20080627 DWS RREEF Global Infrastructure Fd Cl A TOLLX 86271 20080627 DWS RREEF Global Infrastructure Fd Cl C TOLCX 86269 20080627 DWS RREEF Global Infrastructure Fd Cl S TOLSX 86272 20080627 DWS RREEF Global Real Este Scrts Fd Cl S RRGTX 73799 20060711 DWS RREEF Wrld Rl Estt&TctclStrtgsFd Inc XDRPX 80426 20070705 DWS Select Alternative Allocation FndCls SELAX 51357 20081001 DWS Select Alternative Allocation FndCls SELEX 51358 20081001 DWS Select Alternative Allocation FndCls SELSX 51360 20081001 DWS Select Alternative Alloctn FndClsIns SELIX 51359 20081001 DWS Short Duration Plus Cl B PPLBX 79294 20070424 DWS Short Duration Plus Fd Cl Instttnl PPILX 87138 20080829 DWS Strategic Gov Securities Fd Cl A KUSAX 14227 19960531 DWS Strategic Gov Securities Fd Cl B KUSBX 21219 19960620 DWS Strategic Gov Securities Fd Cl C KUSCX 21220 19960620 DWS Strategic Gov Securities Fd Insti KUSIX 64822 20050124 DWS Strategic High Yield Tax Free Fd Cl NOTAX 44250 20000531 DWS Strategic High Yield Tax Free Fd Cl NOTBX 44251 20000531 DWS Strategic High Yield Tax Free Fd Cl SHYTX 14200 19960410 DWS Strategic High Yield Tax Free Fd ins NOTIX 54651 20021018 DWS Strtegic High Yield Tax Free Fd Cl C NOTCX 44252 20000531 DWS U.S. Bond Index Fund - Cl A BONDX 88925 20090218 DWS U.S. Bond Index Fund - Cl S BONSX 88926 20090218 DWStrategic Gov Securities Fd Cl S KUSMX 67515 20050825 Dynamic Contrarian Advantage Fd Cl I Shs DWGVX 89086 20090401 Dynamic Discovery Fd Cl I Shs DWGDX 89085 20090401 Dynamic Energy Incm Tr Fd Cl I Shs DWEIX 89913 20090819 Dynamic Gold & Precious Mtls Fd Cl I Shs DWGOX 89083 20090401 Dynamic Infrastructure Fd Cl I Shs DWGIX 89092 20090407 Dynamic U.S. Gwth Fd Cl I Shs DWUGX 89093 20090401 E.I.I. Int'l Property Fd Insti Shs EIIPX 66634 20050307 E.I.I. Realty Securities Fund EIIRX 34485 19981106 Eagle Cap Appreciation Tr Cl A HRCPX 20889 19960620 Eagle Cap Appreciation Tr Cl C HRCCX 34141 19980812 Eagle Cap Appreciation Tr Cl I HRCIX 72411 20060104 Eagle Cap Appreciation Tr Cl R3 HRCLX 72412 20060104 Eagle Cap Appreciation Tr Cl R5 HRCMX 72413 20060104 Eagle Gr and Incm Tr Cl A HRCVX 20890 19960620 Eagle Gr and Incm Tr Cl I HIGJX 87318 20080915 Eagle Gr and Incm Tr Cl R3 HIGRX 87319 20080915 Eagle Gr and Incm Tr Cl R5 HIGSX 87320 20080915 Eagle Gr and Incm Tr, Cl C HIGCX 30487 19970616 Eagle Series Tr Intl eq Fd Cl A HEIAX 32312 19980114 Eagle Series Tr Intl eq Fd Cl C HEICX 32313 19980114 Eagle Series Tr Intl eq Fd Cl I HEIJX 87334 20080918 Eagle Series Tr Intl eq Fd Cl R3 HEIRX 87335 20080918 Eagle Series Tr Intl eq Fd Cl R5 HEISX 87336 20080918 Eagle Series Tr Large Cap Core Fd Cl A HTCAX 67043 20050502 Eagle Series Tr Large Cap Core Fd Cl C HTCCX 67044 20050502 Eagle Series Tr Large Cap Core Fd Cl I HTCIX 72417 20060104 Eagle Series Tr Large Cap Core Fd Cl R3 HTCRX 72418 20060104 Eagle Series Tr Large Core Core Fd Cl R5 HTCSX 72419 20060104 Eagle Series Tr Mid Cap Gr Fd Cl A HAGAX 34466 19981105 Eagle Series Tr Mid Cap Gr Fd Cl C HAGCX 35699 19990407 Eagle Series Tr Mid Cap Gr Fd Cl I HAGIX 72405 20060104 Eagle Series Tr Mid Cap Gr Fd Cl R3 HAREX 72406 20060104 Eagle Series Tr Mid Cap Gr Fd Cl R5 HARSX 72407 20060104 Eagle Series Tr Mid Cap Stock Fd Cl A HMCAX 32219 19971212 Eagle Series Tr Mid Cap Stock Fd Cl I HMCJX 72408 20060104 Eagle Series Tr Mid Cap Stock Fd Cl R3 HMRRX 72409 20060104 Eagle Series Tr Mid Cap Stock Fd Cl R5 HMRSX 72410 20060104 Eagle Series Tr Small Cap Core Value Fd EGEAX 87450 20081001 Eagle Series Tr Small Cap Core Value Fd EGECX 87451 20081001 Eagle Series Tr Small Cap Core Value Fd EGEIX 87452 20081001 Eagle Series Tr Small Cap Core Value Fd EGERX 87453 20081001 Eagle Series Tr Small Cap Core Value Fd EGESX 87454 20081001 Eagle Series Tr Small Cap Gr Fd Cl A HRSCX 20896 19960620 Eagle Series Tr Small Cap Gr Fd Cl C HSCCX 23805 19960628 Eagle Series Tr Small Cap Gr Fd Cl I HSIIX 72414 20060104 Eagle Series Tr Small Cap Gr Fd Cl R3 HSRRX 72415 20060104 Eagle Series Tr Small Cap Gr Fd Cl R5 HSRSX 72416 20060104 Eagle Series Tr-Mid Cap Stock Fd Cl C HMCCX 24762 19980626 Earnest Partners Fixed Incm Tr, a series EPFTX 24613 19970210 EAS Genesis Fd Cl A EASAX 87070 20080820 EAS Genesis Fd Cl C EASYX 87072 20080820 EAS Genesis Fd Cl I EASIX 87071 20080820 EATON VAN CLASSIC GA TX FR FD ECGAX 75121 20060731 Eaton Vance AL Muni Fund CL B EVALX 20213 19960620 Eaton Vance AL munis Fd Cl C ECALX 73819 20060717 Eaton Vance Alabama Municipals Fd Cl I EIALX 83756 20080414 Eaton Vance AMT-Free munis bd Fd Cl C ECMBX 73825 20060717 Eaton Vance AR Muni Fund CL B EVARX 20214 19960620 Eaton Vance AR munis Fd Cl C ECARX 73820 20060717 Eaton Vance Arizona Municipals Fd Cl C ECAZX 72631 20060127 EATON VANCE ASIAN SM COS A EVASX 57218 20030106 EATON VANCE ASIAN SM COS B EBASX 57200 20030106 Eaton Vance Atlanta Cap Focused Gr Fd - EILGX 57996 20030508 Eaton Vance Atlanta Cap Focused Gr Fd Cl EAALX 64337 20040804 Eaton Vance Atlanta Cap SMID-Cap Fd Cl A EAASX 64338 20040804 Eaton Vance Atlanta Cap SMID-Cap Fd Cl I EISMX 57997 20030508 Eaton Vance Atlanta Cptl SMIDCp Fd Cls R ERSMX 89821 20090804 Eaton Vance AtlntCptl SMID Cp Fd Cl C ECASX 90286 20091006 Eaton Vance AZ Muni Fund CL B EVAZX 20215 19960620 Eaton Vance Balanced CL C ECIFX 24975 19970226 Eaton Vance Build America Bd Fd Cl A EBABX 90588 20091119 Eaton Vance Build America Bd Fd Cl C ECBAX 90587 20091119 Eaton Vance Build Americq Bd Fd Cl I EIBAX 90589 20091119 Eaton Vance CA Limited Maturity munis Fd EZCAX 73851 20060717 Eaton Vance CA Ltd-Maturity Municipal Fd EXCAX 35586 19990317 Eaton Vance CA muni bd Fd XEVMX 57760 20030326 Eaton Vance CA muni bd Fd II XEIAX 57751 20030326 EATON VANCE CA MUNI FD A EACAX 47712 20010131 EATON VANCE CA MUNI INCM TR XCEVX 57750 20030326 Eaton Vance CA Municipals Trust CL B EVCAX 20219 19960620 Eaton Vance California Municipal Fd Cl C ECCAX 65147 20050225 Eaton Vance California Municipls Fd Cl I EICAX 83791 20080410 Eaton Vance Capital Exchange Fund CAPEX 14700 19960620 Eaton Vance Classic Gov't Obligations Fd ECGOX 20099 19960620 Eaton Vance Classic Nat'l Municipal Fund ECHMX 20100 19960620 Eaton Vance CO Municipals Fd CL B EVCLX 20221 19960620 Eaton Vance Colorado Municipls Fnd Cls C ECCOX 83659 20080401 Eaton Vance Commodity Stratgy Fnd Clss A EACSX 92848 20100408 Eaton Vance Commodity Stratgy Fnd Clss C ECCSX 92849 20100408 Eaton Vance Commodity Stratgy Fnd Clss I EICSX 92850 20100408 Eaton Vance Connecticut Municpls Fd Cl I EICTX 83757 20080414 Eaton Vance CT Municipals Fd CL B EVCTX 20222 19960620 Eaton Vance CT Municiplas Fd Cl C ECCTX 73821 20060717 Eaton Vance Dividend Builder Fd Cl A EVTMX 20257 19960620 Eaton Vance Dividend Builder Fd Cl B EMTMX 20170 19960620 Eaton Vance Dividend Builder Fd Cl C ECTMX 20101 19960620 Eaton Vance Dividend Builder Fd Cl I EIUTX 67298 20050718 Eaton Vance Emerging Markets Local Incm EEIAX 80926 20070829 Eaton Vance Emerging Mkts CL A ETEMX 30272 19970324 Eaton Vance Emerging Mkts CL B EMEMX 32239 19980102 Eaton Vance Enhanced Eq Optn Incm Fd ClA EEEAX 83679 20080404 Eaton Vance Enhanced Eq Optn Incm Fd ClC EEECX 83680 20080404 Eaton Vance Enhanced Eq Optn IncmFd Cl I EEEIX 83681 20080404 EATON VANCE ENHANCED EQTY INCM XEOIX 64999 20050125 Eaton Vance Enhanced Equity Income Fd II XEOSX 66875 20050331 Eaton Vance Eq Asset Allocation Fd Cl A EEAAX 78265 20070131 Eaton Vance Eq Asset Allocation Fd Cl C EEACX 78269 20070131 Eaton Vance Eq Asset Allocation Fd Cl I EEAIX 78266 20070131 Eaton Vance FL Plus Limited Maturity mun ELFLX 20138 19960620 Eaton Vance FL Plus Limited Maturity mun EXFLX 35587 19990317 Eaton Vance FL Plus Limited Maturity mun EZFLX 20270 19960620 Eaton Vance Fl Rt Incm Tr XEFTX 64284 20040716 Eaton Vance Floating Rate Fd Cl A EVBLX 58865 20030829 Eaton Vance Floating Rate High Yield Fd EVFHX 58867 20030919 Eaton Vance Floating-Rt Advntgd Fd Cl A EAFAX 83753 20080414 Eaton Vance Floating-Rt Advntgd Fd Cl B EBFAX 83754 20080414 Eaton Vance Floating-Rt Advntgd Fd Cl C ECFAX 83755 20080414 Eaton Vance Floating-Rt Advntgd Fd Cl I EIFAX 83792 20080410 EATON VANCE FLT FD B EBBLX 47253 20010330 EATON VANCE FLT FD C ECBLX 47255 20010330 EATON VANCE FLT RATE FD INST EIBLX 62893 20040130 EATON VANCE FLT RATE HI INCM B EBFHX 44885 20001110 EATON VANCE FLT RATE HI INCM C ECFHX 44884 20001113 EATON VANCE FLT RT HI INC INST EIFHX 46542 20010131 Eaton Vance Fltng-Rt Advntgd Fd Advsrs C EVFAX 83764 20080414 Eaton Vance GA Municipals Fd CL B EVGAX 20224 19960620 Eaton Vance Gbl Dividend Incm Fd Cl A EDIAX 72322 20051220 Eaton Vance Gbl Dividend Incm Fd Cl C EDICX 72839 20060301 Eaton Vance Gbl Dividend Incm Fd Cl I EDIIX 73834 20060717 Eaton Vance Gbl Dividend Incm Fd Cl R EDIRX 73835 20060717 Eaton Vance Gbl Gr Fd Cl A ETIAX 20201 19960620 Eaton Vance Gbl Gr Fd Cl B EMIAX 20163 19960620 Eaton Vance Gbl Gr Fd Cl C ECIAX 42716 20000406 Eaton Vance Gbl Macro Absolute Ret Fd Cl EAGMX 80928 20070830 Eaton Vance Gbl Macro Absolute Ret Fd Cl EIGMX 80929 20070830 Eaton Vance Georgia municipals Fd Cl I EIGAX 83793 20080410 Eaton Vance Glbl Mcr Abslt Rtrn Fd Cl C ECGMX 90284 20091006 EATON VANCE GLOBAL MACRO ABSOLU ERGMX 92878 20100409 Eaton Vance Gov Obligations Fd Cl R ERGOX 73850 20060721 Eaton Vance Govt Obligations Fd Cl I EIGOX 89168 20090423 Eaton Vance Greater China Growth CL B EMCGX 20152 19960620 Eaton Vance Greater China Growth CL C ECCGX 20098 19960620 Eaton Vance Greater China Growth Fd CL A EVCGX 20220 19960620 Eaton Vance Greater China Growth Fd Cl I EICGX 90290 20091006 Eaton Vance Greater India Fd Cl I EGIIX 90306 20091019 Eaton Vance Greater India Fund Class C ECGIX 75762 20061201 Eaton Vance Growth & Income CL B EMSTX 32241 19980102 Eaton Vance Growth & Income CL C ECSTX 24977 19970226 Eaton Vance High Incm Opportunites Fd Cl ETHIX 64736 20050125 Eaton Vance High Incm Opps Fd Cl B EVHIX 20227 19960620 Eaton Vance High Incm Opps Fd Cl C ECHIX 24974 19970226 Eaton Vance High Income Oppt Fd Cl I EIHIX 90735 20091209 Eaton Vance High Yield Mncpls Fd Cl I EIHYX 79980 20070524 Eaton Vance High Yield Muni Cl A ETHYX 20200 19960620 Eaton Vance High Yield Muni Cl B EVHYX 20229 19960620 Eaton Vance High-Yield Municipals Cl C ECHYX 35566 19990310 EATON VANCE INCM BOSTON INST EIBIX 44628 20000131 Eaton Vance Incm Fd of Boston Fd Cl R ERIBX 65150 20050225 EATON VANCE INCOME FD BOSTONCL B EBIBX 57112 20021227 EATON VANCE INCOME FD BOSTONCL C ECIBX 57113 20021227 Eaton Vance Income Fd of Boston EVIBX 20230 19960620 Eaton Vance Insured munis Fd - Cl A EAFIX 57221 20030107 Eaton Vance Insured munis Fd Cl B EBFIX 20096 19960620 Eaton Vance Insured munis Fd Cl C EFICX 73857 20060721 Eaton Vance Int'l Incm Fd Cl A EAIIX 80920 20070829 Eaton Vance Intl eq Fd Cl A EAIEX 73818 20060717 Eaton Vance Intl eq Fd Cl C ECIEX 73823 20060717 Eaton Vance Intl eq Fd Cl I EIIEX 73836 20060717 Eaton Vance Investment Grade Incm FdCl I EIGIX 79171 20070412 Eaton Vance Investment Grd Incm Fd Cls A EAGIX 88552 20090130 EATON VANCE INVT TR MA LTD M EZMAX 57252 20030107 EATON VANCE INVT TR NY LTD M EZNYX 57253 20030107 Eaton Vance KS munis Fd Cl C ECKSX 73849 20060721 Eaton Vance KY Municipals Fd CL B EVKYX 20232 19960620 Eaton Vance KY munis Fd Cl C ECKYX 73824 20060717 Eaton Vance LA Municipals Fd CL B EVLAX 20233 19960620 Eaton Vance Large Cap Core Research Fd C EAERX 67401 20050802 Eaton Vance Large-Cap Core Rsrch Fd Cl C ECERX 90287 20091006 Eaton Vance Large-Cap Growth Fund Clas R ELCRX 89915 20090804 EATON VANCE LG CAP CORE A EALCX 57197 20030106 EATON VANCE LG CAP CORE B EBLCX 57201 20030106 EATON VANCE LG CAP CORE C ECLCX 57205 20030106 Eaton Vance Lg Cap Val Fd Cl R ERSTX 65151 20050225 Eaton Vance Lg-Cap Core Research Fd Cl I EIERX 88002 20081215 Eaton Vance Lg-Cap Val Fd Cl I EILVX 65148 20050225 Eaton Vance LgCap Gwth Fd Cl I ELCIX 79939 20070521 Eaton Vance Louisiana Municpls Fnd ClsC ELACX 83626 20080401 Eaton Vance Low Duration Fund Class I EILDX 89364 20090522 EATON VANCE LTD DUR INCM FD XEVVX 58770 20030826 EATON VANCE MA HLTH/ED TX EX XMHEX 57767 20030326 Eaton Vance MA Limited-Maturity Municipa EXMAX 35588 19990317 Eaton Vance MA Ltd Mat Tax-Free ELMAX 20143 19960620 Eaton Vance MA muni bd Fd XMABX 57766 20030326 EATON VANCE MA MUNI INCM TR XMMVX 57769 20030326 Eaton Vance MA Municipals Fd CL B EVMAX 20235 19960620 Eaton Vance MA munis Fd Cl C ECMMX 73828 20060717 Eaton Vance Marathon CA Ltd Mat Tax-Free ELCAX 20135 19960620 Eaton Vance Marathon Gov't Obligations EMGOX 20161 19960620 Eaton Vance Marathon Greater India Fund EMGIX 20160 19960620 Eaton Vance Maryland Municipals Fd Cl I EIMDX 83758 20080414 Eaton Vance Massachusetts Mncpls FdCl I EIMAX 79938 20070521 Eaton Vance MD Municipals Fd CL B EVMYX 20241 19960620 Eaton Vance MD munis Fd Cl C ECMDX 73826 20060717 Eaton Vance MI muni bd Fd XMIWX 57768 20030326 EATON VANCE MI MUNI INCM TR XEMIX 57757 20030326 Eaton Vance MI munis Fd Cl C ECMIX 73827 20060717 Eaton Vance Minnesota Municipals Fd Cl C ECMNX 73045 20060407 Eaton Vance MN Municipals Fd CL B EVMNX 20238 19960620 Eaton Vance MO Municipals Fd CL B EVMOX 20239 19960620 Eaton Vance MO munis Fd Cl C ECMOX 73829 20060717 Eaton Vance Multi-Cap Gr Fd - Cl C ECGFX 24973 19970226 Eaton Vance Multi-Cap Gr Fd Cl A EVGFX 20225 19960620 Eaton Vance Multi-Cap Gr Fd Cl B EMGFX 23761 19960628 Eaton Vance Multi-Strategy Absolute Ret EADDX 66580 20050203 Eaton Vance Multi-Strategy Absolute Ret EBDDX 66581 20050203 Eaton Vance Multi-Strategy Absolute Ret ECDDX 66582 20050203 Eaton Vance Multi-Strategy Absolute Ret EIDDX 90812 20091215 Eaton Vance muni bd Fd XEIMX 57753 20030326 EATON VANCE MUNI BD FD B EBMBX 47254 20010116 Eaton Vance muni bd Fd II XEIVX 57756 20030326 EATON VANCE MUNI INCM TR XEVNX 57761 20030326 Eaton Vance Municipal Bond Cl A ETMBX 35567 19990310 Eaton Vance Municipal Bond Fund EVMBX 20236 19960620 EATON VANCE MUNS TR AZ MUN C ETAZX 57229 20030107 EATON VANCE MUNS TR CT MUN A ETCTX 57231 20030107 EATON VANCE MUNS TR EV AL MU ETALX 57227 20030107 EATON VANCE MUNS TR EV AR MU ETARX 57228 20030107 EATON VANCE MUNS TR EV CO MU ETCOX 57230 20030107 EATON VANCE MUNS TR EV GA MU ETGAX 57233 20030107 EATON VANCE MUNS TR EV KY MU ETKYX 57236 20030107 EATON VANCE MUNS TR EV LA MU ETLAX 57237 20030107 EATON VANCE MUNS TR EV MD MU ETMDX 57238 20030107 EATON VANCE MUNS TR EV MI MU ETMIX 57239 20030107 EATON VANCE MUNS TR EV MN MU ETMNX 57240 20030107 EATON VANCE MUNS TR EV MO MU ETMOX 57241 20030107 EATON VANCE MUNS TR EV NC MU ETNCX 57243 20030107 EATON VANCE MUNS TR EV NTL M EIHMX 57226 20030107 EATON VANCE MUNS TR EV OH MU ETOHX 57244 20030107 EATON VANCE MUNS TR EV OR TA ETORX 57245 20030107 EATON VANCE MUNS TR EV SC MU EASCX 57223 20030107 EATON VANCE MUNS TR EV TN MU ETTNX 57248 20030107 EATON VANCE MUNS TR EV VA MU ETVAX 57249 20030107 EATON VANCE MUNS TR II EV KS MU ETKSX 57235 20030107 EATON VANCE MUNS TR II KANSAS M EVKSX 57251 20030107 EATON VANCE MUNS TR PA MUN A ETPAX 57246 20030107 EATON VANCE MUNS TR RI MUN A ETRIX 57247 20030107 EATON VANCE MUT FDS TR ESVAX 57278 20030108 EATON VANCE MUT FDS TR TXMG SCP EITGX 57277 20030108 EATON VANCE MUT FDS TR FLT RT A EABLX 53835 20020628 EATON VANCE MUT FDS TR FLT RT H EAFHX 53836 20020628 EATON VANCE MUT FDS TR LOW DURA EALDX 57222 20030107 EATON VANCE MUT FDS TR LOW DURA EBLDX 57224 20030107 EATON VANCE MUT FDS TR LOW DURA ECLDX 57225 20030107 EATON VANCE MUT FDS TR TXMG EQ EBEAX 54453 20021003 EATON VANCE MUT FDS TR TXMG EQ ECEAX 54454 20021003 Eaton Vance Nat Ltd Mat Muni A EXNAX 34647 19981111 Eaton Vance Nat'l Ltd Mat Tx-Fr ELNAX 20145 19960620 Eaton Vance National Mncpl Opprtnts Trst XEOTX 89501 20090619 Eaton Vance National Muni A EANAX 34648 19981111 Eaton Vance National Muni Fd CL B EVHMX 6226 19860102 Eaton Vance Natl Ltd Mat Tax-Fre EZNAX 20271 19960620 Eaton Vance NC Municipals Fd CL B EVNCX 20242 19960620 Eaton Vance NC munis Fd Cl C ECNCX 73830 20060717 Eaton Vance New Jersey Muncpls Fd Cl C ECNJX 72632 20060127 Eaton Vance New Jersey Municipls Fd Cl I EINJX 83760 20080414 Eaton Vance New Jrsy Lmtd Mtrty Fd ClC EZNJX 75738 20061130 Eaton Vance New York Municipals Fd Cl I EINYX 83761 20080414 EATON VANCE NJ LTD MAT MUNI A EXNJX 47560 20010116 Eaton Vance NJ Ltd Mat Tax-Free ELNJX 20146 19960620 Eaton Vance NJ muni bd Fd XEMJX 57758 20030326 EATON VANCE NJ MUNI INCM TR XEVJX 57759 20030326 Eaton Vance North Carlna Mncpls Fd Cl i EINCX 83759 20080414 Eaton Vance Ntnl Ltd Mtrts Mncpl Fd Cl I EINAX 90280 20091006 EATON VANCE NY LTD MAT MUNI A EXNYX 47561 20010116 Eaton Vance NY Ltd Mat Tax-Free ELNYX 20147 19960620 Eaton Vance NY muni bd Fd XENWX 62830 20040311 Eaton Vance NY muni bd Fd II XNYHX 57770 20030326 EATON VANCE NY MUNI INCM TR XEVYX 57764 20030326 Eaton Vance NY Municipals C ECNYX 66583 20050203 Eaton Vance NY Municipals Fd CL B EVNYX 20245 19960620 Eaton Vance OH muni bd Fd XEIOX 57754 20030326 EATON VANCE OH MUNI INCM TR XEVOX 57762 20030326 Eaton Vance Ohio Municipals Fd Cl C ECOHX 73046 20060407 Eaton Vance OR Municipals Fd CL B EVORX 20247 19960620 Eaton Vance OR Municpals Fd Cl C ECORX 73831 20060717 Eaton Vance PA Limited Maturity Municipa EXPNX 35589 19990317 Eaton Vance PA Ltd Mat Tax-Free ELPNX 20149 19960620 Eaton Vance PA Ltd Mat Tax-Free EZPNX 20272 19960620 Eaton Vance PA muni bd Fd XEIPX 57755 20030326 EATON VANCE PA MUNI INCM TR XEVPX 57763 20030326 Eaton Vance PA Municipals Fd CL B EVPAX 20248 19960620 Eaton Vance Pennsylvania Muncpls Fd Cl i EIPAX 83762 20080414 Eaton Vance Pennsylvania Muncpls FdClC ECPAX 73047 20060407 Eaton Vance RI muni Fd Cl C ERICX 73837 20060717 Eaton Vance RI Municipals Fd CL B EVRIX 20252 19960620 Eaton Vance Risk-Mngd Eq Optn Incm FdClC EROCX 83683 20080404 Eaton Vance RiskMngd Eq Optn IncmFd Cl I EROIX 83684 20080404 Eaton Vance RiskMngd Eq OptnIncm Fd Cl A EROAX 83682 20080404 Eaton Vance SC Municipals Fd CL B EVSCX 20253 19960620 Eaton Vance Senior Floating Rate Tr XEFRX 62347 20040105 Eaton Vance Senior Incm Tr XEVFX 58866 20030919 Eaton Vance Short Duration Dvrsfd Incm XEVGX 66876 20050331 Eaton Vance Short Term Real Rtrn Fd Cl A EARRX 92730 20100401 Eaton Vance Short Term Real Rtrn Fd Cl C ECRRX 92732 20100401 Eaton Vance Short Term Real Rtrn Fd Cl I EIRRX 92733 20100401 EATON VANCE SM CAP VAL A EAVSX 57199 20030106 EATON VANCE SM CAP VAL B EBVSX 57204 20030106 EATON VANCE SM CAP VAL C ECVSX 57208 20030106 Eaton Vance Sm-Cap Cl I EISGX 88000 20081215 Eaton Vance Small-Cap Fd - Cl A ETEGX 57216 20030106 Eaton Vance Small-Cap Fd - Cl B EBSMX 57203 20030106 Eaton Vance Small-Cap Fd - Cl C ECSMX 57207 20030106 Eaton Vance Small-Cap Fund Class R ERSGX 89818 20090804 Eaton Vance Small-Cap Value Fd Cl I EIVSX 90288 20091006 Eaton Vance South Carlna Mncpls Fd Cl I EISCX 83794 20080410 Eaton Vance South Carolina Mncpls FdClC ECSCX 73230 20060407 Eaton Vance Special Equities CL B EMSEX 32240 19980102 Eaton Vance Special Equities CL C ECSEX 24976 19970226 Eaton Vance Special Equities Fund EVSEX 20254 19960620 Eaton Vance Stock Fund EHSTX 20125 19960620 EATON VANCE STRAT INCM A ETSIX 57217 20030106 Eaton Vance Strategic Incm Fd Cl I ESIIX 89177 20090423 Eaton Vance Strategic Income Fd Cl B EVSGX 20255 19960620 Eaton Vance Strategic Income Fd Cl C ECSIX 24978 19970226 Eaton Vance Strategic Income Fund Clas R ERSIX 89806 20090804 Eaton Vance Structured Emerging MarketsA EAEMX 78083 20060630 Eaton Vance Structured Emerging MarketsC ECEMX 78084 20060630 Eaton Vance Structured Emerging MarketsI EIEMX 78085 20060630 Eaton Vance Structured Int'l Eq Fd C ECISX 92731 20100401 Eaton Vance Structured Int'l Eq Fd Cl A EAISX 92729 20100401 Eaton Vance Structured Int'l Eq Fd Cl I EIISX 92797 20100401 Eaton Vance Tax - Managed Intl eq Fd Cl ECIGX 36962 20000224 Eaton Vance Tax Managed Small-Cap Fd Cl ECMGX 35568 19990310 Eaton Vance Tax Managed Small-Cap Fd Cl EMMGX 32574 19980312 Eaton Vance Tax Mngd Dvrsfd Eq Incm Fd XETYX 75843 20061215 Eaton Vance Tax-Advantaged Dividend Incm XEVTX 62035 20031017 Eaton Vance Tax-Managd Buy-Write Incm Fd XETBX 67107 20050510 Eaton Vance Tax-Managed Emerging Markets EITEX 42426 19990405 Eaton Vance Tax-Managed Gbl Dividend Inc EADIX 58927 20031002 Eaton Vance Tax-Managed Gbl Dividend Inc EBDIX 58928 20031002 Eaton Vance Tax-Managed Gbl Dividend Inc ECDIX 58929 20031002 Eaton Vance Tax-Managed Gbl Dividend Inc EIDIX 81594 20071004 Eaton Vance Tax-Managed Growth Cl B ECTGX 14365 19971106 Eaton Vance Tax-Managed Growth Fund Cl B EMTGX 23691 19960621 Eaton Vance Tax-Managed Int'l Eq Fd Cl I EITIX 87999 20081210 Eaton Vance Tax-Managed Intl eq Fd Cl A ETIGX 42232 19990920 Eaton Vance Tax-Managed Intl eq Fd Cl B EMIGX 36412 19991028 Eaton Vance Tax-Managed Multi-Cap Gr Fd EACPX 57289 20030110 Eaton Vance Tax-Managed Multi-Cap Gr Fd EBCPX 57290 20030110 Eaton Vance Tax-Managed Multi-Cap Gr Fd ECCPX 57291 20030110 Eaton Vance Tax-Managed Small Cp Fd Cl I EIMGX 90304 20091019 Eaton Vance Tax-Managed Small-Cap Fd Cl ETMGX 34096 19980804 Eaton Vance Tax-Managed Vlue Fnd Class I EITVX 83625 20080401 Eaton Vance TN Municipals Fd CL B EVTNX 20258 19960620 Eaton Vance TN munis Fd Cl C ECTNX 73832 20060717 Eaton Vance Traditional Gov Obligations EVGOX 20226 19960620 Eaton Vance Traditional Greater India Fd ETGIX 20199 19960620 Eaton Vance Traditional Tax-Managed Grow ETTGX 24199 19960711 Eaton Vance Traditonal Investors Fund EVIFX 20231 19960620 EATON VANCE TX ADV GLB DIV IN XETGX 62821 20040316 EATON VANCE TX ADV GLB DIV OPP XETOX 64097 20040526 EATON VANCE TX MGD MC CORE A EXMCX 57219 20030106 EATON VANCE TX MGD MC CORE B EBMCX 57202 20030106 EATON VANCE TX MGD MC CORE C ECMCX 57206 20030106 EATON VANCE TX MNGD GRW 1.1 I EITMX 57213 20030106 EATON VANCE TX MNGD GRW 1.2 A EXTGX 47713 20010525 EATON VANCE TX MNGD GRW 1.2 B EYTGX 47714 20010525 EATON VANCE TX MNGD GRW 1.2 C EZTGX 47715 20010525 EATON VANCE TX MNGD SC VAL B ESVBX 57214 20030106 EATON VANCE TX MNGD SC VAL C ESVCX 57215 20030106 Eaton Vance Tx Mngd SmallCp Value Fd Cl ESVIX 90305 20091019 Eaton Vance Tx Mngd Val A EATVX 44256 20000809 EATON VANCE TX MNGD VAL B EBTVX 45562 20001229 EATON VANCE TX MNGD VAL C ECTVX 45561 20001229 Eaton Vance Tx-Advntgd Bnd Sttgs Fd Cl A EABSX 89139 20090415 Eaton Vance Tx-Advntgd Bnd Sttgs Fd Cl C ECBSX 89140 20090415 Eaton Vance Tx-Advntgd Bnd Sttgs Fd Cl I EIBSX 89141 20090415 Eaton Vance Tx-Mngd BuyWrite Opprtnts Fd XETVX 67348 20050712 Eaton Vance Tx-Mngd Glbl Buy-Write OppFd XETWX 67839 20051011 Eaton Vance TxMngdGblDvrsfd Eq Incm Fd XEXGX 78918 20070319 Eaton Vance VA Municipals Fd CL B EVVAX 20262 19960620 Eaton Vance VA munis Fd Cl C ECVAX 73833 20060717 Eaton Vance Virginia Municipals Fd Cl I EVAIX 83763 20080414 Eaton Vance World Wd Hlth Scncs Fd Cl I EIHSX 90269 20091006 Eaton Vance Worldwide Health Fd CL A ETHSX 21651 19960620 Eaton Vance Worldwide Health Sciences B EMHSX 32099 19971027 Eaton Vance WrldWde Hlth Science Fd Cl R ERHSX 65149 20050225 Eaton Vance Ww Hlth Sci C ECHSX 42715 20000406 Eaton Vnc Tax Advn Bd Strt Intrmdt Trm F EITAX 91719 20100201 Eaton Vnc Tax Advn Bd Strt Intrmdt Trm F ETIIX 91720 20100201 Eaton Vnc Tax Advn Bd Strt Intrmdt Trm F EITCX 91733 20100201 Eaton Vnc Tax Advn Bd Strt Lng Trm Fd Cl EALTX 91716 20100201 Eaton Vnc Tax Advn Bd Strt Lng Trm Fd Cl ECLTX 91717 20100201 Eaton Vnc Tax Advn Bd Strt Lng Trm Fd Cl EILTX 91718 20100201 Eaton Vnce Risk Mangd Divrsfd Eq Incm Fd XETJX 80870 20070817 Edgar Lomax Value Fd LOMAX 42344 20000107 Edgewood Gwth Fd Insti EGFIX 72944 20060313 Edgewood Gwth Fd Retail EGFFX 72943 20060313 Egle Srs Trst Egl Invstmnt Grd Bnd Fd R5 EGBTX 92196 20100302 Egle Srs Trst Invstmnt Grd Bnd Fnd Cls A EGBAX 92192 20100302 Egle Srs Trst Invstmnt Grd Bnd Fnd Cls C EGBCX 92193 20100302 Egle Srs Trst Invstmnt Grd Bnd Fnd Cls I EGBLX 92194 20100302 Egle Srs Trst Invstmnt Grd Bnd Fnd ClsR3 EGBRX 92195 20100302 EII Global Property Fd Institutional EIIGX 78309 20070202 ELECTRIC CITY VALUE FD ECVFX 50750 20020107 Elfun Diversified Fund ELDFX 20137 19960620 Elfun Global Fund EGLBX 20117 19960620 Elfun Income Fund EINFX 20132 19960620 Elfun Tax Exempt Income Fund ELFTX 20140 19960620 Elfun Trusts ELFNX 20139 19960620 Elite Growth and Income ELGIX 20141 19960620 Elite Income Fund ELINX 20142 19960620 EM Cap India Gateway Fd, Cl A EMINX 80612 20070727 EM Cap India Gateway Fd, Cl I EMIIX 80611 20070727 EManning & Napier Fd, Inc. Technology Se EXTCX 72015 20051025 Embarcadero Absolute Ret Fd EFARX 14209 19960423 Embarcadero Market Neutral Fd EFMNX 23583 19960620 Emerald Homestate Pa Growth Fd Cl A HSPGX 20907 19960620 EMERALD HOMESTATE PA GRW C HSPCX 45658 20010108 EMERALD SEL BNKG & FIN C HSSCX 45633 20010108 Emerald Select Banking & Finance Cl A HSSAX 32038 19971003 Emerging Markets Telecommunications Fund XETFX 35424 19990210 Empire Builder Tax Free Bond Fd EMBTX 20151 19960620 Empiric Fds, Core eq Fd Cl A EMCAX 24513 19970205 Empiric Fds, Core eq Fd Cl C EMCCX 72535 20060113 Encompass Fd ENCPX 86910 20080801 Endowments Growth & Income ENDIX 20178 19960620 Enhanced S&P 500 Covered Call Fd Inc. XBEOX 67805 20051005 EPH China Fund Cl A EPHCX 89817 20090731 Epiphany FFV Focused Fund Class N EPFNX 92198 20100310 Epiphany FFV Fund Class A EPVAX 92394 20100329 Epiphany FFV Fund Class C EPVCX 92734 20100329 Epiphany FFV Fund Class N EPVNX 92395 20100329 Epiphany FFV Strategic Income Class N EPINX 92226 20100318 Epiphany Large Cap Core Fund Class N EPCNX 92197 20100310 EquiTr Ser Fd, Inc. Blue Chip Port, Cl A FBUAX 72225 20051202 EquiTr Ser Fd, Inc. Val Gwth Port Cl A FVGAX 72229 20051202 EquiTr Srs Fd, Inc. Hgh Grd Bd Port Cl A FHBAX 72226 20051202 EquiTr Srs Fd, Inc. Managed Port Cl A FMNAX 72227 20051202 EquiTr Srs Fd, Inc. Strtgc Yld Port Cl A FSYAX 72228 20051202 ESG Managers Aggressive Grwt Ptf Cl A PAGAX 91617 20100119 ESG Managers Aggressive Grwt Ptf Cl C PAGCX 91618 20100119 ESG Managers Aggressive Grwt Ptf Inst Cl PAGIX 91619 20100119 ESG Managers Conservative Portfolio Cl A PWMAX 91612 20100119 ESG Managers Conservative Portfolio Cl C PWMCX 91613 20100119 ESG Managers Conservative Ptf Inst Cl PWMIX 91614 20100119 ESG Managers Growth Portfolio Cl A PGPAX 91610 20100119 ESG Managers Growth Portfolio Cl C PWCCX 91611 20100119 ESG Managers Growth Portfolio Inst Cl PMIIX 91620 20100119 ESG Managers Moderate Portfolio Cl A PMPAX 91621 20100119 ESG Managers Moderate Portfolio Cl C PWPCX 91622 20100119 ESG Managers Moderate Portfolio Inst CL PWPIX 91615 20100119 Eston Vance Real Estate Fd Cl I EIREX 73398 20060516 ETF Market Opportunity Fd ETFOX 73450 20040423 Etn Vnc Emrgng Mrkts Lcl Incm Fnd Cls I EEIIX 90702 20091203 EURO PAC GROWTH FD CL R-1 S RERAX 53671 20020607 EURO PAC GROWTH FD CL R-2 S RERBX 53672 20020607 EURO PAC GROWTH FD CL R-3 S RERCX 53673 20020607 EURO PAC GROWTH FD CL R-4 S REREX 53674 20020607 EURO PAC GROWTH FD CL R-5 S RERFX 53675 20020607 EuroPac Int'l Val Fd EPIVX 92807 20100407 EuroPacific Gr Fd, Cl 529-F-1 Shs CEUFX 53098 20020314 EUROPACIFIC GROWTH FUND CEUAX 53094 20020314 EUROPACIFIC GROWTH FUND CEUBX 53095 20020314 EUROPACIFIC GROWTH FUND CEUCX 53096 20020314 EUROPACIFIC GROWTH FUND CEUEX 53097 20020314 EuroPacific Growth Fund Cl R-6 RERGX 89232 20090504 EuroPacific Gwth Fd, Cl F-2 Shs AEPFX 86938 20080801 EV Marathon Investors Fund EMIFX 20164 19960620 EV MASS MUNI A ETMAX 54093 20020726 EV NJ MUNI A ETNJX 54094 20020726 EV NY MUNI A ETNYX 54095 20020726 EV TX MNGD AST A EAEAX 54090 20020726 Eventide Gilead Fd ETGLX 86381 20080702 Eventide Gilead Fund Class A ETAGX 90396 20091028 Eventide Gilead Fund Class C ETCGX 90397 20091028 Eventide Gilead Fund Institutional Class ETILX 91721 20100202 Evergreen Asset Alloc Fd Cl R (Srs of Ev EAXFX 58965 20031013 Evergreen CA Municipal Bond Fd Cl A EOCAX 54835 20021113 Evergreen CA Municipal Bond Fd Cl B EOCBX 54836 20021113 Evergreen CA Municipal Bond Fd Cl C EOCCX 54837 20021113 Evergreen CA Municipal Bond Fd inst Cl EOCIX 54838 20021113 EVERGREEN CORE BD FD A ESBAX 47635 20010510 EVERGREEN CORE BD FD B ESBBX 47636 20010510 EVERGREEN CORE BD FD C ESBCX 47637 20010510 Evergreen Core bd Fd Cl R (Srs of Evergr ESBRX 58966 20031013 Evergreen Core Plus bd Fd Cl A EKDLX 32411 19951026 Evergreen Core Plus bd Fd Cl C EKDCX 46294 20010131 Evergreen Core Plus bd Fd Cl I EKDYX 46295 20010131 Evergreen Disciplined Val Fd Cl A EDSAX 65256 20050321 Evergreen Disciplined Val Fd Cl B EDSBX 65257 20050321 Evergreen Disciplined Val Fd Cl C EDSCX 65258 20050321 Evergreen Disciplined Val Fd Insti Shs EDSIX 65259 20050321 Evergreen Diversified Bond Cl B EKDMX 14113 19951026 Evergreen Diversified Cap Builder Fd Cl EKBAX 32409 19980203 Evergreen Diversified Cap Builder Fd Cl EKBBX 14112 19951026 Evergreen Diversified Cap Builder Fd Cl EKBCX 46293 20010214 Evergreen Diversified Cap Builder Fd Cl EKBYX 32494 19960620 Evergreen Diversified Incm Builder Fd Cl EKSAX 21100 19960620 Evergreen Diversified Incm Builder Fd Cl EKSBX 21101 19960620 Evergreen Diversified Incm Builder Fd Cl EKSCX 21102 19960620 Evergreen Diversified Incm Builder Fd Cl EKSYX 46299 20010214 EVERGREEN EMERGING MKTS GR C EMGCX 46303 20010214 Evergreen Emerging Mkts Growth A EMGAX 20158 19960620 Evergreen Emerging Mkts Growth B EMGBX 20159 19960620 Evergreen Emerging Mkts Growth Y EMGYX 23766 19960628 Evergreen Enhanced S&P 500 Fd Cl A EVSAX 42234 19990329 Evergreen Enhanced S&P 500 Fd Cl B EVSBX 46263 20010214 Evergreen Enhanced S&P 500 Fd Cl C EVSTX 47063 20010402 Evergreen Enhanced S&P 500 Fd Cl I EVSYX 42235 19990329 Evergreen Enhanced S&P 500 Fd Cl IS EVSSX 47062 20010402 Evergreen eq Incm Fd Cl B ETRBX 20203 19960620 Evergreen eq Incm Fd Cl R (Srs of Evergr ETRRX 58967 20031013 EVERGREEN EQ INFM FD C ETRCX 46600 20010301 Evergreen Equity Income Fund Cl A ETRAX 20202 19960620 Evergreen Equity Income Fund Cl Y EVTRX 6099 19860102 Evergreen Equity Index Fund Cl I EVIIX 42233 19990329 EVERGREEN EQUITY TR ASSET AL EAAFX 54504 20021007 EVERGREEN EQUITY TR ASSET AL EABFX 54505 20021007 EVERGREEN EQUITY TR ASSET AL EACFX 54506 20021007 EVERGREEN EQUITY TR ASSET AL EAIFX 54507 20021007 EVERGREEN EQUITY TR SPL VALU ESPAX 53760 20020613 EVERGREEN EQUITY TR SPL VALU ESPBX 53761 20020613 EVERGREEN EQUITY TR SPL VALU ESPCX 53762 20020613 EVERGREEN EQUITY TR SPL VALU ESPIX 53763 20020613 Evergreen Fdamental Large Cap Fund Cl A EGIAX 20115 19960620 Evergreen Fdamental Large Cap Fund Cl B EGIBX 20116 19960620 Evergreen Fdamental Large Cap Fund Cl C EGICX 23336 19960829 Evergreen Fdamental Large Cap Fund inst EVVTX 20263 19960620 Evergreen Fdamental Mid Cap Val Fd Cl A EFVAX 81473 20071002 Evergreen Fdamental Mid Cap Val Fd Cl B EFVBX 81474 20071002 Evergreen Fdamental Mid Cap Val Fd Cl C EFVCX 81475 20071002 Evergreen Fdamental Mid Cap Val Fd Cl I EFVIX 81476 20071002 Evergreen Gbl Large Cap eq Fd Cl A EAGLX 24282 19960801 Evergreen Gbl Large Cap eq Fd Cl B EBGLX 24283 19960801 Evergreen Gbl Large Cap eq Fd Cl C ECGLX 46286 20010214 Evergreen Gbl Large Cap eq Fd Insti Shs EYGLX 24284 19960801 Evergreen Gbl Opps Fd Cl I EKGYX 46296 20010214 Evergreen Global Dividend Opportunity Fd XEODX 78951 20070402 Evergreen Global Opportun Fund A EKGAX 21091 19960620 Evergreen Global Opportun Fund B EKGBX 21089 19960620 Evergreen Global Opportun Fund C EKGCX 21090 19960620 EVERGREEN GOLDEN CORE OPPORT ECOBX 82732 20080102 Evergreen Golden Core Opprtnts Fd Cl A ECOAX 82621 20071219 Evergreen Golden Core Opprtnts Fd Cl C ECOCX 82622 20071219 Evergreen Golden Core Opprtnts Fd Cl I ECOIX 82623 20071219 Evergreen Golden Lg Cap Core Fd Cl A EGOAX 82628 20071219 Evergreen Golden Lg Cap Core Fd Cl B EGOBX 82629 20071219 Evergreen Golden Lg Cap Core Fd Cl C EGOCX 82630 20071219 Evergreen Golden Lg Cap Core Fd Cl I EGOIX 82631 20071219 Evergreen Grwth Fd A EGWAX 23881 19960628 EVERGREEN GRWTH FD B EGRBX 46878 20010319 Evergreen Grwth Fd C EGRTX 21544 19960620 Evergreen Grwth Fd Y EGRYX 35463 19990219 EVERGREEN HEALTH CARE FD A EHABX 44837 20000720 Evergreen Health Care Fd B EHCBX 44367 20000720 EVERGREEN HEALTH CARE FD C EHCCX 45638 20010108 Evergreen Health Care Fd Cl I EHCYX 47047 20010402 Evergreen High Incm Fd Cl A EKHAX 32412 19980203 Evergreen High Incm Fd Cl B EKHBX 14115 19951026 Evergreen High Incm Fd Cl C EKHCX 44364 20000131 Evergreen High Incm Fd Cl I EKHYX 46297 20010214 Evergreen High Incm Muni bd Fd Cl A EFHAX 20103 19960620 Evergreen High Incm Muni bd Fd Cl B EFHBX 23767 19960628 Evergreen High Incm Muni bd Fd Cl C EFHCX 45635 20010108 Evergreen High Incm muni bd Fd Cl I EFHYX 32608 19980316 EVERGREEN INCM ADVANTAGE FD XEADX 57723 20030320 Evergreen Inst'l Adjustabl Rate Fund Cl EKIZX 21145 19960620 Evergreen Int'l Bal Incm Fd XEBIX 72037 20051031 Evergreen Interm Muni Bd Cl A (Srs of Ev ESTVX 58509 20030708 Evergreen Interm Muni Bd Cl B (Srs of Ev ESTTX 58507 20030708 Evergreen Interm Muni Bd Cl C (Srs of Ev ESTUX 58508 20030708 Evergreen Intermediate muni bd Fd Cl IS ESTSX 46963 20010131 Evergreen Intl bd Fd Cl A (Srs of sel Fx ESIYX 58932 20031002 Evergreen Intl bd Fd Cl B (Srs of sel Fx ESIUX 58930 20031002 Evergreen Intl bd Fd Cl C (Srs of sel Fx ESIVX 58931 20031002 Evergreen Intl eq Fd Cl A EKZAX 32413 19980203 Evergreen Intl eq Fd Cl B EKZBX 21130 19960620 Evergreen Intl eq Fd Cl C EKZCX 46301 20010214 Evergreen Intl eq Fd Cl R (Srs of Evergr EKZRX 58983 20031013 Evergreen Intl eq Fd inst Cl EKZYX 34118 19980811 Evergreen Intrinsic Val Fd Cl A EIVAX 73930 20060801 Evergreen Intrinsic Val Fd Cl B EIVBX 73931 20060801 Evergreen Intrinsic Val Fd Cl C EIVCX 73932 20060801 Evergreen Intrinsic Val Fd Cl I EIVIX 73933 20060801 Evergreen Intrinsic World Eq Fd Cl A EWEAX 79950 20070522 Evergreen Intrinsic World Eq Fd Cl B EWEBX 79951 20070522 Evergreen Intrinsic World Eq Fd Cl C EWECX 79952 20070522 Evergreen Intrinsic World Eq Fd Cl I EWEIX 79953 20070522 Evergreen Large Company Gr Fd Cl I EKJYX 46961 20010326 EVERGREEN LG CO GRWTH FD C EKJCX 46611 20010301 Evergreen Mid Cap Gr Fd Cl A EKAAX 23854 19960628 Evergreen Multi-Sector Incm Fd XERCX 58435 20030630 EVERGREEN MUN TR NC MUNI ENCCX 53621 20020607 EVERGREEN MUN TR SH INT M EMUCX 53620 20020607 Evergreen muni bd Fd Cl I EKEYX 47050 20010402 Evergreen Muni Bnd Cl C EKECX 42690 20000131 Evergreen MUNICIPAL BOND Cl A EKEAX 21105 19980203 Evergreen MUNICIPAL BOND Cl B EKEBX 6647 19910220 Evergreen NC Muni Bond Fund Cl A ENCMX 20177 19960620 Evergreen NC Muni Bond Fund Cl B ENCBX 20176 19960620 Evergreen NC Muni CL Y ENCYX 32291 19980112 Evergreen Omega Fd Cl I EOMYX 42023 20000303 Evergreen Omega Fd Cl R (Srs of Evergree EKORX 58982 20031013 Evergreen Omega Fund Cl A EKOAX 22100 19960620 Evergreen Omega Fund Cl B EKOBX 22101 19960620 Evergreen Omega Fund Cl C EKOCX 22102 19960620 Evergreen PA MUNICIPAL BOND CL Y EKVYX 32292 19980112 Evergreen PA MUNICIPAL BOND Fd Cl A EKVAX 21097 19960620 Evergreen PA MUNICIPAL BOND Fd Cl B EKVBX 21098 19960620 Evergreen PA MUNICIPAL BOND Fd Cl C EKVCX 21099 19960620 Evergreen Precious Metals CL A EKWAX 32414 19980203 Evergreen Precious Metals Cl B EKWBX 14117 19951026 EVERGREEN PRECIOUS METALS FD C EKWCX 46300 20010214 Evergreen Precious Metals Fd Cl I EKWYX 47051 20010402 Evergreen Sel Adj Rt Fd Cl A ESAAX 44363 20000731 EVERGREEN SEL ADJ RT FD CL B ESABX 47056 20010131 EVERGREEN SEL ADJ RT FD CL C ESACX 47057 20010131 Evergreen Sel Core Bd Is ESBSX 42967 20000131 Evergreen Sel Equity Index Fund Cl C ESECX 36630 20000106 Evergreen Sel Intl Bd Fd Is ESIBX 30455 19970530 Evergreen sel Strat Gr Cl R (Srs of Ever ESGRX 58984 20031013 EVERGREEN SEL STRAT GRW FD A ESGAX 47638 20010515 EVERGREEN SEL STRAT GRW FD B ESGBX 47639 20010515 EVERGREEN SEL STRAT GRW FD C ESGTX 47640 20010515 Evergreen Select Adjustable Rate Fund Cl ESARX 35519 19990225 Evergreen Select Core Bond Fund Cl I ESBIX 32407 19980203 Evergreen Select Equity Index Cl B ESIOX 35711 19990409 Evergreen Select Equity Index Fund Cl A ESINX 35698 19990406 Evergreen Select Equity Index Fund Cl I EVISX 34119 19980810 Evergreen Select Fixed-Income Fund Cl Is EFISX 36001 19990831 Evergreen Select Int'l Bond Fund I ESICX 42229 19990329 Evergreen Select Inter MUNICIPAL BOND I ESTIX 32185 19971204 Evergreen Select Strategic Growth Fund C ESGSX 34121 19980810 Evergreen Select Strategic Growth I ESGIX 32187 19971204 Evergreen Short Intermediate bd Fd Cl A EFXAX 53757 20020613 Evergreen Short Intermediate bd Fd Cl B EFXBX 53758 20020613 Evergreen Short Intermediate bd Fd Cl C EFXCX 53759 20020613 Evergreen Short Intermediate bd Fd Cl I ESFIX 32183 19971204 Evergreen Short Intermediate Municipal F EMUAX 23368 19960829 Evergreen Short-Intermediate Muni Fund Y EMUNX 20173 19960620 EVERGREEN SHT INT MUNI BD B EMUBX 46962 20010131 EVERGREEN SM CO GRWTH FD C EKACX 46291 20010214 EVERGREEN SM CO GRWTH FD Y EKAYX 46292 20010214 Evergreen Sm-Mid Gwth Fd Cl A ESMGX 67843 20051013 Evergreen Sm-Mid Gwth Fd Cl I ESMIX 67844 20051013 Evergreen Small Cap Value Fd Cl A ESKAX 44446 20000823 Evergreen Small Cap Value Fd Cl B ESKBX 57919 20030505 Evergreen Small Cap Value Fd Cl C ESKCX 57920 20030505 Evergreen Small Cap Value Fd Cl I ESKIX 35382 19990209 Evergreen Small Co Growth Cl B EKABX 6671 19920207 Evergreen Special Values Fd Cl R (Srs of ESPRX 58985 20031013 Evergreen Strategic Growth CL A EKJAX 32417 19980203 Evergreen Strategic Growth Cl B Fund EKJBX 14120 19951026 Evergreen Strategic muni bd Fd Cl A VMPAX 23550 19960620 Evergreen Strategic muni bd Fd Cl B VMPIX 23551 19960620 Evergreen Strategic muni bd Fd Cl C DHICX 32868 19980514 Evergreen Strategic muni bd Fd Insti Shs VMPYX 46271 20010131 Evergreen US Gov't Fund Cl A EUSAX 20210 19960620 Evergreen US Gov't Fund Cl B EUSBX 20211 19960620 Evergreen US Gov't Fund Cl Y EUSYX 20212 19960620 EVERGREEN US GOVT CL C EUSCX 46262 20010131 EVERGREEN UTIL & HI INCM FD XERHX 64015 20040503 Evergreen Utility & Telecommunications F EVUYX 46964 20010131 Evergreen Utility and Telecommunications EVUBX 20261 19960620 Evergreen Utility and Telecommunications EVUCX 44589 20000131 Evergreen Utiltiy and Telecommunications EVUAX 20260 19960620 Evermore European Value Fund Cl A EVEAX 91601 20100119 Evermore European Value Fund Cl C EVECX 91602 20100119 Evermore European Value Fund Cl I EVEIX 91654 20100125 Evermore Global Value Fund Cl A EVGBX 91603 20100119 Evermore Global Value Fund Cl C EVGCX 91604 20100119 Evermore Global Value Fund Cl I EVGIX 91616 20100119 Evolution Alternative Inv Fd PETRX 72761 20060201 Evolution Market Leaders Fd PEVSX 72742 20060131 EXECUTIVE INVS TR 1ST INV EIIUX 54881 20021119 F.I.S.T. Adjustable US Gov't Secs Fund FISAX 20441 19960620 F.I.S.T. Bond Fund Advisor Cl FBDAX 35659 19990330 F.I.S.T. Convertible Securities Fund FISCX 20443 19960620 F.I.S.T. Limited Maturity U.S. Gov Secur FRGVX 20580 19960620 F.I.S.T. Limited Maturity U.S. Gov Secur FSUAX 35660 19990330 Fairholme Fd FAIRX 44477 20000825 Fallen Angels Incm Fd FAINX 75740 20061130 Fallen Angels Value Fd FAVLX 75741 20061130 Falling U.S. Dollar ProFd Investor Cl FDPIX 66635 20050307 Falling U.S. Dollar ProFd Service Cl FDPSX 66636 20050307 FAM Equity Income FAMEX 32830 19980508 FAM Equity-Income Fund Class C FFCEX 66976 20050421 Fam Value Fund FAMVX 14056 19950622 FAM Value Fund Class C FFCVX 66977 20050421 FBL Blue Chip Port FBBLX 20329 19960620 FBL High Grade Bond Port FBHBX 20333 19960620 FBL High Yield Bond Port FBYBX 20338 19960620 FBL Managed Port FBMGX 20336 19960620 FBL Value Growth Stock Port FABUX 20279 19960620 FBP Bal Fd FBPBX 20337 19960620 FBP Value Fd FBPEX 32023 19971002 FBR Bal Fd Cl I AFBAX 42157 19990324 FBR Bal Fd Inv Cl AFSAX 50006 20010928 FBR Core bd Fd Cl I AFHYX 47272 20010412 FBR Core bd Inv Cl AFHAX 50003 20010928 FBR Focus Cl R FBRRX 85500 20080603 FBR Focus Fd Inv Cl FBRVX 32388 19980128 FBR Focus Insti Cl I FBRIX 85499 20080530 FBR Gas Utility Index Cl R GASSX 85504 20080603 FBR Gas Utility Index Fd Inv Cl GASFX 6690 19921102 FBR Large Cap Finc Fd - Inv Cl FBRFX 30480 19970616 FBR Large Cap Technology Fd Inv Cl FBRTX 50885 20020206 FBR Pegasus Fd Cl I FBPIX 85495 20080530 FBR Pegasus Fd Inv Cl FBRPX 72152 20051115 FBR Pegasus Mid Cap Fd Cl I FBPMX 85496 20080530 FBR Pegasus Mid Cap Fd Inv Cl FBRMX 78811 20070301 FBR Pegasus Sm Cap Fd Cl I FBPYX 85498 20080530 FBR Pegasus Sm Cap Gwth Cl I FBPGX 85494 20080530 FBR Pegasus Sm Cap Gwth Cl R FBPSX 85497 20080530 FBR Pegasus Small Cap Fd Inv Cl FBRYX 78812 20070301 FBR Pegasus Small Cap Gr Fd Inv Cl FBRCX 62297 20031215 FBR Sm Cap Financial Cl I FBRUX 85501 20080603 FBR Sm Cap Financial Cl R FBRWX 85502 20080603 FBR Small Cap Finc Fd Inv Cl FBRSX 30678 19970818 FBR Technology Fund Class I FBRQX 92227 20100315 FCI Bd Fd FCIZX 67808 20051011 FCI EQUITY FD FCIEX 72079 20051104 Fdamental Investors, Inc., Cl F-2 Shs FINFX 87035 20080801 Fdamental Invs, Inc., Cl 529-F-1 Shs CFNFX 53108 20020314 Fdelty Calfrna Shrt Intrmdt Tx Fre Bd Fd FCSTX 72045 20051101 Fdlity Advsr Int'l Sm Cp Oprtnts Fd Cl A FOPAX 67405 20050809 Fdlty Advs Intrdt Muncl Inm Fd Inst Cl FZIIX 72170 20051103 Fdlty Advsr Int'l Sm Cp Opprtnts Fd Cl T FOPTX 67409 20050809 Fdlty Advsr Int'l Sm Cp Opptnts Fd Cl C FOPCX 67407 20050809 Fdlty Advsr Int'l SmCp Oprtnts Fd InstCl FOPIX 67408 20050809 Fdlty Srs InfltnPrtctd Bnd Indx Fd FSIPX 90166 20091001 Fdlty Srs InfltnPrtctd Bnd Indx Fd Cl F FFIPX 90165 20091001 FdX ETF Aggressive Upgrader Fd UNBOX 78306 20070201 FdX ETF Upgrader Fd REMIX 78295 20070201 FdX Tactical Upgrader Fd TACTX 83445 20080304 FED SHT TRM INCOME CL A FTIAX 64743 20050125 Federated ARMs Fund - Inst'l FEUGX 20362 19960620 Federated ARMs Fund - Inst'l Service FASSX 20323 19960620 Federated Bal Allocation Fd A BAFAX 72397 20060111 Federated Bal Allocation Fd B BAFBX 72398 20060111 Federated Bal Allocation Fd C BAFCX 72399 20060111 Federated Bd Fd Cl IS FDBIX 82912 20080130 Federated Bond Fund ISHIX 21013 19960620 Federated Bond Fund Cl A FDBAX 20346 19960620 Federated Bond Fund Cl B FDBBX 20347 19960620 Federated Bond Fund Cl C FDBCX 20348 19960620 Federated Cap Inc Fund Cl B CAPBX 21250 19960620 Federated Cap Incm Fd CAPFX 20363 19960620 Federated Cap Incm Fd Cl A Shares CAPAX 21252 19960620 Federated Capital Appreciation Fd Cl IS CPAIX 82890 20080125 Federated Capital Appreciation Fund A FEDEX 6012 19860102 Federated Capital Appreciation Fund B CPABX 14854 19960620 Federated Capital Appreciation Fund C CPACX 14855 19960620 Federated Clover Sm Val Fd Cl A VSFAX 89043 20090316 Federated Clover Sm Val Fd Cl C VSFCX 89044 20090316 Federated Clover Sm Val Fd Cl IS VSFIX 89045 20090316 Federated Clover Val Fd Cl A VFCAX 89035 20090316 Federated Clover Val Fd Cl B VFCBX 89039 20090316 Federated Clover Val Fd Cl C VFCCX 89036 20090316 Federated Clover Val Fd Cl IS VFCIX 89037 20090316 Federated Clover Val Fd Cl K VFCKX 89038 20090316 Federated Corporate Bond Strategy Portfl FCSPX 89565 20090701 Federated Enhanced Trsry Incm Fnd Cm Shs XFTTX 91702 20100129 FEDERATED EQUITY FDS CAP APPR CPAKX 57858 20030409 FEDERATED EQUITY FDS KAUFMN S FKASX 57068 20021219 FEDERATED EQUITY FDS KAUFMN S FKBSX 57069 20021219 FEDERATED EQUITY FDS KAUFMN S FKCSX 57070 20021219 Federated Equity Income Fund Cl A LEIFX 21261 19960620 Federated Equity Income Fund Cl C LEICX 21260 19960620 Federated Equity Income Fund Inc. F LFEIX 21265 19960620 Federated Equity Income Fund, Inc. Cl B LEIBX 21259 19960620 Federated GNMA Trust - Inst'l FGMAX 20385 19960620 Federated GNMA Trust-Inst'l Service FGSSX 20395 19960620 FEDERATED GOVERNMENT ULTRA SHORT DUR FGUSX 57801 20030331 FEDERATED GOVERNMENT ULTRASHORT FD I FEUSX 57800 20030331 Federated Govt Income Sec Cl A FGOAX 23790 19960822 Federated Govt Income Sec Cl B FGOBX 23791 19960822 Federated Govt Income Sec Cl C FGOCX 23793 19960822 Federated Growth Strategies Fund Cl B FGSBX 20393 19960620 Federated High Income Bond Fund A FHIIX 6013 19870309 Federated High Income Bond Fund B Class FHBBX 20400 19960620 Federated High Income Bond Fund Cl C FHICX 20402 19960620 Federated High Yield Strategy Portfolio FHYSX 89584 20090701 Federated High Yield Tr inst Service Sha FHYTX 6739 19930726 Federated Income Trust - Inst'l FICMX 20413 19960620 Federated Income Trust-Inst'l Class FITSX 20449 19960620 FEDERATED INDEX TR FED MXCP FMXKX 57861 20030409 Federated Index Tr Mid-Cap Index Fund FMDCX 20496 19960620 FEDERATED INSTL TR GV ULTRA FGUAX 57578 20030310 FEDERATED INSTL TR HI YIELD FIHBX 54749 20021104 Federated Int'l High Incm Fd F IHIFX 80126 20070606 Federated Int'l Income Fund Cl B FTBBX 20630 19960620 Federated InterContinental Fd - A RIMAX 36422 19991103 Federated InterContinental Fd C ICFFX 80898 20070828 Federated InterContinental Fd IS ICFIX 80914 20070828 Federated InterContinental Fd K ICFKX 80899 20070828 Federated InterContinetal Fd B ICFBX 80897 20070828 Federated Intermediate Gov Fd Insti Serv FLDSX 20285 19960620 Federated Intermediate Gov Fd Insti Shs FLDIX 44697 20000929 Federated Intermediate muni Tr Y FIMYX 58945 20031006 Federated Intermedit Govt/Crprt Fd IS FGCIX 72642 20060130 Federated International Bnd Strtgy Prtfl FIBPX 89659 20090701 Federated Intl High Income IHIAX 24091 19961001 Federated Intl High Income IHIBX 24092 19961001 Federated Intl High Income IHICX 24093 19961001 Federated Intl Leaders Fd Cl A FGFAX 42963 20000523 Federated Intl Leaders Fd Cl B FGFBX 42246 20000127 Federated Intl Leaders Fd Cl C FGFCX 45721 20010111 Federated Intl Small-Mid Company Fd A ISCAX 21008 19960620 Federated Intl Small-Mid Company Fd B Sh ISCBX 21009 19960620 Federated Intl Small-Mid Company Fd C Sh ISCCX 21010 19960620 Federated Intl Strategic Value Dividend IVFAX 85552 20080603 Federated Intl Strategic Value Dividend IVFCX 85553 20080603 Federated Intl Strategic Value Dividend IVFIX 85554 20080603 Federated Intrmdt Govt/Crprt Fd Insti SS FGCSX 72643 20060130 Federated Kaufman Lg Cap Fd A KLCAX 82549 20071206 Federated Kaufman Lg Cap Fd C KLCCX 82550 20071206 Federated Kaufman Lg Cap Fd IS KLCIX 82551 20071206 Federated Kaufman Lg Cap Fd K KLCKX 82552 20071206 Federated Kaufman Small Cap Fund Class K FKKSX 72153 20051115 FEDERATED KAUFMANN FD A KAUAX 47647 20010516 FEDERATED KAUFMANN FD B KAUBX 47648 20010516 FEDERATED KAUFMANN FD C KAUCX 47649 20010516 Federated Market Opportunity Fd IS FMIIX 80371 20070703 Federated Max Cap Index Fd MXCCX 32295 19980113 Federated Max-Cap Index Fd FMXSX 20518 19960620 Federated MDT All Cap Core Fd Cl A QAACX 57544 20030226 Federated MDT All Cap Core Fd Cl C QCACX 67716 20050923 Federated MDT All-Cap Core Fd K QKACX 76112 20061228 Federated MDT Bal Fd Cl A QABGX 67708 20050923 Federated MDT Bal Fd Cl C QCBGX 67717 20050923 Federated MDT Bal Fd inst Cl QIBGX 57046 20021213 Federated MDT Bal Fd K QKBGX 76113 20061228 Federated MDT Large Cap Gr Fd Cl A QALGX 67709 20050923 Federated MDT Large Cap Gr Fd Cl C QCLGX 67718 20050923 Federated MDT Large Cap Gr inst Cl QILGX 67725 20050923 Federated MDT Lg Cap Gwth Cl B QBLGX 79287 20070423 Federated MDT Sm Cap Gwth Fd Cl B QBSGX 83512 20080317 Federated MDT Small Cap Core Fd Cl A QASCX 67712 20050923 Federated MDT Small Cap Core Fd Cl C