Mutual Funds 20th Century Giftrust TWGTX 6140 19860102 20th Century Growth Fund TWCGX 6141 19860102 20th Century Heritage Fund TWHIX 6288 19900103 20th Century Int'l Discovery Fund TWEGX 14041 19950524 20th Century Int'l Growth Fund TWIEX 6686 19921019 20th Century Intl Growth TGRIX 32332 19980120 20th Century Select Fund TWCIX 6142 19860102 20th Century Ultra Fund TWCUX 6144 19860102 20th Century Vista Fund TWCVX 6145 19860102 3 to 1 Diversified Eq Fd FMREX 82888 20080125 3 to 1 Strategic Incm Fd FMRIX 82889 20080125 AAM/DFA Two-Year Corp Fixed Income Port DFCFX 23999 19960601 AAM/DFA Two-Year Gov't Port DFYGX 24000 19960628 AAM/DFA US High Book to Market DFBMX 24347 19961113 AARP Aggressive Fd AAGSX 78935 20070326 AARP Conservative Fd AACNX 78934 20070326 AARP Incm Fd AANCX 78937 20070326 AARP Moderate Fd AAMDX 78936 20070326 Aberdeen APAC ex-Japan Eq Ins Fd Inst Se AAPEX 90586 20091117 Aberdeen APAC ex-Japan Eq Insti Fd Inst AAPIX 90552 20091116 Aberdeen Asia bd inst Fd CSABX 79509 20070503 Aberdeen Asia Bnd Instl Fd Inst Srv Cls ABISX 90949 20100104 Aberdeen Asia-Pacific Income Fund Inc XFAPX 66674 20050324 Aberdeen Australia Equity Fund Inc XIAFX 66670 20050307 Aberdeen China Oppty Fd Cl A GOPAX 64254 20040702 Aberdeen China Oppty Fd Cl B GOPBX 64255 20040702 Aberdeen China Oppty Fd Cl C GOPCX 64256 20040702 Aberdeen China Oppty Fd Cl R GOPRX 64258 20040702 Aberdeen China Oppty Fd Insti Cl GOPIX 64257 20040702 Aberdeen China Oppty Fd Insti Serv Cl GOPSX 64259 20040702 Aberdeen Emerging Markets Fd Cl A GEGAX 48508 20010703 Aberdeen Emerging Markets Fd Cl B GEGBX 48509 20010703 Aberdeen Emerging Markets Fd Cl C GEGCX 48510 20010703 Aberdeen Emerging Markets Fd Cl R GEMRX 62322 20040102 Aberdeen Emerging Markets Insti Fd Insti ABEMX 79840 20070516 Aberdeen Eq LngShrt Fd Instl Service Cl AELSX 90391 20091102 Aberdeen eq Long-Short Cl C MLSCX 50299 20011102 Aberdeen eq Long-Short Fd Cl A MLSAX 50297 20011102 Aberdeen eq Long-Short Fd Cl B MLSBX 50298 20011102 Aberdeen eq Long-Short Fd Cl R GLSRX 62839 20040315 Aberdeen eq Long-Short Fd Insti Cl GGUIX 64354 20040809 Aberdeen Gbl eq Fd Cl A GLLAX 48518 20010703 Aberdeen Gbl eq Fd Cl B GLLBX 48519 20010703 Aberdeen Gbl eq Fd Cl C GLLCX 48520 20010703 Aberdeen Gbl eq Fd Cl R GWLRX 58926 20031002 Aberdeen Gbl eq Fd inst Cl GWLIX 89663 20090710 Aberdeen Gbl Finc Services Cl A GLFAX 53188 20020314 Aberdeen Gbl Finc Services Cl B GLFBX 53189 20020314 Aberdeen Gbl Finc Services Cl C GLFCX 53190 20020314 Aberdeen Gbl Finc Services Fd Cl R GLFRX 62326 20040102 Aberdeen Gbl Finc Services inst Cl GLFIX 64250 20040702 Aberdeen Gbl Fixed Incm Fd Cl A CUGAX 50626 20011207 Aberdeen Gbl Fixed Incm Fd Cl C CGBCX 67080 20050510 Aberdeen Gbl Fixed Incm Fd Inst Service CGFIX 1972 19940119 Aberdeen Gbl Small Cap Fd Cl A WVCCX 34474 19981104 Aberdeen Gbl Small Cap Fd Cl C CPVCX 48757 20010822 Aberdeen Gbl Small Cap Fd Cl R WPVAX 34473 19981104 Aberdeen Glbl Smll Cp Fnd Inst Srv Cls AGISX 90077 20090916 Aberdeen Global Fixed Incm Fnd Inst Cls AGCIX 89783 20090720 Aberdeen Global Small Cap Fund Insti Cls ABNIX 89779 20090720 Aberdeen Intl eq Fd Cl A GIGAX 48512 20010703 Aberdeen Intl eq Fd Cl B GIGBX 48513 20010703 Aberdeen Intl eq Fd Cl C GIGCX 48514 20010703 Aberdeen Intl eq Fd Cl R GIRRX 62325 20040102 Aberdeen Intl eq Fd inst Service GIGSX 48515 20010703 Aberdeen Intl eq Fd Insti Cl GIGIX 64278 20040708 Aberdeen Intl eq Insti Cl WPIEX 23645 19960620 Aberdeen Intl Equity Intl Fd Instl Svc C AIESX 92179 20100310 Aberdeen Natural Resources Fd Cl A GGNAX 64244 20040702 Aberdeen Natural Resources Fd Cl B GENBX 64272 20040707 Aberdeen Natural Resources Fd Cl C GGNCX 64245 20040702 Aberdeen Natural Resources Fd Cl R GGNRX 64247 20040702 Aberdeen Natural Resources Fd Insti Cl GGNIX 64246 20040702 Aberdeen Natural Resources Fd Insti Serv GGNSX 64248 20040702 Aberdeen Optimal Allocs Defensive Fd Cl GODAX 75881 20061221 Aberdeen Optimal Allocs Defensive Fd Cl GODBX 75882 20061221 Aberdeen Optimal Allocs Defensive Fd Cl GODCX 75883 20061221 Aberdeen Optimal Allocs Defensive Fd Ins GODIX 75884 20061221 Aberdeen Optimal Allocs Fd: Gr Cl A GVAAX 64363 20040809 Aberdeen Optimal Allocs Fd: Gr Cl B GVABX 64364 20040809 Aberdeen Optimal Allocs Fd: Gr Cl C GAACX 64339 20040809 Aberdeen Optimal Allocs Fd: Gr Cl R GAARX 64344 20040809 Aberdeen Optimal Allocs Fd: Moderate Cl GMAAX 64355 20040809 Aberdeen Optimal Allocs Fd: Moderate Cl GMABX 64378 20040811 Aberdeen Optimal Allocs Fd: Moderate Cl GMACX 64356 20040809 Aberdeen Optimal Allocs Fd: Moderate Cl GMRRX 64362 20040809 Aberdeen Optimal Allocs Fd: Moderate Gr GAGRX 64346 20040809 Aberdeen Optimal Allocs Fd: Moderate Gr GMMAX 64358 20040809 Aberdeen Optimal Allocs Fd: Moderate Gr GMMBX 64359 20040809 Aberdeen Optimal Allocs Fd: Moderate Gr GMMCX 64360 20040809 Aberdeen Optimal Allocs Fd: Moderate Ins GMAIX 64357 20040809 Aberdeen Optimal Allocs Fd: Speciality C GAMCX 64348 20040809 Aberdeen Optimal Allocs Fd: Speciality C GASAX 64350 20040809 Aberdeen Optimal Allocs Fd: Speciality C GASBX 64351 20040809 Aberdeen Optimal Allocs Fd: Speciality C GASRX 64353 20040809 Aberdeen Optimal Allocs Fd: Speciality i GASIX 64352 20040809 Aberdeen Optml Alctn Fd Mdrt Gwth Inst C GMMIX 89894 20090728 Aberdeen Small Cap Fd Cl A GSXAX 36691 20000111 Aberdeen Small Cap Fd Cl B GSXBX 45549 20001218 Aberdeen Small Cap Fd Cl C GSXCX 48540 20010703 Aberdeen Small Cap Fd Cl R GNSRX 62329 20040102 Aberdeen Small Cap Fd inst Cl GSCIX 64274 20040707 Aberdeen Small Cap Fd inst Service Cl GSXIX 45552 20001228 Aberdeen Tax Free Incm Fd Cl B GTIBX 58886 20030924 Aberdeen Tax Free Incm Fd Cl C GTICX 58879 20030924 Aberdeen Tax-Free Incm Cl A NTFAX 44105 20000131 Aberdeen Tax-Free Incm Fd Cl D NATFX 21834 19960620 Aberdeen U.S. eq Fd Cl A GXXAX 48528 20010703 Aberdeen U.S. eq Fd Cl B GXXBX 48529 20010703 Aberdeen U.S. eq Fd Cl C GXXCX 48530 20010703 Aberdeen U.S. eq Fd Cl R GGLRX 58919 20031002 Aberdeen U.S. eq Fd inst Cl GGLIX 64243 20040702 Abrdn Emrgng Mrkts Inst Fd Insti Serv Cl AEMSX 90631 20091123 Absolute Asia Dynamic Equity Fund Clss A DEFAX 92083 20100304 Absolute Asia Dynamic Equity Fund Clss C DEFCX 92122 20100304 Absolute Asia Dynamic Equity Fund Clss Y DEFYX 92084 20100304 Absolute Opportunites Fd Inst Cl AOFOX 87632 20081029 Absolute Strategies Insti Shares ASFIX 72094 20051104 Absolute Strategies R Shares ASFAX 67390 20050727 Academy Select Opportunities Fd ASELX 89058 20090318 ACAP Strategic Fund XCAPX 92148 20100308 Access Cap Community Inv Cl A ACASX 88536 20090130 Access Cap Community Inv Fd Cl I ACCSX 78902 20070314 Access Flex Bear High Yield Fd Cl A AFBQX 67568 20050913 Access Flex Bear High Yld Fd Investor Cl AFBIX 66997 20050429 Access Flex Bear High Yld Fd Service Cl AFBSX 66998 20050429 Access Flex High Yield Fd Cl A FYAQX 73743 20060705 ACCESS FLEX HIGH YIELD FUND INV FYAIX 66584 20050203 ACCESS FLEX HIGH YIELD FUND SER FYASX 66585 20050203 Accessor Frontier markets Fd Advisor Cl FRNMX 88310 20090108 Accessor Gr & Incm Alloc Fd C Cl AGIGX 57297 20030113 Accessor Strategic Altrntvs Fd Invstr Cl FSAFX 88312 20090108 Achievement Balanced Fund Trust Class ACVBX 14344 19960102 Activa Val Fd AMWIX 90015 20090903 Activa Value Fd Cl A AMWYX 14475 19960620 ActivePassive Emerging Mrkts Eq Fd Cl A APERX 82777 20080103 ActivePassive Global Bd Fd Cl A APGLX 82778 20080103 ActivePassive Int'l Eq Fd Cl A APIEX 82779 20080103 ActivePassive Intrmdt Mncpl Bd Fd Cl A APMUX 82783 20080103 ActivePassive Intrmdt Txbl Bd Fd Cl A APTAX 82797 20080103 ActivePassive Lg Cap Gwth Fd Cl A APLGX 82780 20080103 ActivePassive Lg Cap Val Fd Cl A APLVX 82781 20080103 ActivePassive Sm/Mid Cap Valud Fd Cl A APMVX 82784 20080103 ActivePassive Sm/Mid Gwth Fd Cl A APMGX 82782 20080103 Adaptive Alloc Fd Cl C AAXCX 72975 20060228 Adaptive Allocation Fd Cl A AAXAX 92726 20100405 ADMIRAL TX MNGD GR & IN ADM VTGLX 50368 20011114 Adv One Clermont Fd Cl N CLERX 42787 20000419 Advance Capital Balanced Fund ADBAX 14351 19960620 Advance Capital Equity Growth Fund ADEGX 14356 19960620 Advance Capital I Bal Fd ADBNX 79611 20070508 Advance Capital I Core Eq Fd Instit Cl ADCNX 82753 20080103 Advance Capital I Core Eq Fd Retail Cl ADCEX 82776 20080102 Advance Capital I Eq Gwth Fd ADENX 79612 20070508 Advance Capital I Retirement Incm Fd ADRNX 79551 20070507 Advance Capital Retirement Income Fund ADRIX 14367 19960620 Advantage Fds Inc Dreyfus Gbl Rl Rtrn Fd DRRAX 93805 20100517 Advantage Fds Inc Dryfs Gbl Rl Rtrn Fd C DRRCX 93806 20100517 Advantage Fds Inc Dryfs Gbl Rl Rtrn Fd C DRRIX 93807 20100517 Advantage Fds, Inc. Gbl Alpha Fd Cl I AVGRX 73291 20060504 Advent Claymore Convertible Securities & XAVKX 58834 20030910 Advent/Claymore Enhanced Gwth & Incm Fd XLCMX 65146 20050225 Advent/Claymore Glbl Cnvrtbl Scrts Incm XAGCX 80108 20070605 Advisor One Enhanced Income Fd Cl N CLEIX 90282 20091006 Advisor One Flexible Income Fd Cl N CLFLX 90270 20091006 Advisor One Select Appreciation Fd Cl N CLACX 90285 20091006 AdvisorOne Descartes Fd CLDEX 73221 20060420 AdvisorOne Liahona Fd CLHAX 73222 20060420 AdvisorOne Shelter Fund Class N CLSHX 91682 20100127 ADVISORS SER TR TEBERG F TEBRX 53488 20020503 Advisory Research All Cap Val Fd ADVGX 90553 20091117 Advisory Research Int'l Sm Cap Val Fd ADVIX 92728 20100331 advOne Amerigo Fd Cl C CLCCX 45532 20001229 advOne Amerigo Fd Cl N CLSAX 34164 19980818 advOne sel Alloc Fd Cl N CLBLX 72745 20060201 AEGIS HIGH YIELD AHYFX 64229 20040629 Aegis Value Fd Inc AVALX 44145 20000629 Aero New Innovations Fd AEROX 93628 20100503 AETNA BAL FD B ABFBX 47912 20010619 AETNA Balanced Fund Cl C ACBLX 44390 20000628 Aetna Fund Advisor Class AETAX 14383 19960620 Aetna Fund Select Class AETFX 14385 19960620 Aetna Index Large Cap AELIX 32863 19980514 Aetna Index Plus Large Cap Fund Cl B ATLBX 42181 19990830 Aetna Index Plus Large-Cap Fund Cl A AELAX 35296 19990125 Aetna Index Plus Large-Cap. Fund Cl C AELCX 36143 19990825 Aetna Index Plus Mid Cap A AIMAX 42005 20000301 AETNA INDEX PLUS MID CAP B APMBX 47921 20010627 Aetna Index Plus Mid Cap I AIMIX 42008 20000301 AETNA Index Plus Mid-Cap Cl C APMCX 44383 20000810 Aetna Index Plus Sm Cap A AISAX 42006 20000301 AETNA INDEX PLUS SM CAP B AISBX 47917 20010627 Aetna Index Plus Sm Cap I AISIX 42009 20000301 AETNA Index Plus Small-Cap Cl C APSCX 44384 20000810 AETNA SM CO FD B ASMLX 47923 20010627 Aetna Small Company A AESAX 34501 19980708 AETNA Small Company Fund Cl C ASCCX 44381 20000810 Aetna Small Company Growth Select Class AESGX 14382 19960620 AEW Real Estate Fd Cl A NRFAX 50315 20010319 AEW Real Estate Fd Cl B NRFBX 50316 20010319 AEW Real Estate Fd Cl C NRCFX 50314 20010319 AEW Real Estate Fd Cl Y NRFYX 50317 20010319 AIG Series Tr, 2015 High Watermark Cl HWFCX 67421 20050803 AIG Sun America Alterntv Strgs Fud Cls C SUNCX 87903 20081201 AIG Sun America Alterntv Strgs Fud Cls W SUNWX 87904 20081201 AIM ADV FLEX FD CL B SHS IAFBX 66556 20050203 AIM China Institutional Cl IACFX 73155 20060417 AIM Core bd Fd Cl C Shares TBRCX 53349 20020408 AIM Core bd Fd Cl R Shares TBRRX 64198 20040616 AIM Core Bond Fund Class Y TBRYX 51348 20081008 AIM Developing Market Fd Insttutional Cl GTDIX 72109 20051110 AIM Developing Markets Fund Class Y GTDYX 51579 20081008 AIM Dynamics Fd Cl R IDYRX 72111 20051110 AIM Dynamics Fund Class Y IDYYX 51393 20081008 AIM Gbl Small & Mid Cap Gr Fd - Inst Cl GAIIX 81477 20071002 AIM Global Gwth Fd Inst Cl GGAIX 81478 20071002 AIM Global Health Care Fund Class Y GGHYX 51588 20081008 AIM Global Real Estate Cl C CGREX 67081 20050511 AIM Global Real Estate Cl R RGREX 67088 20050511 AIM Global Real Estate Insti Cl IGREX 67085 20050511 AIM International Core Equity Fund CLs Y IBVYX 51363 20081008 AIM Intl Core eq Fd Cl R, a ser of AIM I IIBRX 62486 20040120 AIM Libor Alpha Fd Cl A EASBX 73154 20060417 AIM Libor Alpha Fd Cl C CESBX 73197 20060413 AIM Libor Alpha Fd Cl R RESBX 73169 20060417 AIM Libor Alpha Fd Institional Cl IAESX 73200 20060413 AIM Libor Alpha Fund Class Y LIBYX 51341 20081008 AIM Small Cap Growth Fund Class Y GTSYX 51586 20081008 Akre Focus - Inst AKRIX 89964 20090831 Akre Focus - Retail AKREX 89963 20090831 Akros Absolute Rtrn Fd AARFX 72002 20051026 Al Frank Dividend Val Fd Advisor Cl VALEX 73286 20060502 Al Frank Fd VALUX 36754 20000119 Al Frank Fd Advisor Cl VALAX 73285 20060502 Alger Analyst Fd Cl A SPEAX 78956 20070402 Alger Analyst Fd Cl C AACYX 87379 20080925 Alger Analyst Fd Cl I AAIYX 87416 20081001 Alger Bal Fd Cl A ALBAX 30542 19970625 Alger Bal Fd Cl B ALGBX 14437 19960620 Alger Bal Fd Cl C ALBCX 30623 19970808 Alger Cap Appreciation Fd Cl A ACAAX 30540 19970625 Alger Cap Appreciation Fd Cl B ACAPX 14292 19960620 Alger Cap Appreciation Fd Cl C ALCCX 30624 19970808 Alger Cap Appreciation inst Fd Cl I ALARX 32731 19980415 Alger Cap Appreciation inst Fd Cl R ACARX 57347 20030128 Alger China U.S. Gr Fd Cl A CHUSX 62817 20040303 Alger China U.S. Gr Fd Cl C CHUCX 83351 20080303 Alger Convertible Fd Cl A, Inc. ACVFX 80596 20070726 Alger Fds II Alger DynamicsOpprtntsFdClA SPEDX 90487 20091109 Alger Green Fd Cl A SPEGX 78122 20070116 Alger Green Fd Cl C AGFCX 87437 20080924 Alger Green Fd Cl I AGIFX 87377 20080925 Alger Gwth Opportunities Fd Cl A AOFAX 83349 20080303 Alger Gwth Opportunities Fd Cl C AOFCX 83388 20080303 Alger Gwth Opportunities Fd Cl I AOFIX 83350 20080303 Alger Health Sciences Fd Cl A AHSAX 54344 20020920 Alger Health Sciences Fd Cl B AHSBX 54345 20020920 Alger Health Sciences Fd Cl C AHSCX 54346 20020920 Alger Int'l Opportunities Fd Cl C AOCFX 87417 20081001 Alger Int'l Opportunities Fd Cl I AOIFX 87418 20081001 Alger Intl Opps Fd Cl A SPEIX 78818 20070301 Alger Large Cap Gr inst Fd Cl R ALGIX 57349 20030128 Alger LargeCap Gr Fd Cl A ALGAX 30543 19970625 Alger LargeCap Gr Fd Cl B AFGPX 14387 19960620 Alger LargeCap Gr Fd Cl C ALGCX 30625 19970808 Alger LargeCap Gr inst Fd Cl I ALGRX 24177 19960703 Alger Mid Cap Gr Fd Cl A AMGAX 30545 19970625 Alger Mid Cap Gr Fd Cl B AMCGX 14454 19960620 Alger Mid Cap Gr Fd Cl C AMGCX 30626 19970808 Alger Mid Cap Gr inst Fd Cl I ALMRX 24178 19960703 Alger Mid Cap Gr inst Fd Cl R AGIRX 57348 20030128 Alger Ports - Alger Bal Portfolio Cl I-2 ABLOX 53530 20020514 Alger Ports - Alger Cap Appreciation Por ALVOX 53542 20020514 Alger Ports - Alger Gr Portfolio Cl I-2 AAGOX 53491 20020509 Alger Ports - Alger Incm and Gr Portfoli AIGOX 53541 20020514 Alger Ports - Alger Mid Cap Gr Portfolio AMGOX 53495 20020509 Alger Ports - Alger SmallCap Gr Portfoli AASOX 53527 20020514 Alger Ports - Alger SMidCap Gr Ptf Cl I- AAMOX 82752 20080103 Alger Small Cap Gr Fd Cl A ALSAX 30544 19970625 Alger Small Cap Gr Fd Cl B ALSCX 14447 19960620 Alger Small Cap Gr Fd Cl C AGSCX 30627 19970808 Alger Small Cap Gr inst Fd Cl I ALSRX 24179 19960703 Alger Small Cap Gr inst Fd Cl R ASIRX 57350 20030128 Alger SMidCap Gr Fd Cl A ALMAX 54347 20020920 Alger SMidCap Gr Fd Cl B ALMBX 54348 20020920 Alger SMidCap Gr Fd Cl C ALMCX 54349 20020920 Alger SMidCap Gr Fd Cl I ASIMX 80814 20070808 Alger Spectra Fd Cl A SPECX 24357 19961126 Alger Spectra Fd Cl C ASPCX 87438 20080924 Alger Spectra Fd Cl I ASPIX 87439 20080924 All Cap Gwth Fd Tr Cl NBATX 75221 20060907 Alleghany Montag & Caldwell Growth Fund MCGIX 30100 19970311 Alleghany/Montag & Caldwell Balanced Cl MOBIX 35564 19990304 AlliancBrnsten MltAst Infltn StrgyCl2Shs AMTTX 92185 20100309 AlliancBrnstnMncplIncmFdIncClfrnPtAdvsCl ALCVX 86941 20080807 ALLIANCE B TM WLTH APP STR ADV ATWYX 62169 20031110 Alliance Balanced Fund CBSYX 34396 19981026 Alliance Balanced Fund Cl B CABBX 30339 19970417 Alliance Balanced Fund Cl C CBACX 36091 19970417 Alliance Balanced Shares Cl A CABNX 14690 19960620 ALLIANCE BD FD QUAL BD A ABQUX 47321 20010129 ALLIANCE BERN BAL WLTH STR ADV ABWYX 62822 20040315 ALLIANCE BERN BAL WLTH STRAT A ABWAX 62166 20031110 ALLIANCE BERN BAL WLTH STRAT B ABWBX 62167 20031110 ALLIANCE BERN BAL WLTH STRAT C ABWCX 62168 20031110 ALLIANCE BERN BLND US LG C ADV ABBYX 62844 20040317 ALLIANCE BERN TM BAL WL ST ADV AGIYX 62836 20040315 ALLIANCE BERN TM WLT APP STR C ATWCX 62837 20040315 ALLIANCE BERN WLTH APP STR ADV AWAYX 62170 20031110 ALLIANCE BERNSTEIN INT VAL ADV ABIYX 48708 20010809 ALLIANCE BERNSTEIN SHT DUR A ADPAX 58836 20030718 ALLIANCE BERNSTEIN TR VAL A ABVAX 47553 20010503 ALLIANCE BERNSTEIN TR VAL B ABVBX 47271 20010417 ALLIANCE BERNSTEIN TR VAL C ABVCX 47324 20010419 Alliance Bernstein US Strtgc Rsrch Ptf A AURYX 90886 20091229 Alliance Bernstein US Strtgc Rsrch Ptf C AURAX 90881 20091229 Alliance Bernstein US Strtgc Rsrch Ptf C AURCX 90882 20091229 Alliance Bernstein US Strtgc Rsrch Ptf C AURIX 90883 20091229 Alliance Bernstein US Strtgc Rsrch Ptf C AURKX 90884 20091229 Alliance Bernstein US Strtgc Rsrch Ptf C AURRX 90885 20091229 ALLIANCE CALIFORNIA MUNICIPAL INCOME XAKPX 50951 20020226 Alliance Global Dollar Gov't Fund Inc B AGDBX 14399 19960119 Alliance Global Dollar Government AGDAX 24152 19960119 Alliance Global Dollar Govt Cl C AGDCX 30344 19970120 Alliance Greater China 97 Adv GCHYX 36439 19991110 Alliance Greater China 97 Fd A GCHAX 36436 19991110 Alliance Greater China 97 Fd B GCHBX 36437 19991110 Alliance Greater China 97 Fd C GCHCX 36438 19991110 Alliance Growth & Income Fund CBBYX 34398 19981026 Alliance Growth & Income Fund Cl A CABDX 23712 19960628 Alliance Growth & Income Fund Cl B CBBDX 23713 19960628 Alliance Growth & Income Fund Cl C CBBCX 23711 19960628 ALLIANCE GROWTH FD CL A AGRFX 45702 20010110 ALLIANCE GROWTH FD CL B AGBBX 45703 20010110 ALLIANCE GROWTH FD CL C AGRCX 45700 20010110 Alliance Inst.Fds, AllianceBernstein Glb ARIIX 24767 19980629 Alliance Muni II/AZ Port Cl A AAZAX 24878 19970120 Alliance Muni II/AZ Port Cl B AAZBX 24879 19970120 Alliance Muni II/AZ Port Cl C AAZCX 24880 19970120 Alliance Muni II/MA Port Cl A AMAAX 24883 19970120 Alliance Muni II/MA Port Cl B AMABX 24884 19970120 Alliance Muni II/MA Port Cl C AMACX 24885 19970220 Alliance Muni II/MI Port Cl A AMIAX 24886 19970220 Alliance Muni II/MI Port Cl B AMIBX 24887 19970220 Alliance Muni II/MI Port Cl C AMICX 24888 19970220 Alliance Muni II/MN Port Cl A AMNAX 24889 19970220 Alliance Muni II/MN Port Cl B AMNBX 24890 19970220 Alliance Muni II/MN Port Cl C AMNCX 24891 19970220 Alliance Muni II/NJ Port Cl A ANJAX 24892 19970220 Alliance Muni II/PA Port Cl A APAAX 24894 19970220 Alliance Muni II/Port Cl C APACX 24895 19970220 Alliance Muni II/VA Port Cl A AVAAX 24896 19970220 Alliance Muni II/VA Port Cl B AVABX 24897 19970220 Alliance Muni II/VA Port Cl C AVACX 24898 19970220 Alliance Muni Income Fd CA Port Cl A ALCAX 14433 19960119 Alliance Muni Income Fd CA Port Cl B ALCBX 14434 19960119 Alliance Muni Income Fd CA Port Cl C ACACX 14291 19960119 Alliance Muni Income Fd II AOHAX 32191 19971204 Alliance Muni Income Fd II NJ Port Cl B ANJBX 14485 19960620 Alliance Muni Income Fd II NJ Port Cl C ANJCX 14486 19960620 Alliance Muni Income Fd II OH Port Cl C AOHCX 14494 19960620 Alliance Muni Income Fd II PA Port Cl B APABX 14500 19960620 Alliance Muni Income Fd Nat'l Port Cl A ALTHX 14449 19960119 Alliance Muni Income Fd Nat'l Port Cl B ALTBX 14448 19960119 Alliance Muni Income Fd Nat'l Port Cl C ALNCX 14445 19960119 Alliance Muni Income Fd NY Port Cl A ALNYX 14446 19960119 Alliance Muni Income Fd NY Port Cl B ALNBX 14444 19960119 Alliance Muni Income Fd NY Port Cl C ANYCX 14490 19960620 Alliance Municipal Income Fd/ Ohio Cl B AOHBX 24298 19960823 ALLIANCE NEW YORK MUNICIPAL INCOME F XAYNX 50952 20020226 ALLIANCE PTS ALLIANCE GRW ADV AGRYX 45701 20010110 Alliance Quasar Fund Advisor QUAYX 30348 19970417 Alliance Quasar Fund Cl A QUASX 22774 19960620 Alliance Quasar Fund Cl B QUABX 23715 19960628 Alliance Quasar Fund Cl C QUACX 24153 19961010 Alliance Utility Income Cl A AUIAX 30354 19970417 Alliance Utility Income Cl B AUIBX 30355 19970417 Alliance Utility Income Cl C AUICX 30356 19970417 Alliance Utility Income Fund AUIYX 34401 19981026 AllianceBernstein 2000 Rtrmnt Strtg Cl A LTAAX 72557 20060125 AllianceBernstein 2000 Rtrmnt Strtg Cl B LTABX 72558 20060125 AllianceBernstein 2000 Rtrmnt Strtg Cl C LTACX 72628 20060125 AllianceBernstein 2000 Rtrmnt Strtg Cl I LTAIX 72559 20060125 AllianceBernstein 2000 Rtrmnt Strtg Cl K LTAKX 72560 20060125 AllianceBernstein 2000 Rtrmnt Strtg Cl R LTARX 72561 20060125 AllianceBernstein 2000RtrmntStrtgAdvsrCl LTAVX 72562 20060125 AllianceBernstein 2005 Rtrmnt Strtg Cl A LTBAX 72563 20060125 AllianceBernstein 2005 Rtrmnt Strtg Cl B LTCBX 72568 20060125 AllianceBernstein 2005 Rtrmnt Strtg Cl C LTSCX 72620 20060125 AllianceBernstein 2005 Rtrmnt Strtg Cl I LTBIX 72564 20060125 AllianceBernstein 2005 Rtrmnt Strtg Cl K LTBKX 72565 20060125 AllianceBernstein 2005 Rtrmnt Strtg Cl R LTBRX 72566 20060125 AllianceBernstein 2005RtrmntStrtgAdvsrCl LTBVX 72567 20060125 AllianceBernstein 2010 Rtrmnt Strtg Cl A LTDAX 72569 20060125 AllianceBernstein 2010 Rtrmnt Strtg Cl B LTDBX 72570 20060125 AllianceBernstein 2010 Rtrmnt Strtg Cl C LTDCX 72571 20060125 AllianceBernstein 2010 Rtrmnt Strtg Cl I LTDIX 72572 20060125 AllianceBernstein 2010 Rtrmnt Strtg Cl K LTDKX 72573 20060125 AllianceBernstein 2010 Rtrmnt Strtg Cl R LTDRX 72574 20060125 AllianceBernstein 2010RtrmntStrtgAdvsrCl LTDVX 72575 20060125 AllianceBernstein 2015 Rtrmnt Strtg Cl A LTEAX 72576 20060125 AllianceBernstein 2015 Rtrmnt Strtg Cl B LTGBX 72582 20060125 AllianceBernstein 2015 Rtrmnt Strtg Cl C LTECX 72577 20060125 AllianceBernstein 2015 Rtrmnt Strtg Cl I LTEIX 72578 20060125 AllianceBernstein 2015 Rtrmnt Strtg Cl K LTEKX 72579 20060125 AllianceBernstein 2015 Rtrmnt Strtg Cl R LTERX 72580 20060125 AllianceBernstein 2015RtrmntStrtgAdvsrCl LTEVX 72581 20060125 AllianceBernstein 2020 Rtrmnt Strtg Cl A LTHAX 72583 20060125 AllianceBernstein 2020 Rtrmnt Strtg Cl B LTHBX 72584 20060125 AllianceBernstein 2020 Rtrmnt Strtg Cl C LTHCX 72585 20060125 AllianceBernstein 2020 Rtrmnt Strtg Cl I LTHIX 72586 20060125 AllianceBernstein 2020 Rtrmnt Strtg Cl K LTHKX 72587 20060125 AllianceBernstein 2020 Rtrmnt Strtg Cl R LTHRX 72588 20060125 AllianceBernstein 2020RtrmntStrtgAdvsrCl LTHVX 72589 20060125 AllianceBernstein 2025 Rtrmnt Strtg Cl A LTIAX 72590 20060125 AllianceBernstein 2025 Rtrmnt Strtg Cl B LTIBX 72591 20060125 AllianceBernstein 2025 Rtrmnt Strtg Cl C LTICX 72592 20060125 AllianceBernstein 2025 Rtrmnt Strtg Cl I LTJIX 72597 20060125 AllianceBernstein 2025 Rtrmnt Strtg Cl K LTJKX 72598 20060125 AllianceBernstein 2025 Rtrmnt Strtg Cl R LTJRX 72599 20060125 AllianceBernstein 2025RtrmntStrtgAdvsrCl LTIVX 72593 20060125 AllianceBernstein 2030 Rtrmnt Strtg Cl A LTJAX 72594 20060125 AllianceBernstein 2030 Rtrmnt Strtg Cl B LTJBX 72595 20060125 AllianceBernstein 2030 Rtrmnt Strtg Cl C LTJCX 72596 20060125 AllianceBernstein 2030 Rtrmnt Strtg Cl I LTKIX 72604 20060125 AllianceBernstein 2030 Rtrmnt Strtg Cl K LTKKX 72605 20060125 AllianceBernstein 2030 Rtrmnt Strtg Cl R LTKRX 72606 20060125 AllianceBernstein 2030RtrmntStrtgAdvsrCl LTJVX 72600 20060125 AllianceBernstein 2035 Rtrmnt Strtg Cl A LTKAX 72601 20060125 AllianceBernstein 2035 Rtrmnt Strtg Cl B LTKBX 72602 20060125 AllianceBernstein 2035 Rtrmnt Strtg Cl C LTKCX 72603 20060125 AllianceBernstein 2035 Rtrmnt Strtg Cl I LTLIX 72610 20060125 AllianceBernstein 2035 Rtrmnt Strtg Cl K LTLKX 72611 20060125 AllianceBernstein 2035 Rtrmnt Strtg Cl R LTLRX 72612 20060125 AllianceBernstein 2040 Rtrmnt Strtg Cl A LTLAX 72607 20060125 AllianceBernstein 2040 Rtrmnt Strtg Cl B LTLBX 72608 20060125 AllianceBernstein 2040 Rtrmnt Strtg Cl C LTLCX 72609 20060125 Alliancebernstein 2040 Rtrmnt Strtg Cl I LTSIX 72621 20060125 AllianceBernstein 2040 Rtrmnt Strtg Cl K LTSKX 72622 20060125 AllianceBernstein 2040 Rtrmnt Strtg Cl R LTSRX 72623 20060125 AllianceBernstein 2040RtrmntStrtgAdvsrCl LTLVX 72613 20060125 AllianceBernstein 2045 Rtrmnt Strtg Cl A LTPAX 72614 20060125 AllianceBernstein 2045 Rtrmnt Strtg Cl B LTPBX 72615 20060125 AllianceBernstein 2045 Rtrmnt Strtg Cl C LTPCX 72616 20060125 AllianceBernstein 2045 Rtrmnt Strtg Cl I LTPIX 72617 20060125 AllianceBernstein 2045 Rtrmnt Strtg Cl K LTPKX 72618 20060125 AllianceBernstein 2045 Rtrmnt Strtg Cl R LTPRX 72812 20060216 AllianceBernstein 2045RtrmntStrtgAdvirCl LTPVX 72619 20060125 AllianceBernstein B Sh Dur ADPBX 58540 20030718 AllianceBernstein Bal Shs Inc. Cl R Shs CBSRX 62662 20040209 AllianceBernstein bd Fd, AllianceBernste ABQIX 65100 20050307 AllianceBernstein bd Fd, AllianceBernste ABQKX 65105 20050307 AllianceBernstein bd Fd, Inc. - Alliance ABQBX 47320 20010119 AllianceBernstein bd Fd, Inc. - Alliance ABQCX 48724 20010119 AllianceBernstein bd Fd, Inc. - Alliance ABQYX 47322 20010419 AllianceBernstein bd Fd, Inc.AllianceBer ABQRX 62654 20040209 ALLIANCEBERNSTEIN BIOTECH A ASBAX 75812 20061110 AllianceBernstein Blended Style Ser U.S. ABBRX 62755 20040305 AllianceBernstein Blended Style Srs - Re LTQAX 80439 20070711 AllianceBernstein Blended Style Srs-Reti LTQCX 80441 20070711 AllianceBernstein Blended Style Srs-Reti LTQIX 80442 20070711 AllianceBernstein Blended Style Srs-Reti LTQKX 80443 20070711 AllianceBernstein Blended Style Srs-Reti LTQRX 80444 20070711 AllianceBernstein Blended Style Srs-Reti LTQVX 80445 20070711 AllianceBernstein Blended Style Srs-Reti LTWAX 80446 20070711 AllianceBernstein Blended Style Srs-Reti LTWBX 80447 20070711 AllianceBernstein Blended Style Srs-Reti LTWCX 80448 20070711 AllianceBernstein Blended Style Srs-Reti LTWIX 80449 20070711 AllianceBernstein Blended Style Srs-Reti LTWKX 80450 20070711 AllianceBernstein Blended Style Srs-Reti LTWRX 80451 20070711 AllianceBernstein Blended Style Srs-Reti LTWVX 80452 20070711 ALLIANCEBERNSTEIN BLENDEDSTYUS LGCAP ABBBX 57004 20021206 ALLIANCEBERNSTEIN BLENDEDSTYUS LGCAP ABBCX 57820 20030404 ALLIANCEBERNSTEIN BLENDEDSTYUS LRGCA ABBAX 57271 20030108 AllianceBernstein C Sh Dur ADPCX 58541 20030718 AllianceBernstein Diversified Yield Fd, AGCCX 24764 19980120 AllianceBernstein Diversified Yield Fd, AGLIX 65196 20050314 AllianceBernstein Diversified Yield Fd, AGSAX 32732 19980120 AllianceBernstein Diversified Yield Fd, AGSBX 30564 19970120 AllianceBernstein Diversified Yield Fd, AGSIX 36706 20000110 AllianceBernstein Diversified Yield Fd, AGSKX 65197 20050314 AllianceBernstein Diversified Yield Fd, AGSRX 65198 20050314 AllianceBernstein Focused Gr & Incm Fd, ADGAX 45894 20010118 AllianceBernstein Focused Gr & Incm Fd, ADGBX 46674 20010308 AllianceBernstein Focused Gr & Incm Fd, ADGCX 47325 20010419 AllianceBernstein Focused Gr & Incm Fd, ADGRX 62678 20040212 AllianceBernstein Gbl bd Fd, Inc Cl A ANAGX 14478 19960620 AllianceBernstein Gbl bd Fd, Inc. Cl B ANABX 14476 19960620 AllianceBernstein Gbl bd Fd, Inc. Cl C ANACX 14477 19960620 AllianceBernstein Gbl Gr Fd, Inc Cl A Sh ABZAX 62831 20040315 AllianceBernstein Gbl Gr Fd, Inc. adv Cl ABZYX 62834 20040315 AllianceBernstein Gbl Gr Fd, Inc. Cl B S ABZBX 62832 20040315 AllianceBernstein Gbl Gr Fd, Inc. Cl C S ABZCX 62833 20040315 AllianceBernstein Gbl Gr Fd, Inc. Cl I ABZIX 65188 20050307 AllianceBernstein Gbl Gr Fd, Inc. Cl K ABZKX 65189 20050307 AllianceBernstein Gbl Gr Fd, Inc. Cl R S ABZRX 64677 20050125 AllianceBernstein Gbl High Incm Fd, Inc. XAWFX 42525 19990405 AllianceBernstein Gbl Real Estate Inv Fd AEEIX 65192 20050307 AllianceBernstein Gbl Real Estate Inv Fd AREAX 34503 19981111 AllianceBernstein Gbl Real Estate Inv Fd AREBX 24314 19970107 AllianceBernstein Gbl Real Estate Inv Fd ARECX 30349 19970417 AllianceBernstein Gbl Real Estate Inv Fd ARRKX 65223 20050307 AllianceBernstein Gbl Real Estate Inv Fd ARRRX 65224 20050307 AllianceBernstein Gbl Real Estate Inv Fd ARSYX 34400 19981023 AllianceBernstein Gbl Themaic Gr Fd, Inc ATEYX 30309 19970411 AllianceBernstein Gbl Thematic Gr Fd, In AGTIX 65199 20050307 AllianceBernstein Gbl Thematic Gr Fd, In ALTFX 14165 19960116 AllianceBernstein Gbl Thematic Gr Fd, In ATEBX 14546 19960620 AllianceBernstein Gbl Thematic Gr Fd, In ATECX 14547 19960620 AllianceBernstein Gbl Thematic Gr Fd, In ATEKX 65225 20050307 AllianceBernstein Gbl Thematic Gr Fd, In ATERX 62659 20040209 AllianceBernstein Global Bd Inc Cl I Shs ANAIX 82367 20071113 AllianceBernstein Global Bd Inc Cl K Shs ANAKX 82395 20071114 AllianceBernstein Global Bd Inc Cl R Shs ANARX 82368 20071113 AllianceBernstein Global BdIncAdvsrClShs ANAYX 82369 20071113 AllianceBernstein Global Small Cp Adv GSCYX 67960 20051019 ALLIANCEBERNSTEIN GLOBAL VALADVISOR ABGYX 53529 20020514 ALLIANCEBERNSTEIN GLOBAL VALCL A ABAGX 57864 20030411 ALLIANCEBERNSTEIN GLOBAL VALCL B ABBGX 57865 20030411 ALLIANCEBERNSTEIN GLOBAL VALCL C ABCGX 57866 20030411 AllianceBernstein Gr and Incm Fd, Inc. C CBBRX 62660 20040209 AllianceBernstein Hi Incm Fd Inc Cl I Sh AGDIX 82922 20080131 AllianceBernstein Hi Incm Fd Inc Cl K Sh AGDKX 82923 20080131 AllianceBernstein Hi Incm Fd Inc Cl R Sh AGDRX 82924 20080131 AllianceBernstein Incm Fd, Inc. XACGX 42519 19990405 AllianceBernstein Intl Gr Fd, Inc. adv C AWPYX 34402 19981026 AllianceBernstein Intl Gr Fd, Inc. Cl A AWPAX 14157 19951212 AllianceBernstein Intl Gr Fd, Inc. Cl B AWPBX 14561 19960620 AllianceBernstein Intl Gr Fd, Inc. Cl c AWPCX 30364 19970422 AllianceBernstein Intl Gr Fd, Inc. Cl I AWPIX 65231 20050314 AllianceBernstein Intl Gr Fd, Inc. Cl K AWPKX 65232 20050314 AllianceBernstein Intl Gr Fd, Inc. Cl R AWPRX 65233 20050314 AllianceBernstein Intl Port Cl A Shs AIZAX 62698 20040220 AllianceBernstein Intl Port Cl B Shs AIZBX 62696 20040220 AllianceBernstein Intl Port Cl C Shs AIZCX 62697 20040220 AllianceBernstein Intl Value Fd Cl R Shs AIVRX 62658 20040209 ALLIANCEBERNSTEIN INTLVALUE CL A ABIAX 53492 20020509 ALLIANCEBERNSTEIN INTLVALUE CL B ABIBX 53796 20020621 ALLIANCEBERNSTEIN INTLVALUE CL C SHS ABICX 54308 20020911 AllianceBernstein Large-Cap Gr Fd, Inc a APGYX 30338 19970414 AllianceBernstein Large-Cap Gr Fd, Inc C APGCX 23714 19960628 AllianceBernstein Large-Cap Gr Fd, Inc. ABPRX 62653 20040209 AllianceBernstein Large-Cap Gr Fd, Inc. APGAX 14508 19960620 AllianceBernstein Large-Cap Gr Fd, Inc. APGBX 14509 19960620 AllianceBernstein Natl muni Incm Fd, Inc XAFBX 50950 20020226 AllianceBernstein Ptf AllianBerstein Wlt AWARX 62759 20040304 AllianceBernstein Ptf AllianceBernstein ABWRX 62745 20040304 AllianceBernstein Ptf AllianceBernstein ACIAX 30342 19970312 AllianceBernstein Ptf AllianceBernstein ACIBX 14324 19960314 AllianceBernstein Ptf AllianceBernstein AGIAX 14402 19960620 AllianceBernstein Ptf AllianceBernstein AGIBX 14403 19960620 AllianceBernstein Ptf AllianceBernstein AGICX 30346 19970417 AllianceBernstein Ptf AllianceBernstein APPRX 62758 20040304 AllianceBernstein Ptf AllianceBernstein ABPAX 62293 20031215 AllianceBernstein Ptf AllianceBernstein ABPBX 62651 20040209 AllianceBernstein Ptf AllianceBernstein ABPCX 62652 20040209 AllianceBernstein Ptf AllianceBernstein ABPYX 62348 20040102 AllianceBernstein Ptf AllianceBernstin T ACICX 30341 19970312 AllianceBernstein Ptf, AllianceBernstein ACIYX 62835 20040315 AllianceBernstein Ptf:AllianceBernstein APWIX 65221 20050307 AllianceBernstein Ptf:AllianceBernstein APWKX 65222 20050307 AllianceBernstein Small-Mid Cap Value Fd ABASX 48698 20010809 AllianceBernstein Small-Mid Cap Value Fd ABCSX 48699 20010809 AllianceBernstein Small-Mid Cap Value Fd ABSRX 62655 20040209 AllianceBernstein Small-Mid Cap Value Fd ABYSX 48725 20010814 AllianceBernstein Small/Mid Cap Gr Fd, I CHCBX 14768 19960620 AllianceBernstein Small/Mid Cap Gr Fd, I CHCLX 14769 19960620 AllianceBernstein Small/Mid Cap Gr Fd, I CHCYX 34181 19980820 AllianceBernstein Small/Mid-Cap Gr Fd, I CHCCX 30343 19970417 AllianceBernstein Small/Mid-Cap Gr Fd, I CHCIX 65241 20050307 AllianceBernstein Small/Mid-Cap Gr Fd, I CHCKX 65242 20050307 AllianceBernstein Small/Mid-Cap Gr Fd, I CHCRX 65243 20050307 AllianceBernstein Tax Managed Wealth App ATWAX 62648 20040209 AllianceBernstein Tax-Managed Intl Port ABXAX 62693 20040220 AllianceBernstein Tax-Managed Intl Port ABXBX 62694 20040220 AllianceBernstein Tax-Managed Intl Port ABXCX 62695 20040220 AllianceBernstein Tax-Managed Wealth B ATWBX 62843 20040316 AllianceBernstein Tr-AllianceBernstein S ABBSX 47884 20010625 ALLIANCEBERNSTEIN VALUE FD ADVISOR ABVYX 53532 20020514 AllianceBernstein Value Fd Cl R Shs ABVRX 62657 20040209 AllianceBernstein Wealth Appreciation St AWABX 62295 20031215 AllianceBernstein Wealth Appreciation St AWACX 62296 20031215 AllianceBernstein Wealth pres Strategy C AWAAX 62294 20031215 AllianceBernstn Hi IncmFd Inc AdvsrCl Sh AGDYX 82925 20080131 AllianceBertnstein Blended Style Srs-Ret LTQBX 80440 20070711 AllianceBrnstn 2035 Rtrmnt Stgy Advsr Cl LTKVX 72733 20060130 AllianceBrnstn MncplIncmFdIncNYPtAdvsrCl ALNVX 86942 20080807 AllianceBrnstnMncplIncmFdIncNtlPtAdvsrCl ALTVX 86943 20080807 Allianx RCM Int'l Opportunities Fd Cl A ARIAX 86616 20080716 Allianz CCM Cap Appreciation Cl A PCFAX 24999 19970226 Allianz CCM Cap Appreciation Cl C FD PFCCX 34880 19981111 Allianz CCM Cap Appreciation Cl R PCARX 57651 20030313 Allianz CCM Cap Appreciation Fd Administ PICAX 32260 19980105 Allianz CCM Cap Appreciation Fd Cl B PFCBX 34879 19981111 Allianz CCM Cap Appreciation Fd Cl D PCADX 53332 20020408 Allianz CCM Cap Appreciation Fd inst Cl PAPIX 22174 19960620 Allianz CCM Capital Appreciation Fd Cl P ALAPX 86422 20080707 Allianz CCM Emerging Companies Administr PMGAX 36409 19991029 Allianz CCM Emerging Companies inst Cl PMCIX 22483 19960620 Allianz CCM Focsd Growth Fnd Cl A AFWAX 73774 20060711 Allianz CCM Focsd Growth Fnd Cl C AFWCX 73775 20060711 Allianz CCM Focsd Grwth Fnd Cl D AFWDX 73885 20060706 Allianz CCM Focused Gwth Fd Admnstrtv Cl ALADX 75306 20060920 Allianz CCM Focused Gwth Fd Cl P ACFPX 86416 20080707 Allianz CCM Focused Gwth Institutionl Cl AFGIX 67537 20050906 Allianz CCM Mid Cap Cl R PMCRX 57658 20030313 Allianz CCM Mid Cap Fd Administrative Cl PMCGX 32564 19980306 Allianz CCM Mid Cap Fd Cl A PFMAX 22275 19960620 Allianz CCM Mid Cap Fd Cl B PFMBX 22276 19960620 Allianz CCM Mid Cap Fd Cl C PFMCX 22277 19960620 Allianz CCM Mid-Cap Fd Cl D PMCDX 53401 20020415 Allianz CCM Mid-Cap Fd Cl P ACMPX 86417 20080707 Allianz CCM Mid-Cap Fd inst Cl PMGIX 22490 19960620 Allianz Fds NACM Intl Cl C PNICX 66571 20050203 Allianz Fds, NACM Intl Cl A PNIAX 65066 20041220 Allianz Fds, NACM Intl Cl D PNIDX 65067 20041220 Allianz Gbl Invs Fixed Incm Shares - Ser FXICX 44771 20001018 Allianz Gbl Invs Fixed Incm Shares - Ser FXIMX 44772 20001018 Allianz Gbl Invs Fixed Incm Shares Serie FXIHX 78958 20070403 Allianz Gbl Invs Fixed Incm Shares Serie FXIRX 64088 20040526 Allianz Gbl Invs Solutions Core Alloc Fd PALAX 53788 20020619 Allianz Gbl Invs Solutions Core Alloc Fd PALBX 53789 20020619 Allianz Gbl Invs Solutions Core Alloc Fd PALCX 53790 20020619 Allianz Gbl Invs Solutions Core Alloc Fd PALLX 64368 20040810 Allianz Glb Inv Sltns Gwth Alctn Fd Cl A ASGAX 89315 20090505 Allianz Glb Inv Sltns Gwth Alctn Fd Cl C ASACX 89312 20090505 Allianz Glb Inv Sltns Gwth Alctn Fd Cl D AGSDX 89287 20090505 Allianz Glb Inv Sltns Gwth Alctn Fd Cl P AGSPX 89288 20090505 Allianz Glb Inv Sltns Gwth Alctn Fd Cl R ASFRX 89289 20090505 Allianz Glb Inv Sltns Gwth AlctnFdnstCl AGAIX 89313 20090505 Allianz Glb Inv Sltns GwthAlctnFdAdmnCl AGFAX 89314 20090505 Allianz Glbl Investors Eqty Shares Srs I ALIIX 89813 20090804 Allianz Glbl Invstrs Sltns 2040 Cl Insti AVTIX 88295 20081231 Allianz Glbl Invstrs Sltns 2040 Fd Admin AVAMX 88288 20081231 Allianz Glbl Invstrs Sltns Cr Alctn Cl D AGADX 89279 20090505 Allianz Glbl Invstrs Sltns Cr Alctn Cl P AGAPX 89280 20090505 Allianz Glbl Invstrs Sltns Cr Alctn Cl R AGARX 89281 20090505 Allianz Global Invstrs Sltns 2040 Fd A AVSAX 88290 20081231 Allianz Globl Invstrs Sltns 2015 Fd Cl A AZGAX 88372 20090108 Allianz Globl Invstrs Sltns 2015 Fd Cl C AZGCX 88373 20090108 Allianz Globl Invstrs Sltns 2015 Fd Cl D AZGDX 88296 20081231 Allianz Globl Invstrs Sltns 2015 Fd Cl P AZGPX 88298 20081231 Allianz Globl Invstrs Sltns 2015 Fd Cl R AZGRX 88299 20081231 Allianz Globl Invstrs Sltns 2020 Fd Cl A AGLAX 88366 20090108 Allianz Globl Invstrs Sltns 2020 Fd Cl C ABSCX 88365 20090108 Allianz Globl Invstrs Sltns 2020 Fd Cl D AGLDX 88274 20081231 Allianz Globl Invstrs Sltns 2020 Fd Cl P AGLPX 88276 20081231 Allianz Globl Invstrs Sltns 2020 Fd Cl R AGLRX 88277 20081231 Allianz Globl Invstrs Sltns 2030 Fd Cl A ABLAX 88362 20090108 Allianz Globl Invstrs Sltns 2030 Fd Cl C ABLCX 88363 20090108 Allianz Globl Invstrs Sltns 2030 Fd Cl D ABDIX 88361 20090108 Allianz Globl Invstrs Sltns 2030 Fd Cl P ABLPX 88273 20081231 Allianz Globl Invstrs Sltns 2030 Fd Cl R ABLRX 88364 20090108 Allianz Globl Invstrs Sltns 2040 Fd Cl C AVSCX 88291 20081231 Allianz Globl Invstrs Sltns 2040 Fd Cl D AVSDX 88292 20081231 Allianz Globl Invstrs Sltns 2040 Fd Cl P AVSPX 88293 20081231 Allianz Globl Invstrs Sltns 2040 Fd Cl R AVSRX 88294 20081231 Allianz Globl Invstrs Sltns 2050 Fd Cl A ASNAX 88283 20081231 Allianz Globl Invstrs Sltns 2050 Fd Cl C ASNCX 88284 20081231 Allianz Globl Invstrs Sltns 2050 Fd Cl D ASNDX 88285 20081231 Allianz Globl Invstrs Sltns 2050 Fd Cl P ASNPX 88287 20081231 Allianz Globl Invstrs Sltns 2050 Fd Cl R ASNRX 88369 20090108 Allianz NACM Convertible Cl P ANCMX 94241 20100608 Allianz NACM Convertible Fd inst ANNPX 92960 20100412 Allianz NACM Convertible Fund Administra ANNAX 92958 20100413 Allianz NACM Convertible Fund Class A ANZAX 92961 20100413 Allianz NACM Convertible Fund Class C ANZCX 92962 20100413 Allianz NACM Convertible Fund Class D ANZDX 92963 20100413 Allianz NACM Convertible Fund Class R ANZRX 92964 20100413 Allianz NACM Convertible Fund Inst Class ANNIX 92959 20100412 Allianz NACM Emerging Growth Inst Class AEMIX 92953 20100412 Allianz NACM Emerging Markts Opp Fd Cl P AEMPX 86472 20080707 Allianz NACM Emrgng Mkt OpprtntFd InstCl AOTIX 75146 20060822 Allianz NACM Emrgng Mkt Opprtnts Fd Cl C AOTCX 75144 20060822 Allianz NACM Emrgng Mkt Opprtnts Fd Cl D AOTDX 75145 20060822 Allianz NACM Emrgng Mrkt Opprtnt Fd Cl A AOTAX 75143 20060822 Allianz NACM Gbl Cl A NGBAX 57680 20030313 Allianz NACM Gbl Cl B NGBBX 57681 20030313 Allianz NACM Gbl Cl C NGBCX 57682 20030313 Allianz NACM Gbl Cl D NGBDX 57646 20030313 Allianz NACM Gbl Cl R NGBRX 57647 20030313 Allianz NACM Global Fd Cl P AGMPX 86420 20080707 Allianz NACM Gr Cl A NGWAX 57648 20030313 Allianz NACM Gr Cl B NGWBX 57649 20030313 Allianz NACM Gr Cl C NGWCX 57650 20030313 Allianz NACM Gr Cl D NGWDX 57716 20030320 Allianz NACM Gwth Fd Cl P ANCPX 86427 20080707 Allianz NACM High Yield Bond Fund Admini AYBVX 92973 20100413 Allianz NACM High Yield Bond Fund Class AYBDX 93026 20100419 Allianz NACM High Yield Bond Fund Class AYBAX 92968 20100413 Allianz NACM High Yield Bond Fund Class AYBCX 92969 20100413 Allianz NACM High Yield Bond Fund Class AYBPX 92971 20100413 Allianz NACM High Yield Bond Fund Class AYBRX 92972 20100413 Allianz NACM High Yield Bond Fund Inst C AYBIX 92970 20100412 Allianz NACM Incm & Gwth Fd Cl P AIGPX 86421 20080707 Allianz NACM Incm and Gwth Cl A AZNAX 78806 20070301 Allianz NACM Incm and Gwth Cl C AZNCX 78820 20070302 Allianz NACM Incm and Gwth Cl D AZNDX 78807 20070301 Allianz NACM Incm and Gwth Insti Cl AZNIX 78808 20070301 Allianz NACM Int'l Fd Cl P ANIPX 86429 20080707 Allianz NACM Internaional Growth Opportu ALOVX 92957 20100413 Allianz NACM International Growth Opport ALODX 92954 20100413 Allianz NACM International Growth Opport ALOPX 92955 20100412 Allianz NACM International Growth Opport ALORX 92956 20100413 Allianz NACM International Growth Opport AOPAX 92965 20100413 Allianz NACM International Growth Opport AOPCX 92966 20100413 Allianz NACM Intl Administrative Cl ANCAX 72971 20060324 Allianz NACM Intl Cl R ANIRX 72973 20060324 Allianz NACM Intl Fd inst Cl NAISX 47607 20010509 Allianz NACM Intl Grwth Opprtnts Instnl ALOIX 93351 20100412 Allianz NACM Micro Cap Inst Class AMCIX 93024 20100419 Allianz NACM Mid-Cap Gwth Cl A ANMAX 80734 20070807 Allianz NACM Mid-Cap Gwth Cl C ANMGX 80667 20070801 Allianz NACM Mid-Cap Gwth Fd Cl P AMGPX 86424 20080707 Allianz NACM MidCap Gwth Institutinal Cl ANMIX 80634 20070731 Allianz NACM Pacific Rim Cl A PPRAX 57664 20030313 Allianz NACM Pacific Rim Cl B PPRBX 57665 20030313 Allianz NACM Pacific Rim Cl C PPRCX 57666 20030313 Allianz NACM Pacific Rim Cl D PPRDX 57667 20030313 Allianz NACM Pacific Rim Fd Cl P APRPX 86437 20080707 Allianz NACM Pacific Rim Fd Instl Cl NAPRX 36814 20000131 Allianz NACM Small to Mid Cap Growth Ins ASGIX 93025 20100419 Allianz NACM Ultra Micro Cap Inst Class AUMIX 92967 20100412 Allianz NFG Lg-Cap Val Fd Admnstrtv Cl ALNFX 75307 20060920 Allianz NFJ All-Cap Val Fd Cl P ANFPX 86428 20080707 Allianz NFJ All-Cap Value Cl A PNFAX 57659 20030313 Allianz NFJ All-Cap Value Cl B PNFBX 57660 20030313 Allianz NFJ All-Cap Value Fd Admin Cl PNCAX 66958 20050401 Allianz NFJ All-Cap Value Fd Cl C PNFCX 57661 20030313 Allianz NFJ All-Cap Value Fd Cl D PNFDX 57662 20030313 Allianz NFJ All-Cap Value Fd Insti Cl PNFIX 66869 20050401 Allianz NFJ Dividend Val Admnstrtv Cl ANDAX 72972 20060324 Allianz NFJ Dividend Val Fd Cl P ADJPX 86418 20080707 Allianz NFJ Dividend Value Cl A PNEAX 57602 20030311 Allianz NFJ Dividend Value Cl B PNEBX 57603 20030311 Allianz NFJ Dividend Value Cl C PNECX 57604 20030311 Allianz NFJ Dividend Value Cl D PEIDX 53335 20020408 Allianz NFJ Dividend Value Fd Insti Cl NFJEX 44231 20000719 Allianz NFJ eq Incm Cl R PNERX 57605 20030311 Allianz NFJ Glbl Dvd Vl Fnd Inst Cl ANUIX 89590 20090629 Allianz NFJ Global Dividnd Vl Fnd Clss A ANUAX 89587 20090629 Allianz NFJ Global Dividnd Vl Fnd Clss C ANUCX 89588 20090629 Allianz NFJ Global Dividnd Vl Fnd Clss D ANUDX 89589 20090629 Allianz NFJ Global Dividnd Vl Fnd Clss P ANUPX 89591 20090629 Allianz NFJ Int'l Val Fd Admin Cl AIVAX 93811 20100517 Allianz NFJ Int'l Val Fd Cl P AFVPX 86419 20080707 Allianz NFJ Int'l Val Fd Cl R ANJRX 90392 20091103 Allianz NFJ Int'l Val Institutional Cl ANJIX 67538 20050906 Allianz NFJ International Value Class A AFJAX 67065 20050513 Allianz NFJ International Value Class C AFJCX 67066 20050513 Allianz NFJ International Value Class D AFJDX 67067 20050513 Allianz NFJ Large Cap Value Cl A PNBAX 57595 20030311 Allianz NFJ Large Cap Value Cl B PNBBX 57596 20030311 Allianz NFJ Large Cap Value Cl C PNBCX 57597 20030311 Allianz NFJ Large Cap Value Cl D PNBDX 57598 20030311 Allianz NFJ Lg Cap Val Institutional Cl ANVIX 67539 20050906 Allianz NFJ Lg-Cap Val Fd Cl P ALCPX 86423 20080707 Allianz NFJ LgCap Val Cl R ANLRX 72974 20060324 Allianz NFJ Mid-Cap Val Fd Cl A ANVAX 75139 20060822 Allianz NFJ Mid-Cap Val Fd Cl C ANVCX 75141 20060822 Allianz NFJ Mid-Cap Val Fd Cl D ANVDX 75142 20060822 Allianz NFJ Mid-Cap Val Fd Cl P AMVPX 86426 20080707 Allianz NFJ Mid-Cap Val Fd Institutnl Cl ANIVX 75138 20060822 Allianz NFJ Renaissanc Fd Cl C PQNCX 22577 19960620 Allianz NFJ Renaissance Fd Administrativ PRAAX 36777 20000124 Allianz NFJ Renaissance Fd Cl A PQNAX 22576 19960620 Allianz NFJ Renaissance Fd Cl B PQNBX 24427 19970107 Allianz NFJ Renaissance Fd Cl D PREDX 53342 20020408 Allianz NFJ Renaissance Fd Cl R PRNRX 57670 20030313 Allianz NFJ Renaissance Fd inst Cl PRNIX 36774 20000124 Allianz NFJ Sm-Cap Val Fd Cl P ASVPX 86441 20080707 Allianz NFJ Small Cap Value Cl A Fd PCVAX 34889 19981111 Allianz NFJ Small Cap Value Cl B PCVBX 34890 19981111 Allianz NFJ Small Cap Value Cl C Fd PCVCX 34891 19981111 Allianz NFJ Small Cap Value Cl D PNVDX 57606 20030311 Allianz NFJ Small Cap Value Cl R PNVRX 57607 20030311 Allianz NFJ Small Cap Value Fd Administr PVADX 34277 19980924 Allianz NFJ Small Cap Value inst Cl PSVIX 22680 19960620 Allianz OCC Gr Fd Administrative Cl PGFAX 36415 19991029 Allianz OCC Gr Fd Cl A PGWAX 22352 19960620 Allianz OCC Gr Fd Cl B PGFBX 22321 19960620 Allianz OCC Gr Fd Cl C PGWCX 6705 19930211 Allianz OCC Gr Fd Cl D PGRDX 53340 20020408 Allianz OCC Gr Fd inst Cl PGFIX 42673 20000404 Allianz OCC Gwth Fd Cl P AOGPX 86432 20080707 Allianz OCC Opportunity Cl D APPDX 78126 20070116 Allianz OCC Opportunity Fd Administrativ POADX 44035 20000602 Allianz OCC Opportunity Fd Cl A POPAX 22550 19960620 Allianz OCC Opportunity Fd Cl B POOBX 44617 20000926 Allianz OCC Opportunity Fd Cl C POPCX 14058 19950622 Allianz OCC Opportunity Fd Cl P AOCPX 86430 20080707 Allianz OCC Opportunity Fd Cl R AOORX 90393 20091103 Allianz OCC Opportunity Fd inst Cl POFIX 42674 20000404 Allianz OCC Target Cl D PTRDX 53345 20020408 Allianz OCC Target Fd Administrative Cl PTADX 44036 20000602 Allianz OCC Target Fd Cl A PTAAX 22681 19960620 Allianz OCC Target Fd Cl B PTABX 22682 19960620 Allianz OCC Target Fd Cl C PTACX 22683 19960620 Allianz OCC Target Fd Cl P AOTPX 86435 20080707 Allianz OCC Target inst Cl PFTIX 42675 20000404 Allianz OCCA Gr Cl R PPGRX 57663 20030313 Allianz RCM All Horizons Fd Cl A ARHAX 86558 20080718 Allianz RCM All Horizons Fd Cl C ARHCX 86559 20080718 Allianz RCM All Horizons Fd Cl D ARHDX 86560 20080718 Allianz RCM All Horizons Fd Cl P ARHPX 86562 20080718 Allianz RCM All Horizons Fd Instnl Cl ARHIX 86561 20080718 Allianz RCM China Equity Class A ALQAX 94236 20100608 Allianz RCM China Equity Class C ALQCX 94237 20100608 Allianz RCM China Equity Class D ALQDX 94238 20100608 Allianz RCM China Equity Class P ALQPX 94240 20100608 Allianz RCM China Equity Fund Insti ALQIX 94239 20100608 Allianz RCM Disciplined Eq Fd Cl A ARDAX 86553 20080718 Allianz RCM Disciplined Eq Fd Cl C ARDCX 86554 20080718 Allianz RCM Disciplined Eq Fd Cl D ARDDX 86555 20080718 Allianz RCM Disciplined Eq Fd Cl P ARDPX 86557 20080718 Allianz RCM Disciplined Intl eq Fd Admin RAIAX 66870 20050401 Allianz RCM Disciplined Intl eq Fd Cl A RAIGX 53869 20020628 Allianz RCM Disciplined Intl eq Fd Inst DRIEX 32097 19971024 Allianz RCM Discplined Intl eq Fd Cl B RBIGX 53876 20020628 Allianz RCM Discplined Intl eq Fd Cl C RCIGX 53883 20020628 Allianz RCM Discplined Intl eq Fd, Cl D DIENX 36536 19991214 Allianz RCM Dscplnd Eq Fd Instnl Cl ARDIX 86556 20080718 Allianz RCM Gbl Resources Fd Insti Cl RGLIX 65064 20041220 Allianz RCM Gbl Small Cap Cl A RGSAX 53885 20020628 Allianz RCM Gbl Small Cap Cl B RGSBX 53886 20020628 Allianz RCM Gbl Small Cap Cl C RGSCX 53887 20020628 Allianz RCM Gbl Small Cap Fd Cl D DGSNX 36540 19991214 Allianz RCM Gbl Small Cap Fd Cl I DGSCX 35576 19990310 Allianz RCM Gbl Water Fd Cl A AWTAX 48447 20080401 Allianz RCM Gbl Water Fd Cl C AWTCX 48449 20080401 Allianz RCM Gbl Water Fd Cl D AWTDX 48460 20080401 Allianz RCM Gbl Water Fd Cl P AWTPX 48471 20080401 Allianz RCM Glbl Resources Cl A ARMAX 73039 20060403 Allianz RCM Glbl Resources Cl C ARMCX 73040 20060403 Allianz RCM Glbl Resources Cl D ARMDX 73041 20060403 Allianz RCM Global EcioTrnds Fd Insti Cl AECIX 87162 20080903 Allianz RCM Global EcoTrends Fd AECOX 78272 20070201 Allianz RCM Global EcoTrends Fd Cl C AECCX 87161 20080903 Allianz RCM Global EcoTrends Fd Cl D AECDX 87246 20080903 Allianz RCM Global Resources Fd Cl P APGPX 86436 20080707 Allianz RCM Global Sm-Cap Fd Cl P ARSPX 86530 20080707 Allianz RCM Global Water Fd Insti Cl AWTIX 86564 20080718 Allianz RCM Globl EcoTrends Fd Cl P AECPX 87163 20080903 Allianz RCM Int'l Fd Institutional Cl AMOIX 86551 20080718 Allianz RCM Int'l Opportunities Fd Cl C ARICX 86617 20080716 Allianz RCM Int'l Opportunities Fd Cl D ARODX 86563 20080718 Allianz RCM Int'l Opportunities Fd Cl P AMOPX 86552 20080718 Allianz RCM Large Cap Gr Cl A RALGX 53870 20020628 Allianz RCM Large Cap Gr Cl B RBLGX 53877 20020628 Allianz RCM Large Cap Gr Cl C RCLGX 53884 20020628 Allianz RCM Large Cap Gr Cl R PLCRX 57656 20030313 Allianz RCM Large Cap Gr Fd Admin Cl DLGAX 53834 20020628 Allianz RCM Large Cap Gr Fd Instil DRLCX 35577 19990310 Allianz RCM Large Gr Fd Cl D DLCNX 36535 19991214 Allianz RCM Mid Cap Cl A RMDAX 53888 20020628 Allianz RCM Mid Cap Cl B RMDBX 53889 20020628 Allianz RCM Mid Cap Cl C RMDCX 53890 20020628 Allianz RCM Mid Cap Cl R PRMRX 57669 20030313 Allianz RCM Mid Cap Fd Cl D DMCNX 45842 20010119 Allianz RCM MidCap Fd Insti DRMCX 44007 20000526 Allianz RCM Strategic Gwth Fd Cl P AMSPX 86425 20080707 Allianz RCM Strt Gwth Cl C ARCCX 73037 20060403 Allianz RCM Strt Gwth Cl D ARCDX 73038 20060403 Allianz RCM Strtgc Gwth Admntrtv Cl ANRAX 73189 20060419 Allianz RCM Strtgc Gwth Cl A ARCAX 73226 20060403 Allianz RCM Strtgc Gwth Institutional Cl ANRIX 73190 20060419 Allianz RCM Technology Cl A RAGTX 53868 20020628 Allianz RCM Technology Cl B RBGTX 53875 20020628 Allianz RCM Technology Cl C RCGTX 53882 20020628 Allianz RCM Technology Fd Administrative DGTAX 67280 20050708 Allianz RCM Technology Fd Cl D DGTNX 36533 19991215 Allianz RCM Technology Fd Cl P ARTPX 86439 20080707 Allianz RCM Technology Fd Insti DRGTX 32375 19980126 Allianz RCM Wellness Fd Cl A RAGHX 53867 20020628 Allianz RCM Wellness Fd Cl B RBGHX 53874 20020628 Allianz RCM Wellness Fd Cl C RCGHX 53881 20020628 Allianz RCM Wellness Fd Cl D DGHCX 35575 19990310 Alliaz RCM Lg-Cap Gwth Fd Cl P ARLPX 86438 20080707 ALLINAZ NACM Mid-Cap Gwth Cl D ANGDX 80666 20070801 AllincBrnstn Bnd Infltn Strtgy Cls 1 Srs ABNOX 91692 20100127 AllincBrnstn Bnd Infltn Strtgy Cls 2 Srs ABNTX 91694 20100127 AllincBrnstn Bnd Infltn Strtgy Cls A Srs ABNAX 91689 20100127 AllincBrnstn Bnd Infltn Strtgy Cls C Srs ABNCX 91690 20100127 AllincBrnstn Bnd Infltn Strtgy Cls I Srs ANBIX 91696 20100127 AllincBrnstn Bnd Infltn Strtgy Cls K Srs ABNKX 91691 20100127 AllincBrnstn Bnd Infltn Strtgy Cls R Srs ABNRX 91693 20100127 Allnc Brnstn Hgh Incm Mncpl Ptf Advsr Cl ABTYX 91945 20100208 Allnc Brnstn Hgh Incm Mncpl Ptf Cls C Sr ABTFX 91944 20100203 Allnc Brnstn Mncpl Bnd Infltn Strtgy Adv AUNYX 91949 20100203 Allnc Brnstn Mncpl Bnd Infltn Strtgy Cls AUNCX 91946 20100203 Allnc Brnstn Mncpl Bnd Infltn Strtgy Cls AUNAX 91947 20100203 Allnc Brnstn Mncpl Bnd Infltn Strtgy Cls AUNTX 91948 20100203 Allnc Brnstn Mncpl Bnd Infltn Strtgy Cls AUNOX 92072 20100304 AllncBrnstn Blncd Shrs Inc Cls I Shs CABIX 65234 20050307 AllncBrnstn Blncd Shrs Inc Cls K Shs CBSKX 65239 20050307 AllncBrnstn Blndd Styl Srs Inc US Lg Cp ABBKX 65086 20050324 AllncBrnstn Blndd Styl Srs Inc US Lrg Cp ABBIX 65085 20050324 AllncBrnstn Bnd Infltn StrtgyAdvsrClsSrs ABNYX 91695 20100127 AllncBrnstn Cap Fd Inc SmCp GwthPtf Cl K QUAKX 65272 20050307 AllncBrnstn Cp Fd Inc AllncBrn Sm Cp Gwt QUARX 65273 20050307 AllncBrnstn Cp Fd Inc AllncBrnstn Sm Cp QUAIX 65271 20050307 AllncBrnstn Focused Growth ADGIX 65282 20050324 AllncBrnstn Focused Gwth&Incm Fd Cl K ADGKX 65191 20050307 AllncBrnstn Grwth and Inc Fd Inc Cls I CBBIX 65235 20050307 AllncBrnstn Grwth and Inc Fd Inc Cls K CBBKX 65236 20050307 AllncBrnstn Hgh Incm Mncpl Ptf Cls A ABTHX 92302 20100326 AllncBrnstn Lrg Cap Gwth Fd Inc Cls I ALLIX 65210 20050307 AllncBrnstn Lrg Cap Gwth Fd Inc Cls K ALCKX 65209 20050307 AllncBrnstn Ptf Bal Wlth Strtgy Cl K ABWKX 65187 20050307 AllncBrnstn Ptf Grwth Fd Cl I Shs AGFIX 65193 20050307 AllncBrnstn Ptf Grwth Fd Cl K Shs AGFKX 65194 20050307 AllncBrnstn Ptf Grwth Fd Cl R Shs AGFRX 65195 20050307 AllncBrnstn Ptf Wlth Apprctn Cl K AWAKX 65230 20050307 AllncBrnstn Ptf Wlth Ptf Apprctn Cl AWAIX 65229 20050307 AllncBrnstn Ptf:Bal Wlth Strtgy Cl I ABWIX 65163 20050307 AllncBrnstn Tr: AllncBrnstn Val Fd Cl K ABVKX 65122 20050307 AllncBrnstn Trt AllncBrn Sml/Mid Cap ABSKX 65115 20050307 AllncBrnstn Trt AllncBrnstn Glbl Val Fd ABGKX 65090 20050324 AllncBrnstn Trt AllncBrnstn Glbl Val Fd ABGRX 65091 20050324 AllncBrnstn Trt AllncBrnstn Glbl Val Fd AGVIX 65200 20050307 AllncBrnstn Trt AllncBrnstn Intl Val Fd AIVIX 65207 20050307 AllncBrnstn Trt AllncBrnstn Intl Val Fu AIVKX 65208 20050307 AllncBrnstn Trt AllncBrnstn Sml/MidCap ABSIX 65114 20050307 AllncBrnstn Trust ABVIX 65281 20050324 AllncBrnstn Utly Inc Fd Inc Cls I AUIIX 65226 20050307 AllncBrnstn Utly Inc Fd Inc Cls K AUIKX 65227 20050307 AllncBrnstn Utly Inc Fd Inc Cls R AUIRX 65228 20050307 Allnz Gbl Invstr Sltn Cr Alctn Admstrtv AGAMX 89308 20090505 Allnz Glbl Invstrs Sltns 2020 Fd Cl Inst AGNIX 88367 20090108 AlncBrnstn Cr Optnts Fd Inc Advsr ClsShs ADGYX 92727 20100401 AlncBrnstn MltAst Inflt Strtgy Adv ClShs AMTYX 92186 20100309 AlncBrnstn MltAst Inflt Strtgy Cl 1 Shs AMTOX 92183 20100309 AlncBrnstn MltAst Inflt Strtgy Cl A Shs AMTAX 92180 20100309 AlncBrnstn MltAst Inflt Strtgy Cl C Shs ACMTX 92178 20100309 AlncBrnstn MltAst Inflt Strtgy Cl I Shs AMTIX 92181 20100309 AlncBrnstn MltAst Inflt Strtgy Cl K Shs AMTKX 92182 20100309 AlncBrnstn MltAst Inflt Strtgy Cl R Shs AMTRX 92184 20100309 Alnz Glbl Invstrs Sltns 2015 Fd Cl Insti AZGIX 88297 20081231 Alnz Glbl Invstrs Sltns 2015 Fund Cl Adm AZAMX 88371 20090108 Alnz Glbl Invstrs Sltns 2020 Fd Cl Admin AGLMX 88275 20081231 Alnz Glbl Invstrs Sltns 2030 Fd Cl Admin ABAMX 88272 20081231 Alnz Glbl Invstrs Sltns 2030 Fd Cl Inst ABLIX 88415 20081231 Alnz Glbl Invstrs Sltns 2050 Fd Cl Admin ANAMX 88279 20081231 Alnz Glbl Invstrs Sltns 2050 Fd Cl Insti ASNIX 88286 20081231 Alnz Glbl Invstrs Sltns Rtrmnt Inc FdClA AGRAX 88368 20090108 Alnz Glbl Invstrs Sltns Rtrmnt Inc FdClC ARTCX 88281 20081231 Alnz Glbl Invstrs Sltns Rtrmnt Inc FdClD ARTDX 88282 20081231 Alnz Glbl Invstrs Sltns Rtrmnt Inc FdClP AGRPX 88278 20081231 Alnz Glbl Invstrs Sltns Rtrmnt Inc FdClR ASRRX 88370 20090108 Alnz Glbl Invstrs SltnsRtrmntIncmFdClAdm ARAMX 88280 20081231 Alnz Glbl InvstrsSltnsRtrmntIncmFdClInst AVRIX 88289 20081231 Alpha Hedged Strategies Fd Cl C Shares APHCX 73986 20060809 AlphaMark Lg Cap Gwth Fd AMLCX 87759 20081111 AlphaMark Sm Cap Gwth Fd AMSCX 87800 20081113 Alpine Accelerating Dividend Fd AADDX 87917 20081201 Alpine Cyc Advantage Property Fd Cl Y EUEYX 20206 19960620 Alpine Dynamic Dividend Fd ADVDX 58939 20031006 Alpine Dynamic Financial Services Fd ADFSX 72093 20051104 Alpine Dynamic Tranformations Fd ADTRX 82724 20080102 Alpine Emerging Markets Real Estate Fund AEMEX 87390 20080930 Alpine Global Dynamic Dividend Fd XAGDX 73984 20060809 Alpine Global Intrastructure Fund AIFRX 87391 20080930 Alpine Global Premier Properties Fund XAWPX 79541 20070504 ALPINE INCOME TR TAX OPTI ATOIX 57189 20030106 Alpine Intl RE Equity Fund EGLRX 6147 19931008 ALPINE REALTY INCM & GRW Y AIGYX 46000 20010131 ALPINE SER TR DYNAM BA ADBYX 53354 20020415 Alpine Total Dynamic Dividend Fund XAODX 78262 20070130 ALPINE TX OPTIMIZED INCM ADV ATOAX 62942 20040413 Alpine Woods Cap Invs, LLC ADINX 73814 20060717 ALPS /GNI Long-Short Fd Cl I ALSIX 90498 20091109 ALPS/GNI Long-Short Fd Cl A AGLSX 90486 20091109 AM CENT INTL OPP AIOIX 54023 20020814 AM CENT SMCP QTV ASQAX 54029 20020726 AM CENT VAL II AVPVX 54032 20020814 AM CENT VEEDOT AVDIX 54031 20020814 AM GBL GR INSTL AGGIX 54021 20020814 Amana Developing World Fund AMDWX 90281 20091005 Amana Growth Funds Trust - Growth Fund AMAGX 14450 19960620 Amana Income Funds Trust - Income Fund AMANX 14451 19960620 AMCAP Fd, Cl 529-A Shares CAFAX 53073 20020314 AMCAP Fd, Cl 529-C Shares CAFCX 53079 20020314 AMCAP Fd, Cl 529-E Shares CAFEX 53080 20020314 AMCAP Fd, Cl 529-F-1 Shares CAFFX 53081 20020314 AMCAP Fd, Cl A Shares A AMCPX 14455 19960620 AMCAP Fd, Cl B Shares AMPBX 42661 20000331 AMCAP Fd, Cl C Shares AMPCX 47211 20010405 AMCAP Fd, Cl F-1 Shares AMPFX 47212 20010405 AMCAP Fd, Cl F-2 Shares AMCFX 86944 20080801 AMCAP Fd, Cl R-1 Shares RAFAX 53651 20020607 AMCAP Fd, Cl R-2 Shares RAFBX 53652 20020607 AMCAP Fd, Cl R-3 Shares RAFCX 53653 20020607 AMCAP Fd, Cl R-4 Shares RAFEX 53654 20020607 AMCAP Fd, Cl R-5 Shares RAFFX 53655 20020607 AMCAP Fd, Cl R-6 Shares RAFGX 89215 20090504 AMCAP FUND CAFBX 53078 20020314 AmCent-Benham Premium Mgd Bd ACBPX 34506 19980130 Amer Bal Fd Cl F-2 Shs AMBFX 87034 20080801 Amer Bal Fd Cl R-1 Shs RLBAX 53711 20020607 Amer Bal Fd Cl R-2 Shs RLBBX 53712 20020607 Amer Bal Fd Cl R-3 Shs RLBCX 53713 20020607 Amer Bal Fd Cl R-4 Shs RLBEX 53714 20020607 Amer Bal Fd Cl R-5 Shs RLBFX 53715 20020607 Amer Bal Fd, Cl 529-A Shares CLBAX 53139 20020314 Amer Bal Fd, Cl 529-B Shares CLBBX 53140 20020314 Amer Bal Fd, Cl 529-C Shares CLBCX 53141 20020314 Amer Bal Fd, Cl 529-E Shares CLBEX 53142 20020314 Amer Bal Fd, Cl 529-F-1 Shs CLBFX 53143 20020314 Amer Bal Fd, Cl A Shs ABALX 14280 19960209 Amer Bal Fd, Cl B Shs BALBX 42660 20000331 Amer Bal Fd, Cl C Shs BALCX 47215 20010405 Amer Bal Fd, Cl R-6 Shs RLBGX 89216 20090501 Amer Bcn Zbr Lrg Cp Eqty Fd A Cls AZLAX 93975 20100601 Amer Bcn Zbr Lrg Cp Eqty Fd Inst Cls AZLIX 93908 20100601 Amer Bcn Zbr Lrg Cp Eqty Fd Invstr Cls AZLPX 93909 20100601 Amer Bcn Zbr Lrg Cp Eqty Fd Rtrmnt Cls AZLRX 93910 20100601 Amer Bcn Zbr Lrg Cp Eqty Fd Y Cls AZLYX 93911 20100601 Amer Bcn Zbr Sml Cp Eqty Fd A Cls AZSAX 93976 20100601 Amer Bcn Zbr Sml Cp Eqty Fd Inst Cls AZSIX 93912 20100601 Amer Bcn Zbr Sml Cp Eqty Fd Y Cls AZSYX 93914 20100601 Amer Bcn Zbr Sml Cp Eqty FdInvstrCls AZSPX 93913 20100601 Amer Bd Fd Of Amer B BFABX 42659 20000324 AMER BD FD OF AMER C BFACX 47217 20010323 Amer Beacon Bal Fd adv Cl ABLSX 67165 20050606 Amer Beacon Bal Fd AMR Cl AABNX 42620 20000328 Amer Beacon Bal Fd inst Cl AADBX 14268 19960620 Amer Beacon Bal Fd Inv Cl AABPX 34513 19981111 Amer Beacon Emerging Markets Fd Inv Cl AAEPX 54439 20021003 Amer Beacon Emerging Mkts Fd AMR Cl AAMRX 45706 20010116 Amer Beacon Emerging Mkts Fd Inst Cl AEMFX 45708 20010116 Amer Beacon Enhanced Incm Fd Inv Cl AANPX 58463 20030709 Amer Beacon High Yield bd Fd Inst Cl AYBFX 45714 20010112 Amer Beacon High Yield bd Fd Inv Cl AHYPX 53357 20020415 Amer Beacon Intermediate bd Fd - AMR Cl AABDX 42622 20000328 Amer Beacon Intermediate bd Fd Inv Cl ABIPX 88955 20090302 Amer Beacon Intl eq Fd adv Cl AAISX 58196 20030611 Amer Beacon Intl eq Fd AMR Cl AAIAX 14272 19960620 Amer Beacon Intl eq Fd Inst Cl AAIEX 14273 19960620 Amer Beacon Intl eq Fd Inv Cl AAIPX 34516 19981111 Amer Beacon Intl eq Index Fd Inst Cl AIIIX 45709 20010118 Amer Beacon Large Cap Gr Fd AMR Cl ALFIX 45711 20010116 Amer Beacon Large Cap Gr Fd Inst Cl ALCGX 45710 20010116 Amer Beacon Large Cap Value Fd adv Cl AVASX 67166 20050606 Amer Beacon Large Cap Value Fd AMR Cl AAGAX 14271 19960620 Amer Beacon Large Cap Value Fd inst Cl AADEX 14269 19960620 Amer Beacon Large Cap Value Fd Inv Cl AAGPX 34514 19981111 Amer Beacon Mid-Cap Value Fd - adv Cl AMCSX 80370 20070703 Amer Beacon Mid-Cap Value Fd Inv Cl AMPAX 73000 20060324 Amer Beacon Mid-Cap Value Fd-AMR Cl AMDIX 64234 20040702 Amer Beacon S&P 500 Index Fd Inv Cl AAFPX 42842 20000331 Amer Beacon S&P Index Fd inst Cl AASPX 34246 19980910 Amer Beacon Short-Term bd Fd - AMR Cl AASBX 42621 20000328 Amer Beacon Short-Term bd Fd Inv Cl AALPX 34517 19980130 Amer Beacon Small Cap Index Fd Inst Cl ASCIX 45727 20010118 Amer Beacon Small Cap Value Fd - AMR Cl AASVX 42623 20000328 Amer Beacon Small Cap Value Fd adv Cl AASSX 58197 20030611 Amer Beacon Small Cap Value Fd Inst Cl AVFIX 45712 20010116 Amer Beacon Small Cap Value Fd Inv Cl AVPAX 45713 20010116 Amer Beacon Treasury Inflation Protected ABTPX 88969 20090302 Amer Beacon Treasury Inflation Protected ATPIX 64235 20040702 Amer Cap World Bd Fd B WBFBX 42667 20000323 AMER CAP WORLD BD FD C CWBCX 47221 20010405 Amer Cap World Gr & In B CWGBX 42653 20000331 AMER CAP WORLD GRW & INCM C CWGCX 47222 20010405 Amer Cap World Incm Bldr B CIBBX 42658 20000331 AMER CAP WORLD PT ACGEX 73565 20060619 AMER CAPITAL INCM BUILDER C CIBCX 47219 20010405 AMER CENT BAL FD INST ABINX 50554 20011211 Amer Cent Emerg Mkts Inst AMKIX 36982 20000225 AMER CENT EQ GRW FD C AEYCX 57841 20030408 AMER CENT EQ INCM INST CL ACIIX 48945 20010920 AMER CENT GLBL GRWTH C AGLCX 57848 20030408 AMER CENT HI YLD INST ACYIX 64335 20040804 AMER CENT INFLAT ADJ BD INST AIANX 57285 20030110 AMER CENT INFLATION ADJ TREAS ACITX 44585 20000131 AMER CENT INTL BD INST AIDIX 64336 20040804 AMER CENT INTL DISCOVERY ADV ACIDX 50376 20011119 AMER CENT INTL GRWTH R ATGRX 58817 20030903 AMER CENT INV LEG FCS LRG ACFOX 73562 20060619 AMER CENT INV TAR 2025 ADV CL ACTVX 64403 20040826 AMER CENT LEG FCS LRG ADV ACFDX 73561 20060619 AMER CENT LEG FCS LRG INST ACFSX 73563 20060619 AMER CENT LEG LRG CAP INST ACGHX 73566 20060619 AMER CENT LEG LRG CAP INVS ACGOX 73567 20060619 AMER CENT LEGACY FCS LRG R ACFCX 73560 20060619 AMER CENT LEGACY LRG ADVS ACGDX 73564 20060619 AMER CENT LG CAP VAL INV CL ALVIX 46681 20010306 AMER CENT LG CO VAL C ALVSX 57842 20030408 AMER CENT MID CAP VAL ADV CL AVUAX 64397 20040823 AMER CENT MID CAP VAL INV CL ACMVX 62907 20040401 AMER CENT SH TM GOVT ADV TWAVX 48879 20010905 AMER CENT SM CAP VAL INST ACVIX 50383 20011119 AMER CENT STRAT ALLOC AGG INST AAAIX 50589 20011214 AMER CENT STRAT ALLOC CON INST ACCIX 50590 20011214 AMER CENT STRAT ALLOC MOD INST ASAMX 50594 20011214 AMER CENT TARGET 2010 ADV ACTRX 50380 20011119 AMER CENT TARGET 2015 ADV ACTTX 50381 20011119 AMER CENT TARGET 2020 ADV ACTEX 50379 20011119 AMER CENT ULTRA C TWCCX 57844 20030408 Amer Cent Veedot Inv Cl AMVIX 36700 20000110 AMER CENT VP INTL CL III AIVPX 57286 20030110 AMER CENT VP ULTRA FD CL I AVPUX 57288 20030110 AMER CENT VP ULTRA II AVPSX 57843 20030408 Amer Century 20th Century Opport Fund TWNOX 24514 19970205 Amer Century 20th Select Insl TWSIX 30869 19970829 Amer Century 20th Ultra Insl TWUIX 30871 19970829 Amer Century 20th Vista Advisor TWVAX 30872 19970829 Amer Century 20th Vista Insl TWVIX 30873 19970829 Amer Century Benham H-Yield Municipal Fu ABHYX 34107 19980331 Amer Century Benham High Yield Bond ABHIX 32703 19980129 Amer Century CA Tax-Free bd Fd Inv Cl BCITX 14583 19960620 Amer Century Cap Gr Cl A ACCGX 62762 20040227 Amer Century Cap Gr Cl B ACGBX 62769 20040227 Amer Century Cap Gr Cl C ACPGX 62765 20040227 Amer Century Cap Value adv Cl ACCVX 62736 20040223 Amer Century Company Value Fd Cl 1 AVVIX 64546 20041230 Amer Century Disciplined Gr Fd A Cl ADCVX 67758 20051005 Amer Century Diversified bd A Cl ADFAX 34505 19981111 Amer Century Emerging Markets TWMIX 32909 19980518 Amer Century Emerging Markets Fd- A Cl AEMMX 50384 20011119 Amer Century eq Gr Fd A Cl BEQAX 32304 19980113 Amer Century eq Incm Fd A Cl TWEAX 34507 19981111 Amer Century eq Incm R Shares AEURX 58797 20030902 Amer Century Equity Growth Fund AMEIX 32527 19980226 Amer Century Equity Index Fund ACQIX 35645 19990326 Amer Century Fdamental eq Cl A AFDAX 64440 20041208 Amer Century Fdamental eq Cl B AFDBX 64441 20041208 Amer Century Fdamental eq Cl C AFDCX 64442 20041208 Amer Century Gbl Gold Fd - A Cl ACGGX 50374 20011119 Amer Century Gbl Gr Fd - A Cl AGGRX 50385 20011119 Amer Century GNMA Income Fund BGNMX 6610 19900403 Amer Century Gr R Shares AGWRX 58798 20030902 Amer Century Heritage Fd A Cl ATHAX 32309 19980113 Amer Century High Yield Fd - A Cl AHYVX 57284 20030110 Amer Century Incm & Gr R Shares AICRX 58799 20030902 Amer Century Incm and Gr Fd A Cl AMADX 32528 19980226 Amer Century Income & Growth Fund AMGIX 32529 19980226 Amer Century Intl bd Fd - A Cl AIBDX 50420 20011120 Amer Century Intl Discovery TIDIX 32721 19980415 Amer Century Intl Gr A Cl TWGAX 30868 19970829 Amer Century Intl Value Fd Cl A MEQAX 34821 19981111 Amer Century Intl Value Fd Cl B MEQBX 35864 19990604 Amer Century Large Company Value - A Cl ALPAX 57412 20030210 Amer Century Large Company Value R Share ALVRX 58800 20030902 Amer Century LIVESTRONG 2015 Port adv Cl ARFAX 64694 20050125 Amer Century LIVESTRONG 2015 Port inst C ARNIX 64698 20050125 Amer Century LIVESTRONG 2015 Port Inv Cl ARFIX 64695 20050125 Amer Century LIVESTRONG 2015 Port R Cl ARFRX 64696 20050125 Amer Century LIVESTRONG 2025 Port adv Cl ARWAX 64704 20050125 Amer Century LIVESTRONG 2025 Port Inv Cl ARWIX 64706 20050125 Amer Century LIVESTRONG 2025 Port R Cl ARWRX 64707 20050125 Amer Century LIVESTRONG 2025 Portfoilio ARWFX 64705 20050125 Amer Century LIVESTRONG 2035 Port adv Cl ARYAX 64708 20050125 Amer Century LIVESTRONG 2035 Port inst C ARLIX 64697 20050125 Amer Century LIVESTRONG 2035 Port Inv Cl ARYIX 64709 20050125 Amer Century LIVESTRONG 2035 Port R Cl ARYRX 64710 20050125 Amer Century LIVESTRONG 2045 Port adv Cl AROAX 64699 20050125 Amer Century LIVESTRONG 2045 Port inst C AOOIX 64691 20050125 Amer Century LIVESTRONG 2045 Port Inv Cl AROIX 66543 20050203 Amer Century LIVESTRONG 2045 Port R Cl ARORX 64700 20050125 Amer Century LIVESTRONG Incm Port adv Cl ARTAX 64702 20050125 Amer Century LIVESTRONG Incm Port inst C ATTIX 64713 20050125 Amer Century LIVESTRONG Incm Port Inv Cl ARTOX 64703 20050125 Amer Century LIVESTRONG Incm Portflio R ARSRX 64701 20050125 Amer Century Long-Short Market Neutral F ALHIX 67760 20051005 Amer Century Long-Short Market Neutral F ALIAX 67761 20051005 Amer Century Long-Short Market Neutral F ALIBX 72070 20051104 Amer Century Long-Short Market Neutral F ALICX 72071 20051104 Amer Century Long-Short Market Neutral F ALIRX 67762 20051005 Amer Century Long-Short Market Neutral F ALISX 67763 20051005 Amer Century Long-Term Tax-Free Fd Cl A MMBAX 34822 19981111 Amer Century Long-Term Tax-Free Fd Cl B MMDBX 35865 19990604 AMER CENTURY ONE AGGR INV AOGIX 64688 20050125 AMER CENTURY ONE CONSER INV AOCIX 64687 20050125 AMER CENTURY ONE MODERATE INV AOMIX 64689 20050125 AMER CENTURY ONE VERY AGGR AOVIX 64692 20050125 AMER CENTURY ONE VERY CONSEV AONIX 64690 20050125 Amer Century Real Estate Fd - A Cl AREEX 50421 20011120 Amer Century sel Fd - A Cl TWCAX 32311 19980113 AMER CENTURY SM CAP VAL ADV CL ACSCX 47879 20010228 Amer Century Small Cap Gr Fd - Cl A ANOAX 57414 20030210 Amer Century Small Cap Gr Fd - Cl B ANOBX 57415 20030210 Amer Century Small Cap Gr Fd - Cl C ANOCX 57416 20030210 Amer Century Small Cap Gr Fd - Inst Cl ANONX 80184 20070618 Amer Century Small Cap Gr Fd - Inv Cl ANOIX 50592 20011214 Amer Century Small Cap Gr Fd - R Cl ANORX 81454 20071002 Amer Century Small Cap Quantitative Fund ASQIX 35365 19990211 Amer Century Small Cap Value Fund ASVIX 35366 19990209 Amer Century Small Company R Shares ASCRX 58801 20030902 Amer Century Strategic Alloc Aggressive ACVAX 32704 19980413 Amer Century Strategic Alloc Conservativ ACCAX 32705 19980327 Amer Century Strategic Alloc Moderate A ACOAX 32706 19980327 Amer Century Strategic Alloc Moderate R ASMRX 58802 20030902 Amer Century Target 2010 Fd Inv Cl BTTNX 6615 19900403 Amer Century Target 2015 Fd Inv Cl BTFTX 6616 19900403 Amer Century Target 2025 Fd Inv Cla BTTRX 23727 19960215 Amer Century Target Fd 2020 Inv Cl BTTTX 6618 19891229 Amer Century Tax-Managed Value Fund ACTIX 35816 19990504 Amer Century Ultra Fd A Cl TWUAX 30870 19970829 Amer Century Ultra R Shares AULRX 58803 20030902 Amer Century Value Fd - A Cl TWADX 34508 19981111 Amer Century VP Incm & Gr Cl III AIGTX 58440 20030630 Amer Century VP Inflation Prot Cl II AIPTX 58441 20030630 AMER CENTURY VP LGE CO VAL II AVVTX 64715 20050125 AMER CENTURY VP MID CAP VAL II AVMTX 64714 20050125 Amer Century VP Mid Cap Value Fd Cl 1 AVIPX 64545 20041230 Amer Century VP Vista Cl I AVSIX 58442 20030630 Amer Europacific Grw Fd B AEGBX 42665 20000331 AMER EUROPACIFIC GRW FD C AEPCX 47238 20010405 Amer Fd American Bal Fd, Cl F-1 Shs BALFX 47216 20010405 Amer Fd American High-Inc Muni bd Cl F-1 ABHFX 47445 20010319 Amer Fd American Mutual Cl F-1 Shs AMFFX 47210 20010314 Amer Fd bd Fd of America Cl F-1 Shs BFAFX 47218 20010323 Amer Fd Cap Incm Builder Cl F-1 Shs CIBFX 47220 20010405 Amer Fd Cap World Bd Fd Cl F-1 Shs WBFFX 47229 20010314 Amer Fd Cap World Gr & Incm Cl F-1 Shs CWGFX 47223 20010314 Amer Fd EuroPacific Gr Cl F-1 Shs AEGFX 47237 20010405 Amer Fd Fdamental Invs Cl F-1 Shs AFIFX 47240 20010405 Amer Fd Gr Fd of America Cl F-1 Shs GFAFX 47389 20010423 Amer Fd Gr Fd of America Cl F-1 Shs IFAFX 47232 20010405 Amer Fd High-Incm Tr Cl F-1 Shs AHTFX 47244 20010314 Amer Fd Int bd Fd of America Cl F-1 Shs IBFFX 47226 20010316 Amer Fd Inv Co of America Cl F-1 Shs AICFX 47246 20010302 Amer Fd Ltd Term Tax-Ex bd Fd of America LTXFX 47234 20010314 Amer Fd New Economy Fd Cl F-1 Shs ANFFX 47214 20010405 Amer Fd New Perspective Cl F-1 Shs NPFFX 47197 20010405 Amer Fd New World Fd Cl F-1Shs NWFFX 47198 20010405 Amer Fd Short-Term bd Fd of America, Inc ASBFX 75737 20061129 Amer Fd Short-Term bd Fd of America, Inc CFAMX 75690 20061117 Amer Fd SMALLCAP World Cl F-1 Shs SCWFX 47200 20010405 Amer Fd Tax-Ex bd Fd of America Cl F-1 S AFTFX 47241 20010314 Amer Fd Tax-Exempt Fd of CA Cl F-1 Shs TECFX 47203 20010319 Amer Fd Tax-Exempt Fd of MD Cl F-1 Shs TMDFX 47207 20010320 Amer Fd Tax-Exempt Fd of VA Cl F-1 Shs TEVFX 47206 20010320 Amer Fd U.S. Govt Securities Cl F-1 Shs UGSFX 47228 20010314 Amer Fd WA Mutual Invs Fd Cl F-1 Shs WSHFX 47231 20010314 Amer Fds, Intl Gr and Incm Fd, Cl R-5 Sh RIGFX 51592 20081001 Amer Fundamental Inv B AFIBX 42666 20000331 AMER FUNDAMENTAL INV C AFICX 47239 20010405 Amer Grwth Fd Of Amer B AGRBX 42663 20000331 AMER GRWTH FD OF AMER C GFACX 47224 20010405 Amer Hi Incm Muni Bd B ABHMX 42648 20000331 AMER HI INCM MUNI BD C AHICX 47242 20010330 Amer Hi Incm Tr B AHTBX 42646 20000328 AMER HI INCM TR C AHTCX 47243 20010328 Amer High-Incm Tr, Cl 529-F-1 Shs CITFX 53138 20020314 Amer Incm Fd Of Amer B IFABX 42644 20000331 AMER INCM FD OF AMER C IFACX 47227 20010405 AMER INCM SER US GOVT SEC C UGSCX 47208 20010320 AMER INDEP KS TX EX BD FD A IKSTX 58524 20030716 Amer Independence Fd UltraShort Bond Fd ISBSX 30469 19970530 Amer Independence Fds, Intl eq Fd Insti IMSSX 42318 19990405 Amer Independence Fds, NestEgg Dow Jones NECPX 58494 20030714 Amer Independence Fds, NestEgg Dow Jones NECSX 58499 20030714 Amer Independence Fds, NestEgg Dow Jones NEFPX 58495 20030714 Amer Independence Fds, NestEgg Dow Jones NEFYX 23656 20000711 Amer Independence Fds, NestEgg Dow Jones NETHX 23655 20000711 Amer Independence Fds, NestEgg Dow Jones NETPX 58498 20030714 Amer Independence Fds, NestEgg Dow Jones NETWX 23654 20000711 Amer Independence Fds,NestEgg Dow Jones NEHPX 58496 20030714 Amer Inter Bd Fd Of Amer B IBFBX 42657 20000328 AMER INTER BD FD OF AMER C IBFCX 47225 20010328 Amer Inv Co Of Amer B AICBX 42664 20000331 AMER INV CO OF AMER C AICCX 47245 20010405 Amer Israeli Shrd Vls Cptl Aprctn Fd AISHX 93907 20100527 Amer Lt Tm Tx Ex Bd Of Amer B LTXBX 42656 20000328 AMER LT TM TX EX BD OF AMER C LTXCX 47233 20010330 Amer Mutual Fd Inc B AMFBX 42662 20000331 AMER MUTUAL FD INC C AMFCX 47209 20010405 Amer Mutual Fd, Inc., Cl 529-F-1 Shs CMLFX 53149 20020314 Amer New Economy Fd B ANFBX 42649 20000331 AMER NEW ECONOMY FD C ANFCX 47213 20010405 Amer New Perspective Fd B NPFBX 42650 20000331 AMER NEW PERSPECTIVE FD C NPFCX 47236 20010405 Amer New World Fd B NEWBX 42651 20000331 AMER NEW WORLD FD C NEWCX 47235 20010405 Amer Pension Investors Tr Cap Income Fd APIGX 14510 19960620 AMER SKANDIA ADV ASAF AC C AACCX 46620 20010306 Amer Sm Cap World Fd B SCWBX 42652 20000331 AMER SM CAP WORLD FD C SCWCX 47199 20010405 Amer Tx Ex Bd Of Amer B TEBFX 42655 20000331 Amer Tx Ex Fd Of Ca B TECBX 42645 20000331 AMER TX EX FD OF CA C TEBCX 47201 20010330 AMER TX EX FD OF CA SER II C TECCX 47202 20010330 Amer Tx Ex Fd Of Md B TEMBX 42654 20000331 AMER TX EX FD OF MD I C TEMCX 47204 20010405 Amer Tx Ex Fd Of Va B TEVBX 42642 20000331 AMER TX EX FD OF VA C TEVCX 47205 20010405 Amer Us Govt Sec Inc B UGSBX 42668 20000320 Amer Wash Mut Inv B WSHBX 42643 20000331 AMER WASH MUT INV C WSHCX 47230 20010405 Amercn Cntry LvStrng 2015 Prtfl C Cls AFNCX 92052 20100304 America Beacon Large Cap Growth Fd Y Cls ACLYX 92045 20100304 America First Absolute Return Fund Cls A ABRFX 92135 20100302 America First Absolute Return Fund Cls U ABRUX 92136 20100302 America First Quantitative Strategies Fd AFIAX 81912 20071022 America First Quantitative Strategies Fd AFISX 81913 20071022 American Bcn Rtrmnt Incm Aprctn Fd A Cl AAPAX 93844 20100518 American Bcn Trsry Infltn Prt Sec Fd A C ATSAX 93845 20100518 American Beacon Bal Fd A Cl ABFAX 93847 20100518 American Beacon Balanced Fund Y Class ACBYX 92043 20100304 American Beacon Emerging Markets Fd A Cl AEMAX 93848 20100518 American Beacon Emerging Mrkts Fd Y Cls ACEYX 92121 20100304 American Beacon Global Real Est Fd A Cl ABEAX 93843 20100518 American Beacon High Yield Bd Fd A Cl ABHAX 93823 20100518 American Beacon High Yield Bd Fd AMR Cl ABMRX 81126 20070905 American Beacon High Yield Bond Fd Y Cls ACYYX 92051 20100304 American Beacon Int'l Eq Fd A Cl AIEAX 93849 20100518 American Beacon Intermediat Bnd Fd Y Cls ACTYX 92049 20100304 American Beacon Intermediate Bd Fd A Cl AITAX 93846 20100518 American Beacon Intrntnl Eqty Fnd Y Cls ABEYX 89831 20090804 American Beacon Large Cap Vl Fnd Y Cls ABLYX 89905 20090804 American Beacon Lg Cap Gwth Fd A Cl ABGAX 93842 20100518 American Beacon Lg Cap Val Fd A Cl ALVAX 93850 20100518 American Beacon Mid-Cap Val Fd A Cl ABMAX 93822 20100518 American Beacon Mid-Cap Value Fund Y Cls ACMYX 92046 20100304 American Beacon Retirement Incm Fd Y Cls ACRYX 92048 20100304 American Beacon Short-Term Bd Fd A Cl ANSAX 93824 20100518 American Beacon Short-Term Fund Y Class ACOYX 92047 20100304 American Beacon Sm Cap Val Fd A Cl ABSAX 93832 20100518 American Beacon Small Cap Vl Fnd Y Cls ABSYX 89830 20090804 American Beacon Zebra Small Cap Equity F AZSRX 94242 20100601 AMERICAN CENT DISCPL GTH INVES ADSIX 72069 20051104 American Centry ShrtTrm Govt Fd Inst Cls TWUOX 92275 20100301 American Centry Strtgc Infl Oprtnts Fd A ASIDX 93629 20100430 American Century Balanced Fund TWBIX 6680 19920724 American Century CA Tax-Free Bond Instl BCTIX 92264 20100301 American Century Cap Gwth Fd Invstr Cl ACLIX 67376 20050729 American Century Capital Gwth Fd Inst Cl APLIX 67386 20050729 American Century Capital Gwth Fd R Cl APWRX 67387 20050729 American Century Clfrn TxFr Bnd Fd A Cls BCIAX 92303 20100326 American Century Core Plus Fd A Cl ACCQX 75748 20061201 American Century Core Plus Fd B Cl ACCJX 75745 20061201 American Century Core Plus Fd C Cl ACCKX 75746 20061201 American Century Core Plus Fd Insti Cl ACCUX 75749 20061201 American Century Core Plus Fd Invstr Cl ACCNX 75782 20061204 American Century Core Plus Fd R Cl ACCPX 75747 20061201 American Century Disciplned Gwth Fd R Cl ADRRX 67759 20051005 American Century Diversified Bd Fd R Cl ADVRX 67377 20050729 American Century Dsplnd Gwt Fd Instnl Cl ADCIX 67757 20051005 American Century Eq Gwth Fd R Cl AEYRX 67378 20050729 American Century Equity Growth Fund BEQGX 14169 19910125 American Century Equity Income Fund TWEIX 23396 19960620 American Century Equity Index Invest Cl ACIVX 42148 19990726 American Century Fdamental Eq Fd R Cl AFDRX 67380 20050729 American Century Focuse Gwth Investor Cl AFSIX 65052 20041220 American Century Ginnie Mae Fd - C Class BGNCX 92076 20100304 American Century Global Gold Fund BGEIX 6611 19880817 American Century Global Gwth Fd B Cl ACWBX 72223 20051202 American Century Global Gwth Fd R Cl AGORX 67382 20050729 American Century Government Bnd Fd C Cls ABTCX 92040 20100304 American Century Government Bnd Fd R Cls ABTRX 92042 20100304 American Century Growth Fund - C Class TWRCX 92108 20100304 American Century Gvrnmnt Bnd Fd Inst Cls ABTIX 92041 20100304 American Century High-Yield Fd R Cl AHYRX 67383 20050729 American Century Income & Growth Fund BIGRX 14168 19901217 American Century Infltn Prtctn Bd FdCl A APOAX 67150 20050531 American Century Infltn Prtctn Bd FdCl B APOBX 67153 20050531 American Century Infltn Prtctn Bd FdCl C APOCX 67154 20050531 American Century Infltn Prtctn Bd FdCl R APORX 67156 20050531 American Century Int'l Val Fd Cl C ACCOX 73015 20060404 American Century Intl Dscvry Fd C Cls TWECX 92102 20100304 American Century Intl Dscvry Fd R Cls TWERX 92103 20100304 American Century Intl Oprtnts Fd A Cls AIVOX 92057 20100304 American Century Intl Oprtnts Fd C Cls AIOCX 92055 20100304 American Century Intl Oprtnts Fd R Cls AIORX 92056 20100304 American Century Intl Stock Fd Invstr Cl ASKIX 66682 20050331 American Century Inv NT Gwth Insti Cl ACLTX 73393 20060516 American Century Inv NT Vista Insti Cl ACLWX 73394 20060516 American Century Lgcy MultCap Fd AdvCl ACMFX 73523 20060531 American Century Lgcy MultCap FdInv ACMNX 73525 20060531 American Century Lgcy MultCapFd InstCl ACMHX 73524 20060531 American Century Lvestrng 2020 Ptf R Cl ARBRX 85472 20080530 American Century Lvestrng 2030 Ptf R Cl ARCRX 85476 20080530 American Century Lvestrng 2040 Ptf R Cl ARDRX 85479 20080530 American Century Lvestrng 2050 Ptf R Cl ARFWX 85485 20080530 AMERICAN CENTURY MID CAP VAL ACLAX 66605 20050204 American Century Mid Cap Val Fd R Cl AMVRX 67385 20050729 American Century Mid Cap Value Fnd C Cls ACCLX 92044 20100304 American Century New Opportnts Fd A Cls TWNAX 92104 20100304 American Century New Opportunts Fd C Cls TWNCX 92105 20100304 American Century New Opportunts Fd R Cls TWNRX 92107 20100304 American Century New York Tx Free Fnd AC ANYAX 89578 20090630 American Century New York Tx Free FndInv ANYIX 89579 20090630 American Century New York TxFree Fnd CCl ANTCX 89658 20090630 American Century RE Insl CL REAIX 32305 19980113 American Century Real Estate Fund REACX 30757 19970612 American Century Select Fd R Cl ASERX 67389 20050729 American Century Short Duration Fd A Cl ACSQX 75760 20061201 American Century Short Duration Fd B Cl ACSJX 75756 20061201 American Century Short Duration Fd C Cl ACSKX 75757 20061201 American Century Short Duration Fd R Cl ACSPX 75759 20061201 American Century Short-Trm Govt Fd C Cls TWACX 92238 20100304 American Century Short-Trm Govt Fd R Cls TWARX 92277 20100301 AMERICAN CENTURY SMALL CAP QUANTITAT ASCQX 50840 20020122 American Century Small Cap Vl Fd C Cls ASVNX 92069 20100304 American Century Small Cap Vl Fd R Cls ASVRX 92070 20100304 American Century Small Company Fd C Cls ASQCX 92068 20100304 American Century Strat Alloc Conservativ TWSCX 23936 19960910 American Century Strat Alloc Moderate TWSMX 23937 19960910 American Century Strat Alloca Aggressive TWSAX 23934 19960910 American Century Strtgc Infl Oprtnts Fd ASIUX 93632 20100430 American Century Tax-Free Bd Fd Insti Cl AXBIX 67500 20050818 American Century Tax-Free Bond Fd A Cls TWWOX 92110 20100304 American Century Tax-Free Bond Fd C Cls TWTCX 92109 20100304 American Century Twentieth Century Globa TWGGX 35170 19981216 American Century Utilities Fund BULIX 1944 19930226 American Century Val Fd R Cl AVURX 67393 20050729 American Century Value Fund TWVLX 23404 19960620 American Century Value Insl CL AVLIX 32306 19980113 American Century Vista Fd R Cl AVTRX 67392 20050729 American Century Vista Fund - C Class AVNCX 92073 20100304 AMERICAN CENTURY VP BALANCED - INVES AVBIX 50841 20020122 AMERICAN CENTURY VP CAPITAL APPRECIA AVCIX 50844 20020122 AMERICAN CENTURY VP INCOME & GROWTH AVGIX 50845 20020122 American Century VP Infltn Prtctn FdCl I APTIX 67075 20050516 American Century VP Int'l Fd Cl IV AVPLX 65120 20050228 AMERICAN CENTURY VP INTERNATIONAL IN AVIIX 50851 20020123 AMERICAN CENTURY VP VALUE - INVESTOR AVPIX 50846 20020122 American Century VP Vista Fd Cl II APVTX 67005 20050504 AMERICAN CENTY CALIF TX FR&MCA HIYLD CAYAX 57427 20030210 AMERICAN CENTY CALIF TX FR&MCA HIYLD CAYBX 57428 20030210 AMERICAN CENTY CALIF TX FR&MCA HIYLD CAYCX 57429 20030210 AMERICAN CENTY CAP PORTFOLIOEQ INCOM AEYIX 57850 20030409 AMERICAN CENTY CAP PORTFOLIOL CO VAL ALPCX 57413 20030210 AMERICAN CENTY CAP PORTFOLIOLGE CO V ALBVX 57411 20030210 AMERICAN CENTY CAP PORTFOLIOVALUE FD ACBVX 57397 20030210 AMERICAN CENTY CAP PORTFOLIOVALUE FD ACLCX 57399 20030210 AMERICAN CENTY GOVT INCOME TINFL-ADJ AIAVX 57299 20030113 AMERICAN CENTY INVT TR DIVERS B CDBBX 57432 20030210 AMERICAN CENTY INVT TR DIVERS B CDBCX 57433 20030210 AMERICAN CENTY INVT TR HI YIELD ACYBX 57404 20030210 AMERICAN CENTY INVT TR HIGH YLD AHDCX 57406 20030210 AMERICAN CENTY MUN TR HI YIELD AYMCX 57421 20030210 AMERICAN CENTY MUN TR HI YLD M AYMAX 57419 20030210 AMERICAN CENTY MUN TR HI YLD M AYMBX 57420 20030210 AMERICAN CENTY MUT FDS INC CAP VAL ACPIX 57822 20030404 AMERICAN CENTY MUT FDS INC HERITAGE AHGCX 57824 20030404 AMERICAN CENTY MUT FDS INC SELECT F ABSLX 57395 20030210 AMERICAN CENTY MUT FDS INC SELECT F ACSLX 57401 20030210 AMERICAN CENTY QUANT INCOME&G ACGCX 57818 20030408 AMERICAN CENTY STRATEGIC ASSSTR ALLO ASTCX 57819 20030408 AMERICAN CENTY STRATEGIC ASSSTRAT AG ASTAX 57825 20030404 AMERICAN CENTY VAR PORTFOLIOVP INCM& AVPGX 57826 20030404 AMERICAN CENTY VAR PORTFOLIOVP INTL ANVPX 57301 20030113 AMERICAN CENTY VAR PORTFOLIOVP ULTRA AVUTX 57828 20030404 AMERICAN CENTY VAR PORTFOLIOVP VALUE AVPTX 57827 20030404 AMERICAN CENTY WORLD MUT FDSEMERG MK ACECX 57821 20030404 AMERICAN CENTY WORLD MUT FDSINTL GRO AIWCX 57409 20030210 AMERICAN CENTY WORLD MUT FDSINTL GRO CBIGX 57430 20030210 AMERICAN CENTY WORLD MUT FDSINTL OPP ACIOX 57388 20030131 American Cntry Calfrn TxFr Bnd Fd C Cls BCIYX 92298 20100326 American Cntry Fdamntl Eq Fd Inst Cl AFEIX 67381 20050729 American Cntry Fdmntal Eq Fd Invstr Cl AFDIX 67379 20050729 American Cntry HghYld Mncpl Fd Inst Cls AYMIX 92074 20100304 American Cntry Int'l Val Fd Cl R ACVRX 73027 20060404 American Cntry Int'l Val Fd Instnl Cl ACVUX 73028 20060404 American Cntry Int'l Val Fd Invstr Cl ACEVX 73016 20060404 American Cntry Intrntnl Cr Eqty FdA Cl ACIQX 75753 20061201 American Cntry Intrntnl Cr Eqty FdB Cl ACIJX 75750 20061201 American Cntry Intrntnl Cr Eqty FdC Cl ACIKX 75751 20061201 American Cntry Intrntnl Cr Eqty FdR Cl ACIRX 75754 20061201 American Cntry Inv NT Dvrsfd Bd Insti Cl ACLDX 73387 20060515 American Cntry Inv NT Emrgng Mkt Inst Cl ACLKX 73388 20060516 American Cntry Inv NT Eq Gwth Insti Cl ACLEX 73449 20060519 American Cntry Inv NT Int'l Gwth Inst Cl ACLNX 73391 20060516 American Cntry Inv NT Lg Co Val Insti Cl ACLLX 73389 20060516 American Cntry Inv NT Md Cp Val Inst Cl ACLMX 73390 20060516 American Cntry Inv NT Sm Co Insti Cl ACLOX 73392 20060516 American Cntry LngTrm TaxFree Fd Cl C ACTCX 73026 20060404 American Cntry Lvestrng 2020 Ptf Advsr C ARBMX 85471 20080530 American Cntry LveStrng 2020 PtfInvstrCl ARBVX 85474 20080530 American Cntry Lvestrng 2020Ptf Insti Cl ARBSX 85473 20080530 American Cntry Lvestrng 2030 Ptf AdvsrCl ARCMX 85475 20080530 American Cntry Lvestrng 2030 Ptf Inst Cl ARCSX 85549 20080530 American Cntry LveStrng 2030 PtfInvstcCl ARCVX 85477 20080530 American Cntry Lvestrng 2040 Ptf Advsr C ARDMX 85478 20080530 American Cntry Lvestrng 2040 Ptf InstiCl ARDSX 85480 20080530 American Cntry Lvestrng 2040Ptf Invstr C ARDVX 85481 20080530 American Cntry Lvestrng 2050 Ptf Advsr C ARFMX 85482 20080530 American Cntry Lvestrng 2050 Ptf InstiCl ARFSX 85483 20080530 American Cntry Lvestrng2050 Ptf Invstr C ARFVX 85484 20080530 American Cntry LvStrng Incm Prtfl C Cls ATTCX 92071 20100304 American Cntry Nw Oprtnts Fd Inst Cls TWNIX 92106 20100304 American Cntry Short Duration FdInsti Cl ACSUX 75761 20061201 American Cntry Strtgc Inf Oprtnts Fd Inv ASIOX 93631 20100430 American Cntry Strtgc Infl Oprtnts Fd C ASIZX 93633 20100430 American Cntry Strtgc Infl Oprtnts Fd In ASINX 93630 20100430 American Europacific Growth Funds AEPGX 14191 19960311 American Fd Glbl Sm Cptlztn HLS Fd Cl IB HVSBX 83902 20080505 American FdBlu Chp Incm&Gwth HLS FdCl IB HVCBX 83896 20080430 American Fds Asset Allocatn HLS Fd Cl IB HVABX 83894 20080430 American Fds Bd HLS Fd Cl IB HVBBX 83895 20080430 AMERICAN FDS CAPITAL WORLD GWTH & IN RWIFX 53767 20020613 American Fds Glbl Gwth&Incm HLS Fd Cl IB HVIBX 83898 20080430 American Fds Global Bd HLS Fd Cl IB HVDBX 83897 20080430 American Fds Global Gwth HLS Fd Cl IB HVLBX 83899 20080430 American Fds Gwth HLS Fd Cl IB HVRBX 83901 20080505 American Fds Gwth Incm HLS Fd Cl IB HVNBX 83900 20080505 AMERICAN FDS INCOME SERIES USGVT SE RGVAX 53686 20020607 AMERICAN FDS INCOME SERIES USGVT SE RGVBX 53687 20020607 AMERICAN FDS INCOME SERIES USGVT SE RGVCX 53688 20020607 AMERICAN FDS INCOME SERIES USGVT SE RGVEX 53689 20020607 AMERICAN FDS INCOME SERIES USGVT SE RGVFX 53690 20020607 AMERICAN FDS INCOME SRS (US GOVT SEC CGTAX 53114 20020314 AMERICAN FDS INCOME SRS (US GOVT SEC CGTBX 53115 20020314 AMERICAN FDS INCOME SRS (US GOVT SEC CGTCX 53116 20020314 AMERICAN FDS INCOME SRS (US GOVT SEC CGTEX 53117 20020314 American Fds Int'l HLS Fd Cl IB HVTBX 83903 20080505 American Fds New World HLS Fd Cl IB HVWBX 83904 20080505 American Fds ShrtTrm Fd of Amrc Inc Cl B AMSBX 75735 20061129 American Fds ShrtTrmBdFdofAmrcIncCl529B CBAMX 75687 20061117 American Fds10 Trgt Dt Rtrmnt Fd Cl A AAATX 78728 20070226 American Fds10 Trgt Dt Rtrmnt Fd Cl R2 RBATX 78747 20070226 American Fds10 Trgt Dt Rtrmnt Fd Cl R3 RCATX 78756 20070226 American Fds10 Trgt Dt Rtrmnt Fd Cl R4 RDATX 78764 20070226 American Fds10 Trgt Dt Rtrmnt Fd Cl R5 REATX 78773 20070226 American Fds10 Trgt Dt Rtrmnt Fd ClR1 RAATX 78738 20070226 American Fds15 Trgt Dt Rtrmnt Fd Cl A AABTX 78729 20070226 American Fds15 Trgt Dt Rtrmnt Fd Cl R2 RBJTX 78754 20070226 American Fds15 Trgt Dt Rtrmnt Fd Cl R3 RCJTX 78762 20070226 American Fds15 Trgt Dt Rtrmnt Fd Cl R4 RDBTX 78765 20070226 American Fds15 Trgt Dt Rtrmnt Fd Cl R5 REJTX 78780 20070226 American Fds15 Trgt Dt Rtrmnt Fd ClR1 RAJTX 78745 20070226 American Fds20 Trgt Dt Rtrmnt Fd Cl A AACTX 78730 20070226 American Fds20 Trgt Dt Rtrmnt Fd Cl R2 RBCTX 78748 20070226 American Fds20 Trgt Dt Rtrmnt Fd Cl R3 RCCTX 78757 20070226 American Fds20 Trgt Dt Rtrmnt Fd Cl R4 RDCTX 78766 20070226 American Fds20 Trgt Dt Rtrmnt Fd Cl R5 RECTX 78774 20070226 American Fds20 Trgt Dt Rtrmnt Fd ClR1 RACTX 78739 20070226 American Fds25 Trgt Dt Rtrmnt Fd Cl A AADTX 78731 20070226 American Fds25 Trgt Dt Rtrmnt Fd Cl R2 RBDTX 78749 20070226 American Fds25 Trgt Dt Rtrmnt Fd Cl R3 RCDTX 78758 20070226 American Fds25 Trgt Dt Rtrmnt Fd Cl R4 RDDTX 78767 20070226 American Fds25 Trgt Dt Rtrmnt Fd Cl R5 REDTX 78775 20070226 American Fds25 Trgt Dt Rtrmnt Fd ClR1 RADTX 78740 20070226 American Fds30 Trgt Dt Rtrmnt Fd Cl R2 RBETX 78750 20070226 American Fds30 Trgt Dt Rtrmnt Fd Cl R3 RCETX 78759 20070226 American Fds30 Trgt Dt Rtrmnt Fd Cl R4 RDETX 78768 20070226 American Fds30 Trgt Dt Rtrmnt Fd Cl R5 REETX 78776 20070226 American Fds30 Trgt Dt Rtrmnt Fd ClR1 RAETX 78741 20070226 American Fds35 Trgt Dt Rtrmnt Fd Cl A AAFTX 78732 20070226 American Fds35 Trgt Dt Rtrmnt Fd Cl R2 RBFTX 78751 20070226 American Fds35 Trgt Dt Rtrmnt Fd Cl R3 RCFTX 78760 20070226 American Fds35 Trgt Dt Rtrmnt Fd Cl R4 RDFTX 78769 20070226 American Fds35 Trgt Dt Rtrmnt Fd Cl R5 REFTX 78777 20070226 American Fds35 Trgt Dt Rtrmnt Fd ClR1 RAFTX 78742 20070226 American Fds40 Trgt Dt Rtrmnt Fd Cl A AAGTX 78733 20070226 American Fds40 Trgt Dt Rtrmnt Fd Cl R2 RBKTX 78755 20070226 American Fds40 Trgt Dt Rtrmnt Fd Cl R3 RCKTX 78763 20070226 American Fds40 Trgt Dt Rtrmnt Fd Cl R4 RDGTX 78770 20070226 American Fds40 Trgt Dt Rtrmnt Fd Cl R5 REGTX 78778 20070226 American Fds40 Trgt Dt Rtrmnt Fd ClR1 RAKTX 78746 20070226 American Fds45 Trgt Dt Rtrmnt Fd Cl A AAHTX 78734 20070226 American Fds45 Trgt Dt Rtrmnt Fd Cl R2 RBHTX 78752 20070226 American Fds45 Trgt Dt Rtrmnt Fd Cl R3 RCHTX 78802 20070226 American Fds45 Trgt Dt Rtrmnt Fd Cl R4 RDHTX 78771 20070226 American Fds45 Trgt Dt Rtrmnt Fd Cl R5 REHTX 78779 20070226 American Fds45 Trgt Dt Rtrmnt Fd ClR1 RAHTX 78743 20070226 American Fds50 Trgt Dt Rtrmnt Fd Cl A AALTX 78800 20070226 American Fds50 Trgt Dt Rtrmnt Fd Cl R2 RBITX 78753 20070226 American Fds50 Trgt Dt Rtrmnt Fd Cl R3 RCITX 78761 20070226 American Fds50 Trgt Dt Rtrmnt Fd Cl R4 RDITX 78772 20070226 American Fds50 Trgt Dt Rtrmnt Fd Cl R5 REITX 78803 20070226 American Fds50 Trgt Dt Rtrmnt Fd ClR1 RAITX 78744 20070226 American Fundamental Investors Fund ANCFX 6648 19910220 American Funds/Growth Fund Cl C AMRCX 35747 19990414 American Growth Fund Cl A AMRAX 24252 19960724 American Growth Fund Cl B AMRBX 24193 19961119 American Growth Fund Cl D AMRGX 14465 19960620 American Growth Fund Of America AGTHX 6707 19930211 American Hgh Incm Mncpl Bd Fd Inc ClF2Sh AHMFX 86940 20080801 American High Income Muni Bond Fund AMHIX 14459 19960620 AMERICAN HIGH INCOME TR CL R-1 S RITAX 53706 20020607 AMERICAN HIGH INCOME TR CL R-2 S RITBX 53707 20020607 AMERICAN HIGH INCOME TR CL R-3 S RITCX 53708 20020607 AMERICAN HIGH INCOME TR CL R-4 S RITEX 53709 20020607 AMERICAN HIGH INCOME TR CL R-5 S RITFX 53710 20020607 American High Income Trust AHITX 14421 19960129 American High-Incm Tr, Cl F-2 Shs AHIFX 86939 20080801 AMERICAN HIGH-INCOME TRUST CITAX 53134 20020314 AMERICAN HIGH-INCOME TRUST CITBX 53135 20020314 AMERICAN HIGH-INCOME TRUST CITCX 53136 20020314 AMERICAN HIGH-INCOME TRUST CITEX 53137 20020314 American High-Income Trust Cl R-6 RITGX 89269 20090504 American Income Fund Of Amer AMECX 14254 19960531 American Independence Fds Fusion Fd Cl I AFFSX 90805 20091222 American Independence Intermediate Bond IIISX 30468 19970530 American Independence Stock Fund SEKSX 22974 19960620 American Independence Stock Inst'l Servi ISISX 30490 19970616 American Indpndnc Fd Tr Int'l Eq Fd Cl A IIESX 73660 20060627 American Indpndnc Fd Tr Intrmdt BdFd ClA IBFSX 73658 20060627 American Indpndnc Fd Tr ShrtTrm BdFd ClA ISTSX 73661 20060627 American Indpndnc Fd Tr ShrtTrm BdFd ClC ITBSX 83777 20080415 American Indpndnc Fd Tr Stk Fd Cl A IFCSX 73659 20060627 American Indpndnc Fd Tr Stk Fd Cl C ISFSX 81411 20070928 American Intermediate Bond Fd of America AIBAX 14424 19960126 American Inv Co Fund Of Amer AIVSX 14253 19960301 AMERICAN MUT FD INC CL R-1 S RMFAX 53716 20020607 AMERICAN MUT FD INC CL R-2 S RMFBX 53717 20020607 AMERICAN MUT FD INC CL R-3 S RMFCX 53718 20020607 AMERICAN MUT FD INC CL R-4 S RMFEX 53719 20020607 AMERICAN MUT FD INC CL R-5 S RMFFX 53720 20020607 American Mutual Fd, Inc., Cl F-2 Shs AMRFX 86946 20080801 American Mutual Fund AMRMX 14255 19960531 AMERICAN MUTUAL FUND CMLAX 53145 20020314 AMERICAN MUTUAL FUND CMLBX 53146 20020314 AMERICAN MUTUAL FUND CMLCX 53147 20020314 AMERICAN MUTUAL FUND CMLEX 53148 20020314 American Mutual Fund, Inc. Cl R-6 RMFGX 89223 20090504 American New Perspective ANWPX 14001 19950517 American Pension Investors T-1 Treas Tr APIUX 23719 19960628 American Pension Investors Tr Growth Fd APITX 14511 19960620 American Pension Multiple Index Trust APIMX 36023 19990715 American Smallcap World Fund I SMCWX 14256 19960531 American Sr Gov't Guar Security Fund AMUSX 14235 19960531 American Tax Exempt Fd of CA Ser II TAFTX 23296 19960620 American Trust Allegiance Fund ATAFX 35025 19981116 American Washington Mutual AWSHX 1940 19940426 AmericanCntry InfltnPrtctn BdFd Insti Cl APISX 67144 20050531 AmericanCntry InfltnPrtctn BdFd InvstrCl APOIX 67155 20050531 AmericanCntry Lng Trm TaxFree Fd InstnlC ACLSX 73018 20060404 AmericanCntry Lng Trm TaxFree Fd InvstrC ACLVX 73019 20060404 Americn Cntry NY TxFr Fd Inst Cls ANYOX 92060 20100304 Americxan Fds30 Trgt Dt Rtrmnt Fd Cl A AAETX 78805 20070227 AMERIPRIME FDS IMS STRA IMSIX 54883 20021119 Ameristock Mutual Fund AMSTX 14471 19960620 AMF Large Cap eq Fd IICAX 64200 20040617 AMIDEX CANCER INNOV & HC A CNCRX 50248 20011102 AMIDEX35 Israel Mutual Fd AMDEX 36840 19990607 AMIDEX35 Israel Mutual Fd Cl A AMDAX 36900 20000210 AMIDEX35 Israel Mutual Fd Cl C AMDCX 42988 20000523 Amrcan Cntry Strtgc Allctn Aggrssve Cl R AAARX 66678 20050331 Amrcan Cntry Strtgc Allctn Cnsrvtve Cl R AACRX 66679 20050331 Amrcan Fds ShrtTrm Bd Fd of Amrca IncClC ASBCX 75736 20061129 Amrcan Fds ShrtTrm Bd Fd of AmrcaIncClR1 RAMAX 75704 20061117 Amrcan Fds ShrtTrm Bd Fd of AmrcaIncClR2 RAMBX 75705 20061117 Amrcan Fds ShrtTrm Bd Fd of AmrcaIncClR4 RAMEX 75712 20061120 Amrcan Fds ShrtTrm Bd Fd of AmrcaIncClR5 RAMFX 75706 20061117 Amrcan Fds ShrtTrm Bd Fd ofAmrcaIncClR3 RAMCX 75711 20061120 Amrcan Fds ShrtTrm Bd FdofAmrcaIncCl529C CCAMX 75688 20061117 Amrcan Fds ShrtTrm Bd FdofAmrcaIncCl529E CEAMX 75689 20061117 Amrcan Fds ShrtTrm BdFdofAmrcaIncCl 529A CAAFX 75713 20061127 Amrcn Bcn Trsry Infltn Prtctd Sc Fd YCls ACUYX 92050 20100304 Amrcn Beacon Intl Equity Fd Rtrmnt Cl ABIRX 89310 20090504 Amrcn Beacon Large Cap Valu Fd Rtrmnt Cl ALCRX 89311 20090504 Amrcn Beacon Small Cap Valu Fd Rtrmnt Cl ASCVX 89309 20090504 Amrcn Century LvStrng 2020 Prtfl - C Cls ARNCX 92063 20100304 Amrcn Century LvStrng 2025 Prtfl - C Cls ARWCX 92066 20100304 Amrcn Century LvStrng 2030 Prtfl - C Cls ARWOX 92067 20100304 Amrcn Century LvStrng 2035 Prtfl - C Cls ARLCX 92062 20100304 Amrcn Century LvStrng 2040 Prtfl - C Cls ARNOX 92064 20100304 Amrcn Century LvStrng 2045 Prtfl - C Cls AROCX 92065 20100304 Amrcn Century LvStrng 2050 Prtfl - C Cls ARFDX 92061 20100304 Amrcn Cntry Clfrn High Yld Mncpl Fd Inst BCHIX 92132 20100303 Amrcn Cntry Clfrn LngTrm TxFr Fd Inst Cl BCLIX 92075 20100304 Amrcn Cntry Clfrni Lng Trm Tx Fre FdB Cl ALQBX 81451 20071002 Amrcn Cntry InfltnAdjstd Bnd Fd C Cls AINOX 92054 20100304 Amrcn Cntry InfltnAdjstd Bnd Fd R Cls AIARX 92053 20100304 Amrcn Cntry Intrntnl Cr Eqty FdInsti Cl ACIUX 75755 20061201 Amrcn Cntry Inv Intrntl CrEqtyFdInvstrCl ACIMX 75752 20061201 Amrcn Cntry Legacy Multi Cp Fnd R Cl ACMEX 78232 20070123 Amrcn Cntry Sht Durtn Fdnvstr Cl ACSNX 75758 20061201 Amrcn Cntury Clrni Lng Trm Tx Fre FdC Cl ALTCX 81453 20071002 Amrcn Fds 2010 Trgt Dt Rtrmnt Fd Cl R-6 RFTTX 89193 20090501 Amrcn Fds 2015 Trgt Dt Rtrmnt Fd Cl R-6 RFJTX 89192 20090501 Amrcn Fds 2020 Trgt Dt Rtrmnt Fd Cl R-6 RRCTX 89191 20090501 Amrcn Fds 2025 Trgt Dt Rtrmnt Fd Cl R-6 RFDTX 89188 20090501 Amrcn Fds 2030 Trgt Dt Rtrmnt Fd Cl R-6 RFETX 89189 20090501 Amrcn Fds 2035 Trgt Dt Rtrmnt Fd Cl R-6 RFFTX 89186 20090501 Amrcn Fds 2040 Trgt Dt Rtrmnt Fd Cl R-6 RFGTX 89187 20090501 Amrcn Fds 2045 Trgt Dt Rtrmnt Fd Cl R-6 RFHTX 89190 20090501 Amrcn Fds 2050 Trgt Dt Rtrmnt Fd Cl R-6 RFITX 89181 20090501 Amrcn Fds 2055 Trgt Dt Rtrmnt Fd Cls A AAMTX 91950 20100222 Amrcn Fds 2055 Trgt Dt Rtrmnt Fd Cls R-1 RAMTX 91951 20100222 Amrcn Fds 2055 Trgt Dt Rtrmnt Fd Cls R-2 RBMTX 91952 20100222 Amrcn Fds 2055 Trgt Dt Rtrmnt Fd Cls R-3 RCMTX 91953 20100222 Amrcn Fds 2055 Trgt Dt Rtrmnt Fd Cls R-4 RDJTX 91954 20100222 Amrcn Fds 2055 Trgt Dt Rtrmnt Fd Cls R-5 REKTX 91955 20100222 Amrcn Fds 2055 Trgt Dt Rtrmnt Fd Cls R-6 RFKTX 91956 20100222 Amrcn Fnds ShrtTrm Tax Exmpt Bd Fd Cl A ASTEX 89872 20090810 Amrcn Fnds ShrtTrm Tax Exmpt Bd Fd ClF1 FSTTX 89874 20090810 Amrcn Fnds ShrtTrm Tax Exmpt Bd Fd ClF2 ASTFX 89873 20090810 Amrcn Indpdnc FdTr KnsasTx Empt BdFd ClC IKTEX 81410 20070928 Amrcn Indpndnc Fds Tr NestEgg DJ40 FdClC NEJVX 73665 20060627 Amrcn Indpndnc Fds Tr NstEgg DJ10 FdClC NECNX 73662 20060627 Amrcn Indpndnc Fds Tr NstEgg DJ20 FdClC NEDJX 73663 20060627 Amrcn Indpndnc Fds Tr NstEgg DJ30 FdClC NEDVX 73664 20060627 Amricn Cntry Clfrn Lng Trm Tx Fre FdA Cl ALTAX 81452 20071002 Amricn Cntury Disciplined Gwth Fd B Cl ADYBX 81430 20071002 Amricn Cntury Disciplined Gwth Fd C Cl ADCCX 81429 20071002 Amricn Cntury Emerging Markets Fd B Cl ACKBX 81428 20071002 Amricn Cntury Emerging Markets Fd R Cl AEMRX 81431 20071002 Amricn Cntury Eq Gwth B Cl AEYBX 81432 20071002 Amricn Cntury Eq Incm Fd B Cl AEKBX 81587 20071003 Amricn Cntury Focused Gwth A Cl AFGAX 81433 20071002 Amricn Cntury Focused Gwth B Cl AFGBX 81434 20071002 Amricn Cntury Focused Gwth C Cl AFGCX 81435 20071002 Amricn Cntury Focused Gwth Insti Cl AFGNX 81436 20071002 Amricn Cntury Focused Gwth R Cl AFGRX 81437 20071002 Amricn Cntury Ginnie Mae Fd Insti Cl AGMNX 81440 20071002 Amricn Cntury Ginnie Mae Fd R Cl AGMWX 81441 20071002 Amricn Cntury Global Gold Fd B Cl AGYBX 81442 20071002 Amricn Cntury Global Gold Fd C Cl AGYCX 81443 20071002 Amricn Cntury Global Gold Fd Insti Cl AGGNX 81438 20071002 Amricn Cntury Global Gold Fd R Cl AGGWX 81439 20071002 Amricn Cntury Heritage Fd B Cl ATHBX 81458 20071002 Amricn Cntury Heritage Fd R Cl ATHWX 81459 20071002 Amricn Cntury Incm and Gwth B Cl AIGBX 81445 20071002 Amricn Cntury Int'l Bd Fd B Cl AIQBX 81446 20071002 Amricn Cntury Int'l Bd Fd C Cl AIQCX 81447 20071002 Amricn Cntury Int'l Bd Fd R Cl AIBRX 81444 20071002 Amricn Cntury Real Estate Fd B Cl ARYBX 81456 20071002 Amricn Cntury Real Estate Fd C Cl ARYCX 81457 20071002 Amricn Cntury Real Estate Fd R Cl AREWX 81455 20071002 Amricn Cntury Ultra Fd B Cl AULBX 81460 20071002 Ancora Equity Fund Class C ANQCX 65217 20050317 Ancora Equity Fund Class D ANQDX 65218 20050317 Ancora Income Fund Class C ANICX 65215 20050317 Ancora Income Fund Class D ANIDX 65216 20050317 Ancora Microcap Fd Cl C ANCCX 87164 20080902 Ancora Microcap Fd Cl D ANCDX 87277 20080909 Ancora Special Opportunity Fund Class C ANSCX 65219 20050317 Ancora Special Opportunity Fund Class D ANSDX 65220 20050317 API Efcnt Frntr Incm Fd Instnl Shr Cls APIIX 92845 20100408 API Master Allocation Fd - Cl A APIFX 89059 20090318 API Master Allocation Fd - Cl L APILX 89060 20090318 API Tr Effcnt Frntr Gwth Fd Cl A Shs AFGGX 75003 20060814 API Tr Effcnt Frntr Incm Fd Prmry Cl Shs AFFIX 75002 20060814 API Tr Effcnt Frntr Val Fd Cl A Shs ADVAX 75149 20060810 API TrEfcnt Fntr Cptl Incm Fd Pmry ClShs AFDDX 75001 20060814 API TrEfcnt Fntr Mltpl IndxFd Pmry ClShs AFMMX 75004 20060814 API TrEfcnt Frntr Cptl Incm Fd Cl A Shr AFAAX 75000 20060814 Appleseed Fund APPLX 75803 20061211 AQR Diversified Arbitrage Fund Class I ADAIX 88420 20090115 AQR Diversified Arbitrage Fund Class N ADANX 88421 20090115 AQR Global Equity Fund Class I AQGIX 90907 20100104 AQR Global Equity Fund Class N AQGNX 90908 20100104 AQR Global Equity Fund Class Y AQGYX 90909 20100104 AQR Int'l Eq Fd Cl N AQINX 90283 20091005 AQR International Equity Fund Class I AQIIX 90169 20091001 AQR International Equity Fund Class Y AQIYX 89962 20090831 AQR International Momentum Fund Class L AIMOX 89681 20090709 AQR Managed Futures Fund Class I AQMIX 91380 20100105 AQR Managed Futures Fund Class N AQMNX 91381 20100105 AQR Momentum Fund Class L AMOMX 89682 20090709 AQR Small Cap Momentum Fund Class L ASMOX 89683 20090709 Aquila Rocky Mountain Eq Fd Cl I Shares ROCIX 90321 20091023 Aquila Rocky Mountain Equity CL A ROCAX 30514 19970616 Aquila Rocky Mountain Equity Fund Cl C ROCCX 32964 19980527 Aquila Rocky Mountain Equity Fund Cl Y ROCYX 32965 19980527 Aquila Three Peaks High Incm Fd Cl I ATIPX 73736 20060705 AQUILA THREE PEAKS HIGH INCO ATPAX 73569 20060619 AQUILA THREE PEAKS HIGH INCO ATPCX 73570 20060619 AQUILA THREE PEAKS HIGH INCO ATPYX 73571 20060619 Arch Small-Cap Cl A EMGRX 20162 19960620 Arch Small-Cap Equity Port Cl B ARSBX 35457 19990219 Archer Bal Fd ARCHX 67731 20050920 Ariel Appreciation Fund CAAPX 14689 19960620 Ariel Focus Fd ARFFX 72762 20060206 Ariel Fund ARGFX 14520 19960620 Armstrong Associates ARMSX 14527 19960620 Arrow Alternative Solutions Fd - A Shrs ASFFX 82334 20071106 Arrow Alternative Solutions Fd Cl C ASFTX 81995 20071102 Arrow DWA Bal Fd Cl C DWATX 73956 20060809 Arrow DWA Balanced Fund Class A DWAFX 73955 20060809 Arrow DWA Tactical Fd - Cl A DWTFX 85492 20080529 Arrow DWA Tactical Fd Cl C DWTTX 85493 20080529 Arrow Managed Futures Trend Fund Class A MFTFX 94265 20100601 Artio Gbl eq Fd Inc Cl A BJGQX 64333 20040802 Artio Gbl eq Fd Inc Cl I JGEIX 67177 20050607 Artio Gbl High Incm Fd Cl A BJBHX 57984 20030506 Artio Gbl High Incm Fd Cl I JHYIX 57986 20030506 Artio Intl eq Fd Cl A BJBIX 14616 19960620 Artio Intl eq Fd Cl I Shs JIEIX 36817 20000202 Artio Intl eq Fd II Cl A JETAX 67110 20050517 Artio Intl eq Fd II Cl I JETIX 67111 20050517 Artio Total Ret bd Fd Cl A BJBGX 34523 19981111 Artio Total Ret bd Fd Cl I JBGIX 57985 20030506 Artio U.S. Microcap Fd Cl A JMCAX 75123 20060814 Artio U.S. Microcap Fd Cl I JMCIX 75124 20060814 Artio U.S. Midcap Fd Cl A JMDAX 73894 20060724 Artio U.S. Midcap Fd Cl I JMDIX 73895 20060724 Artio U.S. Multicap Fd Cl A JMLAX 73896 20060724 Artio U.S. Multicap Fd Cl I JMLIX 73897 20060724 Artio U.S. Smallcap Fd Cl A JSCAX 73898 20060724 Artio U.S. Smallcap Fd Cl I JSCIX 73899 20060724 Artisan Emerging Markets Fd Insti Shares ARTEX 73735 20060705 Artisan Emerging Mrkts Fd - Advsr Shs ARTZX 85550 20080602 ARTISAN FDS INC INTL VAL ARTKX 54399 20020930 Artisan Global Eq Fd Investor Shares ARTHX 92796 20100329 Artisan Global Value Fund Investor Shars ARTGX 82567 20071210 ARTISAN INTERNATIONAL SMALL CAP FUND ARTJX 50683 20020104 Artisan Intl Fund ARTIX 14220 19960522 ARTISAN MID CAP VAL FD INV ARTQX 46979 20010329 Artisan Mid-Cap ARTMX 32550 19980304 Artisan Opportunistic GwthFd Invstr Shrs ARTRX 87356 20080922 Artisan Opportunistic Val Fd ARTLX 73001 20060327 Artisan Small Cap Fund ARTSX 14187 19960229 Artisan Small-Cap Value Fd ARTVX 32043 19971006 ASAF AMER CENTURY INTL GRTH A AACIX 72290 20051208 Ascentia Alternative Strategies Fd AASFX 83452 20080304 Ascentia Alternative Strategies Fnd ClsA AASAX 87562 20081105 ASG Diversifying Strategies Fund Class A DSFAX 89814 20090803 ASG Diversifying Strategies Fund Class C DSFCX 89815 20090803 ASG Diversifying Strategies Fund Class Y DSFYX 89816 20090803 ASG Gbl Alternatives Fd Cl Y GAFYX 87394 20081001 ASG Global Alternativies Fund Cl A GAFAX 87392 20081001 ASG Global Alternativies Fund Cl C GAFCX 87393 20081001 ASIA PACIFIC FUND XAPBX 50837 20020116 Asia Pacific Small Company Port DFRSX 14972 19960620 Asset Management Fincl Inst'l Interm Mtg ASCPX 14534 19960620 ASSET MANAGEMENT FUND ULTRA SHORT PO AULTX 50684 20020104 Asset Management Short US Gov't Secs Pt ASITX 14540 19960620 Asset Management US Gov't Mortgage Secs ASMTX 14542 19960620 Asset Managment Adjustable Rate Mtg Port ASARX 14530 19960620 Asset Managment Fd Lg Cap Eq Fd Cl H IICHX 90022 20090902 AssetMark Core AFCFX 48616 20010726 AssetMark Fdamental Index Lg Co Val Fd AILVX 80838 20070814 AssetMark Fdamental Index Sm Co Gwth Fd AISGX 80829 20070813 AssetMark Fdamental Index Sm Co Val Fd AISVX 80830 20070813 AssetMark Fdametal Index Lg Co Gwth Fd AILGX 80828 20070813 AssetMark Intl AFIEX 48617 20010725 AssetMark Lg Cap Gr AFLGX 48618 20010725 AssetMark Lg Cap Val AFLVX 48619 20010725 AssetMark Real Est Secs AFREX 48620 20010725 AssetMark Sm Mid Gr AFSGX 48621 20010725 AssetMark Sm Mid Val AFSVX 48622 20010725 AssetMark Tx Ex Fixed Inc AFTIX 48628 20010725 Aston Dynamic Alloc Fd Cl N ASENX 82833 20080109 Aston Montag & Caldwell Bal Fd Cl N MOBAX 21613 19960620 Aston Montag & Caldwell Gr Fd - Cl R MCRGX 57324 20030116 Aston Montag & Caldwell Gr Fd Cl N MCGFX 21421 19960620 Aston Neptune Intl Fd Cl I ANIIX 80733 20070807 Aston Optimum Mid Cap Fd Cl I ABMIX 64277 20040708 Aston Optimum Mid Cap Fd Cl N CHTTX 24533 19970205 Aston River Road Sm Cap Val Cl I ARSIX 75880 20061220 Aston River Road Small Cap Value Cl N ARSVX 67293 20050701 Aston TAMRO Small Cap Fd Cl I ATSIX 66544 20050203 Aston TAMRO Small Cap Fd Cl N ATASX 45730 20010110 Aston TCH Fixed Incm Fd Cl I CTBIX 44378 20000810 Aston TCH Fixed Incm Fd Cl N CHTBX 14779 19960620 Aston Value Fd Cl I AAVIX 67705 20050920 Aston Value Fd Cl N RVALX 22850 19960620 Aston Veredus Aggressive Gr Fd Cl I AVEIX 53545 20020514 Aston Veredus sel Gr Fd Cl I AVISX 75302 20060913 Aston Veredus sel Gr Fd Cl I VERDX 34124 19980810 Aston Veredus sel Gr Fd Cl N AVSGX 50969 20020227 Aston/Barings Int'l Fd Cl I ABIIX 82305 20071105 Aston/Barings International Fund Cl N ABARX 92039 20100304 Aston/Cardinal Mid Cap Val Fd Cl N ACDMX 82320 20071106 Aston/Fasciano Small Cap Fund AFASX 91295 20091231 Aston/Fortis Real Estate Fd Cl I AARIX 67704 20050920 Aston/Fortis Real Estate Fd Cl N ARFCX 36788 20000125 Aston/Herndon Large Cap Value Fund Cls N AALIX 92725 20100331 Aston/Lake Partnrs LASSO Altrntv Fd Cl N ALSNX 92058 20100304 Aston/Lake Prtnrs LASSO Altrntvs Fd Cl I ALSOX 89089 20090401 Aston/M.D. Sass Enhanced eq Fd AMBEX 82840 20080115 Aston/M.D. Sass Enhanced Equity Fnd Cl I AMDSX 92059 20100304 Aston/Montag & Caldwell Mid CapGwthFdClN AMCMX 82306 20071105 Aston/Neptune Int'l Fd Cl N ANINX 85638 20080619 Aston/New Century Absolut Rtn ETF Fd ClN ANENX 83485 20080304 Aston/Optimum Lg Cap Opportunity Fd Cl N AOLCX 78078 20061228 Aston/River Road Dividend All Cap Value ARDEX 67277 20050701 Aston/River Road Dividend All Cap Value ARIDX 80309 20070629 Aston/River Road sel Value Fd Cl I ARIMX 80330 20070629 Aston/River Road sel Value Fd Cl N ARSMX 78997 20070409 Aston/TAMRO Diversified eq Fd Cl N ATLVX 45801 20010118 Astor Long/Short ETF Fd Cl C ASTZX 92187 20100312 Astor Long/Short ETF Fd Cl I ASTIX 90571 20091030 Astor Long/Short ETF Fd Cl R ASTRX 90497 20091109 Auer Growth Fund AUERX 82725 20080102 Autopilot Managed Gwth Fd AUTOX 75308 20060920 Autopolit Managed Growth Fund Class C AUTCX 88566 20090202 AVE MARIA BOND FD AVEFX 57932 20030506 AVE MARIA CATHOLIC VAL FD AVEMX 47710 20010525 AVE MARIA GROWTH FD AVEGX 57933 20030506 Ave Maria Rising Dividend Fd AVEDX 67076 20050510 Ave Maria Sm Cap Fd AVESX 73356 20060510 AVE MARIA WORLD EQUITY FUND AVEWX 93544 20100503 AVS Listed Private Eq Ptf Cl II LPEVX 83913 20080505 AXP GLOBAL SER INC IGBBX 73805 20060711 BackRock Glbl Opprtnts Prtf Invstr C Cl BROCX 72765 20060206 BAIRD AGGREGATE BD INST BAGIX 44833 20001027 BAIRD AGGREGATE BD INV CL BAGSX 45991 20010129 BAIRD CORE BD FD INV CL BCOSX 46023 20010201 BAIRD CORE BD INST BCOIX 44832 20001027 Baird Fds Rivrfrnt Lng Trm Grwth Fnd Ins RLTIX 87633 20081029 Baird Fds Rvrfrnt Lng Trm Grwth Fnd Invs RLTSX 87634 20081029 BAIRD HORIZON MID CAP FD INST BMDIX 46030 20010201 BAIRD INTER BD INST CL BIMIX 45989 20010129 BAIRD INTER BD INV CL BIMSX 45990 20010129 BAIRD INTER MUNI BD INST BMBIX 47477 20010425 BAIRD INTER MUNI BD INV BMBSX 47478 20010425 Baird Large Cap Fd Institutional Cl BHGIX 46028 20010201 Baird Large Cap Fd Investor Cl BHGSX 46029 20010201 BAIRD MID CAP FD INV BMDSX 46031 20010201 BAIRD SHT TRM BD INSTL CL BSBIX 64719 20050125 BANKS ULTRASECT PROFD INV BKPIX 50012 20010928 BANKS ULTRASECT PROFD SVCS BKPSX 50013 20010928 Baron Asset Fund BARAX 6652 19910220 Baron Asset Fund Inst Shs BARIX 89467 20090604 Baron Fifth Avenue Growth Fund Inst Shs BFTIX 89416 20090604 Baron Growth Fund BGRFX 14079 19950807 Baron Growth Fund Inst Shs BGRIX 89466 20090604 Baron International Growth Fund BIGFX 88419 20090115 Baron International Growth Fund Inst Shs BINIX 89448 20090604 Baron Opportunity Fd Inst Shs BIOIX 89424 20090604 Baron Opportunity Fd Retail Shs BIOPX 36981 20000229 Baron Partners Fund Inst Shs BPTIX 89452 20090604 Baron Retirement Incm Fd BRIFX 86324 20080701 Baron Retirement Income Fund Inst Shs BRRIX 89414 20090604 BARON SELECT FUNDS BARON PA BPTRX 58009 20030512 Baron Small Cap Fund Inst Shs BSFIX 89454 20090604 Baron Small-Cap Fund BSCFX 32037 19971003 Barrett Gr Fd BGRWX 42186 19990723 Barrett Opportunity Fd, Inc. SAOPX 22866 19960620 BASIC MAT ULTRASECT PROFD INV BMPIX 50014 20010928 BASIC MAT ULTRASECT PROFD SVCS BMPSX 50015 20010928 BB & T CAP MGR AGGRES GRW A BCAAX 47752 20010608 BB & T CAP MGR AGGRES GRW B BCABX 47753 20010608 BB & T CAP MGR AGGRES GRW C BCACX 47754 20010608 BB & T CAP MGR AGGRES GRW TR BCATX 47755 20010608 BB & T CAP MGR CONSERV GRW A BCGAX 46403 20010222 BB & T CAP MGR CONSERV GRW B BCGBX 46409 20010222 BB & T CAP MGR CONSERV GRW C BCCCX 47756 20010608 BB & T CAP MGR GRW A BCMAX 46404 20010222 BB & T CAP MGR GRW B BCMBX 46392 20010222 BB & T CAP MGR GRW C BCGCX 47757 20010608 BB & T CAP MGR MOD GRW A BAMGX 46399 20010222 BB & T CAP MGR MOD GRW B BBMGX 46402 20010222 BB & T CAP MGR MOD GRW C BCMCX 47758 20010608 BB & T EQ INDEX FD A BAEQX 47593 20010509 BB & T EQ INDEX FD B BBEQX 47594 20010509 BB & T INT USGVT BND FD C BIUCX 47762 20010608 BB & T INTL EQ FD A BIQAX 46395 20010222 BB & T INTL EQ FD B BIQBX 46396 20010222 BB & T INTL EQ FD C BIQCX 47761 20010608 BB & T SC INTER TX FR A BASCX 46400 20010131 BB & T VA INTER TF TR CL BVAAX 47362 20010423 BB&T Capital Manager Conservative Growth BMGTX 32609 19980317 BB&T Capital Manager Growth BCMTX 32610 19980317 BB&T Capital Manager Moderate Growth BCGTX 32611 19980317 BB&T EQ INCM FD A BAEIX 64398 20040823 BB&T EQ INCM FD B BEIBX 64401 20040823 BB&T Eq Incm Fd Cl R BAERX 91714 20100201 BB&T Eq Index Cl C BCEQX 79990 20070525 BB&T Eq Index Fd BIEQX 79642 20070508 BB&T EQTY INCOME FD CL C BCEGX 64716 20050125 BB&T Int'l Equity Fund/Trust Shrs BBTIX 30017 19970311 BB&T Intermediate US Gov't Bond Fd Trust BBGVX 14569 19960620 BB&T Intermediate US Government Bond C BUSGX 24768 19980701 BB&T Intermediate US Govt Cl A BGVAX 32612 19980317 BB&T Mid Cap Val Cl R OVERX 91740 20100201 BB&T MID CAP VAL FD CL B OVEBX 53069 20020307 BB&T MID CAP VALUE FUND CLASS A OVEAX 53068 20020307 BB&T MID CAP VALUE FUND CLASS C OVECX 53070 20020307 BB&T NC Intemediate Tax-Free Trust BBNTX 14574 19960620 BB&T NC Intermediate Tax Free BNCAX 32613 19980317 BB&T SC Intermediate Tax Free BSCIX 32615 19980317 BB&T sel eq Fd Cl A BBTGX 24519 19970205 BB&T sel eq Fd Cl B BGISX 32021 19971002 BB&T sel eq Fd Cl C BCVCX 47759 20010608 BB&T sel eq Fd Insti Cl BBISX 14572 19960620 BB&T Short Intermediate US Govt BSGAX 32614 19980317 BB&T Short/Intermed US Gov't Income Fund BBSGX 14577 19960620 BB&T Special Opportunities Cl R BOPRX 93346 20100201 BB&T Special Opportunities eq Fd - Cl A BOPAX 58253 20030618 BB&T Special Opportunities eq Fd - Cl B BOPBX 58254 20030618 BB&T Special Opportunities eq Fd - Cl C BOPCX 58255 20030618 BB&T Special Opportunities eq Fd - Instl BOPIX 58256 20030618 BB&T Sterling Cap Small Cap Value Fd - I SPSCX 30555 19970625 BB&T Sterling Capital Sm Cap Val Cl A SPSAX 91741 20100201 BB&T Sterling Capital Sm Cap Val Cl B SPSBX 91742 20100201 BB&T Sterling Capital Sm Val Cl R SPSRX 91730 20100201 BB&T Sterling Sm Cap Val Cl C SPSDX 91729 20100201 BB&T Total Ret bd Fd Cl A BICAX 46393 20010222 BB&T Total Ret bd Fd Cl B BICBX 46394 20010222 BB&T Total Ret bd Fd Cl C BICCX 47760 20010608 BB&T Total Ret bd Fd inst Cl BIBTX 36687 20000111 BB&T Ttl Rtrn Bd Fd Cl R BICRX 91715 20100201 Bb&t Va Inter Tf Bd Tr Cl BVATX 36132 19990817 BB&T WEST VIRGINIA INTERMEDIATE TAX- BWVAX 53035 20020307 BBH Broad Market Fd Cl I BBBIX 57352 20030128 BBH Broad Market Fd Cl N BBBMX 53000 20020301 BBH Core sel Fd Cl N BBTEX 35351 19990204 BBH FD INC BBHLX 53915 20020722 BBH Intl Equity Fd BBHEX 32515 19980225 BBT KENTUCKY INTERMEDIATE TAXF BD FD BKITX 57785 20030403 BBT KENTUCKY INTERMEDIATE TAXF BD FD BKTAX 57786 20030403 BBT MARYLAND INTERMEDIATE TAXF BD FD BMAAX 57787 20030403 BBT MARYLAND INTERMEDIATE TAXF BD FD BMAIX 57829 20030404 Bear ProFund Investor Cl BRPIX 42193 19990708 Bear Profund Svc Cl BRPSX 44343 20000807 Bear Stearns Cufs MLP Mortgage Portfolio BSMLX 78884 20070314 Beck, Mack & Oliver Gbl eq Fd BMGEX 24900 19970220 Beck, Mack & Oliver Partners Fund BMPEX 90684 20091201 Becker Value eq Fd, a series of Unified BVEFX 62235 20031120 Bell Worldwide Trends Fd TRNDX 82659 20071220 Benchmark Int'l Growth Cl A BIGAX 14612 19960620 Benchmark Intl Equity Index BIEIX 30818 19970826 Benham CA High Yield Muni Port BCHYX 14581 19960620 Benham CA Tax Free Long Term Port BCLTX 14584 19960620 Benham GNMA Adv CL BGNAX 32329 19980120 Benham Int'l Bond Fund BEGBX 6675 19920318 Benham Intermediate Term Bond Fund ADFIX 24279 19960801 Benham Intermediate Term Tax-Free Fund TWTIX 23401 19960620 Benham Intermediate Term Treasury ABTAX 32330 19980120 Benham Intermediate Term Treasury Fund CPTNX 6617 19900403 Benham Short Term Gov't Fund TWUSX 6143 19860102 Berkshire Advisors Select Eq Portf Cl A PBKAX 67197 20050620 Berkshire Capital Growth & Value Fund BFOCX 35333 19971231 Bernstein (Sanford C.) Intl Value Port SIMTX 35847 19990513 Bernstein International Value SNIVX 1984 19940104 BERNSTEIN SANFORD C FD II ININTER DU SIIDX 53768 20020613 BERNSTEIN SANFORD C FUND INC ACLBX 53898 20020722 BERNSTEIN SANFORD C FUND INC ANMCX 53906 20020722 BERNSTEIN SANFORD C FUND INCALLIANCE ACMCX 53797 20020621 BERNSTEIN SANFORD C FUND INCALLIANCE AICAX 53607 20020607 BERNSTEIN SANFORD C FUND INCALLIANCE AIDAX 53538 20020514 BERNSTEIN SANFORD C FUND INCALLIANCE AIDBX 53539 20020514 BERNSTEIN SANFORD C FUND INCALLIANCE AIMCX 53494 20020509 BERNSTEIN SANFORD C FUND INCALLIANCE ANIAX 53544 20020514 BERNSTEIN SANFORD C FUND INCALLIANCE ANYBX 53609 20020607 BERWYN FD INC CORNERST BERCX 53546 20020514 Berwyn Fund BERWX 14598 19960620 Berwyn Income Fund BERIX 14597 19960620 Beta Hedged Strategies Fd BETAX 73295 20060501 Beta Hedged Strategies Fd Cl C Shares BETCX 73987 20060809 Bhirud Mid Cap Growth Fund BMCGX 14623 19960620 Biondo Focus Fd BFONX 92270 20100319 Biondo Grwth Fnd Shareholder Cl BIOCX 92913 20100413 Biondo Gwth Fd Investor Cl BIONX 73397 20060516 Biotech Ultrasector Profd Inv BIPIX 44331 20000804 Birmiwal Oasis Fund BIRMX 67006 20050503 BISHOP STR FDS BSRIX 53925 20020722 BISHOP STREET HAWAII MUNI BD A BHIAX 45888 20010118 Bishop Street Hawaii Muni Bond BSHIX 30820 19970827 Bishop Street High Grade Income Fund BSHGX 30821 19970827 Bishop Street Lg Cap Core Eq Fd Cl I BSLIX 73253 20060502 Black Rock High Income Shares XHISX 67059 20050505 Black Rock MuniYield FL Insured Fd XMFTX 35071 19981119 BlacklRock Enhanced Gov Fd, Inc. XEGFX 72038 20051031 BlacklRock Fds, All-Cap Energy & Resourc BACBX 65107 20050225 BlacklRock HlthSc Op Svc SHISX 66596 20050203 BlacklRock Muni NY Intermediate Duration XMNEX 58659 20030801 BlackRock Aggressive GwthPrprdPtfInvstrA BAAPX 78345 20070206 BlackRock Aggressive GwthPrprdPtfInvstrR BRAPX 78356 20070206 BlackRock Aggressive Prprd Ptf Invstr C BCAPX 78364 20070212 BlackRock AggrssvGwthPrprdPtfInstttnlShs BIAPX 78352 20070206 BlackRock AMT Free Mun Bd A CCTAX 32068 19971016 BlackRock AMT Free Mun Bd B BTIBX 34215 19980827 BlackRock AMT Free Mun Bd Blrk BRTIX 62420 20040112 BlackRock AMT Free Mun Bd C BTICX 35675 19990331 BlackRock AMT Free Mun Bd I CTFIX 30038 19970311 BlackRock AMT Free Mun Bd Svc CMITX 14803 19960620 BlackRock Apex muni Fd, Inc. 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XCOYX 35033 19981118 BlackRock Credit Alloc Incm Tr I, Inc. XPSWX 58661 20030801 BlackRock Credit Alloc Incm Tr II, Inc. XPSYX 57792 20030403 BlackRock Credit Alloc Incm Tr III, Inc. XBPPX 58054 20030523 BlackRock Credit Alloc Incm Tr, Inc. XBTZX 78231 20070123 BlackRock Debt Strategies Fd , Inc. XDSUX 35037 19990322 BlackRock Defined Opportunity Credit Tr XBHLX 82948 20080131 BlackRock Diversified Incm Strategies In XDVFX 66609 20050204 BlackRock Eco Solutions Investment Tr XBQRX 81577 20071002 BlackRock Emerging MKTS DbtPtf Instutnl BEDIX 82998 20080207 BlackRock Emerging MKTS Dt Ptf BlackRock BREDX 82956 20080207 BlackRock Emerging MKTS Dt Ptf InvestorA BAEDX 82953 20080207 BlackRock Emerging MKTS Dt Ptf InvstorC BCEDX 82955 20080207 BlackRock Energy and Resources Tr XBGRX 66604 20050203 BlackRock Enhanced Cap and Incm Fd XCIIX 64014 20040503 BlackRock Enhanced Dividend Achievers Tr XBDJX 67804 20051005 BlackRock Eq Dividend A MDDVX 21459 19960620 BlackRock Eq Dividend B MBDVX 14037 19950523 BlackRock Eq Dividend C MCDVX 23885 19960628 BlackRock Eq Dividend I MADVX 21329 19960620 BlackRock Eq Dividend R MRDVX 57369 20030128 BlackRock Eq Dividend S MSDVX 75455 20061005 BlackRock EuroFd B MBEFX 14014 19950523 BlackRock EuroFd C MCEFX 21413 19960620 BlackRock EuroFd Cl A MDEFX 21460 19960620 BlackRock EuroFd I MAEFX 21330 19960620 BlackRock EuroFd R MREFX 57370 20030128 BlackRock Exchange Port BlackRock Cl STSEX 23240 19960620 BlackRock Fd Asset Alloc Port inst Cl PBAIX 22186 19960620 BlackRock Fd Asset Alloc Port Inv B CBIBX 30019 19970311 BlackRock Fd Asset Alloc Port Series A I PCBAX 22231 19960620 BlackRock Fd II bd Port Cl A CCIAX 32060 19971016 BlackRock Fd II bd Port Cl Blrk BIBRX 34012 19980706 BlackRock Fd II bd Port Cl C BRCIX 45692 20010110 BlackRock Fd II bd Port Cl Inst PNBIX 22514 19960620 BlackRock Fd II bd Port Cl Svc PIBSX 22386 19960620 BlackRock Fd II bd Port Cln B BRIBX 42619 20000131 BlackRock Fd II, Strategic Incm Opps Ptf BASIX 82954 20080207 BlackRock Fd II, Strategic Incm Opps Ptf BSICX 82999 20080207 BlackRock Fd II, Strategic Incm Opps Ptf BSIIX 82957 20080207 BlackRock Fdmntl Grw A MDFGX 21461 19960620 BlackRock Fdmntl Grw B MBFGX 14018 19950523 BlackRock Fdmntl Grw C MCFGX 21414 19960620 BlackRock Fdmntl Grw I MAFGX 21331 19960620 BlackRock Fdmntl Grw R MRFGX 57371 20030128 BLACKROCK FDS CA INV QUAL MUNI XRAAX 58148 20030523 BLACKROCK FDS FL INS MUNI INCM XBAFX 58137 20030523 BLACKROCK FDS FL INV QUAL MUNI XRFAX 58160 20030528 BLACKROCK FDS FL MUNI INCM XBBFX 58138 20030523 Blackrock Fds Gnma Pt Inv A BGPAX 44113 20000131 Blackrock Fds Gnma Pt Inv B BGPBX 44116 20000131 Blackrock Fds Gnma Pt Inv C BGPCX 44112 20000131 Blackrock Fds Gnma Pt Svc BGPSX 44114 20000131 BLACKROCK FDS GNMA PTF BBGPX 57321 20030116 BLACKROCK FDS GVT INCM BGIBX 57547 20030305 BlackRock Fds II Mlt-Sctr Bnd Fd Cls C BMSCX 92268 20100301 Blackrock Fds Intl Sc Eq Inv A BREAX 36318 19991021 Blackrock Fds Intl Sc Eq Inv B BREBX 36319 19991021 Blackrock Fds Intl Sc Eq Inv C BRECX 36317 19991021 Blackrock Fds Intl Sc Eq Svc BRESX 36320 19991021 BLACKROCK FDS MD MUNI BOND TR XBZMX 58147 20030523 Blackrock Fds Micro Cap Eq Ins BMCIX 36314 19991020 Blackrock Fds Micro Cap Svc BMCSX 44111 20000626 BLACKROCK FDS MUNI INCM TR XBFKX 58141 20030523 BLACKROCK FDS MUNI INCM TR II XBLEX 58144 20030523 BLACKROCK FDS NJ INV QUAL MUNI XRNJX 58149 20030523 BLACKROCK FDS NJ MUNI BOND TR XBLJX 58145 20030523 BLACKROCK FDS NY INV QUAL MUNI XRNYX 58150 20030523 BLACKROCK FDS NY MUNI INCM II XBFYX 58142 20030523 BLACKROCK FDS PA STRAT MUNI TR XBPSX 58146 20030523 BLACKROCK FDS VA MUNI BD XBHVX 58143 20030523 BlackRock Fds, All-Cap Energy & Resource BACAX 65106 20050225 BlackRock Fds, All-Cap Energy & Resource BACCX 65108 20050225 BlackRock Fds, All-Cap Energy & Resource BACIX 65109 20050225 BlackRock Fds, All-Cap Energy & Resource BACSX 65110 20050225 BlackRock Fds, Energy & Resources Port I SSGDX 30336 19970414 BlackRock Fds, Energy & Resources Port I SSGPX 48732 20010817 BlackRock Fds, Energy & Resources Ptf In SSGRX 21669 19960620 BlackRock Fds, Energy& Resources Port in SGLSX 50028 20010928 BlackRock Fds, World Gold Fd Cl A BWGAX 93920 20100527 BlackRock Fds, World Gold Fd Cl C BWGCX 93921 20100527 BlackRock Fds, World Gold Fd Inst BWGIX 93922 20100527 BlackRock Fixed Incm Val Opportunities XFIVX 89073 20090227 BlackRock FL muni 2020 Term Tr XBFOX 62033 20031017 BlackRock Floating Rate Incm Strategies XFRAX 62146 20031104 BlackRock Floating Rate Incm Strategies XFRBX 64341 20040804 BlackRock Floating Rate Incm Tr, Inc. XBGTX 64998 20050125 BlackRock Florida Municipal Bond Trust XBIEX 58042 20030522 BlackRock Fnds II Mlt-Sctr Bnd Fd Cls A BMSAX 92267 20100301 BlackRock Focus Twenty A MDFOX 42106 20000315 BlackRock Focus Twenty B MBFOX 42119 20000315 BlackRock Focus Twenty C MCFOX 42120 20000315 BlackRock Focus Twenty I MAFOX 42118 20000315 BlackRock Focus Value A MDPNX 21481 19960620 BlackRock Focus Value B MBPNX 24186 19950322 BlackRock Focus Value C MCPNX 21439 19960620 BlackRock Focus Value I MAPNX 21357 19960620 BlackRock Focus Value R MRPNX 57383 20030128 Blackrock Funds GNMA Port BGNIX 22906 19980612 BlackRock Gbl Alloc A MDLOX 21473 19960620 BlackRock Gbl Alloc B MBLOX 14023 19950523 BlackRock Gbl Alloc C MCLOX 21429 19960620 BlackRock Gbl Alloc I MALOX 21347 19960620 BlackRock Gbl Alloc R MRLOX 57379 20030128 BlackRock Gbl Emerging Markets Fd Cl A MDDCX 21457 19960620 BlackRock Gbl Emerging Markets Fd Cl B MBDCX 14011 19950523 BlackRock Gbl Emerging Markets Fd Cl C MCDCX 21411 19960620 BlackRock Gbl Emerging Markets Fd Cl I MADCX 21327 19960620 BlackRock Gbl Grwth A MDGGX 32125 19971103 BlackRock Gbl Grwth B MBGGX 32123 19971103 BlackRock Gbl Grwth I MAGGX 32122 19971103 BlackRock Gbl Grwth R MRGWX 57375 20030128 BlackRock Glb Sm Cap B MBGCX 14022 19950523 BlackRock Glbl Dyn Eq A MDEGX 72179 20051104 BlackRock Glbl Dyn Eq B MBEGX 72177 20051104 BlackRock Glbl Dyn Eq C MCEGX 72178 20051108 BlackRock Glbl Dyn Eq I MAEGX 72176 20051104 BlackRock Glbl Fin Ser B MBFNX 42356 19991209 BlackRock Glbl Fin Ser C MCFNX 44596 20000921 BlackRock Glbl Fin Ser I MAFNX 46903 20010323 BlackRock Glbl Fin Ser R MRFNX 57372 20030128 BlackRock Glbl Opprtnts Prtf Insti Cl BROIX 72766 20060206 BlackRock Glbl Opprtnts Prtf Invstr B Cl BROBX 72764 20060206 BlackRock Glbl Sm Cap A MDGCX 21463 19960620 BlackRock Glbl Sm Cap C MCGCX 21420 19960620 BlackRock Glbl Sm Cap I MAGCX 21335 19960620 BlackRock Glbl Sm Cap R MRGSX 57458 20030210 BlackRock Global Dynamic Eq Fd Cl R MREGX 78817 20070301 BlackRock Global Eq Opportunities Tr XBOEX 67347 20050705 BlackRock Global Opportunites Ptfl Inv A BROAX 72763 20060206 BlackRock Gov Incm Port Service Cl BGSVX 65065 20041220 Blackrock Government Income Port Cl C BGICX 35673 19990331 BlackRock Govt Incm Ptf Cl 1 BGIEX 75367 20061005 BlackRock Govt Incm Ptf Cl B1 BGIDX 75366 20061005 BlackRock Govt Incm Ptf Cl I BFICX 75467 20061003 BlackRock Govt Incm Ptf Cl R BGIRX 75368 20061005 BlackRock Gwth Prepared Ptf Investor C BCGPX 78350 20070206 BlackRock Gwth Prepared Ptf Investor R BRGPX 78358 20070206 BlackRock Gwth Ptf Institutional BIGPX 78354 20070206 BlackRock Gwth Ptf Investor A BAGPX 78347 20070206 BlackRock Health Sciences Tr XBMEX 67056 20050502 BlackRock Healthcare A MDHCX 21466 19960620 BlackRock Healthcare C MCHCX 23884 19960628 BlackRock Healthcare I MAHCX 21342 19960620 BlackRock Healthcare R MRHCX 57376 20030128 BLACKROCK HI YLD BD BLKROCK CL BRHYX 45759 20010116 BLACKROCK HI YLD BD INV A BHYAX 45688 20010110 BLACKROCK HI YLD BD INV C BHYCX 45687 20010110 BLACKROCK HI YLD BD INV SVC BHYSX 45705 20010110 BlackRock High Inc Fd A MDHIX 21468 19960620 BlackRock High Inc Fd B MBHIX 21376 19960620 BlackRock High Inc Fd C MFHIX 75438 20061005 BlackRock High Inc Fd I MAHIX 1995 19931117 BlackRock High Incm Fd C MCHIX 21425 19960620 BlackRock High Yield Bd Ptf Cl B1 BHYDX 75369 20061005 BlackRock High Yield Bd Ptf Cl C1 BHYEX 75370 20061005 BlackRock High Yield Bd Ptf Cl R BHYRX 75371 20061005 BlackRock High Yield Trust XBHYX 58041 20030523 Blackrock High-Yield Bond Fund BHYIX 35159 19981214 Blackrock High-Yield Bond Ptfl. BHYBX 36079 19990802 BlackRock HlthSc Op A SHSAX 54691 20021029 BlackRock HlthSc Op B SHSPX 54694 20021029 BlackRock HlthSc Op C SHSCX 54693 20021029 BlackRock HlthSc Op I SHSSX 54695 20021029 BlackRock HY Muni Fd A MDYHX 73967 20060809 BlackRock HY Muni Fd C MCYHX 73966 20060809 BlackRock HY Muni Fd I MAYHX 73965 20060809 BlackRock Incm Builder Ptf Insttutionl BIBDX 83738 20080408 BlackRock Incm Builder Ptf Investor A BABDX 83735 20080408 BlackRock Incm Builder Ptf Investor C BCBDX 83736 20080408 BlackRock Incm Ptf Institutional BIICX 83739 20080408 BlackRock Incm Ptf Investor A Cl BAICX 83752 20080408 BlackRock Incm Ptf Investor C Cl BCICX 83737 20080408 BLACKROCK INCOME OPPORTUNITY TRUST XBNAX 58785 20030827 BlackRock Income Trust, Inc. XBKTX 58045 20030523 BlackRock Infl Prot bd Port BlackRock Cl BPLBX 64298 20040722 BlackRock Infl Prot bd Port inst Cl BPRIX 64288 20040722 BlackRock Infl Prot bd Port Inv A Cl BPRAX 64285 20040722 BlackRock Infl Prot bd Port Inv B Cl BPIBX 64297 20040722 BlackRock Infl Prot bd Port Inv C Cl BPRCX 64287 20040722 BlackRock Infl Prot bd Port Svc Cl BPRSX 64289 20040722 BlackRock Insured Municipal Income Trust XBYMX 58061 20030522 BlackRock Insured Municipal Term Trust, XBMTX 58049 20030522 BlackRock Int Mun A MEMTX 75430 20061005 BlackRock Int Muni Fd A MDMTX 21477 19960620 BlackRock Int Muni Fd B MBMTX 21385 19960620 BlackRock Int Muni Fd C MFMTX 75442 20061005 BlackRock Int Muni Fd I MAMTX 21352 19960620 Blackrock Int'l Bond Port Cl A BIIAX 34013 19980706 Blackrock Int'l Bond Port Cl B BIIBX 34014 19980706 BlackRock Int'l Gwth and Incm Tr XBGYX 80078 20070601 Blackrock Intermediate Government Fund BIGBX 35098 19981201 Blackrock Intermediate Government Fund BIGCX 35125 19981201 BlackRock Intern Index A MDIIX 30374 19970423 BlackRock Intern Index I MAIIX 30373 19970424 BlackRock Internat Val A MDIVX 58001 20030508 BlackRock Internat Val B MBIVX 46795 20010316 BlackRock Internat Val C MCIVX 46790 20010316 BlackRock Internat Val I MAIVX 14181 19960228 BlackRock Internat Val R MRIVX 57377 20030128 BlackRock Intl A MDILX 34457 19981103 BLACKROCK INTL BD BLACKROCK CL BIBBX 64109 20040602 Blackrock Intl Bond Port Cl C BIBCX 35133 19981203 BlackRock Intl I MAILX 34460 19981103 Blackrock Intl Small Cap Equity BISIX 32516 19980225 BlackRock Investment Quality Municipal T XBKNX 58044 20030522 BlackRock KY Muni Bd A BKIAX 44150 20000629 BlackRock KY Muni Bd B BKIBX 44151 20000131 BlackRock KY Muni Bd C BKICX 44152 20000131 BlackRock KY Muni Bd I BKTIX 42189 19990322 BlackRock KY Muni Bd Svc BKISX 44153 20000131 BlackRock Large Cap Core Fund Service Cl MSLRX 81401 20070926 BlackRock Large Cap Core Rtrmt Prft Cl K MKLRX 82819 20080107 BlackRock Large Cp Grwth Rtrmt Prft Cl K MKLHX 82818 20080107 BlackRock Large Cp Value Rtrmt Prft Cl K MKLVX 82820 20080107 BlackRock Latin Americ A MDLTX 21474 19960620 BlackRock Latin Americ B MBLTX 14031 19950523 BlackRock Latin Americ C MCLTX 21430 19960620 BlackRock Latin Americ I MALTX 21348 19960620 BlackRock Lg Cap Core A MDLRX 44887 20001113 BlackRock Lg Cap Core B MBLRX 44781 20001020 BlackRock Lg Cap Core C MCLRX 44827 20001026 BlackRock Lg Cap Core I MALRX 44897 20001113 BlackRock Lg Cap Core R MRLRX 57380 20030128 BlackRock Lg Cap Grwth A MDLHX 46227 20010213 BlackRock Lg Cap Grwth B MBLHX 44780 20001020 BlackRock Lg Cap Grwth C MCLHX 44898 20001113 BlackRock Lg Cap Grwth I MALHX 44896 20001113 BlackRock Lg Cap Grwth R MRLHX 57378 20030128 BlackRock Lg Cap Grwth S MSLHX 75456 20061005 BlackRock Lg Cap Sr Fd BR Lg Cp Core Pl BALPX 82665 20071227 BlackRock Lg Cap Value A MDLVX 45388 20001215 BlackRock Lg Cap Value B MBLVX 44824 20001026 BlackRock Lg Cap Value C MCLVX 44899 20001113 BlackRock Lg Cap Value I MALVX 44890 20001113 BlackRock Lg Cap Value R MRLVX 57381 20030128 BlackRock Lg Cap Value S MSLVX 75457 20061005 BlackRock Lg Cp Sr Fd BR Lg Cp Core Pl F BCLPX 82666 20071227 BlackRock Lg CpSr Fd BR Lg Cp Core Pl Fd BILPX 82667 20071227 BlackRock Lifecycle Prprd Prtfl 10 Cl I BIPAX 79619 20070508 BlackRock Lifecycle Prprd Prtfl 10 Cl R BRPAX 79628 20070508 BlackRock Lifecycle Prprd Prtfl 10 ClA BAPAX 79639 20070508 BlackRock Lifecycle Prprd Prtfl 15 Cl I BIPBX 79620 20070508 BlackRock Lifecycle Prprd Prtfl 15 Cl R BRPBX 79629 20070508 BlackRock Lifecycle Prprd Prtfl 15 ClA BAPBX 79640 20070508 BlackRock Lifecycle Prprd Prtfl 25 Cl I BIPDX 79622 20070508 BlackRock Lifecycle Prprd Prtfl 25 Cl R BRPDX 79631 20070508 BlackRock Lifecycle Prprd Prtfl 25 ClA BAPDX 79613 20070508 BlackRock Lifecycle Prprd Prtfl 30 Cl I BIPEX 79623 20070508 BlackRock Lifecycle Prprd Prtfl 30 Cl R BRPEX 79632 20070508 BlackRock Lifecycle Prprd Prtfl 30 ClA BAPEX 79614 20070508 BlackRock Lifecycle Prprd Prtfl 35 Cl I BIPGX 79624 20070508 BlackRock Lifecycle Prprd Prtfl 35 ClA BAPGX 79615 20070508 BlackRock Lifecycle Prprd Prtfl 40 Cl I BIPHX 79625 20070508 BlackRock Lifecycle Prprd Prtfl 40 Cl R BRPHX 79634 20070508 BlackRock Lifecycle Prprd Prtfl 40 ClA BAPHX 79616 20070508 BlackRock Lifecycle Prprd Prtfl 45 Cl I BIPJX 79626 20070508 BlackRock Lifecycle Prprd Prtfl 45 Cl R BRPJX 79635 20070508 BlackRock Lifecycle Prprd Prtfl 45 ClA BAPJX 79617 20070508 BlackRock Lifecycle Prprd Prtfl 50 Cl I BIPKX 79627 20070508 BlackRock Lifecycle Prprd Prtfl 50 Cl R BRPKX 79636 20070508 BlackRock Lifecycle Prprd Prtfl 50 ClA BAPKX 79618 20070508 BlackRock Lifecycle Prprd Prtfl Cl I BIPCX 79621 20070508 BlackRock Lifecycle Prprd Prtfl Cl R BRPCX 79630 20070508 BlackRock Lifecycle Prprd Prtfl ClA BAPCX 79641 20070508 BlackRock Lifecycle Prprd Prtl 35ClR BRPGX 79633 20070508 BlackRock LifePath 2020 Port inst STLCX 23232 19960620 BlackRock LifePath 2020 Port Inv A LPRCX 57563 20030305 BlackRock LifePath 2020 Port Inv C LPCMX 93677 20100503 BlackRock LifePath 2020 Portfolio Clss R LPRMX 93682 20100503 BlackRock LifePath 2030 Port Cl K LPSDX 85521 20080603 BlackRock LifePath 2030 Port inst STLDX 23233 19960620 BlackRock LifePath 2030 Port Inv A LPRDX 57564 20030305 BlackRock LifePath 2030 Port Inv C LPCNX 93678 20100503 BlackRock LifePath 2030 Portfolio Clss R LPRNX 93683 20100503 BlackRock LifePath 2040 Port Cl K LPSFX 85522 20080603 BlackRock LifePath 2040 Port inst STLEX 23234 19960620 BlackRock LifePath 2040 Port Inv A LPREX 57565 20030305 BlackRock LifePath 2040 Port Inv C LPCKX 93676 20100503 BlackRock LifePath 2040 Portfolio Clss R LPRKX 93681 20100503 BlackRock LifePath 2050 Port Cl K LPSGX 86295 20080701 BlackRock LifePath 2050 Port inst STLFX 86373 20080630 BlackRock LifePath 2050 Port Inv A LPRFX 86294 20080701 BlackRock LifePath 2050 Port Inv C LPCPX 93679 20100503 BlackRock LifePath 2050 Portfolio Clss R LPRPX 93684 20100503 BlackRock LifePath Retirement Port Cl K LPSAX 85518 20080603 BlackRock LifePath Retirement Port inst STLAX 23230 19960620 BlackRock LifePath Retirement Port Inv A LPRAX 57561 20030305 BlackRock LifePath Retirement Port Inv C LPCRX 93680 20100503 BlackRock LifePath Retirmnt Prtfl Clss R LPRRX 93685 20100503 BlackRock Limited Duration Incm Tr XBLWX 58902 20031001 BlackRock Lng Drtn Bd Prtfl Instttnl Shs BLDIX 81974 20071101 BlackRock Lng Trm Muncpl Advntg Tr XBTAX 73014 20060324 BlackRock Long Drtn Bd Prtfl BlckRck Shs BLDRX 81975 20071101 BlackRock Long Duration Bd Prtfl InvstrA BLADX 81973 20071101 BlackRock Low Duration Bd Ptf Cl A1 CMGAX 75377 20061005 BlackRock Low Duration Bd Ptf Cl B1 BLDDX 75372 20061005 BlackRock Low Duration Bd Ptf Cl B2 CLDDX 75376 20061005 BlackRock Low Duration Bd Ptf Cl C1 BLDEX 75373 20061005 BlackRock Low Duration Bd Ptf Cl C2 CLDCX 75375 20061005 Blackrock Low Duration Bond CL A BLDAX 32518 19980225 Blackrock Low Duration Bond Port Cl C BLDCX 35674 19990331 Blackrock Low-Duration Bond Port BLDBX 35126 19981201 BlackRock Managed Income-Investor B Cl BMIBX 42191 19990924 BlackRock MdCap Val Opp A MDRFX 42370 19990405 BlackRock MdCap Val Opp B MBRFX 42358 19990405 BlackRock MdCp Val Opp C MCRFX 30494 19970616 BlackRock MdCp Val Opp I MARFX 24506 19970205 BlackRock MdCp Val Opp R MRRFX 57459 20030210 Blackrock Micro-Cap Equity Cl B BRMBX 35547 19990304 Blackrock Micro-Cap. Equity Ptfl BMECX 36065 19990728 Blackrock Micro-Cap. Equity Ptfl. Cl A BMEAX 35783 19990426 Blackrock Mid-Cap Growth Equity Port A BMGAX 35310 19990128 Blackrock Mid-Cap Growth Equity Port C BMGCX 35311 19990127 BlackRock Mid-Cap Gwth Eq Ptf Cl R BMRRX 75374 20061005 Blackrock Mid-Cap Value Cl B BMCVX 32682 19980401 Blackrock Mid-Cap Value Equity Port C BMCAX 35312 19990127 Blackrock Mid-Cap Value Equity Port C BMCCX 35313 19990127 Blackrock Mid-Capgrowth Equity Port B BMGBX 35314 19990127 BLACKROCK MNGD INCM INV C BMICX 45689 20010110 BlackRock Moderate Prepared Ptf Instttnl BIMPX 78355 20070206 BlackRock Moderate Prepared Ptf InvstrA BAMPX 78348 20070206 BlackRock Moderate Prepared Ptf InvstrC BCMPX 78351 20070206 BlackRock Moderate Prepared Ptf InvstrR BRMPX 78359 20070206 BlackRock muni 2020 Term Tr XBKKX 62034 20031017 BlackRock Muni Insurd C MFMIX 75441 20061005 BlackRock Muni Insured A MDMIX 21476 19960620 BlackRock Muni Insured B MBMIX 21382 19960620 BlackRock Muni Insured C MCMIX 21431 19960620 BlackRock Muni Insured I MAMIX 21350 19960620 BlackRock Muni Intermediate Duration Fd, XMUIX 58660 20030801 BlackRock MuniAssets Fd, Inc. 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XMYDX 35072 19981118 BlackRock MuniYield FL Fd XMYFX 35070 19981119 BlackRock MuniYield Insured Fd, Inc. XMYIX 35073 19981118 BlackRock MuniYield MI Insured Fd II, In XMYMX 35074 19981118 BlackRock MuniYield MI Insured Fd, Inc. XMIYX 35075 19981118 BlackRock MuniYield NJ Fd, Inc. XMYJX 35076 19981119 BlackRock MuniYield NJ Insured Fd, Inc. XMJIX 35077 19981118 BlackRock MuniYield PA Insured Fd XMPAX 35080 19981118 BlackRock MuniYield Quality Fd II, Inc. XMQTX 35082 19981118 BlackRock MuniYield Quality Fd, Inc. XMQYX 35081 19981118 BlackRock Nat Resource A MDGRX 21464 19960620 BlackRock Nat Resource B MBGRX 14021 19950523 BlackRock Nat Resource C MCGRX 21423 19960620 BlackRock Nat Resource I MAGRX 21339 19960620 BlackRock Nationl Muni A MDNLX 21479 19960620 BlackRock Nationl Muni B MBNLX 21390 19960620 BlackRock Nationl Muni C MCNLX 21433 19960620 BlackRock Nationl Muni C MFNLX 75445 20061005 BlackRock Nationl Muni I MANLX 21356 19960620 BlackRock New Jersey Municipal Income Tr XBNJX 58051 20030522 BlackRock New York Insured Municipal Inc XBSEX 58060 20030522 BlackRock New York Municipal 2018 Term T XBLHX 58046 20030522 BlackRock New York Municipal Bond Trust XBQHX 58055 20030522 BlackRock New York Municipal Income Trus XBNYX 58052 20030522 BlackRock NJ Muni Bnd A MDNJX 24692 19970210 BlackRock NJ Muni Bnd A MENJX 75431 20061005 BlackRock NJ Muni Bnd B MBNJX 21388 19960620 BlackRock NJ Muni Bnd B MGNJX 75449 20061005 Blackrock NJ Muni Bnd C MCNJX 24691 19970210 BlackRock NJ Muni Bnd C MFNJX 75443 20061005 BlackRock NJ Muni Bnd I MANJX 21354 19960620 BlackRock NJ Muni Bnd S MSNJX 75458 20061005 BlackRock NY Muni Bnd A MDNKX 21478 19960620 BlackRock NY Muni Bnd A MENKX 75432 20061005 BlackRock NY Muni Bnd B MBNKX 21389 19960620 BlackRock NY Muni Bnd C MCNKX 24698 19970210 BlackRock NY Muni Bnd C MFNKX 75444 20061005 BlackRock NY Muni Bnd I MANKX 21355 19960620 BlackRock OH Muni Bd B CCOHX 32064 19971016 BlackRock OH Muni Bd C BOHCX 44650 20000131 BlackRock OH Muni Bd I CCOIX 32065 19971016 BlackRock OH Muni Bd Svc COHSX 30034 19970408 BlackRock PA Muni Bnd A MDPYX 24709 19970210 BlackRock PA Muni Bnd A MEPYX 75433 20061005 BlackRock PA Muni Bnd B MBPYX 21396 19960620 BlackRock PA Muni Bnd B MGPYX 75450 20061005 BlackRock PA Muni Bnd C MCPYX 24708 19970210 BlackRock PA Muni Bnd C MFPYX 75446 20061005 BlackRock PA Muni Bnd I MAPYX 21359 19960620 BlackRock PA Muni Bnd S MSPYX 75459 20061005 BlackRock Pacific Fd A MDPCX 21480 19960620 BlackRock Pacific Fd B MBPCX 14032 19950523 BlackRock Pacific Fd C MCPCX 21438 19960620 BlackRock Pacific Fd I MAPCX 1999 19931117 BlackRock Pacific Fd R MRPCX 57382 20030128 BlackRock Real Asset Eq Tr XBCFX 75534 20061025 BlackRock S & P 500 Index I MASRX 30368 19970423 BlackRock S&P 500 Index A MDSRX 30369 19970423 BlackRock S&P 500 Stock Fd WFSPX 23616 19960620 BlackRock S-T Muni Fd A MELMX 75429 20061005 BlackRock S-T Muni Fd B MBLMX 21379 19960620 BlackRock S-T Muni Fd BR MPLMX 75453 20061005 BlackRock S-T Muni Fd C MFLMX 75440 20061005 BlackRock S-T Muni Fd I MALMX 21346 19960620 BlackRock S-Term Muni Fd A1 MDLMX 21472 19960620 BlackRock Science & Technology Opportuni BGSRX 87378 20080925 BlackRock Science & Technology Opps Port BGSIX 44423 20000818 BlackRock Science & Technology Opps Port BSTSX 45696 20010110 BlackRock Science and Technology Opps Po BGSAX 44117 20000626 BlackRock Science and Technology Opps Po BGSBX 44115 20000626 BlackRock Science and Technology Opps Po BGSCX 44651 20000928 BlackRock Senior Floating Rate Fd II Inc XMPCX 42539 19990416 BlackRock Senior Floating Rate Fd Inc. XMPFX 42540 19990405 BlackRock Senior High Incm PRTF Inc. XARKX 35083 19981123 BLACKROCK SM CAP CORE EQ INST BSQIX 58765 20030826 BLACKROCK SM CAP CORE EQ INV A BSQAX 58762 20030826 BLACKROCK SM CAP CORE EQ INV B BSQBX 58763 20030826 BLACKROCK SM CAP CORE EQ INV C BSQCX 58764 20030826 BLACKROCK SM CAP CORE EQ SERN BSQSX 58766 20030826 BlackRock Sm Cap Gr II A MDSWX 36772 20000317 BlackRock Sm Cap Gr II B MBSWX 36450 19991111 BlackRock Sm Cap Gr II C MCSWX 36449 19991111 BlackRock Sm Cap Gr II I MASWX 36773 20000317 BlackRock Sm Cap Gr II R MRUSX 57461 20030210 BlackRock Sm Cap Index A MDSKX 42371 19990405 BlackRock Sm Cap Index Cl I MASKX 42355 19991021 BlackRock Sm/Mid-Cap Gwth Ptf Cass R SSPRX 75492 20061011 BlackRock Small/Mid-Cap Gr Port inst Cl SSEGX 54874 20021113 BlackRock Small/Mid-Cap Gr Port Inv Cl A SCGAX 22918 19960620 BlackRock Small/Mid-Cap Gr Port Inv Cl B SRCBX 57123 20021227 BlackRock Small/Mid-Cap Gr Port Inv Cl C SGCDX 34971 19981111 BlackRock ST bd Fd A MDDUX 46907 20010323 BlackRock ST bd Fd B MBDUX 47081 20010402 BlackRock ST bd Fd C MCDUX 46906 20010323 BlackRock ST bd Fd I MADUX 46905 20010323 BlackRock ST bd Fd R MRDUX 57368 20030128 BlackRock ST Bond Fd C MFDUX 75435 20061005 BLACKROCK STP QUAL GLB EQ MNGD XBQYX 64314 20040726 BlackRock Strategic Bond Trust XBHDX 58039 20030523 BLACKROCK STRATEGIC DIV TR XBDTX 62962 20040416 BlackRock Strategic Municipal Trust XBSDX 58059 20030522 BlackRock Tot Ret II A BCBAX 32681 19980401 BlackRock Tot Ret II B BCIBX 34011 19980706 BlackRock Tot Ret II Blrk CCBBX 30662 19970818 BlackRock Tot Ret II C BCBCX 35672 19990331 BlackRock Tot Ret II I BFMCX 14605 19960620 BlackRock Tot Ret II Svc CMCBX 14798 19960620 BlackRock Total Ret Fd Cl C MFHQX 75439 20061005 BlackRock Total Ret Fd Cl A MDHQX 21469 19960620 BlackRock Total Ret Fd Cl A1 MEHQX 75428 20061005 BlackRock Total Ret Fd Cl B MBHQX 1994 19931117 BlackRock Total Ret Fd Cl B1 MGHQX 75448 20061005 BlackRock Total Ret Fd Cl C1 MCHQX 21426 19960620 BlackRock Total Ret Fd Cl C2 MHHQX 75451 20061005 BlackRock Total Ret Fd Cl I MAHQX 21343 19960620 BlackRock Total Ret Fd Cl R MRCBX 57391 20030131 BlackRock Ttl Rtrn II Ptf Cl R BCBRX 75363 20061005 BlackRock Util Teleco A MDGUX 23883 19960628 BlackRock Util Teleco B MBGUX 14025 19950523 BlackRock Util Teleco B MGGUX 75447 20061005 BlackRock Util Teleco C MAGUX 21340 19960620 BlackRock Util Teleco C MCGUX 23886 19960628 BlackRock Util Teleco C MFGUX 75437 20061005 BlackRock Value Opps A MDSPX 14040 19950523 BlackRock Value Opps B MBSPX 14036 19950523 BlackRock Value Opps C MCSPX 21446 19960620 BlackRock Value Opps I MASPX 1992 19931117 BlackRock Value Opps R MRSPX 57460 20030210 BlackRock World Inc A MDWIX 21485 19960620 BlackRock World Inc B MBWIX 21399 19960620 BlackRock World Inc C MHWIX 75452 20061005 BlackRock World Inc C1 MCWIX 21451 19960620 BlackRock World Inc I MAWIX 14250 19960531 BLAIR WILLIAM MUT FDS INC INST INT WBIIX 54279 20020829 BLANCHARD WRLDWDE EMRG MKT FD BEGIX 66548 20050203 BlasckRock LifePath 2020 Port Cl K LPSCX 85520 20080603 BlckRck Fds II Mult-Sctr Bnd Fd Cls Inst BMSIX 92269 20100301 BlckRock Basic Value B MBBAX 14158 19951213 BlckRock Gbl Grwth C MCGGX 32124 19971103 BlckRock Glbl Fin Ser A MDFNX 44775 20001018 BlckRock Healthcare B MBHCX 14028 19950523 BLUE CHIP INV FD SHS BCIFX 54688 20021029 Blue Chip Value Fund XBLUX 35223 19990105 BNY Mellon Bal Fd Cl M Shares MPBLX 44757 20001017 BNY Mellon Bal Fd Inv Shares MIBLX 48670 20010802 BNY Mellon bd Fd Cl M Shares MPBFX 44758 20001017 BNY Mellon bd Fd Inv Shares MIBDX 48669 20010802 BNY Mellon Emerging Markets Fd Cl M Shar MEMKX 47399 20010423 BNY Mellon Emerging Markets Fd Inv Share MIEGX 48671 20010802 BNY Mellon Fds Tr BNYMllnMcplOpprttsFdCl MOTMX 87586 20081022 BNY Mellon Fds Tr BNYMllnMcplOppttsFdInv MOTIX 87585 20081022 BNY Mellon Incm Stock Fd Cl M Shares MPISX 44755 20001017 BNY Mellon Incm Stock Fd Inv Shares MIISX 48674 20010802 BNY Mellon Int'l Aprctn Fd Invstr Shs MARIX 87333 20080918 BNY Mellon Intermediate bd Fd Cl M Share MPIBX 44754 20001017 BNY Mellon Intermediate bd Fd Inv Shares MIIDX 48672 20010802 BNY Mellon Intermediate U.S. Gov Fd Cl M MGVMX 30298 19970411 BNY Mellon Intermediate U.S. Gov Fd Inv MOVIX 14626 19960620 BNY Mellon Intl Appreciation Fd Cl M MPPMX 34524 19981111 BNY Mellon Intl Fd Cl M Shares MPITX 44753 20001017 BNY Mellon Intl Fd Inv Shares MIINX 48673 20010802 BNY Mellon Large Cap Stock Fd Cl M Share MPLCX 44752 20001017 BNY Mellon Large Cap Stock Fd Inv Shares MILCX 48675 20010802 BNY Mellon MA Intermediate Muni bd Fd Cl MMBMX 54323 20020911 BNY Mellon MA Intermediate Muni bd Fd Dr MMBPX 54324 20020911 BNY Mellon MA Intermediate Muni bd Fd In MMBIX 54322 20020911 BNY Mellon Mid Cap Stock Fd Cl M Shares MPMCX 44768 20001017 BNY Mellon Mid Cap Stock Fd Dreyfus prem MMSPX 54325 20020906 BNY Mellon Mid Cap Stock Fd Inv Shares MIMSX 48676 20010802 BNY Mellon Natl Intermediate muni bd Fd MINMX 48677 20010802 BNY Mellon Natl Intermediate Muni bd Fd MNMBX 54827 20021107 BNY Mellon Natl Intermediate muni Bd Fd MPNIX 44751 20001017 BNY Mellon Natl Short Term muni Bd Fd Cl MPSTX 44759 20001017 BNY Mellon Natl Short-Term Muni Bd Fd In MINSX 48678 20010802 BNY Mellon NY Intermediate Tax-Exempt bd MNYIX 14627 19960620 BNY Mellon NY Intermediate Tax-Exempt bd MNYMX 30300 19970411 BNY Mellon PA Intermediate muni Bd Fd Cl MPPIX 44756 20001017 BNY Mellon PA Intermediate muni bd Fd In MIPAX 48679 20010802 BNY Mellon Short Term U.S. Gov Securitie MPSUX 44760 20001017 BNY Mellon Short-Term U.S. Gov Securitie MISTX 48681 20010802 BNY Mellon Small Cap Stock Fd Cl M Share MPSSX 44769 20001017 BNY Mellon Small Cap Stock Fd Inv Shares MISCX 48680 20010802 BNY Mellon U.S. Core eq 130/30 Fd Cl M MUCMX 80700 20070803 BNY Mellon U.S. Core eq 130/30 Fd Inv Sh MUCIX 80699 20070803 BNY Mln Fds Tr BNY Fcsd Eq Oprtnts Fd In MFOIX 90167 20091001 BNY Mln Fds Tr BNY Mln Fcsd Eq Oprtnts F MFOMX 90168 20091001 BNY Mln Fds Tr BNY Mln SmMid Cp Fd Cl M MMCMX 90096 20091001 BNY Mln Fds Tr BNY Mln SmMid Cp FdInvShs MMCIX 90227 20091006 BOGLE INV MGMT SM CAP GR INST BOGIX 45312 19990930 Bogle Inv Mgmt Sm Cap Grw Inv BOGLX 42647 19990930 BOND FD AMER INC CL R-1 S RBFAX 53656 20020607 BOND FD AMER INC CL R-2 S RBFBX 53657 20020607 BOND FD AMER INC CL R-4 S RBFEX 53659 20020607 BOND FD AMER INC CL R-5 S RBFFX 53660 20020607 BOND FD AMER INC SL R-3 S RBFCX 53658 20020607 Bond Fund of America (The) ABNDX 14285 19960125 Boston Bal Fd BTBFX 14624 19960620 Boston eq Fd BTEFX 58901 20031001 Boston Tr Mid Cap Fd BTMFX 81632 20071005 Boston Tr Sm Cap Fd BOSOX 72400 20060111 BOYAR VALUE FD INC BOYAX 46130 20010206 Brandes Inst Core Plus Fixed Incm Fd Cl BCPEX 85455 20080528 Brandes inst Intl eq Fd Cl I BIIEX 24899 19970220 Brandes Institutional Glbl Eqty Fnd ClsI BGVIX 51585 20081008 Brandes Institutional Global Eqty Fnd Cl BGVEX 51584 20081008 Brandes Institutional IntrntlEqtyFndClsE BIEEX 51394 20081008 Brandes Instl Core Plus Fix Incm Fd Cl I BCPIX 82726 20080102 Brandes Intl Fund NIVCX 30386 19970430 Brandes Inv Tr Sprtly Mngd Acnt Rvrs Tr SMARX 67801 20051005 Brandywine advs Midcap Gr Fd BWAFX 44883 20001109 Brandywine Blue Fund BLUEX 14622 19960620 Brandywine Fund BRWIX 14193 19960321 Bread & Butter Fd Inc BABFX 83252 20080214 Bridges Investment BRGIX 35172 19981216 Bridgeway Aggressive Growth Fund BRAGX 34536 19981111 Bridgeway Blue Chip 35 Index Fd BRLIX 36111 19990806 BRIDGEWAY FD AGGRES INV 2 BRAIX 50342 20011109 BRIDGEWAY FD BAL PT BRBPX 48656 20010802 Bridgeway Large Cap Gr Fd Cl N BRLGX 62153 20031107 Bridgeway Large Cap Value Fd Cl N BRLVX 62154 20031107 Bridgeway Micro-Cap. Limited Port BRMCX 34029 19980713 Bridgeway Sm-Cap Momentum Fd BRSMX 93919 20100528 Bridgeway Small Cap Gr Fd Cl N BRSGX 62155 20031107 Bridgeway Small Cap Value Fd Cl N BRSVX 62148 20031107 Bridgeway Ultra Small Co BRUSX 30815 19970826 Bridgeway Ultra- Small Company Market Fd BRSIX 36112 19990806 Bright Rock Mid Cap Gwth Fd Insti Cl Shs BQMGX 93917 20100526 Bright Rock Mid Cp Gwth Fd Invstr Cl Shs BQMIX 93918 20100526 Bright Rock Quality Lg Cp Fd Inst Cl Shs BQLCX 93915 20100526 Bright Rock Qulty Lg Cp Fd Invstr Cl Shs BQLIX 93916 20100526 BRINSON FDS HI YLD N BNHYX 45163 20001129 BRINSON FDS US SM CAP GRW N BNSCX 45165 20001128 BRINSON GLBL BAL FD B BNPBX 50868 20020129 BRINSON GLBL BAL FD C BNPCX 50616 20011217 BRINSON GLBL BD FD A BNGBX 50339 20011109 BRINSON GLBL BD FD B BNDBX 50613 20011224 BRINSON GLBL EQ FD B BNEBX 50867 20020129 BRINSON GLBL EQ FD C BNECX 50614 20011217 Brinson Global Bond Fund BPGBX 14632 19960620 Brinson Global Equity Fund BPGEX 23732 19960628 Brinson Global Equity Fund Cl N BNGEX 36052 19990721 Brinson Global Fund BPGLX 14633 19960620 Brinson Global Fund Cl N BNGLX 36053 19990721 Brinson Hi Yield Cl I BIHYX 32628 19980318 BRINSON HI YLD B BNHBX 50343 20011114 BRINSON HI YLD C BNHCX 50344 20011114 BRINSON INTERNATIONAL EQUITY FUND CL BNICX 50689 20020104 Brinson Intl Equity Fund BNUEX 14629 19960620 Brinson Intl Equity Fund Cl N BNIEX 36054 19990721 Brinson U.S. Bond Fund Cl N BNBDX 36056 19990721 BRINSON US BD FD B BNOBX 50340 20011109 BRINSON US BD FD C BNOCX 50353 20011114 Brinson US Bond Fund BPBDX 32236 19971222 BRINSON US SM CAP GRW B BNMBX 50345 20011114 BRINSON US SM CAP GRW C BNMCX 50615 20011224 Brinson US Small-Cap Fd BISCX 32189 19971204 BRN FIFTH AVE GR BFTHX 64041 20040510 Brown advy Core Intl Fd Insti Shs BIANX 57424 20030210 Brown advy Flexible Value Fd A Shs BAFVX 75805 20061212 Brown advy Flexible Value Fd Insti Shs BIAFX 75804 20061211 Brown advy Gr eq A Shares BAGAX 73548 20060503 Brown advy Gr eq Fd Insti BIAGX 36024 19990715 Brown advy Intermediate Incm Fd A Shares BIATX 54446 20020802 Brown advy Intermediate Incm Fd Insti Sh BIAIX 54445 20020802 Brown advy MD bd Fd Insti BIAMX 45890 20010118 Brown advy Opportunity inst Shs BIAOX 72385 20060120 Brown advy Small Cap Gr A Shares BASAX 73293 20060504 Brown advy Small Cap Gr Fd D Shares BIAAX 54442 20021003 Brown advy Small-Cap Fdamental Value Fun BIAUX 88300 20090108 Brown advy Small-Cap Gr Fd I Shares BIASX 36025 19990715 Brown advy Value eq A Shares BAVAX 73491 20060515 Brown advy Value eq inst Shares BIAVX 57425 20030210 BROWN CAP MGMT INTL EQ INST BCIIX 48820 20010905 Brown Capital Management Small Comp BCSIX 30408 19970509 Brown Cardinal Small Companies Fd A Shs BASVX 73294 20060504 Brown Cardinal Small Companies Fd Instl BIACX 62180 20031111 Bruce Fd, Inc. BRUFX 64580 20041203 Bryce Capital Gwth Fd BCFGX 75364 20061005 Bryce Capital Val Fd BCFVX 75365 20061005 BT INVT FDS PRESERV PPLCX 57462 20030210 BTS BOND ASSET ALLOCATION FUND BTSAX 91276 20100107 BTS BOND ASSET ALLOCATION FUND BTSCX 91277 20100107 Buffalo Balanced Fund, Inc BUFBX 14679 19960620 Buffalo China Fd BUFCX 78094 20070109 Buffalo Equity Fund BUFEX 14680 19960620 Buffalo High Yield Fund BUFHX 14682 19960620 Buffalo Int'l Fd BUFIX 81593 20071004 BUFFALO MICRO CAP FD BUFOX 64134 20040604 BUFFALO MID CAP FUND BUFMX 50848 20020122 BUFFALO SCI & TECH FD BUFTX 50620 20011224 Buffalo Small-Cap. Fund BUFSX 34283 19980929 Buffalo USA Global Fund BUFGX 14681 19960620 Bull Path Long-Short Fd Cl A BPFAX 89458 20090604 Bull Path Long-Short Fd Cl C BPFCX 89459 20090604 Bull Path Long-Short Fd Cl I BPFIX 89460 20090604 Bull ProFund Investor Cl BLPIX 42190 19990324 Bull Profund Svc Shs BLPSX 36529 19991210 BULLFINCH UNRESTRICTED SER BUNRX 58775 20030827 BULLFINCH WESTERN NY SER BWNYX 58776 20030827 Burnham Financial Industries Class I BMFIX 92396 20100329 Burnham Financial Services Fd Cl C BURNX 67010 20050502 BURNHAM FINCL IND FD A BURFX 64018 20040504 BURNHAM FINCL IND FD C BURCX 64017 20040504 BURNHAM FINCL SVCS FD A BURKX 45570 20001229 BURNHAM FINCL SVCS FD B BURMX 45571 20001229 Burnham Fund BURHX 14685 19960620 BURNHAM FUND C BURJX 64019 20040504 BURNHAM FUND CL B BURIX 45569 20000703 CA Inv Tr II - eq Incm Fd Cl K EQTKX 58904 20031017 CA Inv Tr II - European Gr & Incm Fd Cl EUGKX 58905 20031017 CA Inv Tr II - Nasdaq-100 Index Fd Cl K NDXKX 58907 20031017 CA Inv Tr II - S&P 500 Index Fd Cl K SPXKX 58909 20031017 CA Inv Tr II - S&P MidCap Index Fd Cl K MIDKX 58906 20031017 CA Inv Tr II - S&P SmallCap Index Fd Cl SMLKX 58908 20031017 CA Inv Tr II - Short-Term U.S. Govt bd F STUKX 58910 20031017 CA Inv Tr II - U.S. Govt Securities Fd C CAUKX 58903 20031017 Ca Invt Tr Equity Income Fund Class A EQTAX 93730 20100507 Ca Invt Tr Equity Income Fund Class B EQTBX 93731 20100507 Ca Invt Tr U.S. Governement Securities F CAUBX 93729 20100507 Ca Invt Tr U.S. Government Securities Fu CAUAX 93728 20100507 CALAMOS BLUE CHIP FD A CBCAX 62298 20031215 CALAMOS BLUE CHIP FD B CBCBX 62299 20031215 CALAMOS BLUE CHIP FD C CBXCX 62301 20031215 CALAMOS BLUE CHIP FD I CBCIX 62300 20031215 Calamos Blue Chip Fd-Cl R CBCRX 78850 20070302 CALAMOS CONV FD B CALBX 47035 20010328 Calamos Conv Fd I CICVX 44489 20000329 CALAMOS CONV OPP XCHIX 54161 20020701 Calamos Convertible and High Incm Fd XCHYX 58185 20030604 Calamos Convertible Fd-Cl R CCVRX 78852 20070302 Calamos Convertible Fund Cl A CCVIX 14724 19960620 Calamos Convertible Fund Cl C CCVCX 24860 19970220 Calamos Discovery Growth Fnd Cls A CADGX 93923 20100601 Calamos Discovery Growth Fnd Cls B CBDGX 93924 20100601 Calamos Discovery Growth Fnd Cls C CCDGX 93925 20100601 Calamos Discovery Growth Fnd Cls I CIDGX 93926 20100601 Calamos Discovery Growth Fnd Cls R CRDGX 93927 20100601 Calamos Gbl Gr and Incm Fd Cl A CVLOX 35224 19990104 Calamos Gbl Gr and Incm Fd Cl B CVLDX 47042 20010328 Calamos Gbl Gr and Incm Fd Cl C CVLCX 35225 19990106 Calamos Gbl Gr and Incm Fd Cl I CGCIX 44482 20000628 Calamos Global Dynamic Incm Fd XCHWX 80361 20070629 CALAMOS GLOBAL EQIUTY FUND-CLASS CRGEX 78871 20070301 Calamos Global Equity Fund-Class A CAGEX 78821 20070302 Calamos Global Equity Fund-Class B CBGEX 78851 20070301 Calamos Global Equity Fund-Class C CCGEX 78822 20070302 Calamos Global Equity Fund-Class I CIGEX 78823 20070302 CALAMOS GLOBAL GROWTH AND INCOME CVLRX 78872 20070302 Calamos Global Ttl Rtrn Fd XCGOX 72036 20051027 Calamos Gr & Incm Fd Cl A CVTRX 24861 19970220 Calamos Gr & Incm Fd Cl B CVTYX 47046 20010328 Calamos Gr & Incm Fd Cl C CVTCX 24862 19970220 Calamos Gr & Incm Fd Cl I CGIIX 44483 20000329 Calamos Growth Fund Cl A CVGRX 24863 19970220 Calamos Growth Fund Cl C CVGCX 24864 19970220 CALAMOS GRWTH FD B CVGBX 47041 20010402 Calamos Grwth Fd I CGRIX 44484 20000901 Calamos Gwth and Incm Fd-Cl R CGNRX 78853 20070302 Calamos Gwth Fd-Cl R CGRRX 78854 20070302 CALAMOS HI YLD FD A CHYDX 47040 20010328 CALAMOS HI YLD FD B CAHBX 47034 20010328 CALAMOS HI YLD FD C CCHYX 47037 20010328 Calamos High Yield Fd-Cl R CHYRX 78855 20070302 Calamos Int'l Gwth Fd Cl A CIGRX 65245 20050317 Calamos Int'l Gwth Fd Cl B CIGBX 65244 20050317 CALAMOS INTERNATIONAL GROWTH FUND CIGCX 65283 20050324 CALAMOS INTERNATIONAL GROWTH FUND CIGIX 65284 20050324 CALAMOS INV TR NEW HI YLD F CIHYX 53455 20020426 Calamos Market Neutral Fd Cl A CVSIX 24865 19970220 Calamos Market Neutral Incm Fd-Cl R CVSRX 78858 20070302 CALAMOS MKT NEUTRAL FD B CAMNX 47036 20010328 CALAMOS MKT NEUTRAL FD C CVSCX 46722 20010316 Calamos Mkt Neutral Fd I CMNIX 44366 20000628 Calamos Multi-Fd Blend Cl A CMQAX 73737 20060705 Calamos Multi-Fd Blend Cl B CMQBX 73738 20060705 Calamos Multi-Fd Blend Cl C CMQCX 73739 20060705 Calamos Multi-Fd Blend Cl I CMQIX 73740 20060705 Calamos Multi-Fd Blend-Cl R CMQRX 78856 20070302 Calamos New World Gwth Fd Cl A CNWGX 87066 20080820 Calamos New World Gwth Fd Cl B CNWZX 87069 20080820 Calamos New World Gwth Fd Cl C CNWDX 87065 20080820 Calamos New World Gwth Fd Cl I CNWIX 87067 20080820 Calamos New World Gwth Fd Cl R CNWRX 87068 20080820 CALAMOS STRATEGIC TOT RET FD XCSQX 62957 20040415 Calamos Ttl Rtrn Bd Fd Cl A CTRAX 80310 20070629 Calamos Ttl Rtrn Bd Fd Cl B CTXBX 80314 20070629 Calamos Ttl Rtrn Bd Fd Cl C CTRCX 80311 20070629 Calamos Ttl Rtrn Bd Fd Cl I CTRIX 80312 20070629 Calamos Ttl Rtrn Bd Fd Cl R CTRRX 80313 20070629 Calamos Val Fd-Cl R CVARX 78857 20070302 Calamos Value Fd - Cl A CVAAX 50882 20020206 Calamos Value Fd Cl B CVABX 50883 20020206 Calamos Value Fd Cl C CVACX 50884 20020206 Calamos Value Fd Cl I CVAIX 53038 20020307 Caldwell & Orkin Market Opportunity Fund COAGX 14828 19960620 CALIF INV EURO GRW & INCM EUGIX 45367 20000331 CALIF INV SHT TM US GOVT BD STUSX 45369 20001214 Calif Invest Tr CA Insured Tax-Free Incm CATFX 14702 19960620 Calif Invest Trust S & P 500 Index Fund SPFIX 23132 19960620 Calif Invest Trust S & P MidCap Index Fd SPMIX 23134 19960620 Calif Invest Trust U.S. Gov't Secs Fund CAUSX 14703 19960620 California Equity Income Fund EQTIX 34105 19980804 California S & P Small-Cap Index Fund SMCIX 34106 19980804 California Tax Free Income CFNTX 6156 19870706 California Tax-Free Bond Fund PRXCX 22643 19960620 CALVER IMPACT LG CAP GRW C CLGCX 45576 20001229 Calvert Aggresive Allocation Fd Cl C CAACX 67365 20050701 Calvert Aggressive Allocation Fd Cl A CAAAX 67364 20050701 Calvert Aggressive Allocation Fd Cl I CAGIX 82958 20080201 Calvert Capital Accumulation Fund CCAFX 14716 19960620 Calvert Capital Appreciation Cl C CCACX 30412 19970521 Calvert Conservative Allocation Fd Cl A CCLAX 66924 20050429 Calvert Conservative Allocation Fd Cl C CALCX 66923 20050429 Calvert Fund Income Port CFICX 14740 19960620 Calvert Global Alternativ Energy Fd Cl C CGACX 80735 20070807 Calvert Global Alternative Enrgy Fd Cl A CGAEX 80024 20070531 Calvert Global Alternative Enrgy Fd Cl I CAEIX 80023 20070531 Calvert Global Water Fund Class A CFWAX 87401 20081001 Calvert Global Water Fund Class C CFWCX 87402 20081001 Calvert Global Water Fund Class Y CFWYX 87403 20081001 Calvert Government Fund Class A CGVAX 88301 20090108 Calvert Government Fund Class C CGVCX 88302 20090108 Calvert Group, TCF Long Duration Incm Fd CLDAX 64460 20050106 Calvert High Yield bd Fd Cl A CYBAX 78909 20070315 Calvert High Yield bd Fd Cl I CYBIX 48706 20010807 Calvert Impact Fund Large Cp Grwth Cls Y CLGYX 87718 20081103 CALVERT IMPACT LG CAP GRW A CLGAX 45574 20001229 CALVERT IMPACT LG CAP GRW B CLGBX 45575 20001229 CALVERT IMPACT LG CAP GRW I CLCIX 45573 20001027 CALVERT INCM FD CL B CBINX 44557 20000128 CALVERT INCM FD CL C CIFCX 47880 20010619 CALVERT INCM FD CL I CINCX 44558 20000127 Calvert Incm Fd Cl R CICRX 75555 20061031 Calvert Income Fnd cl Y CIFYX 83484 20080305 Calvert Int'l Eq Fund CWVGX 14917 19960620 Calvert Int'l Opportunities Fd Cl A CIOAX 80025 20070531 Calvert Int'l Opportunities Fd Cl C COICX 80736 20070807 Calvert Int'l Opportunities Fd Cl I COIIX 80099 20070605 Calvert Large Cap Value Fund Class A CLVAX 87911 20081201 Calvert Large Cap Value Fund Class C CLVCX 87882 20081128 Calvert Large Cap Value Fund Class Y CLVYX 87883 20081128 CALVERT MGD IDX PORTFOLIO CL I CMIIX 67112 20050429 CALVERT MID CAP VAL FD CL A CMVAX 64728 20050125 Calvert Mid Cap Val Fd Cl I CMDIX 66927 20050701 Calvert Mid Cap Value Class C CMVCX 67000 20050422 Calvert Moderate Allocation Fd Cl A CMAAX 66925 20050429 Calvert Moderate Allocation Fd Cl C CMACX 66926 20050531 Calvert Moderate Allocation Fd Cl I CLAIX 82959 20080204 CALVERT NEW VISION SM CAP B CNVBX 46240 20010214 CALVERT NEW VISION SM CAP I CVSMX 58697 20030806 Calvert New Vision Small Cap CL A CNVAX 32268 19980107 Calvert New Vision Small Cap CL C CNVCX 32269 19980107 Calvert Short Dur Inc Fd Cl I Instl Shs CDSIX 73492 20060515 CALVERT SHORT DURATION INCM CL C CDICX 54669 20021022 CALVERT SHORT DURATION INCOME FUND C CSDAX 53018 20020304 Calvert Short Term Gov Fd Cl A CTGAX 78910 20070315 Calvert Short Term Gov Fd Cl I CSTIX 45233 20000630 Calvert Sm Cap Val Fd Cl I CSVIX 67146 20050429 Calvert Small Cap Value Class C CSCCX 67001 20050422 CALVERT SML CAP VAL CL A CCVAX 64723 20050125 CALVERT SOC IDX FD A CSXAX 46243 20010214 CALVERT SOC IDX FD B CSXBX 46244 20010214 CALVERT SOC IDX FD C CSXCX 46245 20010214 CALVERT SOC IND FD CL I CISIX 44559 20000911 CALVERT SOC INV BAL PT I CBAIX 46229 20010214 CALVERT SOC INV BD PT B CBDBX 46230 20010214 CALVERT SOC INV BD PT C CSBCX 46241 20010214 CALVERT SOC INV BD PT I CBDIX 46231 20010214 CALVERT SOC INV EQ PT I CEYIX 46234 20010214 Calvert Soc Inv Fd Bal Pt B CSLBX 44128 20000627 Calvert Soc Inv Fd Eq Pt B CSEBX 44126 20000627 CALVERT SOC INV MGD IDX C CMICX 46237 20010214 Calvert Soc Inv Mgd Idx Pt A CMIFX 36309 19991020 CALVERT SOC INV MNGD IDX B CDXBX 46233 20010214 Calvert Social Investment Cl C CSECX 30420 19970521 Calvert Social Investment Fd Bond Port CSIBX 14880 19960620 Calvert Social Investment Fd Equity Port CSIEX 14882 19960620 Calvert Social Investment Managed Growth CSIFX 14883 19960620 Calvert Social Invstmnt Fnd Bnd Ptf Cl Y CSIYX 87716 20081103 Calvert Social Invstmnt Fnd Eqty Ptf Cl CIEYX 87719 20081103 Calvert Social Managed Growth Cl C CSGCX 30421 19970521 Calvert Tax-Free Reserves Long Term CTTLX 14894 19960620 Calvert Ultra-Short Floating Incm Fd ClA CULAX 75556 20061031 Calvert Ultra-Short Income Fund Class Y CULYX 94247 20100601 Calvert World Val Cap Acc B CWCBX 44125 20000627 CALVERT WORLD VAL CAP ACC I CCPIX 58265 20030619 CALVERT WORLD VAL INTL EQ B CWVBX 46540 20010228 CALVERT WORLD VAL INTL EQ I CWVIX 46541 20010228 Calvert World Value Fnd Intl Equity Cl Y CWEYX 87713 20081103 Calvert World Value Intl Cl C CWVCX 30422 19970521 Calvert World Values Fnd Intl Oprt ClY CWVYX 87682 20081031 CalvertShortDurationIncomeFndClasY CSDYX 83352 20080303 Cambiar Aggressive Val Fd Investor Shs CAMAX 80940 20070904 Cambiar Fd Intl eq Fd Inv Cl CAMIX 54400 20020930 Cambiar Opportunity Fd Port Inv Cl CAMOX 47595 20010509 Cambiar Small Cap Fd - Insti Cl CAMZX 87685 20081031 Cambiar Small Cap Fd Inv Cl CAMSX 64720 20050125 Camco Investors Fund CAMCX 64421 20040903 Camibar Opportunity Fd Institutional Cl CAMWX 67807 20051011 CAN SLIM sel Gr Fd CANGX 67764 20051005 Cap Incm Builder, Inc., Cl 529-F-1 Shs CIRFX 53133 20020314 CAP MGT SM INSTL CMSSX 54038 20020412 CAP MGT SML INV CMSVX 54039 20020412 Cap World bd Fd, Inc., Cl 529-F-1 Shs CCWFX 53093 20020314 Cap World Gr and Incm Fd, Inc., Cl 529-F CWIFX 53178 20020314 Capital Advisors Grwth Fd CIAOX 42592 20000327 Capital California Core Municipal Fd CCCMX 93366 20100415 Capital California Short-Term Muncpal Fd CCSTX 93545 20100503 Capital Core Bond Fund CCBPX 92974 20100415 Capital Core Municipal Fd CCMPX 93367 20100415 Capital Incm Builder, Inc., Cl F-2 Shs CAIFX 86949 20080801 CAPITAL INCOME BLDR FD CL R-1 S RIRAX 53701 20020607 CAPITAL INCOME BLDR FD CL R-2 S RIRBX 53702 20020607 CAPITAL INCOME BLDR FD CL R-3 S RIRCX 53703 20020607 CAPITAL INCOME BLDR FD CL R-4 S RIREX 53704 20020607 CAPITAL INCOME BLDR FD CL R-5 S RIRFX 53705 20020607 Capital Income Builder CAIBX 14695 19960620 CAPITAL INCOME BUILDER CIRAX 53129 20020314 CAPITAL INCOME BUILDER CIRBX 53130 20020314 CAPITAL INCOME BUILDER CIRCX 53131 20020314 CAPITAL INCOME BUILDER CIREX 53132 20020314 Capital Income Builder, Inc. Cl R-6 RIRGX 89234 20090504 Capital Management Equity Fund Insl Cl CMEIX 24611 19970210 Capital Management Mid Cap Fund CMCIX 30400 19970509 Capital Short-Term Municipal Fd CSTMX 93365 20100415 CAPITAL WORLD BD FD INC CL R-1 S RCWAX 53666 20020607 CAPITAL WORLD BD FD INC CL R-2 S RCWBX 53667 20020607 CAPITAL WORLD BD FD INC CL R-3 S RCWCX 53668 20020607 CAPITAL WORLD BD FD INC CL R-4 S RCWEX 53669 20020607 CAPITAL WORLD BD FD INC CL R-5 S RCWFX 53670 20020607 Capital World Bd Fd., Cl F-2 Shs BFWFX 86948 20080801 CAPITAL WORLD BOND FUND CCWAX 53089 20020314 CAPITAL WORLD BOND FUND CCWBX 53090 20020314 CAPITAL WORLD BOND FUND CCWCX 53091 20020314 CAPITAL WORLD BOND FUND CCWEX 53092 20020314 Capital World Bond Fund CWBFX 14914 19960620 Capital World Bond Fund, Inc. Cl R-6 RCWGX 89222 20090504 CAPITAL WORLD GROWTH & INCOMCL R-1 S RWIAX 53741 20020607 CAPITAL WORLD GROWTH & INCOMCL R-2 S RWIBX 53742 20020607 CAPITAL WORLD GROWTH & INCOMCL R-4 S RWIEX 53744 20020607 CAPITAL WORLD GROWTH & INCOMCL; R-3 RWICX 53743 20020607 CAPITAL WORLD GROWTH & INCOME FD CWIAX 53174 20020314 CAPITAL WORLD GROWTH & INCOME FD CWIBX 53175 20020314 CAPITAL WORLD GROWTH & INCOME FD CWICX 53176 20020314 CAPITAL WORLD GROWTH & INCOME FD CWIEX 53177 20020314 Capital World Growth and Income Fund CWGIX 14915 19960620 Capital World Grwth & Incm Fd Inc Cl R-6 RWIGX 89231 20090504 Capital World Gwth and Incm Fd Cl F2 Sh WGIFX 87032 20080801 Capstone Church Bd Fd XCBFX 72068 20051104 Capstone Growth Fund TRDFX 14262 19960611 Capstone Japan Fund CNJFX 14264 19960611 Capstone New Zealand Fund CNZLX 14263 19960611 Caritas All-Cap Growth Fund CTSAX 91353 20100104 Catalyst Fds Lstd Prvt Ety Pls Fd ClA LPEAX 81920 20071022 Catalyst Fds Ltd Prvt Ety Pls Fd ClC LPECX 81921 20071022 Catalyst Val Fd Cl I CTVIX 89079 20090402 Catalyst Value Fd ClA CTVAX 81916 20071022 Catalyst/Groesbeck Grwth of Inc Fnd Cl A CGGAX 91600 20100119 Catalyst/Groesbeck Grwth of Inc Fnd Cl C CGGCX 91298 20091230 Catalyst/SMH High Incm Fd Cl A HIIFX 85352 20080523 Catalyst/SMH High Incm Fd Cl C HIICX 85363 20080523 Catalyst/SMH Total Ret Incm Fd Cl A TRIFX 85355 20080523 Catalyst/SMH Total Ret Incm Fd Cl C TRICX 85354 20080523 Causeway Emerging Markets Fd Insti Cl CEMIX 78957 20070403 Causeway Emerging Markets Fd Investor Cl CEMVX 78946 20070330 Causeway Global Value Fd Instl Cl CGVIX 83962 20080505 Causeway Intl Oprtnts Fd Insti Cls CIOIX 91299 20091231 Causeway Intl Oprtnts Fd Invstr Cls CIOVX 91300 20100104 CAUSEWAY INTL VAL FD CIVIX 50481 20011204 CAUSEWAY INTL VAL FD INV CIVVX 50536 20011204 Cavanal Hill Bal Fd Insti Shs AIBLX 72377 20060104 Cavanal Hill Bal Fd No Load Inv Shs APBAX 24300 19970107 Cavanal Hill bd Fd Insti Shs AIBNX 72378 20060104 Cavanal Hill bd Fd No Load Inv Shs APBDX 14502 19960620 Cavanal Hill Intermediate bd Fd No Load APFBX 14507 19960620 Cavanal Hill Intermediate bd Insti Shs AIFBX 72379 20060104 Cavanal Hill Intermediate Tax Free No Lo APTFX 14512 19960620 Cavanal Hill Intermediate Tax-Free bd Fd AITEX 72382 20060104 Cavanal Hill Short Term Incm Fd No Load APSTX 23572 19980612 Cavanal Hill Short-Term Incm Bd Insti Sh AISTX 72381 20060104 Cavanal Hill U. S. Large Cap eq Fd No Lo APEQX 14506 19960620 Cavanal Hill U.S. Large Cap eq Fd Inst S AIEQX 72500 20060111 Central European Fund XCEEX 35146 19981211 Centurion US Contra Fd CTVCX 81917 20071023 Century Shares Tr inst Cl CENSX 6278 19900111 Century Shares Tr Investor Cl CENVX 67294 20050718 CENTURY SM CAP SELECT INST CSMCX 44869 20001110 CENTURY SM CAP SELECT INV CSMVX 44870 20001110 CGC Intl Equity TIEUX 14124 19951101 CGC Large Cap Growth TLGUX 14126 19951101 CGC Large Cap Value TLVUX 14127 19951101 CGC Small Cap Growth TSGUX 14125 19951101 CGM adv Targeted eq Fd Cl A NEFGX 21890 19960620 CGM adv Targeted eq Fd Cl B NEBGX 30618 19970808 CGM adv Targeted eq Fd Cl C NEGCX 50312 20010618 CGM adv Targeted eq Fd Cl Y NEGYX 36455 19991115 CGM Focus Fund CGMFX 30015 19971001 CGM Mutual Fund LOMMX 6160 19860102 CGM Realty Fund CGMRX 14758 19960620 Champlain Mid Cap Fd CIPMX 86281 20080701 Champlain Small Company Fd CIPSX 64459 20041208 Changing Parameters Fund CPMPX 75470 20061009 Chartwell Dividend & Income Fund XCWFX 35031 19981119 Chase Growth Fund CHASX 36066 19990728 Chase Gwth Fd Substantial Investor Cl CHAIX 78308 20070201 Chase Mid-Cap Gr Fd Cl N CHAMX 58103 20030522 Chesapeake Core Grwth Fd CHCGX 42614 20000328 Chesapeake Gr Fd Inv Shs CHEAX 14770 19960620 Chesapeake Growth Fund Inst CHESX 14771 19960620 Chestnut Street Exchange Fund CHNTX 14776 19960620 Chile Fund XXCHX 35436 19990210 Chn & Strs Insti Glbl Rlty Shrs GRSIX 73909 20060816 Chswld Ln Intrntnl Hgh Dvdnd Fnd CLIDX 73679 20060628 Churchill Tax Free of KY Cl C CHKCX 32883 19980514 Churchill Tax Free of KY Cl Y CHKYX 32884 19980514 Churchill Tax-Free Fd of Kentucky Cl I S CHKIX 90319 20091023 Churchill Tax-Free Fund of Kentucky ClA CHTFX 14780 19960620 CIFG All Weather Fund Class A CAWAX 94243 20100528 CIFG All Weather Fund Class I CAWIX 94244 20100528 Claymore China Technology ETF XCQQX 90906 20091231 Claymore Gugenheim Strtgic Oprtunits Fnd XGOFX 80760 20070808 Claymore Robb Reprt Glbl Lxry Indx ETF XROBX 80761 20070808 Claymore S&P Global Water Index ETF XCGWX 80109 20070605 CLAYMORE SEC TS&W TX ADV BAL XTYWX 64070 20040514 Claymore U.S. Capital markets Bd ETF XUBDX 83787 20080418 Claymore U.SCptl Mrkts Mcr-Trm FxdIncETF XULQX 83789 20080418 Claymore/Alpha Shares ChinaSmalCp Ix ETF XHAOX 83320 20080227 Claymore/AlphaShares China All-Cap ETF XYAOX 90541 20091110 Claymore/Alphashares China Real Est ETF XTAOX 83305 20080226 Claymore/BBD High Incm Index ETF XLVLX 80617 20070727 Claymore/BNY BRIC ETF XEEBX 75350 20060929 Claymore/BNY Mellon Frontier Markets ETF XFRNX 86914 20080801 Claymore/Clear Global Timber Index ETF XCUTX 82560 20071210 Claymore/Clear Spin-Off ETF XCSDX 76106 20061227 Claymore/Great Com Lg-Cap Gwth Index ETF XXGCX 79200 20070416 Claymore/MAC Global Solar Enrgy Indx ETF XTANX 85129 20080514 Claymore/NYSE Arca Airline ETF XFAAX 89056 20090319 Claymore/Ocean Tomo Gwth Index ETF XOTRX 79197 20070416 Claymore/Ocean Tomo Patent ETF XOTPX 76109 20061227 Claymore/Raymond James SB-1 Eq Fd XRYJX 73711 20060601 Claymore/Robeco Developed Int'l Eq ETF XEENX 78903 20070314 Claymore/Sabrient Defender ETF XDEFX 76107 20061227 Claymore/Sabrient Insider ETF XNFOX 75351 20060929 Claymore/Sebrient Steulth ETF XSTHX 75352 20060929 Claymore/Zacks Country Rotation ETF XCROX 80614 20070727 Claymore/Zacks Dividend Rotation ETF XIROX 82561 20071210 Claymore/Zacks Intl Yield Hog Index ETF XIHGX 80815 20070809 Claymore/Zacks Mid-Cap Core ETF XCZAX 79195 20070416 Claymore/Zacks Sector Rotation ETF XXROX 75353 20060929 Claymore/Zacks Yield Hog ETF XCVYX 75349 20060929 ClaymoreSWM Canadian Energy Inc Indx ETF XENYX 80627 20070730 Clear River Fund CLRVX 88555 20090203 Clipper Fund CFIMX 6299 19900321 Clmr Clr Glb Ex Brkrs & Ast Mgrs IndxETF XEXBX 80615 20070727 Clough China Fd Cl A CHNAX 72461 20060104 Clough China Fd Cl C CHNCX 72462 20060104 Clough China Fd Cl I CHNIX 72460 20060104 CLOUGH GLBL ALLOC FD XGLVX 64342 20040804 Clough Global Eq Fd XGLQX 67108 20050510 Clough Global Opportunities Fd XGLOX 73354 20060504 CM Advisers Fixed Income Fund CMFIX 73004 20060324 CMG Absolute Return Strategs Fnd Clss A CMGTX 89200 20090504 CMG Absolute Return Strategs Fnd Clss C CMGCX 89271 20090504 CMG ULTRA SHT TM BD FD CMGUX 62823 20040308 Cmmnty RnvstmntActQulfdInvstmntFdRtlShs CRATX 78886 20070314 CmmntyRnvstmntActQlfd InvstmntFdInstShs CRANX 78885 20070314 CNI CA Tax Exempt bd Cl N CCTEX 46046 20010202 Cni Charter Ca Tx Ex Bd Inst CNTIX 36888 20000131 Cni Charter Corp Bd Inst CNCIX 36889 20000131 CNI Charter Fds, AHA Diversified eq Fd C AHADX 57546 20030305 CNI Charter Fds, AHA Diversified eq Fd C AHDEX 14419 19960314 CNI Charter Fds, AHA Full Maturity Fixed AHAFX 64087 20040526 CNI Charter Fds, AHA Full Maturity Fixed AHFMX 14420 19960131 CNI Charter Fds, AHA Limited Maturity Fi AHALX 64683 20050125 CNI Charter Fds, AHA Limited Maturity Fi AHLFX 14422 19960131 CNI Charter Fds, AHA Socially Responsibl AHRAX 67499 20050815 CNI Charter Fds, AHA Socially Responsibl AHSRX 64675 20050131 Cni Charter Gov Bd Inst CNBIX 36890 20000131 Cni Charter Lg Cap Grw Eq Inst CNGIX 36891 20000209 CNI Charter Lg Cap Val Eq Inst CNLIX 36884 20000209 CNI Corporate bd Cl N CCBAX 46045 20010202 CNI Gov bd Fd Cl N CGBAX 46047 20010202 CNI HI YLD BD INST CHYIX 46049 20010131 CNI High Yield bd Cl N CHBAX 46048 20010202 CNI Large Cap Gr eq Fd Cl N CLEAX 46050 20010202 CNI Large Cap Value eq Fd Cl N CVEAX 46053 20010202 CNI Multi-Asset Fd Cl N CNIAX 81825 20071015 CNI Multi-Asset Fd Insti Cl CNIIX 81826 20071015 CNL Global Real Estate Fd - Inst Cl CGLIX 86379 20080702 CNL Global Real Estate Fd Cl A CGLAX 86473 20080702 Cohen & Steers ClosedEnd Opportunity Fd XFOFX 75734 20061129 Cohen & Steers Dividend Majors Fd Inc XDVMX 66664 20050307 Cohen & Steers Dividend Val Fd, Inc Cl A DVFAX 72096 20051104 Cohen & Steers Dividend Val Fd, Inc Cl C DVFCX 72097 20051104 Cohen & Steers Gbl Infrastructure Fd Inc CSUAX 64036 20040505 Cohen & Steers Gbl Infrastructure Fd Inc CSUBX 64037 20040505 Cohen & Steers Gbl Infrastructure Fd Inc CSUCX 64038 20040505 Cohen & Steers Gbl Infrastructure Fd Inc CSUIX 64039 20040505 Cohen & Steers Gbl Realty Shares, Inc Cl CSFAX 50829 20020116 Cohen & Steers Gbl Realty Shares, Inc Cl CSFBX 64731 20050125 Cohen & Steers Gbl Realty Shares, Inc Cl CSFCX 64732 20050125 Cohen & Steers Gbl Realty Shares, Inc Cl CSSPX 30464 19970530 Cohen & Steers Global Incm Builder Inc XINBX 80635 20070731 Cohen & Steers Infrastructure Fd, Inc. XUTFX 62903 20040331 Cohen & Steers Inst Rlty Shs CSRIX 36976 20000225 Cohen & Steers Preferd Sec & Incm Fds In CPXAX 93634 20100503 Cohen & Steers Prefrd Scrts & Incm Fd In CPXCX 93635 20100503 Cohen & Steers Prfrd Sec & Incm Fd Inc C CPXIX 93636 20100503 Cohen & Steers Quality Inc Realty Fd. XRQIX 67937 20030911 Cohen & Steers Realty Incm Fd Cl A CSEIX 32169 19971128 Cohen & Steers Realty Incm Fd Cl B CSBIX 35636 19990323 Cohen & Steers Realty Incm Fd Cl C CSCIX 35637 19990323 Cohen & Steers Realty Incm Fd Cl I CSDIX 42920 20000516 Cohen & Steers Realty Shares CSRSX 6692 19921102 COHEN & STEERS REIT & PR INCM XRNPX 58448 20030630 Cohen & Steers Total Return Realty Fund XRFIX 35032 19981118 Cohen & Strs Asia Pcfc Rtly Shr Inc Cl A APFAX 75005 20060814 Cohen & Strs Asia Pcfc Rtly Shr Inc Cl C APFCX 73953 20060809 Cohen & Strs Asia Pcfc Rtly Shr Inc Cl I APFIX 73954 20060809 Cohen&Steers Int'l Realty Fd Cl A IRFAX 66933 20050412 Cohen&Steers Int'l Realty Fd Cl C IRFCX 66935 20050412 Cohen&Steers Int'l Realty Fd Cl I IRFIX 66936 20050412 COLONIAL HIGH INCM MUNI TR XCXEX 47509 20010425 COLONIAL INTERMED HI INCM FD XCIFX 47506 20010425 COLONIAL INTERMKT INCM TR I XCMKX 47507 20010425 COLONIAL INV GRADE MUNI TR XCXHX 47510 20010425 COLONIAL MUNI INCM TR XCMUX 47508 20010425 Colorado Bond HICOX 20857 19960620 Columbia Acorn Tr, Acorn Fd Cl A LACAX 46445 20010221 Columbia Acorn Tr, Acorn Fd Cl B LACBX 46446 20010221 Columbia Acorn Tr, Acorn Fd Cl Z ACRNX 6097 19850128 Columbia Acorn Tr, Acorn Fd Cl Z LIACX 46636 20010306 Columbia Acorn Tr, Acorn Intl Cl A LAIAX 46447 20010221 Columbia Acorn Tr, Acorn Intl Fd Cl B LIABX 46635 20010306 Columbia Acorn Tr, Acorn Intl Fd Cl C LAICX 46631 20010306 Columbia Acorn Tr, Acorn Intl Fd Cl Z ACINX 1973 19940119 Columbia Acorn Tr, Acorn Intl sel Fd Cl ACFFX 35141 19981204 Columbia Acorn Tr, Acorn Intl sel Fd Cl LAFAX 46761 20010314 Columbia Acorn Tr, Acorn Intl sel Fd Cl LFFBX 46777 20010314 Columbia Acorn Tr, Acorn Intl sel Fd Cl LFFCX 46772 20010314 Columbia Acorn Tr, Acorn sel Fd Cl A LTFAX 46765 20010314 Columbia Acorn Tr, Acorn sel Fd Cl B LTFBX 46766 20010314 Columbia Acorn Tr, Acorn sel Fd Cl C LTFCX 46767 20010314 Columbia Acorn Tr, Acorn sel Fd Cl Z ACTWX 35142 19981204 Columbia Acorn Tr, Acorn USA Fd Cl A LAUAX 46762 20010314 Columbia Acorn Tr, Acorn USA Fd Cl B LAUBX 46771 20010314 Columbia Acorn Tr, Acorn USA FD Cl C LAUCX 46775 20010314 Columbia Acorn Tr, Acorn USA Fd Cl Z AUSAX 23958 19960925 Columbia Acorn Tr, Thermostat Fd Cl A CTFAX 57548 20030305 Columbia Acorn Tr, Thermostat Fd Cl B CTFBX 57549 20030305 Columbia Acorn Tr, Thermostat Fd Cl C CTFDX 57550 20030305 Columbia Acorn Tr, Thermostat Fd Cl Z COTZX 54401 20020930 Columbia Bal Fd, Inc. Cl C CBLCX 62000 20031013 COLUMBIA BALANCED FD INC NEWCL A CBLAX 54815 20021107 COLUMBIA BALANCED FD INC NEWCL B CBLBX 54714 20021104 Columbia Balanced Fund CBALX 14706 19960620 Columbia bd Fd Cl A CNDAX 48998 20080401 Columbia bd Fd Cl C CNDCX 48999 20080401 Columbia Bd Fd Cl Y CBFYX 89757 20090720 Columbia bd Fd Cl Z UMMGX 23431 19960620 Columbia Blended eq Fd Cl C CBDCX 48995 20080401 Columbia Blended eq Fd Cl Z UMEQX 23423 19960620 Columbia Blended Equity Fund Class A CGWCX 83658 20080331 Columbia CA Tax-Exempt Fd Cl A CLMPX 14793 19960620 Columbia CA Tax-Exempt Fd Cl B CCABX 14715 19960620 Columbia CA Tax-Exempt Fd Cl C CCAOX 36282 19991008 COLUMBIA CA TAX-EXMPT FD CL Z CCAZX 67653 20050920 COLUMBIA CA TAX-EXMPT FD CL Z GMWMX 67682 20020911 Columbia Conservative Hgh Yld Bd Fd Cl Y CHYYX 89701 20090720 Columbia Conservative High Yield Fd Cl A CHGAX 54727 20021104 Columbia Conservative High Yield Fd Cl B CHGBX 54728 20021104 Columbia Conservative High Yield Fd Inc. CMHYX 14801 19960620 Columbia Emerging Markets Fd Cl A EEMAX 81467 20071002 Columbia Emerging Markets Fd Cl C EEMCX 81468 20071002 Columbia Emerging Markets Fd Cl Z UMEMX 46060 20010202 Columbia Energy and Natural Resources Fd EENAX 81469 20071002 Columbia Energy and Natural Resources Fd EENCX 81470 20071002 Columbia Energy and Natural Resources Fd UMESX 23770 19960628 Columbia Fds Ser Tr I, Columbia Intl Sto CISAX 54761 20021105 Columbia Fds Ser Tr I, Columbia Intl Sto CISBX 54762 20021105 Columbia Fds Ser Tr I, Columbia Intl Sto CMISX 14802 19960620 Columbia Fds Srs Tr I, Columbia High Yie LHIAX 46764 20010119 Columbia Fds Srs Tr I, Contrarian Core F LCCAX 57030 20021212 Columbia Fds Srs Tr I, Contrarian Core F LCCBX 57032 20021211 Columbia Fds Srs Tr I, Contrarian Core F LCCCX 57033 20021211 Columbia Fds Srs Tr I, Contrarian Core F SGIEX 23014 19960620 Columbia Fds Srs Tr I, Contrarian Core F SMGIX 23092 19960620 Columbia Fds Srs Tr I, Federal Securitie LFSZX 46632 20010306 Columbia Fds Srs Tr I, High Yield munis CHMCX 53933 20020722 Columbia Fds Srs Tr I, High Yield munis SRHMX 14128 19951103 Columbia Fds Srs Tr I, Intermediate muni GIMAX 48915 20010918 Columbia Fds Srs Tr I, Intermediate muni LITAX 54959 20021126 Columbia Fds Srs Tr I, Intermediate muni LITCX 54961 20021126 Columbia Fds Srs Tr I, Intermediate muni SETMX 22987 19960620 Columbia Fds Srs Tr I, Strategic Incm Fd CLSCX 34018 19980707 Columbia Fds Srs Tr I, Strategic Incm Fd COSIX 14851 19960620 Columbia Fds Srs Tr I, Strategic Incm Fd LSIZX 46642 20010306 Columbia Fds Srs Tr, Columbi CA Intermed NACMX 58455 20030708 Columbia Fds Srs Tr, Columbia Asset Allo NAACX 53804 20020621 Columbia Fds Srs Tr, Columbia Asset Allo NBASX 36189 19990914 Columbia Fds Srs Tr, Columbia Asset Allo NPRAX 36518 19991208 Columbia Fds Srs Tr, Columbia Asset Allo PHAAX 22354 19960620 Columbia Fds Srs Tr, Columbia CA Interme NCMAX 54363 20020920 Columbia Fds Srs Tr, Columbia Convertibl NCIAX 42072 20000317 Columbia Fds Srs Tr, Columbia Convertibl NCVBX 42726 20000410 Columbia Fds Srs Tr, Columbia Convertibl PACIX 22158 19960620 Columbia Fds Srs Tr, Columbia Convertibl PHIKX 32914 19980518 Columbia Fds Srs Tr, Columbia GA Interme NGAMX 21924 19960620 Columbia Fds Srs Tr, Columbia GA Interme NGIMX 30741 19970819 Columbia Fds Srs Tr, Columbia GA Interme NGINX 30742 19970819 Columbia Fds Srs Tr, Columbia GA Interme NGITX 30743 19970819 Columbia Fds Srs Tr, Columbia Gbl Value NCGLX 50443 20011123 Columbia Fds Srs Tr, Columbia Gbl Value NGLBX 53403 20020418 Columbia Fds Srs Tr, Columbia Gbl Value NVPAX 50738 20020104 Columbia Fds Srs Tr, Columbia Gbl Value NVVAX 50739 20020104 Columbia Fds Srs Tr, Columbia High Incm NAHAX 48683 20010802 Columbia Fds Srs Tr, Columbia High Incm NHYBX 44731 20000323 Columbia Fds Srs Tr, Columbia Intl Value EMIEX 34845 19981111 Columbia Fds Srs Tr, Columbia Intl Value NBIVX 36190 19990914 Columbia Fds Srs Tr, Columbia Intl Value NIVLX 34195 19980824 Columbia Fds Srs Tr, Columbia 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NIPAX 42395 19990405 Columbia Fds Srs Tr, Columbia LifeGoal I NLFAX 62237 20031124 Columbia Fds Srs Tr, Columbia LifeGoal I NLFCX 64413 20041004 Columbia Fds Srs Tr, Columbia Lifegoal I NLGAX 35234 19990106 Columbia Fds Srs Tr, Columbia LifeGoal I NLIBX 36577 19991215 Columbia Fds Srs Tr, Columbia LifeGoal I NLOBX 64142 20040609 Columbia Fds Srs Tr, Columbia Marsico 21 NMTBX 42853 20000505 Columbia Fds Srs Tr, Columbia Marsico 21 NMYAX 53572 20020516 Columbia Fds Srs Tr, Columbia Marsico 21 NMYCX 53573 20020516 Columbia Fds Srs Tr, Columbia Marsico Fo NFEAX 32974 19980602 Columbia Fds Srs Tr, Columbia Marsico Fo NFEBX 32969 19980602 Columbia Fds Srs Tr, Columbia Marsico Gr NGIBX 32975 19980602 Columbia Fds Srs Tr, Columbia Marsico Gr NGIPX 34199 19980824 Columbia Fds srs Tr, Columbia Marsico Gr NMGIX 35653 19990326 Columbia Fds Srs Tr, Columbia Marsico Gr NMICX 36517 19991208 Columbia Fds Srs Tr, Columbia Marsico In MAIOX 54319 20020911 Columbia Fds Srs Tr, Columbia Marsico In MBIOX 54320 20020911 Columbia Fds Srs Tr, Columbia Marsico In MCIOX 54321 20020911 Columbia Fds Srs Tr, Columbia Marsico In NMOAX 54335 20020916 Columbia Fds Srs Tr, Columbia MD Interme NMDBX 21969 19960620 Columbia Fds Srs Tr, Columbia MD Interme NMDMX 21970 19960620 Columbia Fds Srs Tr, Columbia MD Interme NMITX 30746 19970819 Columbia Fds Srs Tr, Columbia MidCap Ind NMPAX 42797 20000425 Columbia Fds Srs tr, Columbia Multi-adv NIENX 21938 19960620 Columbia Fds Srs Tr, Columbia Multi-adv NIEQX 21939 19960620 Columbia Fds Srs tr, Columbia Multi-adv NIIAX 21943 19960620 Columbia Fds Srs Tr, Columbia NC Interme NNIBX 30129 19970311 Columbia Fds Srs Tr, Columbia NC Interme NNINX 30891 19970903 Columbia Fds Srs Tr, Columbia s Marsico NMTAX 42854 20000505 Columbia Fds Srs Tr, Columbia s Short-Te NSTMX 22009 19960620 Columbia Fds Srs Tr, Columbia SC Interme NSCMX 21999 19960620 Columbia Fds Srs Tr, Columbia SC Interme NSICX 30896 19970903 Columbia Fds Srs Tr, Columbia Short Term NSMIX 22006 19960620 Columbia Fds Srs Tr, Columbia Short Term NSTFX 22007 19960620 Columbia Fds Srs Tr, Columbia Short Term NSTIX 22008 19960620 Columbia Fds Srs Tr, Columbia Short Term NSTRX 30435 19970521 Columbia Fds Srs Tr, Columbia Short-Term NSMMX 30500 19970616 Columbia Fds Srs Tr, Columbia Short-Term NSMNX 30574 19970805 Columbia Fds Srs Tr, Columbia Short-Term NSMUX 34849 19981111 Columbia Fds Srs Tr, Columbia Small Comp NCPBX 34204 19980824 Columbia Fds Srs Tr, Columbia Small Comp NCPCX 34205 19980824 Columbia Fds Srs Tr, Columbia Small Comp NSCGX 34203 19980824 Columbia Fds Srs Tr, Columbia Small Comp PSCPX 22649 19960620 Columbia Fds Srs Tr, Columbia SmallCap I NMSAX 36219 19990923 Columbia Fds Srs Tr, Columbia SmallCap I NMSCX 30128 19970311 Columbia Fds Srs Tr, Columbia SmallCap V NSCIX 30894 19970903 Columbia Fds Srs Tr, Columbia SmallCap V NSVAX 53648 20020607 Columbia Fds Srs Tr, Columbia Total Ret NSFAX 22002 19960620 Columbia Fds Srs Tr, Columbia Total Ret NSFCX 34850 19981111 Columbia Fds Srs Tr, Columbia Total Ret NSFIX 22003 19960620 Columbia Fds Srs Tr, Columbia Total Ret NSFNX 30573 19970805 Columbia fds Srs Tr, Columbia VA Interme NVAFX 22019 19960620 Columbia Fds Srs Tr, Colunbia SC Interme NISCX 30895 19970903 Columbia Fds Srs Tr, Large Cap Core Fd C NSEPX 34376 19981015 Columbia Fds Srs Tr, Large Cap Index Fd NEIAX 42390 19990506 Columbia Fds Srs Tr, Large Cap Value Fd NVALX 30436 19970521 Columbia Fds Srs Tr, Large Cap Value Fd NVLUX 22031 19960620 Columbia Fds Srs Tr, Marsico Focused Equ NFECX 42392 19990721 Columbia Fds Srs Tr, Marsico Focused Equ NFEPX 32374 19980715 Columbia Fds Srs Tr, MD Intermediate mun NMINX 30745 19970819 Columbia Fds Srs Tr, MidCap Value Fd Cl NAMAX 50834 20020116 Columbia Fds Srs Tr, NC Intermediate mun NNITX 30890 19970903 Columbia Fds Srs Tr, VA Intermedate muni NVABX 22018 19960620 Columbia Fds Srs Tr, VA Intermediate mun NVRCX 32457 19980212 Columbia Fds Srs TR, VA Intermediated mu NVANX 22020 19960620 Columbia Fds Srs Tr,. Columbia MidCap In NTIAX 54002 20020722 Columbia Fds Srs Tr., Columbia LargeCap NMIAX 42401 19990405 Columbia Fds SrsTr I, Federal Securities CFSAX 14747 19960620 Columbia Fds SrsTr I, Federal Securities CFSCX 36265 19991008 Columbia Fds SrsTr I, Federal Securities CFSOX 14748 19960620 Columbia Fds SrsTr I, Intermediate muni LITBX 54960 20021126 Columbia Fds SrsTr I, Strategic Incm Fd CLSBX 14794 19960620 Columbia Fds Ssrs Tr, Columbia NC Interm NNCIX 30889 19970903 Columbia Fds Sts Tr, Columbia multi-adv NITRX 30433 19970521 Columbia Fds Tr I, High Yield Opportunit CHYCX 32885 19980514 Columbia Fds Tr I, High Yield Opportunit COHBX 14835 19960620 Columbia Fds Tr I, High Yield Opportunit COLHX 14839 19960620 Columbia Fds Tr I, High Yield Opportunit LHYZX 46634 20010306 Columbia Fds Tr II, Newport Greater Chin LNGZX 46640 20010306 Columbia Fds Tr II, Newport Greater Chin NGCBX 36266 19991008 Columbia Fds Tr II, Newport Greater Chin NGCCX 36270 19991008 Columbia Fds Tr III, Gbl eq Fd Cl C CGUCX 36269 19991008 Columbia Fds Tr III, Liberty Fd Cl A COLFX 14837 19960620 Columbia Fds TR III, Liberty Fd Cl B CCFBX 14720 19960620 Columbia Fds Tr III, Liberty Fd Cl C CTCCX 36268 19991008 Columbia Fds Tr III, Liberty Fd Cl Z CTCFX 34241 19980903 Columbia Fds Tr III, Quality Plus bd Fd GAHQX 20685 19960620 Columbia Fds Tr III, Quality Plus bd Fd GHQTX 20736 19960620 Columbia Fds Tr III, Quality Plus bd Fd LQPAX 54998 20021202 Columbia Fds Tr III, Quality Plus bd Fd LQPBX 54999 20021202 Columbia Fds Tr III, Quality Plus bd Fd LQPCX 57000 20021202 Columbia Fds Tr III, World eq Fd Cl A CGUAX 14763 19960620 Columbia Fds Tr III, World eq Fd Cl B CGUBX 36272 19991008 Columbia Fds Tr V, CT Intermediate Muni GCBAX 46223 20010213 Columbia Fds Tr V, CT Intermediate Muni LCTAX 54894 20021119 Columbia Fds Tr V, CT Intermediate Muni LCTBX 54895 20021119 Columbia Fds Tr V, CT Intermediate Muni LCTCX 54896 20021119 Columbia Fds Tr V, CT Intermediate Muni SCTEX 22932 19960620 Columbia Fds Tr V, CT Tax Exempt Fd Cl A COCTX 14830 19960620 Columbia Fds Tr V, CT Tax Exempt Fd Cl B CCTBX 14723 19960620 Columbia Fds Tr V, MA Intermediate Muni GMBAX 46225 20010213 Columbia Fds Tr V, MA Intermediate Muni LMIAX 57036 20021211 Columbia Fds Tr V, MA Intermediate Muni LMIBX 57037 20021211 Columbia Fds Tr V, MA Intermediate Muni LMICX 57038 20021211 Columbia Fds Tr V, MA Intermediate Muni SEMAX 22976 19960620 Columbia Fds Tr V, MA Tax-Exempt Fd Cl A COMAX 14842 19960620 Columbia Fds Tr V, MA Tax-Exempt Fd Cl B CMABX 14795 19960620 Columbia Fds Tr V, MA Tax-Exempt Fd Cl C COMCX 36260 19991008 Columbia Fds Tr V, NJ Intermediate Muni GNJAX 46226 20010131 Columbia Fds Tr V, NJ Intermediate Muni GNJTX 48920 20010131 Columbia Fds Tr V, NJ Intermediate Muni LNIAX 54950 20021125 Columbia Fds Tr V, NJ Intermediate Muni LNIBX 54951 20021125 Columbia Fds Tr V, NJ Intermediate Muni LNICX 54952 20021125 Columbia Fds Tr V, NY Intermediate Muni GANYX 20690 19960620 Columbia Fds Tr V, NY Intermediate Muni GNYTX 20757 19960620 Columbia Fds Tr V, NY Intermediate Muni LNYAX 54995 20021202 Columbia Fds Tr V, NY Intermediate Muni LNYBX 54996 20021202 Columbia Fds Tr V, NY Intermediate Muni LNYCX 54997 20021202 Columbia Fds Tr V, NY Tax Exempt Fd Cl B CNYBX 14826 19960620 Columbia Fds Tr V, NY Tax Tax-Exempt Fd CNYCX 36258 19991008 Columbia Fds Tr V, NY Tax-Exempt Fd Cl A COLNX 14841 19960620 Columbia Fds Tr V, RI Intermediate Muni GRBAX 44695 20001011 Columbia Fds Tr V, RI Intermediate Muni GRITX 44226 20000718 Columbia Fds Tr V, RI Intermediate Muni LRIAX 54953 20021125 Columbia Fds Tr V, RI Intermediate Muni LRIBX 54954 20021125 Columbia Fds Tr V, RI Intermediate Muni LRICX 54955 20021125 Columbia Fds Tr V, U.S. Treasury Index F IUTIX 21023 19960620 Columbia Fds Tr V, U.S. Treasury Index F LUTAX 54965 20021126 Columbia Fds Tr V, U.S. Treasury Index F LUTBX 54966 20021126 Columbia Fds Tr V, U.S. Treasury Index F LUTCX 54967 20021126 Columbia Fds Tr VI, Small Cap Value Fd C CSSBX 14886 19960620 Columbia Fds Tr VI, Small Cap Value Fd C CSSCX 32566 19980310 Columbia Fds Tr VI, Small Cap Value Fd I CSCZX 35998 19990712 Columbia Fds Tr VI, Small Cap Value Fd I CSMIX 14885 19960620 Columbia Fds Tr VIII, Incm Fd Cl B CIOBX 53935 20020722 Columbia Fds Tr VIII, Incm Fd Cl Z SRINX 23163 19960620 Columbia Fds Tr VIII, Intermediate bd Fd LIBAX 46803 20010316 Columbia Fds Tr VIII, Intermediate bd Fd LIBBX 50902 20020212 Columbia Fds Tr VIII, Intermediate bd Fd LIBCX 50903 20020212 Columbia Fds Tr VIII, Intermediate bd Fd SRBFX 23152 19960620 Columbia Fds Tr XI, Asset Alloc Fd Cl A LAAAX 54891 20021108 Columbia Fds Tr XI, Asset Alloc Fd Cl B LAABX 54892 20021108 Columbia Fds Tr XI, Asset Alloc Fd Cl C LAACX 54893 20021119 Columbia Fds Tr XI, Asset Alloc Fd Cl T GAAAX 20675 19960620 Columbia Fds Tr XI, Asset Alloc Fd Cl Z GAATX 20676 19960620 Columbia Fds Tr XI, Disciplined Value Fd GALEX 20688 19960620 Columbia Fds Tr XI, Disciplined Value Fd GEVTX 20722 19960620 Columbia Fds Tr XI, Disciplined Value Fd LEVAX 54988 20021202 Columbia Fds Tr XI, Disciplined Value Fd LEVBX 54989 20021202 Columbia Fds Tr XI, Disciplined Value Fd LEVCX 54990 20021202 Columbia Fds Tr XI, Dividend Incm Fd Cl GEQAX 36234 19991001 Columbia Fds Tr XI, Dividend Incm Fd Cl GSFTX 44507 20000831 Columbia Fds Tr XI, Dividend Incm Fd Cl LBSAX 54958 20021126 Columbia Fds Tr XI, Dividend Incm Fd Cl LBSBX 54986 20021202 Columbia Fds Tr XI, Dividend Incm Fd Cl LBSCX 54987 20021202 Columbia Fds Tr XI, Large Cap Gr Fd Cl A LEGAX 54900 20021121 Columbia Fds Tr XI, Large Cap Gr Fd Cl B LEGBX 54901 20021121 Columbia Fds Tr XI, Large Cap Gr Fd Cl C LEGCX 54902 20021121 Columbia Fds Tr XI, Large Cap Gr Fd Cl T GAEGX 20681 19960620 Columbia Fds Tr XI, Large Cap Gr Fd Cl Z GEGTX 20712 19960620 Columbia Fds Tr XI, Small Cap Fd Cl A LSMAX 54909 20021121 Columbia Fds Tr XI, Small Cap Fd Cl B LSMBX 30424 19970521 Columbia Fds Tr XI, Small Cap Fd Cl C LSMCX 54910 20021121 Columbia Fds Tr XI, Small Cap Fd Cl T SSCEX 23178 19960620 Columbia Fds Tr XI, Small Cap Fd Cl Z SMCEX 23090 19960620 Columbia Fds Ts VIII, Incm Fd Cl A LIIAX 47012 20010329 Columbia Fds TSrs Tr I, Columbia High Yi CHMBX 53932 20020722 Columbia High Yield Fd, Inc. Cl C CHDCX 62003 20031013 Columbia Intermediate Bd Fd Cl R CIBRX 72630 20060127 Columbia International Bond Fund Class A CNBAX 87919 20081201 Columbia International Bond Fund Class C CNBCX 88007 20081215 Columbia International Bond Fund Class Z CNBZX 87920 20081201 Columbia International Growth Fund Cls C CDIRX 83598 20080331 Columbia Intl Gr Fd Cl Z UMINX 23427 19960620 Columbia Intl Stock Fd Cl Y CSFYX 89725 20090720 Columbia Intl Stock Fd, Inc. Cl C CSKCX 62010 20031013 Columbia Large Cap Growth Fund Class E CLGEX 75329 20060925 Columbia Large Cap Growth Fund Class F CLGFX 75330 20060925 Columbia Lg Cap Enhanced Core Fd Cl R CCERX 72544 20060125 Columbia Lg Cap Enhanced Core Fd Cl Y CECYX 89721 20090720 Columbia Lg Cap Gwth Fd Cl Y CGFYX 89746 20090720 Columbia Lg Cap index Fd Cl B CLIBX 72095 20051104 Columbia Lg Cap Val Fd Cl R CVURX 72554 20060125 Columbia Lg Cap Val Fd Cl Y CLCYX 89716 20090720 Columbia Life Goal Gwth Portfolio Cl R CLGRX 72627 20060125 Columbia Lifegoal Bal Gr Fd Cl C NBICX 35229 19990106 Columbia LifeGoal Bal Gwth Prtfolio Cl R CLBRX 72547 20060125 Columbia LifeGoal Incm & Gwth Port Cl R CLIRX 72548 20060125 Columbia LifeGoal Incm Portfolio Cl Z CLGZX 91683 20100125 Columbia Marsico 21st Century Fd Cl R CMTRX 72551 20060125 Columbia Marsico Global Fd Cl A COGAX 83863 20080501 Columbia Marsico Global Fd Cl C COGCX 83864 20080501 Columbia Marsico Global Fd Cl R COGRX 83865 20080501 Columbia Marsico Global Fd Cl Z COGZX 83866 20080501 Columbia Marsico Gwth Fd Cl R CMWRX 72553 20060125 Columbia Marsico Int'l Oprtnts Fd Cl R CMORX 72550 20060125 Columbia Masters Int'l Eq Portflio Cl C CMTCX 72825 20060217 Columbia Masters Int'l Eq Portfolio Cl A CMTAX 72823 20060217 Columbia Masters Int'l Eq Portfolio Cl B CMTBX 72824 20060217 Columbia Masters Int'l Eq Portfolio Cl R CMERX 72818 20060217 Columbia Masters Int'l Eq Portfolio Cl Z CMTZX 72826 20060217 Columbia Mid Cap Core Fd Cl A CMRAX 83599 20080331 Columbia Mid Cap Core Fd Cl C CMRCX 83600 20080401 Columbia Mid Cap Core Fd Cl R URVEX 78374 20070212 Columbia Mid Cap Core Fd Cl Z UMVEX 46062 20010202 Columbia Mid Cap Gr Fd, Inc. Cl A CBSAX 54716 20021104 Columbia Mid Cap Gr Fd, Inc. Cl B CBSBX 54717 20021104 Columbia Mid Cap Gr Fd, Inc. Cl C CMCCX 62005 20031013 Columbia Mid Cap Gr Fd, Inc. Cl T CBSTX 54720 20021104 Columbia Mid Cap Gr Fd, Inc. Cl Z CLSPX 6249 19860710 Columbia Mid Cap Gwth Fd Cl Y CMGYX 89743 20090720 Columbia Mid Cap Gwth Fd Inc. Cl R CMGRX 72549 20060125 Columbia Mid Cap Val Fd Cl R CMVRX 72552 20060125 Columbia Mid Cap Val Fd Cl Y CMVYX 89720 20090720 Columbia Mid Cap Value Fund Class A CMUAX 67732 20050926 Columbia Mid Cap Value Fund Class B CMUBX 67733 20050926 Columbia Mid Cap Value Fund Class C CMUCX 67734 20050926 Columbia MidCap Val Rstrctrng Fnd Cls A CASAX 83655 20080331 Columbia MultiAdvisor Int'l Eq Fd Cl R CIERX 72546 20060125 Columbia OR Intermediate muni bd Fd Cl Z CMBFX 14797 19960620 Columbia OR muni bd Fd, Inc. Cl C CORCX 62007 20031013 COLUMBIA ORE MUN BD FD INC CL A COEAX 54817 20021107 COLUMBIA ORE MUN BD FD INC CL B COEBX 54818 20021107 COLUMBIA OVERSEAS VALUE FUND CL COSZX 83678 20080404 Columbia Pacific/Asia Fd Cl C CASCX 83726 20080409 Columbia Pacific/Asia Fd Cl Z USPAX 23465 19960620 Columbia Pacific/Asia Fund Class C CGWAX 83657 20080331 Columbia Real Estate eq Fd, Inc. Cl C CRECX 62008 20031013 COLUMBIA REAL ESTATE EQUITY CL A CREAX 54737 20021104 COLUMBIA REAL ESTATE EQUITY CL B CREBX 54738 20021104 Columbia Real Estate Equity Fund CREEX 14864 19960620 Columbia Retirement 2005 Port Cl A BAAAX 73572 20060619 Columbia Retirement 2005 Port Cl C BAACX 73573 20060619 Columbia Retirement 2005 Port Cl R BAARX 73574 20060619 Columbia Retirement 2005 Port Cl Z BAAZX 73575 20060619 Columbia Retirement 2010 Port Cl A BFBAX 73645 20060619 Columbia Retirement 2010 Port Cl C BFBCX 73579 20060619 Columbia Retirement 2010 Port Cl R BFBRX 73580 20060619 Columbia Retirement 2010 Port Cl Z BFBZX 73581 20060619 Columbia Retirement 2015 Port Cl A BFCAX 73582 20060619 Columbia Retirement 2015 Port Cl C BFCCX 73583 20060619 Columbia Retirement 2015 Port Cl R BFCRX 73584 20060619 Columbia Retirement 2015 Port Cl Z BFCZX 73585 20060619 Columbia Retirement 2020 Port Cl A BFDAX 73586 20060619 Columbia Retirement 2020 Port Cl C BFDCX 73587 20060619 Columbia Retirement 2020 Port Cl R BFDRX 73588 20060619 Columbia Retirement 2020 Port Cl Z BFDZX 73589 20060619 Columbia Retirement 2025 Port Cl A BFEAX 73646 20060619 Columbia Retirement 2025 Port Cl C BFECX 73590 20060619 Columbia Retirement 2025 Port Cl R BFERX 73591 20060619 Columbia Retirement 2025 Port Cl Z BFEZX 73592 20060619 Columbia Retirement 2030 Port Cl A BFFAX 73593 20060619 Columbia Retirement 2030 Port Cl C BFFCX 73594 20060619 Columbia Retirement 2030 Port Cl R BFFRX 73595 20060619 Columbia Retirement 2030 Port Cl Z BFFZX 73596 20060619 Columbia Retirement 2035 Port Cl A BTGAX 73601 20060619 Columbia Retirement 2035 Port Cl C BAGCX 73576 20060619 Columbia Retirement 2035 Port Cl R BAGRX 73577 20060619 Columbia Retirement 2035 Port Cl Z BAGZX 73578 20060619 Columbia Retirement 2040 Port Cl A BFHAX 73597 20060619 Columbia Retirement 2040 Port Cl C BFHCX 73598 20060619 Columbia Retirement 2040 Port Cl R BFHRX 73599 20060619 Columbia Retirement 2040 Port Cl Z BFHZX 73600 20060619 Columbia sel Large Cap Fd Cl R URLGX 78372 20070212 Columbia sel Large Cap Gr Fd Cl A ELGAX 81609 20071004 Columbia sel Large Cap Gr Fd Cl C ELGCX 81610 20071004 Columbia sel Large Cap Gr FdCl Z UMLGX 32234 19981030 Columbia sel Opps Fd Cl A EEOAX 81471 20071002 Columbia sel Opps Fd Cl C EEOCX 81472 20071002 Columbia sel Opps Fd Cl Z UMECX 62943 20040413 Columbia sel Small Cap Fd Cl A ESCAX 81611 20071004 Columbia sel Small Cap Fd Cl C ESCCX 81612 20071004 Columbia sel Small Cap Fd Cl R URLCX 78371 20070212 Columbia sel Small Cap Fd Cl Z UMLCX 23429 19960620 Columbia Short Intermediate bd Fd Cl Z UIMIX 23412 19960620 Columbia Short Trm Bd Fd Cl Y CSBYX 89723 20090720 Columbia Short-Intermediate bd Fd Cl A CHOAX 48996 20080401 Columbia Short-Intermediate bd Fd Cl C CHOCX 48997 20080401 Columbia Short-Intermediate Bnd Fnd Cls CBDAX 83656 20080331 Columbia Sm Cap Gwth Fd I Cl A CGOAX 72042 20051101 Columbia Sm Cap Gwth Fd I Cl B CGOBX 72043 20051101 Columbia Sm Cap Gwth Fd I Cl C CGOCX 72044 20051101 Columbia Sm Cap Gwth Fd I Cl Y CSGYX 89747 20090720 Columbia Sm Cap Val Fd I Cl Y CSVYX 89748 20090720 Columbia Sm Cap Val Fd II Cl A COVAX 72140 20051115 Columbia Sm Cap Val Fd II Cl B COVBX 72141 20051115 Columbia Sm Cap Val Fd II Cl C COVCX 72142 20051115 Columbia Sm Cap Val Fd II Cl R CCTRX 72545 20060125 Columbia Small Cap Gr Fd I Cl Z CMSCX 34542 19981111 Columbia Strategic Inv Fd, Inc. Cl A CSVAX 54740 20021104 Columbia Strategic Inv Fd, Inc. Cl B CSVBX 54741 20021104 Columbia Strategic Inv Fd, Inc. Cl Z CSVFX 45230 20001201 Columbia Strategic Investor Fd Cl Y CLSYX 89741 20090720 Columbia Strategic Invs Fd, Inc. Cl C CSRCX 62011 20031013 Columbia Tax Exempt Fd Cl A COLTX 6646 19910220 Columbia Tax Exempt Fd Cl B CTEBX 14887 19960620 Columbia Tax Exempt Fd Cl C COLCX 36279 19991008 COLUMBIA TAX EXEMPT FUND CLASS CTEZX 67652 20050920 COLUMBIA TECHNOLOGY FD CMTFX 45228 20001201 COLUMBIA TECHNOLOGY FD C CTHCX 62028 20031015 COLUMBIA TECHNOLOGY FD INC CL A CTCAX 54819 20021107 COLUMBIA TECHNOLOGY FD INC CL B CTCBX 54820 20021107 Columbia Value and Restructuring Fd Cl A EVRAX 81613 20071004 Columbia Value and Restructuring Fd Cl C EVRCX 81614 20071004 Columbia Value and Restructuring Fd Cl R URBIX 78369 20070212 Columbia Value and Restructuring Fd Cl Z UMBIX 23418 19960620 Commerce Bond Fund CFBNX 14733 19960620 COMMERCE FDS KS TF INT BD INST KTXIX 45762 20010116 Commerce Funds Miss Tax-Free CFMOX 32442 19980212 Commerce Growth Fund CFGRX 14738 19960620 Commerce Midcap Growth Fund CFAGX 14730 19960620 Commerce National Tax-Free CFNLX 32443 19980212 Commerce Short-Term Gov't Fund CFSTX 14749 19960620 Commerce Value Fund - Instl CFVLX 42196 19990322 Commodity Trends Strategy Fund Cls C Shs DXSCX 92088 20100304 Commodity Trnds Strtgy Fd Instnl Cls DXCIX 89291 20090504 COMMONWEALTH INTL SER TR GLOBAL F CNGLX 57045 20021219 Commonwealth Real Estate Securities Fd CNREX 62364 20040106 Commonwealth Small Cap Fund I Shs COMMX 89517 20090626 Compass Cap Index Equity Inst'l Class PNIEX 22522 19960620 Compass Cap Low-Duration Pt Svc Clas CMGBX 14800 19960620 Compass Capital Gov't Income Ptfl CL A CCGAX 32059 19971016 Compass Capital Group Index Equity Cl C CIECX 30663 19970818 Compass Capital Index Equity Port Cl A CIEAX 30021 19970311 Compass Capital Index Equity Port Cl B CIEBX 30022 19970311 Compass Capital Int'l Bond Port/Instl CINSX 30025 19970311 Compass Capital Int'l Fixed Income Fund CIFIX 14786 19960620 Compass Capital Intermed Gov't Bond Port CIGAX 30024 19970311 Compass Capital Low Dutation CLDBX 30994 19971001 Compass Capital Low-Duration Inst'l BFMSX 14606 19960620 Compass Capital Managed Income Bond Cl A CMIAX 30030 19970311 Compass Capital Managed Income Instl Cl PNMIX 22527 19960620 Compass Capital Mid-Cap Growth Equity CMGSX 30995 19971001 Compass Capital Mid-Cap Value Equity CMVSX 30996 19971001 Compass Capital Ohio Tax-Free Ptfl CL A CCOAX 32063 19971016 Compass Capital Small-Cap Growth CGICX 30998 19971001 Compass Capital Small-Cap Growth Equity CSGBX 30037 19970311 Compass EMP Alternative Asset Fd Cl A CAIAX 91352 20100104 Compass EMP Alternative Asset Fd Cl C CAICX 91296 20091230 Compass EMP Alternative Asset Fd Cl T CAITX 91297 20091230 Compass EMP Multi-Asset Asset Bal Fd Cl CTMAX 88303 20090108 Compass EMP Multi-Asset Bal Fd Cl C CTMCX 88375 20090108 Compass EMP Multi-Asset Bal Fd Cl T CTMTX 90896 20091230 Compass EMP Multi-Asset Gr Fd Cl A LTGAX 88379 20090108 Compass EMP Multi-Asset Gr Fd Cl C LTGCX 88380 20090108 Compass EMP Multi-Asset Gr Fd Cl T LTGTX 90904 20091231 Compass Funds/small-Cap Grow Eq Ser A CSGEX 22580 19960621 Compass Mid-Cap Growth Equity Port CMGIX 24867 19970220 Compass Mid-Cap Value Equity Port CMVIX 24868 19970220 Concorde Value Fund CONVX 24801 19970220 Conestoga Fds Instnl Advsrs LrgCp Fnd IALFX 89096 20090331 CONESTOGA SMALL CAP FUND CCASX 64722 20050125 Congress Large Cap Growth Fund CAMLX 89097 20090331 Congress Lg Cap Gwth Fd Cl I CMLIX 93546 20100503 CONGRESSIONAL EFFECT FUND CEFFX 89797 20080523 Constellation CIP Short Duration Fixed I TSDGX 35492 19990223 Constellation CIP Ultra Short Duration F TSDOX 42672 20000131 Constellation Clover Core Fixed Incm Fd, TCFIX 32088 19971021 Constellation Sands Cap Insti Gwth Ptf CISGX 65080 20050228 CONSTELLATION SANDS CAP SEL GR CFSIX 64724 20050125 Constellation Sands Cap sel Gr Fd, Cl II PTSGX 44524 20000901 Constellation TIP Healthcare & Biotechno THBCX 46895 20010321 Constellation TIP Mid Cap Fd Cl II TMCTX 73224 20060424 Constellation TIP Small Cap Value Opps F TSVOX 53242 20020320 Constellation TIP Tax Managed U.S. eq Fd TTMEX 46897 20010323 Consulting Group Cap Markets Core Fixed TIIUX 23350 19960620 Consulting Grp Cap Mkts Emerg Equity Inv TEMUX 23333 19960620 Consulting Grp Cap Mkts Int'l Fixed Inco TIFUX 23348 19960620 Consulting Grp Cap Mkts Muni Bond Inv Pt TMUUX 23360 19960620 Consulting Grp Cap Mkts Small Cap Value TSVUX 23388 19960620 Consulting High Yield Investments Fund THYUX 42506 19990405 Copley Fd Inc COPLX 14849 19960620 Cornercap Balanced Fund CBLFX 35917 19990615 CornerCap Contrarian Fd CMCRX 54501 20021007 CornerCap Small Cap Value Fd CSCVX 14760 19960620 Corverus Strategic Eq Fd Cl I Shs CVSEX 86380 20080702 Counterpoint Select Fund CPFSX 75793 20061206 COUNTRY BOND FUND CLASS A CTLAX 53244 20020325 COUNTRY GROWTH FUND CLASS A CGRAX 53225 20020320 Country Growth Fund Inc CTYGX 14822 19960620 Country Taxable Fixed Income Series CTYLX 30611 19970806 COUNTRY VP BD FD CVPLX 62335 20031230 COUNTRY VP GROWTH FD CVPGX 62334 20031230 CRA Qualified Investment Fund CRAIX 36944 20000131 CRA Realty Shares Instl CRARX 34538 19981111 CRAWFORD DIV GRWTH FD C CDGCX 62537 20040127 CRAWFORD DIV GRWTH FD I CDGIX 62488 20040120 Credit Suisse Ast Mgmt Incm XCIKX 36955 20000222 Credit Suisse Com Rtrn Strtegy Portfolio CCRSX 72830 20060301 Credit Suisse Commodity Ret Strategy Fd CRSAX 64604 20050107 Credit Suisse Commodity Ret Strategy Fd CRSCX 64605 20050107 Credit Suisse Commodity Ret Strategy Fd CRSOX 64606 20050107 Credit Suisse Gbl High Yield Fd, Inc. In RBSFX 22787 19960620 CREDIT SUISSE HI YLD BD FD XDHYX 48883 20010905 Credit Suisse Instl Invmt Grade Fix-Inc CIGFX 78382 20070305 Credit Suisse Large Cap Blend Fd, Inc. C CFFAX 48746 20010822 Credit Suisse Large Cap Blend Fd, Inc. C CFFBX 48747 20010822 Credit Suisse Large Cap Blend Fd, Inc. C CFFCX 48748 20010822 Credit Suisse Large Cap Blend Fd, Inc. C WFDCX 45138 20001124 Credit Suisse Large Cap Gr Fd Cl A CUAAX 50690 20020104 Credit Suisse Large Cap Gr Fd Cl B CUCBX 50622 20011207 Credit Suisse Large Cap Gr Fd Cl C CUCCX 50623 20011207 Credit Suisse Large Cap Value Fd adv Cl CSLVX 58300 20030624 Credit Suisse Mid Cap Core Fd, Inc. adv WEGTX 23606 19960620 Credit Suisse Mid Cap Core Fd, Inc. Cl A CUWAX 50638 20011207 Credit Suisse Mid Cap Core Fd, Inc. Cl B CUGBX 62866 20040322 Credit Suisse Mid Cap Core Fd, Inc. Cl C CUGCX 62867 20040322 Credit Suisse Mid Cap Core Fd, Inc. Comm CUEGX 14141 19951120 Credit Suisse Small Cap Core Fd Cl A WFAGX 23611 19960620 Credit Suisse Small Cap Core Fd Cl B WSCBX 30563 19970625 Credit Suisse Small Cap Core Fd Cl C CCPCX 47662 20010521 Credit Suisse Small Cap Core Fd Common C CSWCX 47556 20010503 Credit Suisse Tr: Mid Cap Core I Port WTSGX 30377 19970423 Credit Suisse Warburg Pincus G&I WFGIX 23614 19960620 CRM 130/30 Val Fd Insti Shares CRITX 82727 20080102 CRM 130/30 Val Fd Investor Shares CRMTX 82728 20080102 CRM All Cap Val Fd Institutional Cl CRIEX 75542 20061030 CRM All Cap Val Fd Investor Cl CRMEX 75543 20061030 CRM Global Opportunity Fd - Insti Shs CRIWX 88122 20090102 CRM Global Opportunity Fd - Investor Shs CRMWX 88123 20090102 CRM International Opportnty Fd Inst Shs CRIIX 88121 20090102 CRM International Oprtnty Fd Invstr Shs CRMIX 88374 20090108 CRM Large Cap Opportunity Fd inst Cl CRIGX 72304 20051219 CRM Large Cap Opportunity Fd Inv Cl CRMGX 72305 20051219 CRM MID CAP VAL INV SHS CRMMX 48501 20010703 CRM Mid-Cap. Value Fund CRIMX 36083 19990802 CRM Small Cap Value Fund CRMSX 23744 19960628 CRM Small Cap Value Fund Institutional CRISX 42200 19990322 CRM SMALL/MID CAP VALUE FD CRIAX 67113 20050510 CRM SMALL/MID CAP VALUE FD INV CRMAX 67114 20050510 CROFT-LEOMINSTER INCOME FUND CLINX 58536 19950504 Croft-Leominster Value CLVFX 30473 19970616 CS WARBURG PINCUS HI INCM FD CSHIX 47554 20010503 CS WARBURG PINCUS HI INCM FD A CHIAX 47665 20010521 CS WARBURG PINCUS HI INCM FD B CHOBX 47668 20010521 CS WARBURG PINCUS HI INCM FD C CHICX 47666 20010521 CS WARBURG PINCUS VAL FD CSWVX 47558 20010503 CS WARBURG PINCUS VAL FD C CVUCX 47673 20010521 CSI Eq Fd Investor Shares CSIIX 86366 20080701 CSI Eqty Cl A Shrs CSIRX 89144 20090417 CSTG&E Intl Social Core Eq Portfolio DFCCX 80894 20070828 CSTG&E U.S. Social Core Eq 2 Portfolio DFCUX 80891 20070827 CULLEN HIGH DIVERSITY EQ FD CHDEX 62260 20031205 CULLEN HIGH DIVIDEND EQ CL C CHVCX 64726 20050125 CULLEN HIGH DIVIDEND EQ FD I CHDVX 64725 20050125 Cullen High Dividend Equity Fnd Cls R 1 CHDRX 92077 20100304 Cullen High Dividend Equity Fnd Cls R 2 CHDPX 92134 20100304 Cullen Int'l High Dividend Fd Cl C CIHCX 72301 20051219 Cullen Int'l High Dividend Fd Cl I CIHIX 72303 20051219 Cullen Int'l High Dividend Fd Retail Cl CIHDX 72302 20051219 Cullen Internatnal Hgh Dvdnd Fd Cls R 1 CIHRX 92078 20100304 Cullen Intl HIgh Dvdnd Fnd Cls R 2 CIHPX 92133 20100304 Cullen Sm Cap Val Fd Cl C CUSCX 90228 20091006 Cullen Sm Cap Val Fd Cl I CUSIX 90213 20091001 Cullen Sm Cap Val Fd Retail Cl CUSRX 90214 20091001 Cutler Trust Approved list Equity Fund CALEX 14696 19960620 Davenport Equity DAVPX 32463 19980213 Davidson Multi-Cap Core Fd Cl A DFMAX 86951 20080811 Davidson Multi-Cap Core Fd Cl C DFMCX 89582 20090702 Davis Appreciation and Incm Fd Cl A RPFCX 22824 19960620 Davis Appreciation and Incm Fd Cl B DCSBX 24585 19970210 Davis Appreciation and Incm Fd Cl C DCSCX 32865 19980514 Davis Appreciation and Incm Fd Cl Y DCSYX 24586 19970210 Davis Financial B DFIBX 34560 19981111 Davis Financial Fd CL C DFFCX 14848 19971114 Davis Financial Fund Cl A RPFGX 22826 19960620 Davis Financial Fund Cl Y DVFYX 34114 19980810 Davis Global Fd Cl A DGFAX 78036 20070103 Davis Global Fd Cl B DGFBX 78071 20070105 Davis Global Fd Cl C DGFCX 78037 20070103 Davis Global Fund Class Y DGFYX 80751 20070808 Davis Gov't Bond Fund Cl A RFBAX 22797 19960620 Davis Gov't Bond Fund Cl B VRPFX 23565 19960620 Davis Govt Bd Fd C DGVCX 36897 20000104 DAVIS GOVT BD FD Y DGVYX 48821 20010103 Davis Growth Opportunity Fund Cl A RPEAX 22823 19960620 Davis Growth Opportunity Fund Cl B RPFEX 22825 19960620 Davis Grwth Opport Fd C DGOCX 36898 20000210 Davis Grwth Opport Fd Y DGOYX 36899 20000210 Davis Intl Fund Class A DILAX 90913 20100104 Davis Intl Fund Class B DILBX 90914 20100104 Davis Intl Fund Class C DILCX 90915 20100104 Davis Intl Fund Class Y DILYX 90916 20100104 Davis NY Venture Fund C NYVCX 22046 19960620 Davis NY Venture Fund Cl Y DNVYX 24590 19970210 Davis NY York Venture Fund A NYVTX 22047 19960620 Davis NY York Venture Fund B NYVBX 22045 19960620 Davis RE Cl C DRECX 32867 19980514 Davis Real Estate Fund Cl A RPFRX 22827 19960620 Davis Real Estate Fund Cl B DREBX 24591 19970210 Davis Real Estate Fund Cl Y DREYX 24592 19970210 Day Hagan Tactical Allocation FdofEFTClC DHACX 90395 20091030 Day Hagan Tactical Allocation FdofETFClA DHAAX 90394 20091030 DE Core bd Fd Cl A DPFIX 30191 19970320 DE Core Plus bd Fd Cl A DEGGX 14938 19960620 DE Core plus bd Fd Cl B DEGBX 14937 19960620 DE Core plus bd Fd Cl C DUGCX 30187 19970408 DE Core Plus bd Fd Cl R DUGRX 58571 20030723 DE Core Plus bd Fd inst Cl DUGIX 30188 19970320 DE Corporate bd Fd Cl R DGCRX 58565 20030723 DE Diversified Incm Fd Cl R DPRFX 58568 20030723 DE Dividend Incm Fd Cl A DDIAX 58893 20030930 DE Dividend Incm Fd Cl B DDDBX 58891 20030930 DE Dividend Incm Fd Cl C DDICX 58894 20030930 DE Dividend Incm Fd Cl I DDIIX 58895 20030930 DE Dividend Incm Fd Cl R DDDRX 58892 20030930 DE Foundation Conservative Alloc Port A DFIAX 35708 19990409 DE Foundation Conservative Alloc Port Cl DFICX 67508 20050819 DE Foundation Conservative Alloc Port Cl DFIDX 67509 20050819 DE Foundation Conservative Alloc Port Fd DFIRX 58562 20030723 DE Foundation Gr Alloc Port A Cl DFGAX 35707 19990409 DE Foundation Gr Alloc Port Cl B DFGDX 67506 20050819 DE Foundation Gr Alloc Port Cl C DFGCX 67505 20050819 DE Foundation Gr Alloc Port Cl I DFGIX 67507 20050819 DE Foundation Gr Alloc Port Fd Cl R DFGRX 58561 20030723 DE Foundation Moderate Alloc Port Cl A DFBAX 35706 19990409 DE Foundation Moderate Alloc Port Cl B DFBBX 67502 20050819 DE Foundation Moderate Alloc Port Cl C DFBCX 67503 20050819 DE Foundation Moderate Alloc Port Cl I DFFIX 67504 20050819 DE Foundation Moderate Alloc Port Fd Cl DFBRX 58560 20030723 DE Gbl Value Fd Cl A DABAX 50038 20011003 DE Gbl Value Fd Cl A DABBX 50039 20011003 DE Gbl Value Fd Cl I DABIX 50041 20011003 DE Globa Value Fd Cl C DABCX 50040 20011003 DE Gr eq Fd Cl A DASAX 36837 20000202 DE Gr eq Fd Cl B DASBX 46656 20010307 DE Gr eq Fd Cl C DAMCX 46655 20010307 DE Gr eq Fd Cl I DASIX 36829 20000202 DE Gr eq Fd Cl R DASRX 67748 20051003 DE High Yield Opps Fd Cl R DHIRX 58566 20030723 DE Inflation Protected bd Fd Cl A DIPAX 64582 20041209 DE Inflation Protected bd Fd Cl B DIPBX 64583 20041209 DE Inflation Protected bd Fd Cl C DIPCX 64584 20041209 DE Inflation Protected bd Fd Insti Cl DIPIX 64585 20041209 DE Large Cap Value Fd A Cl DELDX 14944 19960620 DE Large Cap Value Fd Cl B DEIBX 14940 19960620 DE Large Cap Value Fd Cl C DECCX 6682 19961125 DE Large Cap Value Fd Cl R DECRX 58554 20030723 DE Large Cap Value Fd inst Cl DEDIX 14931 19960620 DE Limited Term Diversified Incm Cl R DLTRX 58567 20030723 DE Limited-Term Diversified Incm Cl A DTRIX 20044 19960620 DE Limited-Term Diversified Incm Cl B DTIBX 20040 19960620 DE Limited-Term Diversified Incm Cl C DTICX 30181 19970320 DE Limited-Term Diversified Incm inst Cl DTINX 20041 19960620 DE Macquarie Gbl Real Estate Fd Cl A DLRAX 81847 20071016 DE Macquarie Gbl Real Estate Fd Insti Cl DLRIX 81466 20071002 DE Pooled Tr Core Focus Fixed Incm Port DCFIX 64581 20041209 DE Pooled Tr Diversified Incm Fd Cl A DPDFX 34351 19981013 DE Pooled Tr The sel 20 Port DPCEX 44043 20000607 DE REIT Fd Cl R DPRRX 58569 20030723 DE sel Gr Fd Cl R DFSRX 58564 20030723 DE Small Cap Value Fd Cl R DVLRX 58572 20030723 DE SMID Cap Gr Fd Cl A DFCIX 14958 19960620 DE SMID Cap Gr Fd Cl B DFBIX 14957 19960620 DE SMID Cap Gr Fd Cl C DEEVX 30083 19970320 DE SMID Cap Gr Fd Cl I DFDIX 14959 19960620 DE SMID Cap Gr Fd Cl R DFRIX 58563 20030723 DE Trend Fd Cl R DETRX 58557 20030723 DE U.S. Gr Fd Cl R DEURX 58558 20030723 DE Value Fd Cl A DDVAX 36606 20000106 DE Value Fd Cl B DDVBX 53550 20020514 DE Value Fd Cl C DDVCX 53551 20020514 DE Value Fd Cl I DDVIX 36607 20000106 Dean Large Cap Value Fd No-Load DALCX 34078 19980717 Dean Small Cap Value Fd No-Load DASCX 30566 19970804 Dean Witter US Gov't Sec Cl B USGBX 14226 19960531 DEL TX FR IA FD B CL DVFIX 72078 20051104 Delafield Select Fund Cl Y DESYX 87421 20081001 Delaware Aggressive Growth Fund Cl A DVEAX 34561 19981111 Delaware Aggressive Growth Fund Cl B DVEBX 34562 19981111 Delaware Aggressive Growth Fund Cl C DVECX 34159 19980817 Delaware Aggressive Growth Fund Insl Cl VAGGX 34098 19980803 Delaware Arizona Municipal Incm XVAZX 82376 20071113 Delaware Colorado Insured Municipal Incm XVCFX 82377 20071113 Delaware Core Bd Cl C DCBCX 90196 20091001 Delaware Core Bd Fd Cl I DCBIX 90173 20091001 Delaware Core Bd Fd Cl R DEBRX 90174 20091001 Delaware Corporate Bond Cl A DGCAX 34343 19981013 Delaware Corporate Bond Cl B DGCBX 34344 19981013 Delaware Corporate Bond Cl C DGCCX 34345 19981013 Delaware Corporate Bond Insl Cl DGCIX 34346 19981013 Delaware Diversified Fltng Rt Fnd Clss A DDFAX 92079 20100304 Delaware Diversified Fltng Rt Fnd Clss C DDFCX 92080 20100304 Delaware Diversified Fltng Rt Fnd Clss I DDFLX 92082 20100304 Delaware Diversified Fltng Rt Fnd Clss R DDFFX 92081 20100304 Delaware Dividend & Incm Fd XDDFX 82374 20071113 Delaware Emerging Market Fund Class R DEMRX 89975 20090831 Delaware Emerging Markets Fund Cl A DEMAX 6693 19961125 Delaware Emerging Markets Fund Cl B DEMBX 30149 19970320 Delaware Emerging Markets Fund Cl C DEMCX 30152 19970320 Delaware Emerging Markets Fund Insl Cl DEMIX 30169 19970320 Delaware Enhanced Global Dividend & Incm XDEWX 81951 20071029 Delaware Extended Duration Bond Cl A DEEAX 34360 19981014 Delaware Extended Duration Bond Cl B DEEBX 34347 19981013 Delaware Extended Duration Bond Cl C DEECX 34348 19981013 Delaware Extended Duration Bond Insl Cl DEEIX 34349 19981013 Delaware Focus Global Growth Fund Clas A DGGAX 88304 20090108 Delaware Focus Global Growth Fund Clas I DGGIX 88305 20090108 Delaware Foundation Equity Fnd Inst Cls DFEIX 89954 20090831 Delaware Foundation Equity Fund Class A DFEAX 89952 20090831 Delaware Foundation Equity Fund Class C DFECX 89953 20090831 Delaware Foundation Equity Fund Class R DFERX 89955 20090831 Delaware Group Global Dvdnd and Incm Fd XDGFX 82375 20071113 DELAWARE GROUP GLOBAL&INTL FINTL VAL DIVRX 58681 20030801 Delaware Healthcare Fd Cl A DLHAX 81464 20071002 Delaware HealthCare Fd Cl C DLHCX 91680 20100128 Delaware Healthcare Fd Cl I DLHIX 81465 20071002 Delaware HealthCare Fd Cl R DLRHX 91681 20100128 Delaware High Yield Muncpl Bnd Fnd Cls I DVHIX 88308 20090108 Delaware High Yield Opportunity Cl A DHOAX 32571 19980310 Delaware High Yield Opportunity Cl B DHOBX 32572 19980310 Delaware High Yield Opportunity Cl C DHOCX 32573 19980310 Delaware High-Yield Opportunity Insl Cl DHOIX 32570 19980310 Delaware Int'l Equity Fund Cl A DEGIX 14939 19960620 Delaware Int'l Equity Fund Cl B DEIEX 14942 19960620 Delaware Int'l Equity Fund Cl C DEGCX 30170 19970320 Delaware Int'l Equity Fund Insl Cl DEQIX 23699 19960621 Delaware Investment Extnd Drtn Bd Cl R DEERX 67749 20051003 Delaware Invs, Lg Cap Core Fd Cl A DDCAX 75295 20060911 Delaware Invs, Lg Cap Core Fd Cl I DDCIX 75174 20060831 Delaware Macquarie Glbl Infr Fd DMGIX 91652 20100125 Delaware Macquarie Glbl Infr Fd Cl A DMGAX 91650 20100125 Delaware Macquarie Glbl Infr Fd Cl C DMGCX 91651 20100125 Delaware Macquarie Glbl Infr Fd Cl R DMGRX 91653 20100125 Delaware Mid Cap Val Fd Cl A DLMAX 82960 20080201 Delaware Mid Cap Val Fd Cl I DLMIX 82961 20080201 Delaware Mid-Cap Val Fd Cl C DLMCX 86908 20080801 Delaware Mid-Cap Val Fd Cl R DLMRX 86909 20080801 Delaware Minnesota Municipal Incm Fd II XVMMX 82379 20071113 Delaware MN High-Yield Muni Cl A DVMHX 34566 19981111 Delaware MN High-Yield Muni Cl B DVMYX 34567 19981111 Delaware MN High-Yield Muni Cl C DVMMX 34568 19981111 Delaware Nat'l High Yield Muni Fund Cl A CXHYX 14918 19960620 Delaware Nat'l High-Yield Muni Fd Cl C DVHCX 34162 19980817 Delaware Nat'l High-Yield Muni Fd Insl DVNYX 34163 19980817 Delaware National Municipal Incm Fd XVFLX 82378 20071113 Delaware Pld Tr The Glbl Rl Estt Scrts P DGRPX 78113 20070116 Delaware Pooled Emerging Markets DPEMX 14258 19971028 DELAWARE POOLED TR CORE PLU DCPFX 54312 20020911 DELAWARE POOLED TR DIVERS I DPBFX 54789 20021106 DELAWARE POOLED TR DIVERS I DPCFX 54790 20021106 DELAWARE POOLED TR DIVERS I DPFFX 54791 20021106 Delaware Pooled Tr High-Yield Bond Port DPHYX 30192 19970320 DELAWARE POOLED TR SC GR EQ II DCGTX 62506 20040123 Delaware Pooled Tr The Glbl Rl Estt Sc P DGROX 78112 20070116 Delaware Pooled Tr The Lg Cp Gwt Eq Prtf DPLGX 72151 20051115 Delaware Pooled Trust Global Fixed Incom DPGIX 20007 19960620 Delaware Pooled Trust Int'l Equity Port DPIEX 20008 19960620 Delaware Pooled Trust Int'l Fixed Income DPIFX 30906 19970910 Delaware Pooled Trust Intermediate Fixed DPDEX 20005 19960620 Delaware Pooled Trust REIT II DPRTX 32194 19971205 Delaware Pooled Trust REIT Inst DPRSX 32195 19971205 Delaware Pooled Trust/Labor Int'l Equity DELPX 24446 19970110 Delaware REIT Fund Cl A DPREX 24081 19961025 Delaware REIT Fund Cl B DPRBX 32196 19971205 Delaware REIT Fund Cl C DPRCX 32193 19971205 Delaware Sm Cap Core Fd Cl A DCCAX 67395 20050803 Delaware Sm Cap Core Fd Cl C DCCCX 67396 20050803 Delaware Sm Cap Core Fd Cl R DCCRX 67398 20050803 Delaware Sm Cap Core Fd Institutional DCCIX 67397 20050803 Delaware Small Cap Value Fund Cl A DEVLX 14954 19960620 Delaware Small-Cap Value Fund Cl B DEVBX 14953 19960620 Delaware Small-Cap Value Fund Cl C DEVCX 30189 19970320 Delaware Small-Cap Value Fund Insl Cl DEVIX 30190 19970320 Delaware Tax Free USA Fund I Class DTFIX 88306 20090108 Delaware Tax Free USA Intermdt Fnd Cls I DUSIX 88307 20090108 Delaware Tax-Free AZ Insd Muni Cl A VAZIX 23478 19960620 Delaware Tax-Free AZ Insd Muni Cl B DVABX 34574 19981111 Delaware Tax-Free AZ Insd Muni Cl C DVACX 34575 19981111 Delaware Tax-Free CA Fund Cl A DVTAX 34578 19981111 Delaware Tax-Free CA Fund Cl B DVTFX 34579 19981111 Delaware Tax-Free CA Fund Cl C DVFTX 34580 19981111 Delaware Tax-Free CO Fund Cl A VCTFX 23493 19960620 Delaware Tax-Free CO Fund Cl B DVBTX 34581 19981111 Delaware Tax-Free CO Fund Cl C DVCTX 34582 19981111 Delaware Tax-Free ID Fund Cl A VIDAX 23511 19960620 Delaware Tax-Free ID Fund Cl B DVTIX 34589 19981111 Delaware Tax-Free ID Fund Cl C DVICX 34590 19981111 Delaware Tax-Free MN Fund Cl B DMOBX 34599 19981111 Delaware Tax-Free MN Fund Cl C DMOCX 34600 19981111 Delaware Tax-Free MN Inter Cl B DVSBX 34595 19981111 Delaware Tax-Free MN Inter Cl C DVSCX 34596 19981111 Delaware Tax-Free MN Ltd Term Fund Cl A DXCCX 20087 19960620 Delaware Tax-Free NY Fund Cl A FTNYX 20651 19960620 Delaware Tax-Free NY Fund Cl B DVTNX 34605 19981111 Delaware Tax-Free NY Fund Cl C DVFNX 34606 19981111 Delaware Tax-Free PA Fund Cl C DPTCX 30193 19970320 Delaware Tax-Free USA Cl A DMTFX 14997 19960620 Delaware Tax-Free USA Cl B DTFCX 20039 19960620 Delaware Tax-Free USA Cl C DUSCX 30185 19970320 Delaware Tax-Free USA Intermed Cl A DMUSX 14998 19960620 Delaware Tax-Free USA Intermed Cl B DUIBX 30184 19970320 Delaware Tax-Free USA Intermed Cl C DUICX 30186 19970320 Delaware Trend Fund Cl A DELTX 14947 19960620 Delaware Trend Fund Cl B DERBX 14950 19960620 Delaware Trend Fund Cl C DETCX 24117 19960702 Delaware Trend Fund Insl Cl DGTIX 14984 19960620 Delaware U.S. Growth Fund Cl A DUGAX 23753 19960628 Delaware U.S. Growth Fund Cl B DEUBX 30061 19970320 Delaware U.S. Growth Fund Cl C DEUCX 30062 19970320 Delaware U.S. Growth Fund Insl Cl DEUIX 30064 19970320 Delaware Val Fd Cl R DDVRX 67545 20050902 DelawareTax-Free MN Fund Cl A DEFFX 14934 19960620 DF DENT PREMIER GRW ADDITION DFDPX 48664 20010802 DFA Calfrna Shrt Trm Mncpl Bnd Prtfl DFCMX 79997 20070530 DFA Continental Small Company DFCSX 6077 19930826 DFA DIMEN GRP GLB EQ PT I DGEIX 62928 20040407 DFA Emerging Markets Port II DFEMX 14960 19960620 DFA Emerging Markets Ptfl II DFETX 30878 19970902 DFA Emerging Markets Social Core eq Port DFESX 75471 20061005 DFA Emerging Markets Value Portfolio DFEVX 42210 19990507 DFA Emerging Markets Value Ptf Class R2 DFEPX 90910 20100104 DFA EMERGING MKTS CORE EQTY DFCEX 67109 20050517 DFA Enhanced US Large Comp Port DFELX 24315 19961113 DFA Five-Year Gov Port DFFGX 14961 19960620 DFA Gbl 25/75 Port Cl I DGTSX 65071 20041220 DFA GLBL 60/40 PI I DGSIX 64045 20040511 DFA Global Bond Port DFGBX 14962 19960620 DFA Global Eq Portfolio Cl R DGERX 75147 20060822 DFA Global Real Estate Securities Ptf DFGEX 86907 20080801 DFA Inflation Protected Securities Prtfl DIPSX 75794 20061206 DFA Int'l Value Port II DIVTX 14993 19960620 DFA Int'l Core Eq Portfolio DFIEX 72005 20051021 DFA Int'l High Book to Market Port DFHBX 14964 19960620 DFA Int'l Small Cap Value Port DISVX 14990 19960620 DFA Int'l Sustainability Core 1 Portflio DFSPX 85639 20080619 DFA Int'l Val ex Tobacco Ptf DFVLX 86851 20080729 DFA Int'l Value Port DFIVX 14967 19960620 DFA Int'l Value Port III DFVIX 14977 19960620 DFA Intermediate Gov't Bond Port DFIGX 14965 19960620 DFA International Value Ptfl IV DFVFX 30879 19970902 DFA International Vector Equity Ptf DFVQX 87506 20081015 DFA Intl Small Company DFISX 24342 19961113 DFA Intl Val Ptf Class R2 DFIPX 90911 20100104 DFA Intrntnl Rl Est Scrts Ptf DFITX 79532 20070504 DFA Inv Dimensions GrpU.STrgtdVlePtClsR1 DFTVX 83316 20080227 DFA Inv Dmnsns Grp Inc Glbl 2575 Ptf Cls DFGPX 91382 20100106 DFA Inv Dmnsns Grp Inc Glbl 6040 Ptf Cls DFPRX 93345 20100106 DFA INVT DIMENSIONS GROUP INEMER MKT DEMSX 57008 20021206 DFA INVT DIMENSIONS GROUP INST MUNI DFSMX 54350 20020920 DFA Japanese Small Company DFJSX 6073 19930826 DFA Large Cap Int'l Port DFALX 14955 19960620 DFA One-Year Fixed Income Port DFIHX 14966 19960620 DFA Selectively Hedged Global Fxed Inc P DFSHX 83601 20080401 DFA Short-Term Extended Quality Ptf DFEQX 89067 20090326 DFA TA US Core Eq 2 Portfolio DFTCX 82415 20071126 DFA TA World ex US Core Equity Portfolio DFTWX 85487 20080602 DFA Tax Managed U.S. 5 10 Value Port DTMVX 35280 19990115 DFA Tax Managed US 6-10 Small Company DFTSX 42211 19990507 DFA Tax Managed US Marketwide Value Ptfl DTMMX 35487 19990224 DFA Tax-Managed Int'l Value Portfolio DTMIX 42220 19990917 DFA Two-Year Global Fixed Income Port DFGFX 14963 19960620 DFA TX MNGD US EQ PT DTMEX 50179 20011029 Dfa Tx Mngd Us Mktwide Val Ii DFMVX 36490 19991124 DFA U.S. 6-10 Small Company Port DFSTX 14974 19960620 DFA U.S. 6-10 Value Port DFSVX 14975 19960620 DFA U.S. 9-10 Small Co Port DFSCX 14973 19960620 DFA U.S. Core Eq 1 Portfolio DFEOX 72004 20051021 DFA U.S. Core Eq 2 Portfolio DFQTX 72006 20051021 DFA U.S. Large Cap Value Port DFLVX 14970 19960620 DFA U.S. Large Cap Value Port DFUVX 14976 19960620 DFA U.S. Large Cap Value Port II DFCVX 23755 19960628 DFA U.S. Sustainability Core I Ptf DFSIX 83776 20080415 DFA U.S. Target Value Ptf Class R2 DFTPX 90912 20100104 DFA U.S. Targeted Value Port DFFVX 44895 20001113 DFA United Kingdom Small Company DFUKX 6133 19930826 DFA US Large Company Port DFUSX 42743 20000411 DFA US Social Core Eq 2 Portfolio DFUEX 82416 20071126 DFA/AEW Real Estate Securities Port DFREX 14971 19960620 DGHM All-Cap Value Fund C Shs DGACX 87799 20081030 DGHM All-Cap Value Fund Class A Shares DGHMX 87446 20081002 DIAMOND HILL FDS STRAT IN DSIAX 54502 20021007 DIAMOND HILL FDS STRAT IN DSICX 54503 20021007 Diamond Hill Financial Long-Short Fd ClI DHFSX 78102 20070110 Diamond Hill Finc Long-Short Fd Cl A BANCX 32492 19980219 Diamond Hill Finc Long-Short Fd Cl C BSGCX 47273 20010412 Diamond Hill Finc Trends Fd, Inc. XSTBX 42986 20000524 Diamond Hill Large Cap I DHLRX 66577 20050203 DIAMOND HILL LG CAP FD A DHLAX 48696 20010803 DIAMOND HILL LG CAP FD C DHLCX 50042 20011003 Diamond Hill Long-Short Fd Cl A DIAMX 45231 20001201 Diamond Hill Long-Short Fd Cl C DHFCX 46687 20010312 Diamond Hill Long-Short Fd Cl I DHLSX 66578 20050203 Diamond Hill Select Fd Cl A DHTAX 72392 20060104 Diamond Hill Select Fd Cl C DHTCX 72393 20060104 Diamond Hill Select Fd Cl I DHLTX 72388 20060104 DIAMOND HILL SM CAP FD A DHSCX 46688 20010312 DIAMOND HILL SM CAP FD C DHSMX 46689 20010312 Diamond Hill Sm Cap Fd Cl I DHSIX 67147 20050502 Diamond Hill Sm-Mid Cap Fd Cl A DHMAX 72389 20060104 Diamond Hill Sm-Mid Cap Fd Cl C DHMCX 72390 20060104 Diamond Hill Sm-Mid Cap Fd Cl I DHMIX 72391 20060104 Diamond Hill Strategic Income I DHSTX 66579 20050203 Direxion Dynamic HY Bond Fd Inv Cl PDHYX 64231 20040630 Direxion Fds CmmdtyTrnds StrtgyFd Inv Cl DXCTX 85610 20080612 Direxion Fds PSI Cr Strngth Fd Invstr Cl DXCSX 78103 20070110 Direxion Fds PSI Mcr Trnds Fd Invstr Cl DXMTX 78111 20070111 Direxion Fds PSI Ttl Rtrn Fd Invstr Cl DXTRX 78104 20070110 Direxion Fds, Evolution All-Cap eq Fd In PEVEX 62802 20040405 Direxion Fds, Evolution Managed bd Fd In PEMVX 62801 20040402 Direxion Fds, HCM Freedom Fd adv Cl HCMFX 64423 20041103 Direxion Fds, HY Bear Fd Inv Cl PHBRX 67693 20050920 Direxion Fds, Spectrum eq Opportunity Fd SFEOX 64960 20050125 Direxion Fds, Spectrum Glob Perspective SFGPX 64961 20050125 Direxion Lng/Shrt Glbl IPO Fnd InvstrCls DXIIX 92087 20100304 Direxion Long/Short Global IPO Cls C Shs DXGCX 92086 20100304 Direxion Monthly 10 Year Note Bear 2X Fd DXKSX 64083 20040520 Direxion Monthly 10 Year Note Bull 2X Fd DXKLX 66959 20050412 Direxion Monthly China Bull 2X Fd Inv Cl DXHLX 82449 20071205 Direxion Monthly Commodity Bull Fd 2X Fu DXCLX 66651 20050307 Direxion Monthly Developed Markets Bear DXDSX 72760 20060201 Direxion Monthly Developed Markets Bull DXDLX 72633 20060127 Direxion Monthly Dollar Bear 2 X Fd Inv DXDDX 73602 20060619 Direxion Monthly Dollar Bull 2X Fd Inv C DXDBX 85551 20080603 Direxion Monthly Emerging Markets Bear 2 DXESX 72059 20051102 Direxion Monthly Emerging Markets Bull 2 DXELX 72058 20051102 Direxion Monthly Latin America Bull 2X F DXZLX 73303 20060504 Direxion Monthly NASDAQ 100 Bear 2X Fd I DXQSX 73299 20060504 Direxion Monthly NASDAQ-100 Bull 2X Fd I DXQLX 73298 20060504 Direxion Monthly S&P 500 Bear 2X Fd Inv DXSSX 73301 20060504 Direxion Monthly S&P 500 Bull 2X Fd Inv DXSLX 73300 20060504 Direxion Monthly Small Cap Bear 2X Fd DXRSX 36915 20000215 Direxion Monthly Small Cap Bull 2X Fd DXRLX 35536 19990303 Direxion Spectrum sel Alternative Fd Adv SFHYX 67521 20040902 Direxion Wilshire/Dynamic Fund Cls C Shs DXWCX 92089 20100304 Direxion/Wilshire Dynamic Fnd Invstr Cls DXDWX 88987 20090303 Diversified Partners inst Bal DIBFX 47363 20010423 Dividend Capital Rlty Incm Allocation Fd XDCAX 66673 20050324 Dividend Capital Strategic Glbl Rlty Fd XDCWX 80299 20070626 Dividend Gwth Tr Rsng Dvdnd GwthFdCl I ICRIX 78959 20070403 Dlaware Foundatio Conservative Alloc Por DFIIX 67510 20050819 DLB ENHANCED IDX VAL FD DENVX 45956 20010125 DLB HIGH YIELD FD DLHYX 44580 20000927 DMC Tax-Free Income Trust PA Cl A DELIX 14946 19960620 DMC Tax-Free Income Trust PA Cl B DPTBX 20011 19960620 Dodge & Cox Balanced Fund DODBX 20001 19960315 DODGE & COX GLOBAL STOCK FUND DODWX 84977 20080501 Dodge & Cox Income Fund DODIX 20002 19960315 DODGE & COX INTL STK FD DODFX 47600 20010509 Dodge & Cox Stock Fund DODGX 6247 19850614 Domini Insl. Social Equity Fund DIEQX 24980 19970226 Domini Intl Social Eqty Fd Cl A DOMAX 78002 20070103 Domini Intl Social Eqty Inv Shares DOMIX 78001 20070103 DOMINI SOCIAL BOND FD DSBFX 45007 20000630 DOMINI SOCIAL EQ FD R DSFRX 62258 20031205 Domini Social Equity Fund DSEFX 20028 19910603 Domini Social Equity Portfolio DSEPX 67148 20050527 Dominion Insight Growth DOIGX 14213 19960506 DoubleLine Core Fixed Income Fnd Cls I DBLFX 93928 20100601 DoubleLine Core Fixed Income Fnd Cls N DLFNX 93929 20100601 DoubleLine Emerging Markets Incm Fd Cl I DBLEX 92846 20100406 DoubleLine Emerging Markets Incm Fd Cl N DLENX 92847 20100406 DoubleLine Total Return Bond Fund Cl I DBLTX 92805 20100406 DoubleLine Ttl Rtrn Bd Fd Cl N DLTNX 92806 20100406 Dow 30 Enhanced premium & Incm Fd Inc XDPOX 80079 20070530 Dow 30 Premium & Dividend Income Fund XDPDX 67057 20050503 Dow Jones Islamic Fd Cl K IMANX 44479 20000828 Dreman Contrarian High Opportunity Fd - DRSVX 62548 20040128 Dreman Contrarian High Opportunity Fd Cl DRLRX 90625 20091123 Dreman Contrarian High Oppportunity Fd C DRLLX 90624 20091123 Dreman Contrarian International Value Fd DRIVX 90632 20091123 Dreman Contrarian Large Cap Value Fd ins DRLVX 62546 20040128 Dreman Contrarian Mid Cap Value Fd inst DRMVX 62547 20040128 Dreman Contrarian Sm Cap Val Fd Cl I DRISX 80873 20070821 Dreman Market Over-Reaction Fd inst Cl DRQLX 78998 20070409 Dreman Market Over-Reaction Fund A Class DRQAX 90621 20091123 Dreman Market Over-Reaction Fund C Class DRQCX 90622 20091123 Dreman Mid Cap Value Fund A Class DVMAX 90628 20091123 Dreman Mid Cap Value Fund C Class DVVMX 90629 20091123 Dreman Small Cap Value Fund A Class DRSAX 90633 20091123 Dreman/Claymore Dividend & Incm Fd XDCSX 62679 20040219 Dreyfus 100% US Treas Intermed Term Fund DRGIX 20019 19960620 Dreyfus 100% US Treasury Long Term Fund DRGBX 20018 19960620 Dreyfus Active MidCap Fd Cl A DNLDX 6252 19890302 Dreyfus Active MidCap Fd Cl B DNLBX 57339 20030124 Dreyfus Active MidCap Fd Cl C DNLCX 57340 20030124 Dreyfus Active MidCap Fd Cl I DNLRX 57341 20030124 Dreyfus Alpha Gr Fd Cl A DPWAX 64022 20040504 Dreyfus Alpha Gr Fd Cl B BSFBX 36713 20000113 Dreyfus Alpha Gr Fd Cl C BSFCX 36714 20000113 Dreyfus Alpha Gr Fd Cl I DPARX 64020 20040504 Dreyfus AMT-Free muni bd Fd Cl A DMUAX 58505 20030714 Dreyfus AMT-Free muni bd Fd Cl B DMUBX 58504 20030714 Dreyfus AMT-Free muni bd Fd Cl C DMUCX 58503 20030714 Dreyfus AMT-Free muni bd Fd Cl Z DRMBX 20021 19960620 Dreyfus AMT-Free Municipal Bd Fd Cl I DMBIX 88025 20081215 Dreyfus Appreciation DGAGX 14203 19960410 Dreyfus Bal Opportunity Fd Cl A DBOAX 62606 20040203 Dreyfus Bal Opportunity Fd Cl B DBOBX 62607 20040203 Dreyfus Bal Opportunity Fd Cl C DBOCX 62608 20040203 Dreyfus Bal Opportunity Fd Cl I DBORX 62609 20040203 Dreyfus Bal Opportunity Fd Cl J THPBX 24531 19970205 Dreyfus Bal Opportunity Fd Cl Z DBOZX 64603 20050107 Dreyfus Basic Bond Market Index Fund DBIRX 24259 19960724 Dreyfus BASIC U.S. Mortgage Securities F DIGFX 14989 19960620 Dreyfus Bond Market Index Inv DBMIX 34617 19981111 Dreyfus CA AMT-Free muni bd Fd Cl A DCAAX 64453 20041208 Dreyfus CA AMT-Free muni bd Fd Cl B DCABX 64454 20041208 Dreyfus CA AMT-Free muni bd Fd Cl C DCACX 64455 20041208 Dreyfus CA AMT-Free muni bd Fd Cl Z DRCAX 20014 19960620 Dreyfus Calfrn AMT-Free Mncpl Bd Fd Cl I DCMIX 88020 20081215 Dreyfus Comstock Cap Value Cl A DRCVX 1932 19940914 Dreyfus Connecticut Fd Cl I DTCIX 88009 20081215 Dreyfus Core eq Fd Cl A DLTSX 42214 19990329 Dreyfus Core eq Fd Cl B DPEBX 54087 20020814 Dreyfus Core eq Fd Cl C DPECX 54088 20020814 Dreyfus Core eq Fd Cl I DPERX 54089 20020814 Dreyfus Core Value Fd Cl A DCVIX 6290 19900125 Dreyfus Core Value Fd Cl B DBCVX 42640 20000329 Dreyfus Core Value Fd Cl C DCVCX 36960 20000222 Dreyfus Core Value Fd Cl I DTCRX 34620 19981111 Dreyfus Core Value Fd inst Shares DCVFX 14926 19960620 Dreyfus CT Fd Cl A PSCTX 22650 19960620 Dreyfus CT Fd Cl B PMCBX 22481 19960620 Dreyfus CT Fd Cl C PMCCX 30796 19970822 Dreyfus CT Fd Cl Z DPMZX 80100 20070605 Dreyfus Disciplined Stock Fund Cl R DDSTX 14929 19960620 Dreyfus Diversified Glbl Fd Cl A Shs DDGAX 89761 20090720 Dreyfus Diversified Glbl Fd Cl C Shs DDGCX 89738 20090720 Dreyfus Diversified Glbl Fd Cl I Shs DDGIX 89739 20090720 Dreyfus Diversified Intl Fd Cl A DFPAX 82615 20071219 Dreyfus Diversified Intl Fd Cl C DFPCX 82616 20071219 Dreyfus Diversified Intl Fd Cl I DFPIX 82668 20071227 Dreyfus Diversified Large Cap Fund Cls C DVDCX 89978 20090831 Dreyfus Diversified Large Cap Fund Cls I DVDIX 89979 20090831 Dreyfus Diversified Large Cp Fnd Cls A DVDAX 89977 20090831 Dreyfus Dynamcic Alternatvs Fd Inc Cls A DDYAX 92188 20100309 Dreyfus Dynamic Alternatives Fund Clss I DDYIX 92190 20100309 Dreyfus Dynamic Alternativs Fd Inc Cls C DDYCX 92189 20100309 Dreyfus Emerging Asia Fd Cl A DEAAX 82577 20071213 Dreyfus Emerging Asia Fd Cl C DEACX 82578 20071213 Dreyfus Emerging Asia Fdd Cl I DEAIX 82579 20071213 Dreyfus Emerging Fd Cl A DRFMX 24402 19970107 Dreyfus Emerging Leaders DRELX 20017 19960620 Dreyfus Emerging Markets Debt Local Curr DDBAX 87304 20080912 Dreyfus Emerging Markets Debt Local Curr DDBCX 87305 20080912 Dreyfus Emerging Markets Debt Local Curr DDBIX 87306 20080912 Dreyfus Emerging Markets Fd Cl B DBPEX 57050 20021219 Dreyfus Emerging Markets Fd Cl C DCPEX 57051 20021219 Dreyfus Emerging Markets Fd Cl I DRPEX 57063 20021219 Dreyfus eq Gr Fd Cl A FRMAX 36598 20000105 Dreyfus eq Gr Fd Cl B FRMEX 36599 20000105 Dreyfus eq Gr Fd Cl C FRMDX 36600 20000105 Dreyfus eq Gr Fd Cl F FRMUX 20587 19960620 Dreyfus eq Gr Fd Cl I FRMRX 36601 20000105 Dreyfus eq Incm Fd Cl A DQIAX 73781 20060711 Dreyfus eq Incm Fd Cl C DQICX 73782 20060711 Dreyfus eq Incm Fd Cl I DQIRX 73783 20060711 Dreyfus Fund DREVX 6007 19850614 Dreyfus Gbl Absolute Ret Fd Cl A DGPAX 82638 20071220 Dreyfus Gbl Absolute Ret Fd Cl C DGPCX 82618 20071219 Dreyfus Gbl Absolute Ret Fd Cl I DGPIX 82619 20071219 Dreyfus Gbl eq Inccome Fd Cl I DQEIX 81894 20071019 Dreyfus Gbl eq Incm Fd Cl A DEQAX 81903 20071019 Dreyfus Gbl eq Incm Fd Cl C DEQCX 81904 20071019 Dreyfus Gbl Real Estate Securities Cl A DRLAX 78700 20070221 Dreyfus Gbl Real Estate Securities Cl I DRLIX 78379 20070220 Dreyfus Gbl Real Estate Securities Fd Cl DGBCX 87352 20080918 Dreyfus Global Sustainabilty Fd Cl A Shs DGYAX 88021 20081215 Dreyfus Global Sustainabilty Fd Cl I Shs DGYIX 88023 20081215 Dreyfus Global Sustaniabilty Fd Cl C Shs DGYCX 88022 20081215 Dreyfus GNMA Fd Cl A GPGAX 79552 20070507 Dreyfus GNMA Fd Cl B GPGBX 79553 20070507 Dreyfus GNMA Fd Cl C GPNCX 79554 20070507 Dreyfus GNMA Fd Cl Z DRGMX 14233 19960531 Dreyfus Gr Research Fd, Inc. Cl A DWOAX 87387 20081001 Dreyfus Gr Research Fd, Inc. Cl C DWOCX 87388 20081001 Dreyfus Gr Research Fd, Inc. Cl I DWOIX 87389 20081001 Dreyfus Greater China Fd Cl A DPCAX 44015 20000706 Dreyfus Greater China Fd Cl B DPCBX 44017 20000706 Dreyfus Greater China Fd Cl C DPCCX 44021 20000706 Dreyfus Greater China Fd Cl I DPCRX 44014 20000706 Dreyfus Growth & Value Fund DSCVX 23759 19960912 Dreyfus Growth + Income DGRIX 1926 19940620 Dreyfus High Yield Fd Cl A DPLTX 34633 19981111 Dreyfus High Yield Fd Cl B DLTBX 34634 19981111 Dreyfus High Yield Fd Cl C PTHIX 30795 19981105 Dreyfus High Yield Fd Cl I DLHRX 35966 19990708 Dreyfus High Yield muni bd Fd Cl A DHYAX 78911 20070316 Dreyfus High Yield muni bd Fd Cl C DHYCX 78912 20070316 Dreyfus High Yield muni bd Fd Cl Z DHMBX 72007 20051026 Dreyfus High Yield Municipal Bd Fd Cl I DYBIX 88010 20081215 Dreyfus High-Yield Strategies Fund XDHFX 35513 19990226 Dreyfus Int'l Stock Index Fund DIISX 30628 19970808 Dreyfus Intermediate Tax Exempt Bond DITEX 6225 19860102 Dreyfus Intermediate Term Incm Cl I DITIX 57103 20021227 Dreyfus Intermediate Term Incm Fd Cl A DRITX 24333 19961113 Dreyfus Intermediate Term Incm Fd Cl B DTEBX 85200 20080514 Dreyfus Intermediate Term Incm Fd Cl C DTECX 85127 20080514 Dreyfus Intl bd Fd Cl A DIBAX 72394 20060104 Dreyfus Intl bd Fd Cl I DIBRX 72396 20060104 Dreyfus Intl eq Fd Cl A DIEAX 57536 20030221 Dreyfus Intl eq Fd Cl B DIEBX 57509 20030220 Dreyfus Intl eq Fd Cl C DIECX 57510 20030220 Dreyfus Intl eq Fd Cl I DIERX 57537 20030221 Dreyfus Intl Value Fd Cl A DVLAX 24297 19960805 Dreyfus Intl Value Fd Cl B DIBVX 57058 20021219 Dreyfus Intl Value Fd Cl C DICVX 57059 20021219 Dreyfus Intl Value Fd Cl I DIRVX 57060 20021219 DREYFUS INVT GRADE BD FDS ININFLADJ DIASX 57101 20021227 DREYFUS INVT GRADE BD FDS ININFLADJ DIAVX 57102 20021227 Dreyfus Large Cap eq Fd Cl A DLQAX 14625 19960620 Dreyfus Large Cap eq Fd Cl C DEYCX 87316 20080915 Dreyfus Large Cap eq Fd Cl I DLQIX 30297 19970411 Dreyfus Large Cap Gr Fd Cl A DAPAX 32635 19980320 Dreyfus Large Cap Gr Fd Cl C DGTCX 87329 20080918 Dreyfus Large Cap Gr Fd Cl I DAPIX 30303 19970411 Dreyfus Large Cap Value Cl A DAUAX 87332 20080918 Dreyfus Large Cap Value Fd Cl C DVUCX 87353 20080918 Dreyfus Large Cap Value Fd Cl I DAUIX 53255 20020321 Dreyfus Lifetime Growth & Incm Port Inst DGIIX 24198 19970421 Dreyfus Lifetime Growth & Income Ptfl. C DGIRX 24281 19960801 Dreyfus MA Fd Cl A PSMAX 22662 19960620 Dreyfus MA Fd Cl B PBMAX 30140 19970311 Dreyfus MA Fd Cl C PCMAX 30799 19970822 Dreyfus MA Fd Cl Z PMAZX 66626 20050216 Dreyfus MD Fd Cl A PSMDX 22665 19960620 Dreyfus MD Fd Cl B PMDBX 22484 19960620 Dreyfus MD Fd Cl C PMDCX 30800 19970822 Dreyfus Mid-Cap Fd Cl B FRSFX 42265 20000105 Dreyfus Mid-Cap Gr Fd Cl A FRSDX 36662 20000105 Dreyfus Mid-Cap Gr Fd Cl C FRSCX 36664 20000105 Dreyfus Mid-Cap Gr Fd Cl F FRSPX 6292 19900125 Dreyfus Mid-Cap Gr Fd Cl I FRSRX 36665 20000105 Dreyfus Midcap Value Fd Cl A DMCVX 24981 19970226 Dreyfus Midcap Value Fd Cl I DVLIX 85593 20080609 Dreyfus MN Fd Cl A PSMNX 22667 19960620 Dreyfus MN Fd Cl B PMMNX 22501 19960620 Dreyfus MN Fd Cl C PMNCX 30802 19970822 Dreyfus muni bd Opportunity Fd Cl A PTEBX 22688 19960620 Dreyfus muni bd Opportunity Fd Cl B PMUBX 22510 19960620 Dreyfus muni bd Opportunity Fd Cl C DMBCX 34641 19981111 Dreyfus muni bd Opportunity Fd Cl Z DMBZX 64429 20041117 Dreyfus Muni Bond Fund DRTAX 6006 19850614 Dreyfus Municipal Income Fund XDMFX 35514 19990226 Dreyfus Natural Resources Fd Cl A DNLAX 62320 20031222 Dreyfus Natural Resources Fd Cl B DLDBX 62316 20031222 Dreyfus Natural Resources Fd Cl C DLDCX 62317 20031222 Dreyfus Natural Resources Fd Cl I DLDRX 62318 20031222 Dreyfus New Jersey Mncpl Bd Fd Inc Cl I DNMIX 88026 20081215 Dreyfus NJ Muni bd Fd, Inc. Cl A DRNJX 20023 19960620 Dreyfus NJ muni bd Fd, Inc. Cl B DBNJX 57356 20030128 Dreyfus NJ muni bd Fd, Inc. Cl C DCNJX 57358 20030128 Dreyfus NJ muni bd Fd, Inc. Cl Z DZNJX 80160 20070611 Dreyfus Nw Yrk AMT Free Mncpl Bd Fd Cl I DNYIX 88027 20081215 Dreyfus NY AMT-Free muni bd Fd Cl A PSNYX 22670 19960620 Dreyfus NY AMT-Free muni bd Fd Cl B PRNBX 22622 19960620 Dreyfus NY AMT-Free muni bd Fd Cl C PNYCX 34642 19981111 Dreyfus NY Tax Exempt Bond Fund DRNYX 20024 19960620 Dreyfus OH Fd Cl A PSOHX 22671 19960620 Dreyfus OH Fd Cl B POHBX 22546 19960620 Dreyfus OH Fd Cl C POHCX 30804 19970822 Dreyfus PA Fd Cl A PTPAX 22710 19960620 Dreyfus PA Fd Cl B PPABX 22559 19960620 Dreyfus PA Fd Cl C PPACX 30805 19970822 Dreyfus PA Fd Cl Z DPENX 82557 20071207 Dreyfus prem Emerging Mkts Opporty Fd Cl SEOAX 73841 20060717 Dreyfus prem Emerging Mkts Opporty Fd Cl SEORX 73843 20060717 Dreyfus prem Emerging Mkts Oppty Fd Cl C SEOCX 73842 20060717 Dreyfus Prem Int'l Stck Fd ClCShsaSrsof DISCX 78087 20070108 Dreyfus Prem, Gbl Stock Fd Cl I Shs, a S DGLRX 78040 20070103 Dreyfus Prem, Intl Stock Fd Cl I Shs, a DISRX 78041 20070103 Dreyfus Premier Int'l Bd Fd Cl C DIBCX 72395 20060104 Dreyfus Premier Midcap Value Fund Cls C DVLCX 85592 20080611 Dreyfus Prm GlblStckFdClA DGLAX 78038 20070103 Dreyfus Prm GlblStckFdClCd DGLCX 78039 20070103 Dreyfus Research Gr Fd Inc. Cl Z DREQX 6009 19850614 Dreyfus S&P 500 Index PEOPX 22289 19960620 Dreyfus S&P MidCap Index Fund PESPX 22294 19960620 Dreyfus S&P STARS Fd Cl A DPPAX 64021 20040504 Dreyfus S&P STARS Fd Cl B BSPBX 34022 19980708 Dreyfus S&P Stars Fd Cl C BSPCX 14647 19960620 Dreyfus S&P STARS Fd Cl I BSSPX 14648 19960620 Dreyfus S&P STARS Opps Fd Cl A DPOAX 64034 20040504 Dreyfus S&P Stars Opps Fd Cl B BSOBX 50782 20020109 Dreyfus S&P Stars Opps Fd Cl C BSOCX 50847 20020122 Dreyfus S&P STARS Opps Fd Cl I DSORX 64099 20040527 Dreyfus Satellite Alpha Fd Cl A Shs DSAAX 89737 20090720 Dreyfus Satellite Alpha Fd Cl C Shs DSACX 89736 20090720 Dreyfus Satellite Alpha Fd Cl Cl I Shs DSAIX 89784 20090715 Dreyfus Select Managers Sm Cap Val Fd Cl DMECX 88082 20081217 Dreyfus Select Managers Sm Cap Val Fd Cl DMVAX 88083 20081217 Dreyfus Select Managers Sm Cap Val Fd Cl DMVIX 88084 20081217 Dreyfus Short Intermediate muni bd Fd Cl DSIBX 20030 19960620 Dreyfus Short Term Incm Fd Cl B DSHBX 57110 20021227 Dreyfus Short Term Incm Fd Cl D DSTIX 20037 19960620 Dreyfus Short Term Incm Fd Cl P DSHPX 57111 20021227 Dreyfus Short-Intermediate Gov Fund DSIGX 20032 19960620 Dreyfus Short-Intermediate muni bd Fd Cl DSBBX 58173 20030530 Dreyfus Short-Intrmdt Mncpl Bd Fd Cl I DIMIX 88024 20081215 Dreyfus ShrtIntrmdt Mnpl Bnd Fd Cl A DMBAX 89829 20090803 Dreyfus Small Cap eq Fd Cl A DSEAX 57539 20030221 Dreyfus Small Cap eq Fd Cl B DSEBX 57540 20030221 Dreyfus Small Cap eq Fd Cl C DSECX 57541 20030221 Dreyfus Small Cap eq Fd Cl I DSERX 57515 20030220 Dreyfus Small Cap Value Fd Cl A DSVAX 42835 20000502 Dreyfus Small Cap Value Fd Cl B DSVBX 42837 20000502 Dreyfus Small Cap Value Fd Cl C DSVCX 42833 20000502 Dreyfus Small Cap Value Fd Cl I DSVRX 42836 20000502 Dreyfus Small-Cap Stock Index Fund DISSX 30629 19970808 Dreyfus Strategic Incm Fd Cl A DSTAX 73815 20060717 Dreyfus Strategic Incm Fd Cl C DSTCX 73816 20060717 Dreyfus Strategic Incm Fd Cl I DSTRX 73817 20060717 Dreyfus Strategic Municipal Bond Fund XDSMX 35517 19990226 Dreyfus Strategic Municipals Fund XLEOX 35518 19990226 Dreyfus Strategic Value Fd Cl A DAGVX 21826 19960621 Dreyfus Strategic Value Fd Cl B DBGVX 57884 20030428 Dreyfus Strategic Value Fd Cl C DCGVX 57885 20030428 Dreyfus Strategic Value Fd Cl I DRGVX 57886 20030428 Dreyfus Structured Midcap Fd Cl A DPSAX 57272 20030108 Dreyfus Structured Midcap Fd Cl B DPSBX 57273 20030108 Dreyfus Structured Midcap Fd Cl C DPSCX 57274 20030108 Dreyfus Structured Midcap Fd Cl I DPSRX 57275 20030108 Dreyfus Tax Managed Gr Fd Cl A DTMGX 32588 19980312 Dreyfus Tax Managed Gr Fd Cl B DPTMX 32464 19980213 Dreyfus Tax Managed Gr Fd Cl C DPTAX 24744 19980610 Dreyfus Tax Managed Gr Fd Cl I DPTRX 64230 20040629 Dreyfus Technology Gr Fd Cl A DTGRX 32816 19980508 Dreyfus Technology Gr Fd Cl B DTGBX 35943 19990621 Dreyfus Technology Gr Fd Cl C DTGCX 36081 19990802 Dreyfus Technology Gr Fd Cl I DGVRX 44095 20000620 Dreyfus Third Century Fd Inc Cl A DTCAX 44274 20000726 Dreyfus Third Century Fd Inc Cl B DTCBX 42897 20000512 Dreyfus Third Century Fd Inc Cl C DTCCX 44085 20000619 Dreyfus Third Century Fd Inc Cl I DRTCX 42832 20000502 Dreyfus Third Century Fd Inc Cl Z DRTHX 6010 19850614 Dreyfus Total Ret Advantage Fd Cl C DTRCX 73229 20060315 Dreyfus Total Ret Advantage Fd Cl I DTRRX 72977 20060324 Dreyfus Total Ret Advntage Fd Cl A DTRAX 72976 20060324 Dreyfus U.S. eq Fd Cl A DPUAX 85488 20080530 Dreyfus U.S. eq Fd Cl C Shs DPUCX 85489 20080530 Dreyfus U.S. eq Fd Cl I Shs DPUIX 85490 20080530 Dreyfus Worldwide Gr Fd Cl A PGROX 22344 19960620 Dreyfus Worldwide Gr Fd Cl B PGWBX 22353 19960620 Dreyfus Worldwide Gr Fd Cl C PGRCX 30237 19970408 Dreyfus Worldwide Gr Fd Cl I DPWRX 42216 19990427 Dreyfus/Laurel Int'l S&P 500 Stock Index DSPIX 20035 19960620 Dreyfus/Newton Intl eq Fd Cl A NIEAX 83605 20080401 Dreyfus/Newton Intl eq Fd Cl C NIECX 83606 20080401 Dreyfus/Newton Intl eq Fd Cl I SNIEX 72336 20051222 Dreyfus/Standish Fixed Incm Fd SDFIX 22939 19960620 Dreyfus/Standish Gbl Fixed Incm Fd Cl I SDGIX 14242 19960531 Dreyfus/Standish Intermediate Tax Exempt SDITX 22943 19960620 Dreyfus/Standish Intl Fixed Incm Fd Cl I SDIFX 22941 19960620 Dreyfus/The Boston Company Emerging Mark SBCEX 73801 20060711 Dreyfus/The Boston Company Intl Core eq SDIEX 22940 19960620 Dreyfus/The Boston Company Large Cap Cor SDEQX 22938 19960620 Dreyfus/The Boston Company Sm Cap Tax-Se SDCEX 30518 19970616 Dreyfus/The Boston Company Small Cap Gr SSETX 32805 19980428 Dreyfus/The Boston Company Small Cap Val STSVX 46553 20010228 Dreyfus/The Boston Small/Mid Cap Gr Fd C SDSCX 22948 19960620 DreyfusPrmIntlStckFdClAShsaSrsofStrtgcFd DISAX 78109 20070110 DreyfusTh Bstn Co SmlMd Cp Grwth Fd Cl A DBMAX 89080 20090331 DreyfusTh Bstn Co SmlMd Cp Grwth Fd Cl C DBMCX 89081 20090331 DreyfusThe Boston Co Lrg Cp Core Fd Cl A DBLAX 89111 20090407 DreyfusThe Boston Co Lrg Cp Core Fd Cl C DBLCX 89110 20090407 Driehaus Active Incm Fd LCMAX 72158 20051115 Driehaus Emerg Mkts Grw Fd DREGX 36798 20000126 Driehaus Global Gwth Fd DRGGX 83878 20080501 Driehaus Int'l Sm Cap Gwth Fd DRIOX 81312 20070919 Driehaus Intl Discovery Fd DRIDX 36510 19991207 Driehaus Large Cap Growth Fund DRLGX 89172 20090427 Driehaus Mid Cap Growth Fund DRMGX 89171 20090427 Dryfs Intl Fds Inc Dryfs Brzl Eq Fd Cl A DBZAX 90221 20091001 Dryfs Intl Fds Inc Dryfs Brzl Eq Fd Cl C DBZCX 90220 20091001 Dryfs Intl Fds Inc Dryfs Brzl Eq Fd Cl I DBZIX 90222 20091001 Dryfs Inv Fds Stndsh Glb Fxd Incm Fd ClA DHGAX 90670 20091202 Dryfs Inv Fds Stndsh Glb Fxd Incm Fd ClC DHGCX 90671 20091202 Dryfs Stndsh Intrmdt Tx Exmpt Bnd Fd ClC DSDCX 89109 20090407 DryfsStndsh Intrmdt Tx Exmpt Bnd Fd Cl A DSDAX 89108 20090407 DryfsTh Bstn Co Emrgng Mkts Cr Eq Fd ClC DBECX 89125 20090407 DryfusTh Bstn Co Emrgng Mkts Cr Eq FdClA DBEAX 89126 20090407 DSM Large Cap Growth Fnd Instttnl Cls DSMLX 89983 20090831 DTF Tax Free Incm Inc. XDTFX 67279 20050708 Duff & Phelps Utility & Corp Bond Tr XDUCX 35039 19981119 Dunham Appreciation & Incm Fd Cl A DAAIX 78064 20070105 Dunham Appreciation & Incm Fd Cl C DCAIX 64487 20041221 Dunham Appreciation & Incm Fd Cl N DNAIX 64488 20041221 Dunham Corporate/Gov bd Fd Cl A DACGX 78065 20070105 Dunham Corporate/Gov bd Fd Cl C DCCGX 64489 20041221 Dunham Corporate/Gov bd Fd Cl N DNCGX 64497 20041221 Dunham Emerging Markets Stock Fd Cl A DAEMX 78066 20070105 Dunham Emerging Markets Stock Fd Cl C DCEMX 64491 20041221 Dunham Emerging Markets Stock Fd Cl N DNEMX 64499 20041221 Dunham High-Yield bd Fd Cl A DAHYX 78080 20070108 Dunham High-Yield bd Fd Cl C DCHYX 67295 20050701 Dunham High-Yield bd Fd Cl N DNHYX 67296 20050701 Dunham Intl Stock Fd Cl A DAINX 78067 20070105 Dunham Intl Stock Fd Cl C DCINX 64492 20041221 Dunham Intl Stock Fd Cl N DNINX 64500 20041221 Dunham Large Cap Gr Fd Cl A DALGX 78068 20070105 Dunham Large Cap Gr Fd Cl C DCLGX 64493 20041221 Dunham Large Cap Gr Fd Cl N DNLGX 64501 20041221 Dunham Large Cap Value Fd Cl A DALVX 78809 20070301 Dunham Large Cap Value Fd Cl C DCLVX 64494 20041221 Dunham Large Cap Value Fd Cl N DNLVX 64502 20041221 Dunham Loss Averse Gwth Fd Cl A DAAVX 93829 20100503 Dunham Loss Averse Gwth Fd Cl C DCAVX 93830 20100503 Dunham Loss Averse Gwth Fd Cl N DNAVX 93831 20100503 Dunham Monthly Distribution Fund Class A DAMDX 87411 20081001 Dunham Monthly Distribution Fund Class C DCMDX 87410 20081001 Dunham Monthly Distribution Fund Class N DNMDX 87412 20081001 Dunham Real Estate Stock Fd Cl A DAREX 78069 20070105 Dunham Real Estate Stock Fd Cl C DCREX 66552 20050203 Dunham Real Estate Stock Fd Cl N DNREX 64503 20041221 Dunham Small Cap Gr Fd Cl A DADGX 78079 20070108 Dunham Small Cap Gr Fd Cl C DCDGX 64490 20041221 Dunham Small Cap Gr Fd Cl N DNDGX 64498 20041221 Dunham Small Cap Value Fd Cl A DASVX 78810 20070301 Dunham Small Cap Value Fd Cl C DCSVX 64496 20041221 Dunham Small Cap Value Fd Cl N DNSVX 64505 20041221 DUPREE MF AL TX FR INCM DUALX 46932 20010323 DUPREE MF MS TX FR INCM DUMSX 46933 20010323 DUPREE MF NC TF INCM NTFIX 47096 20010330 DUPREE MF NC TF SHT TO MED NTSMX 47097 20010131 DUPREE MF TN TF SHT TO MED TTSMX 47104 20010131 Dupree Mutual Intermed Gov't Bond Series DPIGX 20009 19960620 Dupree Mutual Kentucky Tx-Fr Incm Ser. KYTFX 21227 19960620 Dupree Mutual KY Tax-Free Short-Medium KYSMX 21226 19960620 Dupree Mutual Tn Tax-Free TNTIX 32787 19980424 DWS adv Fds III, DWS Lifecycle Long Rang BTILX 14667 19960620 DWS adv Fds, DWS Short Duration Plus Fd DBPIX 57799 20030331 DWS Alloc Srs, DWS LifeCompass 2015 Fd C SPDBX 45964 20010126 DWS Alloc Srs, DWS LifeCompass Retiremen SUCAX 45831 20010117 DWS Alloc Srs, DWS LifeCompass Retiremen SUCBX 45830 20010117 DWS Alloc Srs, DWS LifeCompass Retiremen SUCCX 45809 20010117 DWS Alloc Srs, LifeCompass 2015 Fd Cl A SPDAX 45995 20010129 DWS Alloc Srs, LifeCompass 2015 Fd Cl C SPDCX 45993 20010129 DWS Alloc Srs, LifeCompass 2015 Fd Cl S SPBAX 32243 19980102 DWS Alloc Srs, LifeCompass 2020 Fd Cl A SUPAX 45834 20010117 DWS Alloc Srs, LifeCompass 2020 Fd Cl B SUPBX 45810 20010117 DWS Alloc Srs, LifeCompass 2020 Fd Cl C SUPCX 45829 20010117 DWS Alloc Srs, LifeCompass 2020 Fd Cl S SPGRX 30312 19970411 DWS Alloc Srs, LifeCompass 2030 Fd Cl A PLUSX 64914 20050125 DWS Alloc Srs, LifeCompass 2030 Fd Cl C PLSCX 64913 20050125 DWS Alloc Srs, LifeCompass 2030 Fd Cl S PPLSX 64916 20050125 DWS Alloc Srs, LifeCompass Retirement Fd SCPCX 32715 19980413 DWS Alloction Srs, LifeCompass 2030 Fd C PLSBX 64912 20050125 DWS Altrniv Aset Aloctn Pls Fd Cl A AAAAX 80629 20070731 DWS Altrniv Aset Aloctn Pls Fd Cl C AAAPX 80639 20070801 DWS Altrniv Aset Aloctn Pls Fd Cl S AAASX 80632 20070731 DWS Altrniv Aset Aloctn Pls Fd Insti Cl AAAZX 80633 20070731 DWS Climate Change Fd Cl A WRMAX 81175 20070905 DWS Climate Change Fd Cl C WRMCX 81176 20070905 DWS Climate Change Fd Cl Insti WRMIX 81177 20070905 DWS Climate Change Fd Cl S WRMSX 81178 20070905 DWS Discipline LongShort Gwth Fd Cl A LSGAX 75708 20061120 DWS Disciplined LongShort Gwth Fd Cl C LSGCX 75699 20061117 DWS Disciplined LongShort Gwth Fd Cl S LSGFX 75700 20061117 DWS Disciplined LongShort Gwth Fd Insti LSGTX 75701 20061117 DWS Disciplined Market Ntrl Fd Clss A DDMAX 75521 20061023 DWS Disciplined Market Ntrl Fd Clss C DDMCX 75509 20061018 DWS Disciplined Market Ntrl Fd Clss S DDMSX 75511 20061018 DWS Dreman Intl Value Fd Cl A DNVAX 73777 20060711 DWS Dreman Intl Value Fd Cl C DNVCX 73778 20060711 DWS Dreman Intl Value Fd Cl S DNVSX 73780 20060711 DWS Dreman Intl Value Fd Insti Cl DNVIX 73779 20060711 DWS Dreman Val Incm Edge Fd Inc XDHGX 75731 20061127 DWS Dscplnd Mrkt Ntrl Fd Instnl Clss DDMIX 75510 20061018 DWS Ehanced Commodity Strategy Fd Cl C SKCRX 65136 20050225 DWS Ehanced Commodity Strategy Fd Cl S SKSRX 65139 20050225 DWS Emerging Markets Equity Fd - Insti SEKIX 83479 20080304 DWS Emerging Markets Fixed Income FdInst SZEIX 83482 20080304 DWS Enhanced Commodity Strategy Fd Cl A SKNRX 65138 20050225 DWS Enhanced Commodity Strategy Fd Cl B SKBRX 65135 20050225 DWS Enhanced Commodity Strategy Fd Cl in SKIRX 65137 20050225 DWS Enhanced Commody Strategy Fd, Inc. XGCSX 65073 20050125 DWS Floating Rate Plus Fd Cl A DFRAX 80331 20070629 DWS Floating Rate Plus Fd Cl C DFRCX 80332 20070629 DWS Floating Rate Plus Fd Cl S DFRPX 80333 20070629 DWS Floating Rate Plus Fd Insti Cl DFRTX 80334 20070629 DWS Gbl Inflation Plus Fd Cl A TIPAX 67334 20050715 DWS Gbl Inflation Plus Fd Cl B TIPTX 67338 20050715 DWS Gbl Inflation Plus Fd Cl C TIPCX 67335 20050715 DWS Gbl Inflation Plus Fd Cl S TIPSX 67337 20050715 DWS Gbl Inflation Plus Fd inst TIPIX 67336 20050715 DWS Gbl Small Cap Gr Fd Cl A KGDAX 34186 19980824 DWS Gbl Small Cap Gr Fd Cl B KGDBX 42330 19991215 DWS Gbl Small Cap Gr Fd Cl C KGDCX 42331 19991215 DWS Gbl Small Cap Gr Fd Cl S SGSCX 6134 19930826 DWS Gbl Small Cap Gr Fd inst KGDIX 87141 20080829 DWS Gbl Thematic Fd Cl A SGQAX 47894 20010625 DWS Global Thematic Fd Cl Institutional SGQIX 87140 20080829 DWS GNMA Fund - Cl A GGGGX 88587 20090205 DWS GNMA Fund - Cl C GCGGX 88586 20090205 DWS GNMA Fund - Inst Cl GIGGX 88588 20090205 DWS Gold & Precious Metals Fd - Insti SGDIX 83480 20080304 DWS High Incm Tr, DWS High Income Tr XKHIX 35839 19990517 DWS Insti Fds, DWS eq 500 Index Fd Cl S BTIEX 14665 19960620 DWS Inv s Tr, DWS Diversified Intl eq Fd MGINX 35354 19990203 DWS Inv s Tr, DWS Diversified Intl eq Fd DBICX 46875 20010319 DWS Inv s Tr, DWS Diversified Intl eq Fd DBISX 46876 20010319 DWS Inv s Tr, DWS Diversified Intl eq Fd DBIBX 46874 20010319 DWS Inv Tr, DWS Diversified Intl eq Fd C DBITX 62717 20040223 DWS Inv Tr, DWS Diversified Intl eq Fd C DBIVX 65081 20050228 DWS Large Cap Focus Gr Fd Cl A SGGAX 45820 20010117 DWS Large Cap Focus Gr Fd Cl B SGGBX 45819 20010117 DWS Large Cap Focus Gr Fd Cl C SGGCX 45818 20010117 DWS Large Cap Focus Gr Fd Cl S SCQGX 6679 19920526 DWS LargeCap Focus Gr Fd inst Cl SGGIX 45817 20010117 DWS Life Compass Protect Fd Cl A PROAX 82287 20071102 DWS Life Compass Protect Fd Cl C PROCX 82342 20071106 DWS Life Compass Protect Fd Cl S PROSX 82288 20071102 DWS Life Compass Protect Fd Inst PROTX 82289 20071102 DWS LifeCompass 2040 Fd Cl A TGTAX 82430 20071129 DWS LifeCompass 2040 Fd Cl C TGTCX 82431 20071129 DWS LifeCompass 2040 Fd Cl S TGTSX 82399 20071116 DWS RREEF Gbl Rl Est Scrts Fd Insti Cl RRGIX 73798 20060711 DWS RREEF Gbl Rl Est Securities Fd Cl A RRGAX 73796 20060711 DWS RREEF Gbl Rl Est Securities Fd Cl C RRGCX 73797 20060711 DWS RREEF Glbl Infrastructure Fd Cl Inst TOLIX 86270 20080627 DWS RREEF Global Infrastructure Fd Cl A TOLLX 86271 20080627 DWS RREEF Global Infrastructure Fd Cl C TOLCX 86269 20080627 DWS RREEF Global Infrastructure Fd Cl S TOLSX 86272 20080627 DWS RREEF Global Real Este Scrts Fd Cl S RRGTX 73799 20060711 DWS RREEF Wrld Rl Estt&TctclStrtgsFd Inc XDRPX 80426 20070705 DWS Select Alternative Allocation FndCls SELAX 51357 20081001 DWS Select Alternative Allocation FndCls SELEX 51358 20081001 DWS Select Alternative Allocation FndCls SELSX 51360 20081001 DWS Select Alternative Alloctn FndClsIns SELIX 51359 20081001 DWS Short Duration Plus Cl B PPLBX 79294 20070424 DWS Short Duration Plus Fd Cl Instttnl PPILX 87138 20080829 DWS Strategic Gov Securities Fd Cl A KUSAX 14227 19960531 DWS Strategic Gov Securities Fd Cl B KUSBX 21219 19960620 DWS Strategic Gov Securities Fd Cl C KUSCX 21220 19960620 DWS Strategic Gov Securities Fd Insti KUSIX 64822 20050124 DWS Strategic High Yield Tax Free Fd Cl NOTAX 44250 20000531 DWS Strategic High Yield Tax Free Fd Cl NOTBX 44251 20000531 DWS Strategic High Yield Tax Free Fd Cl SHYTX 14200 19960410 DWS Strategic High Yield Tax Free Fd ins NOTIX 54651 20021018 DWS Strtegic High Yield Tax Free Fd Cl C NOTCX 44252 20000531 DWS U.S. Bond Index Fund - Cl A BONDX 88925 20090218 DWS U.S. Bond Index Fund - Cl S BONSX 88926 20090218 DWStrategic Gov Securities Fd Cl S KUSMX 67515 20050825 Dynamic Contrarian Advantage Fd Cl I Shs DWGVX 89086 20090401 Dynamic Discovery Fd Cl I Shs DWGDX 89085 20090401 Dynamic Energy Incm Tr Fd Cl I Shs DWEIX 89913 20090819 Dynamic Gold & Precious Mtls Fd Cl I Shs DWGOX 89083 20090401 Dynamic Infrastructure Fd Cl I Shs DWGIX 89092 20090407 Dynamic U.S. Gwth Fd Cl I Shs DWUGX 89093 20090401 E.I.I. Int'l Property Fd Insti Shs EIIPX 66634 20050307 E.I.I. Realty Securities Fund EIIRX 34485 19981106 Eagle Cap Appreciation Tr Cl A HRCPX 20889 19960620 Eagle Cap Appreciation Tr Cl C HRCCX 34141 19980812 Eagle Cap Appreciation Tr Cl I HRCIX 72411 20060104 Eagle Cap Appreciation Tr Cl R3 HRCLX 72412 20060104 Eagle Cap Appreciation Tr Cl R5 HRCMX 72413 20060104 Eagle Gr and Incm Tr Cl A HRCVX 20890 19960620 Eagle Gr and Incm Tr Cl I HIGJX 87318 20080915 Eagle Gr and Incm Tr Cl R3 HIGRX 87319 20080915 Eagle Gr and Incm Tr Cl R5 HIGSX 87320 20080915 Eagle Gr and Incm Tr, Cl C HIGCX 30487 19970616 Eagle Series Tr Intl eq Fd Cl A HEIAX 32312 19980114 Eagle Series Tr Intl eq Fd Cl C HEICX 32313 19980114 Eagle Series Tr Intl eq Fd Cl I HEIJX 87334 20080918 Eagle Series Tr Intl eq Fd Cl R3 HEIRX 87335 20080918 Eagle Series Tr Intl eq Fd Cl R5 HEISX 87336 20080918 Eagle Series Tr Large Cap Core Fd Cl A HTCAX 67043 20050502 Eagle Series Tr Large Cap Core Fd Cl C HTCCX 67044 20050502 Eagle Series Tr Large Cap Core Fd Cl I HTCIX 72417 20060104 Eagle Series Tr Large Cap Core Fd Cl R3 HTCRX 72418 20060104 Eagle Series Tr Large Core Core Fd Cl R5 HTCSX 72419 20060104 Eagle Series Tr Mid Cap Gr Fd Cl A HAGAX 34466 19981105 Eagle Series Tr Mid Cap Gr Fd Cl C HAGCX 35699 19990407 Eagle Series Tr Mid Cap Gr Fd Cl I HAGIX 72405 20060104 Eagle Series Tr Mid Cap Gr Fd Cl R3 HAREX 72406 20060104 Eagle Series Tr Mid Cap Gr Fd Cl R5 HARSX 72407 20060104 Eagle Series Tr Mid Cap Stock Fd Cl A HMCAX 32219 19971212 Eagle Series Tr Mid Cap Stock Fd Cl I HMCJX 72408 20060104 Eagle Series Tr Mid Cap Stock Fd Cl R3 HMRRX 72409 20060104 Eagle Series Tr Mid Cap Stock Fd Cl R5 HMRSX 72410 20060104 Eagle Series Tr Small Cap Core Value Fd EGEAX 87450 20081001 Eagle Series Tr Small Cap Core Value Fd EGECX 87451 20081001 Eagle Series Tr Small Cap Core Value Fd EGEIX 87452 20081001 Eagle Series Tr Small Cap Core Value Fd EGERX 87453 20081001 Eagle Series Tr Small Cap Core Value Fd EGESX 87454 20081001 Eagle Series Tr Small Cap Gr Fd Cl A HRSCX 20896 19960620 Eagle Series Tr Small Cap Gr Fd Cl C HSCCX 23805 19960628 Eagle Series Tr Small Cap Gr Fd Cl I HSIIX 72414 20060104 Eagle Series Tr Small Cap Gr Fd Cl R3 HSRRX 72415 20060104 Eagle Series Tr Small Cap Gr Fd Cl R5 HSRSX 72416 20060104 Eagle Series Tr-Mid Cap Stock Fd Cl C HMCCX 24762 19980626 Earnest Partners Fixed Incm Tr, a series EPFTX 24613 19970210 EAS Genesis Fd Cl A EASAX 87070 20080820 EAS Genesis Fd Cl C EASYX 87072 20080820 EAS Genesis Fd Cl I EASIX 87071 20080820 EATON VAN CLASSIC GA TX FR FD ECGAX 75121 20060731 Eaton Vance AL Muni Fund CL B EVALX 20213 19960620 Eaton Vance AL munis Fd Cl C ECALX 73819 20060717 Eaton Vance Alabama Municipals Fd Cl I EIALX 83756 20080414 Eaton Vance AMT-Free munis bd Fd Cl C ECMBX 73825 20060717 Eaton Vance AR Muni Fund CL B EVARX 20214 19960620 Eaton Vance AR munis Fd Cl C ECARX 73820 20060717 Eaton Vance Arizona Municipals Fd Cl C ECAZX 72631 20060127 EATON VANCE ASIAN SM COS A EVASX 57218 20030106 EATON VANCE ASIAN SM COS B EBASX 57200 20030106 Eaton Vance Atlanta Cap Focused Gr Fd - EILGX 57996 20030508 Eaton Vance Atlanta Cap Focused Gr Fd Cl EAALX 64337 20040804 Eaton Vance Atlanta Cap SMID-Cap Fd Cl A EAASX 64338 20040804 Eaton Vance Atlanta Cap SMID-Cap Fd Cl I EISMX 57997 20030508 Eaton Vance Atlanta Cptl SMIDCp Fd Cls R ERSMX 89821 20090804 Eaton Vance AtlntCptl SMID Cp Fd Cl C ECASX 90286 20091006 Eaton Vance AZ Muni Fund CL B EVAZX 20215 19960620 Eaton Vance Balanced CL C ECIFX 24975 19970226 Eaton Vance Build America Bd Fd Cl A EBABX 90588 20091119 Eaton Vance Build America Bd Fd Cl C ECBAX 90587 20091119 Eaton Vance Build Americq Bd Fd Cl I EIBAX 90589 20091119 Eaton Vance CA Limited Maturity munis Fd EZCAX 73851 20060717 Eaton Vance CA Ltd-Maturity Municipal Fd EXCAX 35586 19990317 Eaton Vance CA muni bd Fd XEVMX 57760 20030326 Eaton Vance CA muni bd Fd II XEIAX 57751 20030326 EATON VANCE CA MUNI FD A EACAX 47712 20010131 EATON VANCE CA MUNI INCM TR XCEVX 57750 20030326 Eaton Vance CA Municipals Trust CL B EVCAX 20219 19960620 Eaton Vance California Municipal Fd Cl C ECCAX 65147 20050225 Eaton Vance California Municipls Fd Cl I EICAX 83791 20080410 Eaton Vance Capital Exchange Fund CAPEX 14700 19960620 Eaton Vance Classic Gov't Obligations Fd ECGOX 20099 19960620 Eaton Vance Classic Nat'l Municipal Fund ECHMX 20100 19960620 Eaton Vance CO Municipals Fd CL B EVCLX 20221 19960620 Eaton Vance Colorado Municipls Fnd Cls C ECCOX 83659 20080401 Eaton Vance Commodity Stratgy Fnd Clss A EACSX 92848 20100408 Eaton Vance Commodity Stratgy Fnd Clss C ECCSX 92849 20100408 Eaton Vance Commodity Stratgy Fnd Clss I EICSX 92850 20100408 Eaton Vance Connecticut Municpls Fd Cl I EICTX 83757 20080414 Eaton Vance CT Municipals Fd CL B EVCTX 20222 19960620 Eaton Vance CT Municiplas Fd Cl C ECCTX 73821 20060717 Eaton Vance Dividend Builder Fd Cl A EVTMX 20257 19960620 Eaton Vance Dividend Builder Fd Cl B EMTMX 20170 19960620 Eaton Vance Dividend Builder Fd Cl C ECTMX 20101 19960620 Eaton Vance Dividend Builder Fd Cl I EIUTX 67298 20050718 Eaton Vance Emerging Markets Local Incm EEIAX 80926 20070829 Eaton Vance Emerging Mkts CL A ETEMX 30272 19970324 Eaton Vance Emerging Mkts CL B EMEMX 32239 19980102 Eaton Vance Enhanced Eq Optn Incm Fd ClA EEEAX 83679 20080404 Eaton Vance Enhanced Eq Optn Incm Fd ClC EEECX 83680 20080404 Eaton Vance Enhanced Eq Optn IncmFd Cl I EEEIX 83681 20080404 EATON VANCE ENHANCED EQTY INCM XEOIX 64999 20050125 Eaton Vance Enhanced Equity Income Fd II XEOSX 66875 20050331 Eaton Vance Eq Asset Allocation Fd Cl A EEAAX 78265 20070131 Eaton Vance Eq Asset Allocation Fd Cl C EEACX 78269 20070131 Eaton Vance Eq Asset Allocation Fd Cl I EEAIX 78266 20070131 Eaton Vance FL Plus Limited Maturity mun ELFLX 20138 19960620 Eaton Vance FL Plus Limited Maturity mun EXFLX 35587 19990317 Eaton Vance FL Plus Limited Maturity mun EZFLX 20270 19960620 Eaton Vance Fl Rt Incm Tr XEFTX 64284 20040716 Eaton Vance Floating Rate Fd Cl A EVBLX 58865 20030829 Eaton Vance Floating Rate High Yield Fd EVFHX 58867 20030919 Eaton Vance Floating-Rt Advntgd Fd Cl A EAFAX 83753 20080414 Eaton Vance Floating-Rt Advntgd Fd Cl B EBFAX 83754 20080414 Eaton Vance Floating-Rt Advntgd Fd Cl C ECFAX 83755 20080414 Eaton Vance Floating-Rt Advntgd Fd Cl I EIFAX 83792 20080410 EATON VANCE FLT FD B EBBLX 47253 20010330 EATON VANCE FLT FD C ECBLX 47255 20010330 EATON VANCE FLT RATE FD INST EIBLX 62893 20040130 EATON VANCE FLT RATE HI INCM B EBFHX 44885 20001110 EATON VANCE FLT RATE HI INCM C ECFHX 44884 20001113 EATON VANCE FLT RT HI INC INST EIFHX 46542 20010131 Eaton Vance Fltng-Rt Advntgd Fd Advsrs C EVFAX 83764 20080414 Eaton Vance GA Municipals Fd CL B EVGAX 20224 19960620 Eaton Vance Gbl Dividend Incm Fd Cl A EDIAX 72322 20051220 Eaton Vance Gbl Dividend Incm Fd Cl C EDICX 72839 20060301 Eaton Vance Gbl Dividend Incm Fd Cl I EDIIX 73834 20060717 Eaton Vance Gbl Dividend Incm Fd Cl R EDIRX 73835 20060717 Eaton Vance Gbl Gr Fd Cl A ETIAX 20201 19960620 Eaton Vance Gbl Gr Fd Cl B EMIAX 20163 19960620 Eaton Vance Gbl Gr Fd Cl C ECIAX 42716 20000406 Eaton Vance Gbl Macro Absolute Ret Fd Cl EAGMX 80928 20070830 Eaton Vance Gbl Macro Absolute Ret Fd Cl EIGMX 80929 20070830 Eaton Vance Georgia municipals Fd Cl I EIGAX 83793 20080410 Eaton Vance Glbl Mcr Abslt Rtrn Fd Cl C ECGMX 90284 20091006 EATON VANCE GLOBAL MACRO ABSOLU ERGMX 92878 20100409 Eaton Vance Gov Obligations Fd Cl R ERGOX 73850 20060721 Eaton Vance Govt Obligations Fd Cl I EIGOX 89168 20090423 Eaton Vance Greater China Growth CL B EMCGX 20152 19960620 Eaton Vance Greater China Growth CL C ECCGX 20098 19960620 Eaton Vance Greater China Growth Fd CL A EVCGX 20220 19960620 Eaton Vance Greater China Growth Fd Cl I EICGX 90290 20091006 Eaton Vance Greater India Fd Cl I EGIIX 90306 20091019 Eaton Vance Greater India Fund Class C ECGIX 75762 20061201 Eaton Vance Growth & Income CL B EMSTX 32241 19980102 Eaton Vance Growth & Income CL C ECSTX 24977 19970226 Eaton Vance High Incm Opportunites Fd Cl ETHIX 64736 20050125 Eaton Vance High Incm Opps Fd Cl B EVHIX 20227 19960620 Eaton Vance High Incm Opps Fd Cl C ECHIX 24974 19970226 Eaton Vance High Income Oppt Fd Cl I EIHIX 90735 20091209 Eaton Vance High Yield Mncpls Fd Cl I EIHYX 79980 20070524 Eaton Vance High Yield Muni Cl A ETHYX 20200 19960620 Eaton Vance High Yield Muni Cl B EVHYX 20229 19960620 Eaton Vance High-Yield Municipals Cl C ECHYX 35566 19990310 EATON VANCE INCM BOSTON INST EIBIX 44628 20000131 Eaton Vance Incm Fd of Boston Fd Cl R ERIBX 65150 20050225 EATON VANCE INCOME FD BOSTONCL B EBIBX 57112 20021227 EATON VANCE INCOME FD BOSTONCL C ECIBX 57113 20021227 Eaton Vance Income Fd of Boston EVIBX 20230 19960620 Eaton Vance Insured munis Fd - Cl A EAFIX 57221 20030107 Eaton Vance Insured munis Fd Cl B EBFIX 20096 19960620 Eaton Vance Insured munis Fd Cl C EFICX 73857 20060721 Eaton Vance Int'l Incm Fd Cl A EAIIX 80920 20070829 Eaton Vance Intl eq Fd Cl A EAIEX 73818 20060717 Eaton Vance Intl eq Fd Cl C ECIEX 73823 20060717 Eaton Vance Intl eq Fd Cl I EIIEX 73836 20060717 Eaton Vance Investment Grade Incm FdCl I EIGIX 79171 20070412 Eaton Vance Investment Grd Incm Fd Cls A EAGIX 88552 20090130 EATON VANCE INVT TR MA LTD M EZMAX 57252 20030107 EATON VANCE INVT TR NY LTD M EZNYX 57253 20030107 Eaton Vance KS munis Fd Cl C ECKSX 73849 20060721 Eaton Vance KY Municipals Fd CL B EVKYX 20232 19960620 Eaton Vance KY munis Fd Cl C ECKYX 73824 20060717 Eaton Vance LA Municipals Fd CL B EVLAX 20233 19960620 Eaton Vance Large Cap Core Research Fd C EAERX 67401 20050802 Eaton Vance Large-Cap Core Rsrch Fd Cl C ECERX 90287 20091006 Eaton Vance Large-Cap Growth Fund Clas R ELCRX 89915 20090804 EATON VANCE LG CAP CORE A EALCX 57197 20030106 EATON VANCE LG CAP CORE B EBLCX 57201 20030106 EATON VANCE LG CAP CORE C ECLCX 57205 20030106 Eaton Vance Lg Cap Val Fd Cl R ERSTX 65151 20050225 Eaton Vance Lg-Cap Core Research Fd Cl I EIERX 88002 20081215 Eaton Vance Lg-Cap Val Fd Cl I EILVX 65148 20050225 Eaton Vance LgCap Gwth Fd Cl I ELCIX 79939 20070521 Eaton Vance Louisiana Municpls Fnd ClsC ELACX 83626 20080401 Eaton Vance Low Duration Fund Class I EILDX 89364 20090522 EATON VANCE LTD DUR INCM FD XEVVX 58770 20030826 EATON VANCE MA HLTH/ED TX EX XMHEX 57767 20030326 Eaton Vance MA Limited-Maturity Municipa EXMAX 35588 19990317 Eaton Vance MA Ltd Mat Tax-Free ELMAX 20143 19960620 Eaton Vance MA muni bd Fd XMABX 57766 20030326 EATON VANCE MA MUNI INCM TR XMMVX 57769 20030326 Eaton Vance MA Municipals Fd CL B EVMAX 20235 19960620 Eaton Vance MA munis Fd Cl C ECMMX 73828 20060717 Eaton Vance Marathon CA Ltd Mat Tax-Free ELCAX 20135 19960620 Eaton Vance Marathon Gov't Obligations EMGOX 20161 19960620 Eaton Vance Marathon Greater India Fund EMGIX 20160 19960620 Eaton Vance Maryland Municipals Fd Cl I EIMDX 83758 20080414 Eaton Vance Massachusetts Mncpls FdCl I EIMAX 79938 20070521 Eaton Vance MD Municipals Fd CL B EVMYX 20241 19960620 Eaton Vance MD munis Fd Cl C ECMDX 73826 20060717 Eaton Vance MI muni bd Fd XMIWX 57768 20030326 EATON VANCE MI MUNI INCM TR XEMIX 57757 20030326 Eaton Vance MI munis Fd Cl C ECMIX 73827 20060717 Eaton Vance Minnesota Municipals Fd Cl C ECMNX 73045 20060407 Eaton Vance MN Municipals Fd CL B EVMNX 20238 19960620 Eaton Vance MO Municipals Fd CL B EVMOX 20239 19960620 Eaton Vance MO munis Fd Cl C ECMOX 73829 20060717 Eaton Vance Multi-Cap Gr Fd - Cl C ECGFX 24973 19970226 Eaton Vance Multi-Cap Gr Fd Cl A EVGFX 20225 19960620 Eaton Vance Multi-Cap Gr Fd Cl B EMGFX 23761 19960628 Eaton Vance Multi-Strategy Absolute Ret EADDX 66580 20050203 Eaton Vance Multi-Strategy Absolute Ret EBDDX 66581 20050203 Eaton Vance Multi-Strategy Absolute Ret ECDDX 66582 20050203 Eaton Vance Multi-Strategy Absolute Ret EIDDX 90812 20091215 Eaton Vance muni bd Fd XEIMX 57753 20030326 EATON VANCE MUNI BD FD B EBMBX 47254 20010116 Eaton Vance muni bd Fd II XEIVX 57756 20030326 EATON VANCE MUNI INCM TR XEVNX 57761 20030326 Eaton Vance Municipal Bond Cl A ETMBX 35567 19990310 Eaton Vance Municipal Bond Fund EVMBX 20236 19960620 EATON VANCE MUNS TR AZ MUN C ETAZX 57229 20030107 EATON VANCE MUNS TR CT MUN A ETCTX 57231 20030107 EATON VANCE MUNS TR EV AL MU ETALX 57227 20030107 EATON VANCE MUNS TR EV AR MU ETARX 57228 20030107 EATON VANCE MUNS TR EV CO MU ETCOX 57230 20030107 EATON VANCE MUNS TR EV GA MU ETGAX 57233 20030107 EATON VANCE MUNS TR EV KY MU ETKYX 57236 20030107 EATON VANCE MUNS TR EV LA MU ETLAX 57237 20030107 EATON VANCE MUNS TR EV MD MU ETMDX 57238 20030107 EATON VANCE MUNS TR EV MI MU ETMIX 57239 20030107 EATON VANCE MUNS TR EV MN MU ETMNX 57240 20030107 EATON VANCE MUNS TR EV MO MU ETMOX 57241 20030107 EATON VANCE MUNS TR EV NC MU ETNCX 57243 20030107 EATON VANCE MUNS TR EV NTL M EIHMX 57226 20030107 EATON VANCE MUNS TR EV OH MU ETOHX 57244 20030107 EATON VANCE MUNS TR EV OR TA ETORX 57245 20030107 EATON VANCE MUNS TR EV SC MU EASCX 57223 20030107 EATON VANCE MUNS TR EV TN MU ETTNX 57248 20030107 EATON VANCE MUNS TR EV VA MU ETVAX 57249 20030107 EATON VANCE MUNS TR II EV KS MU ETKSX 57235 20030107 EATON VANCE MUNS TR II KANSAS M EVKSX 57251 20030107 EATON VANCE MUNS TR PA MUN A ETPAX 57246 20030107 EATON VANCE MUNS TR RI MUN A ETRIX 57247 20030107 EATON VANCE MUT FDS TR ESVAX 57278 20030108 EATON VANCE MUT FDS TR TXMG SCP EITGX 57277 20030108 EATON VANCE MUT FDS TR FLT RT A EABLX 53835 20020628 EATON VANCE MUT FDS TR FLT RT H EAFHX 53836 20020628 EATON VANCE MUT FDS TR LOW DURA EALDX 57222 20030107 EATON VANCE MUT FDS TR LOW DURA EBLDX 57224 20030107 EATON VANCE MUT FDS TR LOW DURA ECLDX 57225 20030107 EATON VANCE MUT FDS TR TXMG EQ EBEAX 54453 20021003 EATON VANCE MUT FDS TR TXMG EQ ECEAX 54454 20021003 Eaton Vance Nat Ltd Mat Muni A EXNAX 34647 19981111 Eaton Vance Nat'l Ltd Mat Tx-Fr ELNAX 20145 19960620 Eaton Vance National Mncpl Opprtnts Trst XEOTX 89501 20090619 Eaton Vance National Muni A EANAX 34648 19981111 Eaton Vance National Muni Fd CL B EVHMX 6226 19860102 Eaton Vance Natl Ltd Mat Tax-Fre EZNAX 20271 19960620 Eaton Vance NC Municipals Fd CL B EVNCX 20242 19960620 Eaton Vance NC munis Fd Cl C ECNCX 73830 20060717 Eaton Vance New Jersey Muncpls Fd Cl C ECNJX 72632 20060127 Eaton Vance New Jersey Municipls Fd Cl I EINJX 83760 20080414 Eaton Vance New Jrsy Lmtd Mtrty Fd ClC EZNJX 75738 20061130 Eaton Vance New York Municipals Fd Cl I EINYX 83761 20080414 EATON VANCE NJ LTD MAT MUNI A EXNJX 47560 20010116 Eaton Vance NJ Ltd Mat Tax-Free ELNJX 20146 19960620 Eaton Vance NJ muni bd Fd XEMJX 57758 20030326 EATON VANCE NJ MUNI INCM TR XEVJX 57759 20030326 Eaton Vance North Carlna Mncpls Fd Cl i EINCX 83759 20080414 Eaton Vance Ntnl Ltd Mtrts Mncpl Fd Cl I EINAX 90280 20091006 EATON VANCE NY LTD MAT MUNI A EXNYX 47561 20010116 Eaton Vance NY Ltd Mat Tax-Free ELNYX 20147 19960620 Eaton Vance NY muni bd Fd XENWX 62830 20040311 Eaton Vance NY muni bd Fd II XNYHX 57770 20030326 EATON VANCE NY MUNI INCM TR XEVYX 57764 20030326 Eaton Vance NY Municipals C ECNYX 66583 20050203 Eaton Vance NY Municipals Fd CL B EVNYX 20245 19960620 Eaton Vance OH muni bd Fd XEIOX 57754 20030326 EATON VANCE OH MUNI INCM TR XEVOX 57762 20030326 Eaton Vance Ohio Municipals Fd Cl C ECOHX 73046 20060407 Eaton Vance OR Municipals Fd CL B EVORX 20247 19960620 Eaton Vance OR Municpals Fd Cl C ECORX 73831 20060717 Eaton Vance PA Limited Maturity Municipa EXPNX 35589 19990317 Eaton Vance PA Ltd Mat Tax-Free ELPNX 20149 19960620 Eaton Vance PA Ltd Mat Tax-Free EZPNX 20272 19960620 Eaton Vance PA muni bd Fd XEIPX 57755 20030326 EATON VANCE PA MUNI INCM TR XEVPX 57763 20030326 Eaton Vance PA Municipals Fd CL B EVPAX 20248 19960620 Eaton Vance Pennsylvania Muncpls Fd Cl i EIPAX 83762 20080414 Eaton Vance Pennsylvania Muncpls FdClC ECPAX 73047 20060407 Eaton Vance RI muni Fd Cl C ERICX 73837 20060717 Eaton Vance RI Municipals Fd CL B EVRIX 20252 19960620 Eaton Vance Risk-Mngd Eq Optn Incm FdClC EROCX 83683 20080404 Eaton Vance RiskMngd Eq Optn IncmFd Cl I EROIX 83684 20080404 Eaton Vance RiskMngd Eq OptnIncm Fd Cl A EROAX 83682 20080404 Eaton Vance SC Municipals Fd CL B EVSCX 20253 19960620 Eaton Vance Senior Floating Rate Tr XEFRX 62347 20040105 Eaton Vance Senior Incm Tr XEVFX 58866 20030919 Eaton Vance Short Duration Dvrsfd Incm XEVGX 66876 20050331 Eaton Vance Short Term Real Rtrn Fd Cl A EARRX 92730 20100401 Eaton Vance Short Term Real Rtrn Fd Cl C ECRRX 92732 20100401 Eaton Vance Short Term Real Rtrn Fd Cl I EIRRX 92733 20100401 EATON VANCE SM CAP VAL A EAVSX 57199 20030106 EATON VANCE SM CAP VAL B EBVSX 57204 20030106 EATON VANCE SM CAP VAL C ECVSX 57208 20030106 Eaton Vance Sm-Cap Cl I EISGX 88000 20081215 Eaton Vance Small-Cap Fd - Cl A ETEGX 57216 20030106 Eaton Vance Small-Cap Fd - Cl B EBSMX 57203 20030106 Eaton Vance Small-Cap Fd - Cl C ECSMX 57207 20030106 Eaton Vance Small-Cap Fund Class R ERSGX 89818 20090804 Eaton Vance Small-Cap Value Fd Cl I EIVSX 90288 20091006 Eaton Vance South Carlna Mncpls Fd Cl I EISCX 83794 20080410 Eaton Vance South Carolina Mncpls FdClC ECSCX 73230 20060407 Eaton Vance Special Equities CL B EMSEX 32240 19980102 Eaton Vance Special Equities CL C ECSEX 24976 19970226 Eaton Vance Special Equities Fund EVSEX 20254 19960620 Eaton Vance Stock Fund EHSTX 20125 19960620 EATON VANCE STRAT INCM A ETSIX 57217 20030106 Eaton Vance Strategic Incm Fd Cl I ESIIX 89177 20090423 Eaton Vance Strategic Income Fd Cl B EVSGX 20255 19960620 Eaton Vance Strategic Income Fd Cl C ECSIX 24978 19970226 Eaton Vance Strategic Income Fund Clas R ERSIX 89806 20090804 Eaton Vance Structured Emerging MarketsA EAEMX 78083 20060630 Eaton Vance Structured Emerging MarketsC ECEMX 78084 20060630 Eaton Vance Structured Emerging MarketsI EIEMX 78085 20060630 Eaton Vance Structured Int'l Eq Fd C ECISX 92731 20100401 Eaton Vance Structured Int'l Eq Fd Cl A EAISX 92729 20100401 Eaton Vance Structured Int'l Eq Fd Cl I EIISX 92797 20100401 Eaton Vance Tax - Managed Intl eq Fd Cl ECIGX 36962 20000224 Eaton Vance Tax Managed Small-Cap Fd Cl ECMGX 35568 19990310 Eaton Vance Tax Managed Small-Cap Fd Cl EMMGX 32574 19980312 Eaton Vance Tax Mngd Dvrsfd Eq Incm Fd XETYX 75843 20061215 Eaton Vance Tax-Advantaged Dividend Incm XEVTX 62035 20031017 Eaton Vance Tax-Managd Buy-Write Incm Fd XETBX 67107 20050510 Eaton Vance Tax-Managed Emerging Markets EITEX 42426 19990405 Eaton Vance Tax-Managed Gbl Dividend Inc EADIX 58927 20031002 Eaton Vance Tax-Managed Gbl Dividend Inc EBDIX 58928 20031002 Eaton Vance Tax-Managed Gbl Dividend Inc ECDIX 58929 20031002 Eaton Vance Tax-Managed Gbl Dividend Inc EIDIX 81594 20071004 Eaton Vance Tax-Managed Growth Cl B ECTGX 14365 19971106 Eaton Vance Tax-Managed Growth Fund Cl B EMTGX 23691 19960621 Eaton Vance Tax-Managed Int'l Eq Fd Cl I EITIX 87999 20081210 Eaton Vance Tax-Managed Intl eq Fd Cl A ETIGX 42232 19990920 Eaton Vance Tax-Managed Intl eq Fd Cl B EMIGX 36412 19991028 Eaton Vance Tax-Managed Multi-Cap Gr Fd EACPX 57289 20030110 Eaton Vance Tax-Managed Multi-Cap Gr Fd EBCPX 57290 20030110 Eaton Vance Tax-Managed Multi-Cap Gr Fd ECCPX 57291 20030110 Eaton Vance Tax-Managed Small Cp Fd Cl I EIMGX 90304 20091019 Eaton Vance Tax-Managed Small-Cap Fd Cl ETMGX 34096 19980804 Eaton Vance Tax-Managed Vlue Fnd Class I EITVX 83625 20080401 Eaton Vance TN Municipals Fd CL B EVTNX 20258 19960620 Eaton Vance TN munis Fd Cl C ECTNX 73832 20060717 Eaton Vance Traditional Gov Obligations EVGOX 20226 19960620 Eaton Vance Traditional Greater India Fd ETGIX 20199 19960620 Eaton Vance Traditional Tax-Managed Grow ETTGX 24199 19960711 Eaton Vance Traditonal Investors Fund EVIFX 20231 19960620 EATON VANCE TX ADV GLB DIV IN XETGX 62821 20040316 EATON VANCE TX ADV GLB DIV OPP XETOX 64097 20040526 EATON VANCE TX MGD MC CORE A EXMCX 57219 20030106 EATON VANCE TX MGD MC CORE B EBMCX 57202 20030106 EATON VANCE TX MGD MC CORE C ECMCX 57206 20030106 EATON VANCE TX MNGD GRW 1.1 I EITMX 57213 20030106 EATON VANCE TX MNGD GRW 1.2 A EXTGX 47713 20010525 EATON VANCE TX MNGD GRW 1.2 B EYTGX 47714 20010525 EATON VANCE TX MNGD GRW 1.2 C EZTGX 47715 20010525 EATON VANCE TX MNGD SC VAL B ESVBX 57214 20030106 EATON VANCE TX MNGD SC VAL C ESVCX 57215 20030106 Eaton Vance Tx Mngd SmallCp Value Fd Cl ESVIX 90305 20091019 Eaton Vance Tx Mngd Val A EATVX 44256 20000809 EATON VANCE TX MNGD VAL B EBTVX 45562 20001229 EATON VANCE TX MNGD VAL C ECTVX 45561 20001229 Eaton Vance Tx-Advntgd Bnd Sttgs Fd Cl A EABSX 89139 20090415 Eaton Vance Tx-Advntgd Bnd Sttgs Fd Cl C ECBSX 89140 20090415 Eaton Vance Tx-Advntgd Bnd Sttgs Fd Cl I EIBSX 89141 20090415 Eaton Vance Tx-Mngd BuyWrite Opprtnts Fd XETVX 67348 20050712 Eaton Vance Tx-Mngd Glbl Buy-Write OppFd XETWX 67839 20051011 Eaton Vance TxMngdGblDvrsfd Eq Incm Fd XEXGX 78918 20070319 Eaton Vance VA Municipals Fd CL B EVVAX 20262 19960620 Eaton Vance VA munis Fd Cl C ECVAX 73833 20060717 Eaton Vance Virginia Municipals Fd Cl I EVAIX 83763 20080414 Eaton Vance World Wd Hlth Scncs Fd Cl I EIHSX 90269 20091006 Eaton Vance Worldwide Health Fd CL A ETHSX 21651 19960620 Eaton Vance Worldwide Health Sciences B EMHSX 32099 19971027 Eaton Vance WrldWde Hlth Science Fd Cl R ERHSX 65149 20050225 Eaton Vance Ww Hlth Sci C ECHSX 42715 20000406 Eaton Vnc Tax Advn Bd Strt Intrmdt Trm F EITAX 91719 20100201 Eaton Vnc Tax Advn Bd Strt Intrmdt Trm F ETIIX 91720 20100201 Eaton Vnc Tax Advn Bd Strt Intrmdt Trm F EITCX 91733 20100201 Eaton Vnc Tax Advn Bd Strt Lng Trm Fd Cl EALTX 91716 20100201 Eaton Vnc Tax Advn Bd Strt Lng Trm Fd Cl ECLTX 91717 20100201 Eaton Vnc Tax Advn Bd Strt Lng Trm Fd Cl EILTX 91718 20100201 Eaton Vnce Risk Mangd Divrsfd Eq Incm Fd XETJX 80870 20070817 Edgar Lomax Value Fd LOMAX 42344 20000107 Edgewood Gwth Fd Insti EGFIX 72944 20060313 Edgewood Gwth Fd Retail EGFFX 72943 20060313 Egle Srs Trst Egl Invstmnt Grd Bnd Fd R5 EGBTX 92196 20100302 Egle Srs Trst Invstmnt Grd Bnd Fnd Cls A EGBAX 92192 20100302 Egle Srs Trst Invstmnt Grd Bnd Fnd Cls C EGBCX 92193 20100302 Egle Srs Trst Invstmnt Grd Bnd Fnd Cls I EGBLX 92194 20100302 Egle Srs Trst Invstmnt Grd Bnd Fnd ClsR3 EGBRX 92195 20100302 EII Global Property Fd Institutional EIIGX 78309 20070202 ELECTRIC CITY VALUE FD ECVFX 50750 20020107 Elfun Diversified Fund ELDFX 20137 19960620 Elfun Global Fund EGLBX 20117 19960620 Elfun Income Fund EINFX 20132 19960620 Elfun Tax Exempt Income Fund ELFTX 20140 19960620 Elfun Trusts ELFNX 20139 19960620 Elite Growth and Income ELGIX 20141 19960620 Elite Income Fund ELINX 20142 19960620 EM Cap India Gateway Fd, Cl A EMINX 80612 20070727 EM Cap India Gateway Fd, Cl I EMIIX 80611 20070727 EManning & Napier Fd, Inc. Technology Se EXTCX 72015 20051025 Embarcadero Absolute Ret Fd EFARX 14209 19960423 Embarcadero Market Neutral Fd EFMNX 23583 19960620 Emerald Homestate Pa Growth Fd Cl A HSPGX 20907 19960620 EMERALD HOMESTATE PA GRW C HSPCX 45658 20010108 EMERALD SEL BNKG & FIN C HSSCX 45633 20010108 Emerald Select Banking & Finance Cl A HSSAX 32038 19971003 Emerging Markets Telecommunications Fund XETFX 35424 19990210 Empire Builder Tax Free Bond Fd EMBTX 20151 19960620 Empiric Fds, Core eq Fd Cl A EMCAX 24513 19970205 Empiric Fds, Core eq Fd Cl C EMCCX 72535 20060113 Encompass Fd ENCPX 86910 20080801 Endowments Growth & Income ENDIX 20178 19960620 Enhanced S&P 500 Covered Call Fd Inc. XBEOX 67805 20051005 EPH China Fund Cl A EPHCX 89817 20090731 Epiphany FFV Focused Fund Class N EPFNX 92198 20100310 Epiphany FFV Fund Class A EPVAX 92394 20100329 Epiphany FFV Fund Class C EPVCX 92734 20100329 Epiphany FFV Fund Class N EPVNX 92395 20100329 Epiphany FFV Strategic Income Class N EPINX 92226 20100318 Epiphany Large Cap Core Fund Class N EPCNX 92197 20100310 EquiTr Ser Fd, Inc. Blue Chip Port, Cl A FBUAX 72225 20051202 EquiTr Ser Fd, Inc. Val Gwth Port Cl A FVGAX 72229 20051202 EquiTr Srs Fd, Inc. Hgh Grd Bd Port Cl A FHBAX 72226 20051202 EquiTr Srs Fd, Inc. Managed Port Cl A FMNAX 72227 20051202 EquiTr Srs Fd, Inc. Strtgc Yld Port Cl A FSYAX 72228 20051202 ESG Managers Aggressive Grwt Ptf Cl A PAGAX 91617 20100119 ESG Managers Aggressive Grwt Ptf Cl C PAGCX 91618 20100119 ESG Managers Aggressive Grwt Ptf Inst Cl PAGIX 91619 20100119 ESG Managers Conservative Portfolio Cl A PWMAX 91612 20100119 ESG Managers Conservative Portfolio Cl C PWMCX 91613 20100119 ESG Managers Conservative Ptf Inst Cl PWMIX 91614 20100119 ESG Managers Growth Portfolio Cl A PGPAX 91610 20100119 ESG Managers Growth Portfolio Cl C PWCCX 91611 20100119 ESG Managers Growth Portfolio Inst Cl PMIIX 91620 20100119 ESG Managers Moderate Portfolio Cl A PMPAX 91621 20100119 ESG Managers Moderate Portfolio Cl C PWPCX 91622 20100119 ESG Managers Moderate Portfolio Inst CL PWPIX 91615 20100119 Eston Vance Real Estate Fd Cl I EIREX 73398 20060516 ETF Market Opportunity Fd ETFOX 73450 20040423 Etn Vnc Emrgng Mrkts Lcl Incm Fnd Cls I EEIIX 90702 20091203 EURO PAC GROWTH FD CL R-1 S RERAX 53671 20020607 EURO PAC GROWTH FD CL R-2 S RERBX 53672 20020607 EURO PAC GROWTH FD CL R-3 S RERCX 53673 20020607 EURO PAC GROWTH FD CL R-4 S REREX 53674 20020607 EURO PAC GROWTH FD CL R-5 S RERFX 53675 20020607 EuroPac Int'l Val Fd EPIVX 92807 20100407 EuroPacific Gr Fd, Cl 529-F-1 Shs CEUFX 53098 20020314 EUROPACIFIC GROWTH FUND CEUAX 53094 20020314 EUROPACIFIC GROWTH FUND CEUBX 53095 20020314 EUROPACIFIC GROWTH FUND CEUCX 53096 20020314 EUROPACIFIC GROWTH FUND CEUEX 53097 20020314 EuroPacific Growth Fund Cl R-6 RERGX 89232 20090504 EuroPacific Gwth Fd, Cl F-2 Shs AEPFX 86938 20080801 EV Marathon Investors Fund EMIFX 20164 19960620 EV MASS MUNI A ETMAX 54093 20020726 EV NJ MUNI A ETNJX 54094 20020726 EV NY MUNI A ETNYX 54095 20020726 EV TX MNGD AST A EAEAX 54090 20020726 Eventide Gilead Fd ETGLX 86381 20080702 Eventide Gilead Fund Class A ETAGX 90396 20091028 Eventide Gilead Fund Class C ETCGX 90397 20091028 Eventide Gilead Fund Institutional Class ETILX 91721 20100202 Evergreen Asset Alloc Fd Cl R (Srs of Ev EAXFX 58965 20031013 Evergreen CA Municipal Bond Fd Cl A EOCAX 54835 20021113 Evergreen CA Municipal Bond Fd Cl B EOCBX 54836 20021113 Evergreen CA Municipal Bond Fd Cl C EOCCX 54837 20021113 Evergreen CA Municipal Bond Fd inst Cl EOCIX 54838 20021113 EVERGREEN CORE BD FD A ESBAX 47635 20010510 EVERGREEN CORE BD FD B ESBBX 47636 20010510 EVERGREEN CORE BD FD C ESBCX 47637 20010510 Evergreen Core bd Fd Cl R (Srs of Evergr ESBRX 58966 20031013 Evergreen Core Plus bd Fd Cl A EKDLX 32411 19951026 Evergreen Core Plus bd Fd Cl C EKDCX 46294 20010131 Evergreen Core Plus bd Fd Cl I EKDYX 46295 20010131 Evergreen Disciplined Val Fd Cl A EDSAX 65256 20050321 Evergreen Disciplined Val Fd Cl B EDSBX 65257 20050321 Evergreen Disciplined Val Fd Cl C EDSCX 65258 20050321 Evergreen Disciplined Val Fd Insti Shs EDSIX 65259 20050321 Evergreen Diversified Bond Cl B EKDMX 14113 19951026 Evergreen Diversified Cap Builder Fd Cl EKBAX 32409 19980203 Evergreen Diversified Cap Builder Fd Cl EKBBX 14112 19951026 Evergreen Diversified Cap Builder Fd Cl EKBCX 46293 20010214 Evergreen Diversified Cap Builder Fd Cl EKBYX 32494 19960620 Evergreen Diversified Incm Builder Fd Cl EKSAX 21100 19960620 Evergreen Diversified Incm Builder Fd Cl EKSBX 21101 19960620 Evergreen Diversified Incm Builder Fd Cl EKSCX 21102 19960620 Evergreen Diversified Incm Builder Fd Cl EKSYX 46299 20010214 EVERGREEN EMERGING MKTS GR C EMGCX 46303 20010214 Evergreen Emerging Mkts Growth A EMGAX 20158 19960620 Evergreen Emerging Mkts Growth B EMGBX 20159 19960620 Evergreen Emerging Mkts Growth Y EMGYX 23766 19960628 Evergreen Enhanced S&P 500 Fd Cl A EVSAX 42234 19990329 Evergreen Enhanced S&P 500 Fd Cl B EVSBX 46263 20010214 Evergreen Enhanced S&P 500 Fd Cl C EVSTX 47063 20010402 Evergreen Enhanced S&P 500 Fd Cl I EVSYX 42235 19990329 Evergreen Enhanced S&P 500 Fd Cl IS EVSSX 47062 20010402 Evergreen eq Incm Fd Cl B ETRBX 20203 19960620 Evergreen eq Incm Fd Cl R (Srs of Evergr ETRRX 58967 20031013 EVERGREEN EQ INFM FD C ETRCX 46600 20010301 Evergreen Equity Income Fund Cl A ETRAX 20202 19960620 Evergreen Equity Income Fund Cl Y EVTRX 6099 19860102 Evergreen Equity Index Fund Cl I EVIIX 42233 19990329 EVERGREEN EQUITY TR ASSET AL EAAFX 54504 20021007 EVERGREEN EQUITY TR ASSET AL EABFX 54505 20021007 EVERGREEN EQUITY TR ASSET AL EACFX 54506 20021007 EVERGREEN EQUITY TR ASSET AL EAIFX 54507 20021007 EVERGREEN EQUITY TR SPL VALU ESPAX 53760 20020613 EVERGREEN EQUITY TR SPL VALU ESPBX 53761 20020613 EVERGREEN EQUITY TR SPL VALU ESPCX 53762 20020613 EVERGREEN EQUITY TR SPL VALU ESPIX 53763 20020613 Evergreen Fdamental Large Cap Fund Cl A EGIAX 20115 19960620 Evergreen Fdamental Large Cap Fund Cl B EGIBX 20116 19960620 Evergreen Fdamental Large Cap Fund Cl C EGICX 23336 19960829 Evergreen Fdamental Large Cap Fund inst EVVTX 20263 19960620 Evergreen Fdamental Mid Cap Val Fd Cl A EFVAX 81473 20071002 Evergreen Fdamental Mid Cap Val Fd Cl B EFVBX 81474 20071002 Evergreen Fdamental Mid Cap Val Fd Cl C EFVCX 81475 20071002 Evergreen Fdamental Mid Cap Val Fd Cl I EFVIX 81476 20071002 Evergreen Gbl Large Cap eq Fd Cl A EAGLX 24282 19960801 Evergreen Gbl Large Cap eq Fd Cl B EBGLX 24283 19960801 Evergreen Gbl Large Cap eq Fd Cl C ECGLX 46286 20010214 Evergreen Gbl Large Cap eq Fd Insti Shs EYGLX 24284 19960801 Evergreen Gbl Opps Fd Cl I EKGYX 46296 20010214 Evergreen Global Dividend Opportunity Fd XEODX 78951 20070402 Evergreen Global Opportun Fund A EKGAX 21091 19960620 Evergreen Global Opportun Fund B EKGBX 21089 19960620 Evergreen Global Opportun Fund C EKGCX 21090 19960620 EVERGREEN GOLDEN CORE OPPORT ECOBX 82732 20080102 Evergreen Golden Core Opprtnts Fd Cl A ECOAX 82621 20071219 Evergreen Golden Core Opprtnts Fd Cl C ECOCX 82622 20071219 Evergreen Golden Core Opprtnts Fd Cl I ECOIX 82623 20071219 Evergreen Golden Lg Cap Core Fd Cl A EGOAX 82628 20071219 Evergreen Golden Lg Cap Core Fd Cl B EGOBX 82629 20071219 Evergreen Golden Lg Cap Core Fd Cl C EGOCX 82630 20071219 Evergreen Golden Lg Cap Core Fd Cl I EGOIX 82631 20071219 Evergreen Grwth Fd A EGWAX 23881 19960628 EVERGREEN GRWTH FD B EGRBX 46878 20010319 Evergreen Grwth Fd C EGRTX 21544 19960620 Evergreen Grwth Fd Y EGRYX 35463 19990219 EVERGREEN HEALTH CARE FD A EHABX 44837 20000720 Evergreen Health Care Fd B EHCBX 44367 20000720 EVERGREEN HEALTH CARE FD C EHCCX 45638 20010108 Evergreen Health Care Fd Cl I EHCYX 47047 20010402 Evergreen High Incm Fd Cl A EKHAX 32412 19980203 Evergreen High Incm Fd Cl B EKHBX 14115 19951026 Evergreen High Incm Fd Cl C EKHCX 44364 20000131 Evergreen High Incm Fd Cl I EKHYX 46297 20010214 Evergreen High Incm Muni bd Fd Cl A EFHAX 20103 19960620 Evergreen High Incm Muni bd Fd Cl B EFHBX 23767 19960628 Evergreen High Incm Muni bd Fd Cl C EFHCX 45635 20010108 Evergreen High Incm muni bd Fd Cl I EFHYX 32608 19980316 EVERGREEN INCM ADVANTAGE FD XEADX 57723 20030320 Evergreen Inst'l Adjustabl Rate Fund Cl EKIZX 21145 19960620 Evergreen Int'l Bal Incm Fd XEBIX 72037 20051031 Evergreen Interm Muni Bd Cl A (Srs of Ev ESTVX 58509 20030708 Evergreen Interm Muni Bd Cl B (Srs of Ev ESTTX 58507 20030708 Evergreen Interm Muni Bd Cl C (Srs of Ev ESTUX 58508 20030708 Evergreen Intermediate muni bd Fd Cl IS ESTSX 46963 20010131 Evergreen Intl bd Fd Cl A (Srs of sel Fx ESIYX 58932 20031002 Evergreen Intl bd Fd Cl B (Srs of sel Fx ESIUX 58930 20031002 Evergreen Intl bd Fd Cl C (Srs of sel Fx ESIVX 58931 20031002 Evergreen Intl eq Fd Cl A EKZAX 32413 19980203 Evergreen Intl eq Fd Cl B EKZBX 21130 19960620 Evergreen Intl eq Fd Cl C EKZCX 46301 20010214 Evergreen Intl eq Fd Cl R (Srs of Evergr EKZRX 58983 20031013 Evergreen Intl eq Fd inst Cl EKZYX 34118 19980811 Evergreen Intrinsic Val Fd Cl A EIVAX 73930 20060801 Evergreen Intrinsic Val Fd Cl B EIVBX 73931 20060801 Evergreen Intrinsic Val Fd Cl C EIVCX 73932 20060801 Evergreen Intrinsic Val Fd Cl I EIVIX 73933 20060801 Evergreen Intrinsic World Eq Fd Cl A EWEAX 79950 20070522 Evergreen Intrinsic World Eq Fd Cl B EWEBX 79951 20070522 Evergreen Intrinsic World Eq Fd Cl C EWECX 79952 20070522 Evergreen Intrinsic World Eq Fd Cl I EWEIX 79953 20070522 Evergreen Large Company Gr Fd Cl I EKJYX 46961 20010326 EVERGREEN LG CO GRWTH FD C EKJCX 46611 20010301 Evergreen Mid Cap Gr Fd Cl A EKAAX 23854 19960628 Evergreen Multi-Sector Incm Fd XERCX 58435 20030630 EVERGREEN MUN TR NC MUNI ENCCX 53621 20020607 EVERGREEN MUN TR SH INT M EMUCX 53620 20020607 Evergreen muni bd Fd Cl I EKEYX 47050 20010402 Evergreen Muni Bnd Cl C EKECX 42690 20000131 Evergreen MUNICIPAL BOND Cl A EKEAX 21105 19980203 Evergreen MUNICIPAL BOND Cl B EKEBX 6647 19910220 Evergreen NC Muni Bond Fund Cl A ENCMX 20177 19960620 Evergreen NC Muni Bond Fund Cl B ENCBX 20176 19960620 Evergreen NC Muni CL Y ENCYX 32291 19980112 Evergreen Omega Fd Cl I EOMYX 42023 20000303 Evergreen Omega Fd Cl R (Srs of Evergree EKORX 58982 20031013 Evergreen Omega Fund Cl A EKOAX 22100 19960620 Evergreen Omega Fund Cl B EKOBX 22101 19960620 Evergreen Omega Fund Cl C EKOCX 22102 19960620 Evergreen PA MUNICIPAL BOND CL Y EKVYX 32292 19980112 Evergreen PA MUNICIPAL BOND Fd Cl A EKVAX 21097 19960620 Evergreen PA MUNICIPAL BOND Fd Cl B EKVBX 21098 19960620 Evergreen PA MUNICIPAL BOND Fd Cl C EKVCX 21099 19960620 Evergreen Precious Metals CL A EKWAX 32414 19980203 Evergreen Precious Metals Cl B EKWBX 14117 19951026 EVERGREEN PRECIOUS METALS FD C EKWCX 46300 20010214 Evergreen Precious Metals Fd Cl I EKWYX 47051 20010402 Evergreen Sel Adj Rt Fd Cl A ESAAX 44363 20000731 EVERGREEN SEL ADJ RT FD CL B ESABX 47056 20010131 EVERGREEN SEL ADJ RT FD CL C ESACX 47057 20010131 Evergreen Sel Core Bd Is ESBSX 42967 20000131 Evergreen Sel Equity Index Fund Cl C ESECX 36630 20000106 Evergreen Sel Intl Bd Fd Is ESIBX 30455 19970530 Evergreen sel Strat Gr Cl R (Srs of Ever ESGRX 58984 20031013 EVERGREEN SEL STRAT GRW FD A ESGAX 47638 20010515 EVERGREEN SEL STRAT GRW FD B ESGBX 47639 20010515 EVERGREEN SEL STRAT GRW FD C ESGTX 47640 20010515 Evergreen Select Adjustable Rate Fund Cl ESARX 35519 19990225 Evergreen Select Core Bond Fund Cl I ESBIX 32407 19980203 Evergreen Select Equity Index Cl B ESIOX 35711 19990409 Evergreen Select Equity Index Fund Cl A ESINX 35698 19990406 Evergreen Select Equity Index Fund Cl I EVISX 34119 19980810 Evergreen Select Fixed-Income Fund Cl Is EFISX 36001 19990831 Evergreen Select Int'l Bond Fund I ESICX 42229 19990329 Evergreen Select Inter MUNICIPAL BOND I ESTIX 32185 19971204 Evergreen Select Strategic Growth Fund C ESGSX 34121 19980810 Evergreen Select Strategic Growth I ESGIX 32187 19971204 Evergreen Short Intermediate bd Fd Cl A EFXAX 53757 20020613 Evergreen Short Intermediate bd Fd Cl B EFXBX 53758 20020613 Evergreen Short Intermediate bd Fd Cl C EFXCX 53759 20020613 Evergreen Short Intermediate bd Fd Cl I ESFIX 32183 19971204 Evergreen Short Intermediate Municipal F EMUAX 23368 19960829 Evergreen Short-Intermediate Muni Fund Y EMUNX 20173 19960620 EVERGREEN SHT INT MUNI BD B EMUBX 46962 20010131 EVERGREEN SM CO GRWTH FD C EKACX 46291 20010214 EVERGREEN SM CO GRWTH FD Y EKAYX 46292 20010214 Evergreen Sm-Mid Gwth Fd Cl A ESMGX 67843 20051013 Evergreen Sm-Mid Gwth Fd Cl I ESMIX 67844 20051013 Evergreen Small Cap Value Fd Cl A ESKAX 44446 20000823 Evergreen Small Cap Value Fd Cl B ESKBX 57919 20030505 Evergreen Small Cap Value Fd Cl C ESKCX 57920 20030505 Evergreen Small Cap Value Fd Cl I ESKIX 35382 19990209 Evergreen Small Co Growth Cl B EKABX 6671 19920207 Evergreen Special Values Fd Cl R (Srs of ESPRX 58985 20031013 Evergreen Strategic Growth CL A EKJAX 32417 19980203 Evergreen Strategic Growth Cl B Fund EKJBX 14120 19951026 Evergreen Strategic muni bd Fd Cl A VMPAX 23550 19960620 Evergreen Strategic muni bd Fd Cl B VMPIX 23551 19960620 Evergreen Strategic muni bd Fd Cl C DHICX 32868 19980514 Evergreen Strategic muni bd Fd Insti Shs VMPYX 46271 20010131 Evergreen US Gov't Fund Cl A EUSAX 20210 19960620 Evergreen US Gov't Fund Cl B EUSBX 20211 19960620 Evergreen US Gov't Fund Cl Y EUSYX 20212 19960620 EVERGREEN US GOVT CL C EUSCX 46262 20010131 EVERGREEN UTIL & HI INCM FD XERHX 64015 20040503 Evergreen Utility & Telecommunications F EVUYX 46964 20010131 Evergreen Utility and Telecommunications EVUBX 20261 19960620 Evergreen Utility and Telecommunications EVUCX 44589 20000131 Evergreen Utiltiy and Telecommunications EVUAX 20260 19960620 Evermore European Value Fund Cl A EVEAX 91601 20100119 Evermore European Value Fund Cl C EVECX 91602 20100119 Evermore European Value Fund Cl I EVEIX 91654 20100125 Evermore Global Value Fund Cl A EVGBX 91603 20100119 Evermore Global Value Fund Cl C EVGCX 91604 20100119 Evermore Global Value Fund Cl I EVGIX 91616 20100119 Evolution Alternative Inv Fd PETRX 72761 20060201 Evolution Market Leaders Fd PEVSX 72742 20060131 EXECUTIVE INVS TR 1ST INV EIIUX 54881 20021119 F.I.S.T. Adjustable US Gov't Secs Fund FISAX 20441 19960620 F.I.S.T. Bond Fund Advisor Cl FBDAX 35659 19990330 F.I.S.T. Convertible Securities Fund FISCX 20443 19960620 F.I.S.T. Limited Maturity U.S. Gov Secur FRGVX 20580 19960620 F.I.S.T. Limited Maturity U.S. Gov Secur FSUAX 35660 19990330 Fairholme Fd FAIRX 44477 20000825 Fallen Angels Incm Fd FAINX 75740 20061130 Fallen Angels Value Fd FAVLX 75741 20061130 Falling U.S. Dollar ProFd Investor Cl FDPIX 66635 20050307 Falling U.S. Dollar ProFd Service Cl FDPSX 66636 20050307 FAM Equity Income FAMEX 32830 19980508 FAM Equity-Income Fund Class C FFCEX 66976 20050421 Fam Value Fund FAMVX 14056 19950622 FAM Value Fund Class C FFCVX 66977 20050421 FBL Blue Chip Port FBBLX 20329 19960620 FBL High Grade Bond Port FBHBX 20333 19960620 FBL High Yield Bond Port FBYBX 20338 19960620 FBL Managed Port FBMGX 20336 19960620 FBL Value Growth Stock Port FABUX 20279 19960620 FBP Bal Fd FBPBX 20337 19960620 FBP Value Fd FBPEX 32023 19971002 FBR Bal Fd Cl I AFBAX 42157 19990324 FBR Bal Fd Inv Cl AFSAX 50006 20010928 FBR Core bd Fd Cl I AFHYX 47272 20010412 FBR Core bd Inv Cl AFHAX 50003 20010928 FBR Focus Cl R FBRRX 85500 20080603 FBR Focus Fd Inv Cl FBRVX 32388 19980128 FBR Focus Insti Cl I FBRIX 85499 20080530 FBR Gas Utility Index Cl R GASSX 85504 20080603 FBR Gas Utility Index Fd Inv Cl GASFX 6690 19921102 FBR Large Cap Finc Fd - Inv Cl FBRFX 30480 19970616 FBR Large Cap Technology Fd Inv Cl FBRTX 50885 20020206 FBR Pegasus Fd Cl I FBPIX 85495 20080530 FBR Pegasus Fd Inv Cl FBRPX 72152 20051115 FBR Pegasus Mid Cap Fd Cl I FBPMX 85496 20080530 FBR Pegasus Mid Cap Fd Inv Cl FBRMX 78811 20070301 FBR Pegasus Sm Cap Fd Cl I FBPYX 85498 20080530 FBR Pegasus Sm Cap Gwth Cl I FBPGX 85494 20080530 FBR Pegasus Sm Cap Gwth Cl R FBPSX 85497 20080530 FBR Pegasus Small Cap Fd Inv Cl FBRYX 78812 20070301 FBR Pegasus Small Cap Gr Fd Inv Cl FBRCX 62297 20031215 FBR Sm Cap Financial Cl I FBRUX 85501 20080603 FBR Sm Cap Financial Cl R FBRWX 85502 20080603 FBR Small Cap Finc Fd Inv Cl FBRSX 30678 19970818 FBR Technology Fund Class I FBRQX 92227 20100315 FCI Bd Fd FCIZX 67808 20051011 FCI EQUITY FD FCIEX 72079 20051104 Fdamental Investors, Inc., Cl F-2 Shs FINFX 87035 20080801 Fdamental Invs, Inc., Cl 529-F-1 Shs CFNFX 53108 20020314 Fdelty Calfrna Shrt Intrmdt Tx Fre Bd Fd FCSTX 72045 20051101 Fdlity Advsr Int'l Sm Cp Oprtnts Fd Cl A FOPAX 67405 20050809 Fdlty Advs Intrdt Muncl Inm Fd Inst Cl FZIIX 72170 20051103 Fdlty Advsr Int'l Sm Cp Opprtnts Fd Cl T FOPTX 67409 20050809 Fdlty Advsr Int'l Sm Cp Opptnts Fd Cl C FOPCX 67407 20050809 Fdlty Advsr Int'l SmCp Oprtnts Fd InstCl FOPIX 67408 20050809 Fdlty Srs InfltnPrtctd Bnd Indx Fd FSIPX 90166 20091001 Fdlty Srs InfltnPrtctd Bnd Indx Fd Cl F FFIPX 90165 20091001 FdX ETF Aggressive Upgrader Fd UNBOX 78306 20070201 FdX ETF Upgrader Fd REMIX 78295 20070201 FdX Tactical Upgrader Fd TACTX 83445 20080304 FED SHT TRM INCOME CL A FTIAX 64743 20050125 Federated ARMs Fund - Inst'l FEUGX 20362 19960620 Federated ARMs Fund - Inst'l Service FASSX 20323 19960620 Federated Bal Allocation Fd A BAFAX 72397 20060111 Federated Bal Allocation Fd B BAFBX 72398 20060111 Federated Bal Allocation Fd C BAFCX 72399 20060111 Federated Bd Fd Cl IS FDBIX 82912 20080130 Federated Bond Fund ISHIX 21013 19960620 Federated Bond Fund Cl A FDBAX 20346 19960620 Federated Bond Fund Cl B FDBBX 20347 19960620 Federated Bond Fund Cl C FDBCX 20348 19960620 Federated Cap Inc Fund Cl B CAPBX 21250 19960620 Federated Cap Incm Fd CAPFX 20363 19960620 Federated Cap Incm Fd Cl A Shares CAPAX 21252 19960620 Federated Capital Appreciation Fd Cl IS CPAIX 82890 20080125 Federated Capital Appreciation Fund A FEDEX 6012 19860102 Federated Capital Appreciation Fund B CPABX 14854 19960620 Federated Capital Appreciation Fund C CPACX 14855 19960620 Federated Clover Sm Val Fd Cl A VSFAX 89043 20090316 Federated Clover Sm Val Fd Cl C VSFCX 89044 20090316 Federated Clover Sm Val Fd Cl IS VSFIX 89045 20090316 Federated Clover Val Fd Cl A VFCAX 89035 20090316 Federated Clover Val Fd Cl B VFCBX 89039 20090316 Federated Clover Val Fd Cl C VFCCX 89036 20090316 Federated Clover Val Fd Cl IS VFCIX 89037 20090316 Federated Clover Val Fd Cl K VFCKX 89038 20090316 Federated Corporate Bond Strategy Portfl FCSPX 89565 20090701 Federated Enhanced Trsry Incm Fnd Cm Shs XFTTX 91702 20100129 FEDERATED EQUITY FDS CAP APPR CPAKX 57858 20030409 FEDERATED EQUITY FDS KAUFMN S FKASX 57068 20021219 FEDERATED EQUITY FDS KAUFMN S FKBSX 57069 20021219 FEDERATED EQUITY FDS KAUFMN S FKCSX 57070 20021219 Federated Equity Income Fund Cl A LEIFX 21261 19960620 Federated Equity Income Fund Cl C LEICX 21260 19960620 Federated Equity Income Fund Inc. F LFEIX 21265 19960620 Federated Equity Income Fund, Inc. Cl B LEIBX 21259 19960620 Federated GNMA Trust - Inst'l FGMAX 20385 19960620 Federated GNMA Trust-Inst'l Service FGSSX 20395 19960620 FEDERATED GOVERNMENT ULTRA SHORT DUR FGUSX 57801 20030331 FEDERATED GOVERNMENT ULTRASHORT FD I FEUSX 57800 20030331 Federated Govt Income Sec Cl A FGOAX 23790 19960822 Federated Govt Income Sec Cl B FGOBX 23791 19960822 Federated Govt Income Sec Cl C FGOCX 23793 19960822 Federated Growth Strategies Fund Cl B FGSBX 20393 19960620 Federated High Income Bond Fund A FHIIX 6013 19870309 Federated High Income Bond Fund B Class FHBBX 20400 19960620 Federated High Income Bond Fund Cl C FHICX 20402 19960620 Federated High Yield Strategy Portfolio FHYSX 89584 20090701 Federated High Yield Tr inst Service Sha FHYTX 6739 19930726 Federated Income Trust - Inst'l FICMX 20413 19960620 Federated Income Trust-Inst'l Class FITSX 20449 19960620 FEDERATED INDEX TR FED MXCP FMXKX 57861 20030409 Federated Index Tr Mid-Cap Index Fund FMDCX 20496 19960620 FEDERATED INSTL TR GV ULTRA FGUAX 57578 20030310 FEDERATED INSTL TR HI YIELD FIHBX 54749 20021104 Federated Int'l High Incm Fd F IHIFX 80126 20070606 Federated Int'l Income Fund Cl B FTBBX 20630 19960620 Federated InterContinental Fd - A RIMAX 36422 19991103 Federated InterContinental Fd C ICFFX 80898 20070828 Federated InterContinental Fd IS ICFIX 80914 20070828 Federated InterContinental Fd K ICFKX 80899 20070828 Federated InterContinetal Fd B ICFBX 80897 20070828 Federated Intermediate Gov Fd Insti Serv FLDSX 20285 19960620 Federated Intermediate Gov Fd Insti Shs FLDIX 44697 20000929 Federated Intermediate muni Tr Y FIMYX 58945 20031006 Federated Intermedit Govt/Crprt Fd IS FGCIX 72642 20060130 Federated International Bnd Strtgy Prtfl FIBPX 89659 20090701 Federated Intl High Income IHIAX 24091 19961001 Federated Intl High Income IHIBX 24092 19961001 Federated Intl High Income IHICX 24093 19961001 Federated Intl Leaders Fd Cl A FGFAX 42963 20000523 Federated Intl Leaders Fd Cl B FGFBX 42246 20000127 Federated Intl Leaders Fd Cl C FGFCX 45721 20010111 Federated Intl Small-Mid Company Fd A ISCAX 21008 19960620 Federated Intl Small-Mid Company Fd B Sh ISCBX 21009 19960620 Federated Intl Small-Mid Company Fd C Sh ISCCX 21010 19960620 Federated Intl Strategic Value Dividend IVFAX 85552 20080603 Federated Intl Strategic Value Dividend IVFCX 85553 20080603 Federated Intl Strategic Value Dividend IVFIX 85554 20080603 Federated Intrmdt Govt/Crprt Fd Insti SS FGCSX 72643 20060130 Federated Kaufman Lg Cap Fd A KLCAX 82549 20071206 Federated Kaufman Lg Cap Fd C KLCCX 82550 20071206 Federated Kaufman Lg Cap Fd IS KLCIX 82551 20071206 Federated Kaufman Lg Cap Fd K KLCKX 82552 20071206 Federated Kaufman Small Cap Fund Class K FKKSX 72153 20051115 FEDERATED KAUFMANN FD A KAUAX 47647 20010516 FEDERATED KAUFMANN FD B KAUBX 47648 20010516 FEDERATED KAUFMANN FD C KAUCX 47649 20010516 Federated Market Opportunity Fd IS FMIIX 80371 20070703 Federated Max Cap Index Fd MXCCX 32295 19980113 Federated Max-Cap Index Fd FMXSX 20518 19960620 Federated MDT All Cap Core Fd Cl A QAACX 57544 20030226 Federated MDT All Cap Core Fd Cl C QCACX 67716 20050923 Federated MDT All-Cap Core Fd K QKACX 76112 20061228 Federated MDT Bal Fd Cl A QABGX 67708 20050923 Federated MDT Bal Fd Cl C QCBGX 67717 20050923 Federated MDT Bal Fd inst Cl QIBGX 57046 20021213 Federated MDT Bal Fd K QKBGX 76113 20061228 Federated MDT Large Cap Gr Fd Cl A QALGX 67709 20050923 Federated MDT Large Cap Gr Fd Cl C QCLGX 67718 20050923 Federated MDT Large Cap Gr inst Cl QILGX 67725 20050923 Federated MDT Lg Cap Gwth Cl B QBLGX 79287 20070423 Federated MDT Sm Cap Gwth Fd Cl B QBSGX 83512 20080317 Federated MDT Small Cap Core Fd Cl A QASCX 67712 20050923 Federated MDT Small Cap Core Fd Cl C QCSCX 67721 20050923 Federated MDT Small Cap Core Fd inst Cl QISCX 67727 20050923 Federated MDT Small Cap Gr Fd Cl A QASGX 67713 20050923 Federated MDT Small Cap Gr Fd Cl C QCSGX 67722 20050923 Federated MDT Small Cap Gr Fd inst Cl QISGX 67728 20050923 Federated MDT Stock Tr IS Shares FMSTX 91703 20100129 Federated Mid Cap Gr Strategies Fd A FGSAX 20392 19960620 Federated Mid Cap Gr Strategies Fd C FGSCX 20394 19960620 Federated Mid Cap Gwth Strategies Fd Ins FGSIX 91735 20100201 Federated Mid-Cap Gwth Strategies Fd K FGSKX 76110 20061228 FEDERATED MKT OPP FD A FMAAX 45912 20010123 FEDERATED MKT OPP FD B FMBBX 45911 20010123 FEDERATED MKT OPP FD C FMRCX 45909 20010123 Federated Mortgage Fund Instl Service FGFSX 42248 19990405 Federated Mortgage Strategy Portfolio FMBPX 89581 20090701 FEDERATED MTB INTER TM BD B IFIBX 58745 20030820 FEDERATED MTB LG CAP GRW INS I MLGIX 58768 20030826 FEDERATED MTB LG CAP VAL INS I MLCVX 58739 20030820 FEDERATED MTB NY MUNI BD B VNYBX 58746 20030820 FEDERATED MTB NY MUNI BD INS B VNYIX 58741 20030820 FEDERATED MTB SH DUR GOVT BD B MSDGX 58740 20030820 FEDERATED MTB US GOVT BD B AUSBX 58742 20030820 FEDERATED MTG FD INST FGFIX 44588 20000131 Federated Muni & Stock Advantage Fd A FMUAX 58874 20030924 Federated Muni & Stock Advantage Fd B FMNBX 58873 20030924 Federated Muni & Stock Advantage Fd C FMUCX 58875 20030924 Federated Muni and Stock Advantage Fd FMUFX 80102 20070605 Federated muni High Yield Advantage Fd, FHTFX 20404 19960620 Federated muni High Yield Advantage Fd, FMNCX 23801 19960916 Federated muni High Yield Advantage Fd, FMOAX 23806 19960916 Federated muni High Yield Advantage Fd, FMOBX 23833 19960916 FEDERATED MUNI ULTRASHT FD IS FMUSX 45722 20010111 FEDERATED MUNI ULTRASHT FD SS FMUUX 45910 20010123 Federated Municipal Securities Cl B LMSBX 21286 19960620 Federated Municipal Securities Cl C LMSCX 21287 19960620 Federated Municpal Securities Fd F LMFFX 80103 20070605 FEDERATED NEW YORK MUNICIPAL INCOME NYIBX 54336 20020916 Federated Ohio Municipal Incm Fd A OMIAX 87809 20081118 Federated PA Muni Income PAMFX 22167 19960620 Federated Pa Muni Income Cl B FPABX 32558 19980304 FEDERATED PREM INTER MUNI INCM XFPTX 57159 20030102 FEDERATED PREMIER MUNI INCM FD XFMNX 57158 20030102 Federated Prudent Bear Fd - A BEARX 24014 19960925 Federated Prudent Bear Fd - C PBRCX 45581 20010103 Federated Prudent Bear Fund IS PBRIX 87940 20081209 Federated Prudent DollarBear Fd - A PSAFX 45580 20010103 Federated Prudent DollarBear Fd C FPGCX 88008 20081215 Federated Prudent DollarBear Fd IS FPGIX 87941 20081209 Federated Real Rtrn Bd Fd A RRFAX 75475 20061006 Federated Real Rtrn Bd Fd IS RRFIX 75477 20061006 Federated Real Rtrn Fd C RRFCX 75476 20061006 Federated Short Term Income Inst'l Svc FSISX 20614 19960620 Federated Short-Intermediate Duration mu FMTAX 78088 20070108 Federated Short-Intermediate Duration mu FSHSX 20609 19960620 Federated Short-Intermediate muni Tr ins FSHIX 20608 19960620 Federated Short-Term Income Fund Inst'l FSTIX 20626 19960620 FEDERATED STK & BD FD INC NECL K FSBKX 57862 20030409 Federated Stock & bd Fd Cl A FSTBX 20625 19960620 Federated Stock & Bond Fund Cl B FSBBX 23845 19960916 Federated Stock & Bond Fund Cl C FSBCX 23850 19960916 Federated Stock and Bond Fund IS SBFIX 89485 20090612 Federated Stock Trust FSTKX 6016 19851223 Federated Strategic Incm Fd Cl IS STISX 82931 20080131 Federated Strategic Income Fund STFSX 23220 19960620 Federated Strategic Income Fund Cl A STIAX 23225 19960620 Federated Strategic Income Fund Cl B SINBX 23061 19960620 Federated Strategic Income Fund Cl C SINCX 23062 19960620 Federated Strategic Val Fd A SVAAX 66963 20050330 Federated Strategic Val Fd C SVACX 66964 20050330 Federated Strategic Val Fd IS SVAIX 66871 20050330 FEDERATED TOT RET BD A TLRAX 48876 20010831 FEDERATED TOT RET BD B TLRBX 48877 20010831 FEDERATED TOT RET BD C TLRCX 48878 20010831 Federated Total Return Bond Fund FTRBX 24139 19961010 Federated Total Return Bond Fund FTRFX 24138 19961010 Federated Total Return Govt Bond FTGSX 20399 19960620 Federated Total Return Govt Bond Inst'l FTRGX 20397 19960620 FEDERATED TOTAL RETURN SERS TTL RETN FTRKX 57863 20030409 FEDERATED TOTAL RETURN SERS ULTRASHT FULAX 54605 20021015 Federated Ultra Short Bond /Insl. Servic FULBX 35561 19990304 Federated Ultra Short Bond Fund Is FULIX 36947 20000229 Federated US Gov bd Fd inst Service Shar FEDBX 14234 19960531 Federated US Gov't Sec Fund FUSGX 6015 19870311 Federated US Gov't Sec:1-3 Years Instl FSGVX 20607 19960620 Federated US Gov't Sec:1-3 Yrs Inst Srv FSGIX 20605 19960620 Federated US Gov't Sec:2-5 Years Inst FIGTX 20423 19960620 Federated US Gov't Secs 2-5 Yrs Inst'l FIGIX 20421 19960620 FEDERATED US GOVT SEC 1-3 Y FSGTX 50139 20011018 FEDERATED US GOVT SEC 2-5 YRCL K SHS FIGKX 57860 20030409 Federated Utility Fund Cl C CAPCX 21251 19960620 Federated/Fortress NY Muni Income Fd A NYIFX 22044 19960620 FFTW Fd Inc - US Inflation-Indexed Hedge FFIHX 50899 20020212 FFTW Fds, Int'l Portfolio Investor Cl FNIFX 85128 20080513 FFTW Fds, U.S. Infltn Indxd Prtf Invtr C FNIHX 78338 20070206 FFTW Intl Fixed-Income Funds FFIFX 23009 19960830 Fidelity 130/30 Lg Cap Fd FOTTX 83695 20080407 FIDELITY ADV AGGRES GRW A FGVAX 45242 20001204 FIDELITY ADV AGGRES GRW B FGVBX 45243 20001204 FIDELITY ADV AGGRES GRW C FGECX 45241 20001204 FIDELITY ADV AGGRES GRW I FRVIX 45245 20001204 FIDELITY ADV AGGRES GRW T FGVTX 45244 20001204 FIDELITY ADV BIOTECH CL A FBTAX 45795 20010117 FIDELITY ADV BIOTECH CL B FBTBX 45794 20010117 FIDELITY ADV BIOTECH CL C FBTCX 45793 20010117 FIDELITY ADV BIOTECH CL I FBTIX 45792 20010117 FIDELITY ADV BIOTECH CL T FBTTX 45791 20010117 Fidelity adv Cap Development Fd Cl A FDTTX 44008 20000526 Fidelity adv Cap Development Fd Cl B FDEBX 67299 20050719 Fidelity adv Cap Development Fd Cl C FDECX 67300 20050719 Fidelity adv Cap Development Fd Cl O FDETX 6138 19890828 Fidelity adv Cap Development Fd Insti Cl FDEIX 67301 20050719 Fidelity adv Cap[ital Development Fd Cl FDTZX 67306 20050719 Fidelity Adv Cnvrtbl Scrts Fd InstCl FICVX 88981 20090225 Fidelity adv Comm Equipment Cl A FDMAX 45790 20010117 Fidelity adv Comm Equipment Cl B FDMBX 45789 20010116 Fidelity adv Comm Equipment Cl C FDMCX 45788 20010116 Fidelity adv Comm Equipment Cl I FDMIX 45787 20010116 Fidelity adv Comm Equipment Cl T FDMTX 45786 20010116 Fidelity adv Cons Disc Cl A FCNAX 45779 20010116 Fidelity adv Cons Disc Cl B FCIBX 42025 20000303 Fidelity adv Cons Disc Cl C FCECX 45430 20001222 Fidelity adv Cons Disc Cl I FCNIX 45778 20010116 Fidelity adv Cons Disc Fd Cl T FACPX 32708 19980413 Fidelity Adv Convrtbl Scrtis Fd Cl B FCBVX 88979 20090225 Fidelity Adv Convrtbl Scrtis Fd Cl C FCCVX 88980 20090225 Fidelity Adv Convrtbl Scrtis Fd Cl T FTCVX 88982 20090225 Fidelity Adv Convrtble Scrts Fd Cl A FACVX 88978 20090225 Fidelity adv Dividend & Incm Cl C FCSDX 62370 20040106 FIDELITY ADV DYNAMIC CAP APP I FDCIX 45426 20001220 FIDELITY ADV ELECT CL A FELAX 45785 20010116 FIDELITY ADV ELECT CL B FELBX 45784 20010116 FIDELITY ADV ELECT CL C FELCX 45783 20010116 FIDELITY ADV ELECT CL I FELIX 45782 20010116 FIDELITY ADV ELECT CL T FELTX 45781 20010116 FIDELITY ADV EMERG ASIA B FERBX 45449 20001220 FIDELITY ADV EMERG ASIA C FERCX 45450 20001220 FIDELITY ADV EMERG ASIA I FERIX 45451 20001220 FIDELITY ADV EMERG MKTS A FAMKX 62920 20040405 FIDELITY ADV EMERG MKTS B FBMKX 62921 20040405 FIDELITY ADV EMERG MKTS C FMCKX 62923 20040405 FIDELITY ADV EMERG MKTS I FIMKX 62922 20040405 FIDELITY ADV EMERG MKTS INCM A FMKAX 45421 20000131 FIDELITY ADV EMERG MKTS INCM C FMKCX 45422 20001220 FIDELITY ADV EMERG MKTS INCM I FMKIX 45423 20000131 FIDELITY ADV EMERG MKTS T FTMKX 62925 20040405 Fidelity adv Energy Cl A FANAX 44328 20000804 Fidelity adv Energy Cl B FANRX 23991 19960925 Fidelity adv Energy Cl C FNRCX 36349 19991026 Fidelity adv Energy Cl I FANIX 24993 19970226 Fidelity adv Energy Cl T FAGNX 20292 19960620 FIDELITY ADV EQ VAL A FAVAX 47717 20010525 FIDELITY ADV EQ VAL B FAVBX 47718 20010525 FIDELITY ADV EQ VAL C FAVCX 47719 20010525 FIDELITY ADV EQ VAL I FAIVX 47716 20010525 FIDELITY ADV EQ VAL T FAVTX 47720 20010525 FIDELITY ADV EUROPE CAP APP A FAEAX 45427 20001221 FIDELITY ADV EUROPE CAP APP B FBEAX 45428 20001220 FIDELITY ADV EUROPE CAP APP C FCEAX 45429 20001220 FIDELITY ADV EUROPE CAP APP I FIEAX 45420 20001220 FIDELITY ADV FIFTY CL A FFYAX 45411 20001220 FIDELITY ADV FIFTY CL B FFYBX 45412 20001220 FIDELITY ADV FIFTY CL C FFYCX 45413 20001220 FIDELITY ADV FIFTY CL I FFYIX 45414 20001220 FIDELITY ADV FIFTY CL T FFYTX 45415 20001220 FIDELITY ADV FLT RATE HI INC A FFRAX 45410 20001220 Fidelity Adv Flt Rate Hi Inc B FFRBX 44447 20000823 FIDELITY ADV FLT RATE HI INC C FFRCX 44598 20000922 FIDELITY ADV FLT RATE HI INC I FFRIX 45796 20010117 FIDELITY ADV FLT RATE HI INC T FFRTX 44770 20001017 FIDELITY ADV FREEDOM 2005 FFFVX 62203 20031117 FIDELITY ADV FREEDOM 2005 A FFAVX 62201 20031117 FIDELITY ADV FREEDOM 2005 B FFBVX 62202 20031117 FIDELITY ADV FREEDOM 2005 C FCFVX 62193 20031117 FIDELITY ADV FREEDOM 2005 I FFIVX 62204 20031117 FIDELITY ADV FREEDOM 2005 T FFTVX 62207 20031117 FIDELITY ADV FREEDOM 2010 A FACFX 58607 20030729 FIDELITY ADV FREEDOM 2010 B FCFBX 58615 20030729 FIDELITY ADV FREEDOM 2010 C FCFCX 58616 20030729 FIDELITY ADV FREEDOM 2010 I FCIFX 58620 20030729 FIDELITY ADV FREEDOM 2010 T FCFTX 58619 20030729 FIDELITY ADV FREEDOM 2015 FFVFX 62212 20031117 FIDELITY ADV FREEDOM 2015 A FFVAX 62209 20031117 FIDELITY ADV FREEDOM 2015 B FFVBX 62210 20031117 FIDELITY ADV FREEDOM 2015 C FFVCX 62211 20031117 FIDELITY ADV FREEDOM 2015 I FFVIX 62213 20031117 FIDELITY ADV FREEDOM 2015 T FFVTX 62214 20031117 FIDELITY ADV FREEDOM 2020 A FDAFX 58621 20030729 FIDELITY ADV FREEDOM 2020 B FDBFX 58622 20030729 FIDELITY ADV FREEDOM 2020 C FDCFX 58623 20030729 FIDELITY ADV FREEDOM 2020 I FDIFX 58624 20030729 FIDELITY ADV FREEDOM 2020 T FDTFX 58625 20030729 FIDELITY ADV FREEDOM 2025 FFTWX 62208 20031117 FIDELITY ADV FREEDOM 2025 A FATWX 62187 20031117 FIDELITY ADV FREEDOM 2025 B FBTWX 62191 20031117 FIDELITY ADV FREEDOM 2025 C FCTWX 62196 20031117 FIDELITY ADV FREEDOM 2025 I FITWX 62216 20031117 FIDELITY ADV FREEDOM 2025 T FTTWX 62219 20031117 FIDELITY ADV FREEDOM 2030 A FAFEX 58608 20030729 FIDELITY ADV FREEDOM 2030 B FBFEX 58611 20030729 FIDELITY ADV FREEDOM 2030 C FCFEX 58617 20030729 FIDELITY ADV FREEDOM 2030 I FEFIX 58626 20030729 FIDELITY ADV FREEDOM 2030 T FTFEX 58630 20030729 FIDELITY ADV FREEDOM 2035 FFTHX 62206 20031117 FIDELITY ADV FREEDOM 2035 A FATHX 62186 20031117 FIDELITY ADV FREEDOM 2035 B FBTHX 62190 20031117 FIDELITY ADV FREEDOM 2035 C FCTHX 62195 20031117 FIDELITY ADV FREEDOM 2035 I FITHX 62215 20031117 FIDELITY ADV FREEDOM 2035 T FTTHX 62218 20031117 FIDELITY ADV FREEDOM 2040 A FAFFX 58609 20030729 FIDELITY ADV FREEDOM 2040 B FBFFX 58612 20030729 FIDELITY ADV FREEDOM 2040 C FCFFX 58618 20030729 FIDELITY ADV FREEDOM 2040 I FIFFX 58628 20030729 FIDELITY ADV FREEDOM 2040 T FTFFX 58631 20030729 FIDELITY ADV FREEDOM INCM A FAFAX 58614 20030729 FIDELITY ADV FREEDOM INCM B FBFAX 58610 20030729 FIDELITY ADV FREEDOM INCM C FCAFX 58613 20030729 FIDELITY ADV FREEDOM INCM I FIAFX 58627 20030729 FIDELITY ADV FREEDOM INCM T FTAFX 58629 20030729 FIDELITY ADV GLBL EQ A FGEAX 45454 20001220 FIDELITY ADV GLBL EQ B FGEBX 45457 20001220 FIDELITY ADV GLBL EQ C FEUCX 45452 20001220 FIDELITY ADV GLBL EQ I FEUIX 45453 20001220 FIDELITY ADV GLBL EQ T FGETX 45419 20001220 Fidelity Adv Global Bal Fd Cl A FGLAX 88996 20090225 Fidelity Adv Global Bal Fd Cl B FGLBX 88983 20090225 Fidelity Adv Global Bal Fd Cl C FGLCX 88984 20090225 Fidelity Adv Global Bal Fd Cl T FGLTX 88985 20090225 Fidelity Adv Global Bal Fd Inst Cl FGLIX 88997 20090225 FIDELITY ADV HI INCM A FHIAX 44919 20001115 FIDELITY ADV HI INCM B FHCBX 44918 20001115 FIDELITY ADV HI INCM C FHNCX 45417 20001220 FIDELITY ADV HI INCM I FHNIX 45418 20001220 FIDELITY ADV HI INCM T FHITX 45416 20001220 Fidelity Adv I Dividend Growth Fund Cl A FADAX 42238 19990505 Fidelity adv Industrials Cl A FCLAX 45431 20000908 Fidelity adv Industrials Cl B FCLBX 45432 20000908 Fidelity adv Industrials Cl C FCLCX 45433 20000908 Fidelity adv Industrials Cl I FCLIX 45447 20000908 Fidelity adv Industrials Cl T FCLTX 45448 20000908 Fidelity adv Intl Discovery Fd Cl A FAIDX 64619 20050113 Fidelity adv Intl Discovery Fd Cl B FADDX 64573 20050113 Fidelity adv Intl Discovery Fd Cl C FCADX 64620 20050113 Fidelity adv Intl Discovery Fd Cl I FIADX 64621 20050113 Fidelity adv Intl Discovery Fd Cl T FTADX 64622 20050113 FIDELITY ADV JAPAN CL I FAJIX 45424 20001220 FIDELITY ADV LATIN AMER A FLTAX 45436 20001220 FIDELITY ADV LATIN AMER B FLTBX 45437 20001220 FIDELITY ADV LATIN AMER C FLACX 45434 20001220 FIDELITY ADV LATIN AMER I FLNIX 45435 20001220 FIDELITY ADV LATIN AMER T FLTTX 45438 20001220 FIDELITY ADV LEVER CO STK A FLSAX 45777 20010116 FIDELITY ADV LEVER CO STK B FLCBX 45773 20010116 FIDELITY ADV LEVER CO STK C FLSCX 45776 20010116 FIDELITY ADV LEVER CO STK I FLVIX 45774 20010116 FIDELITY ADV LEVER CO STK T FLSTX 45775 20010116 FIDELITY ADV MID CAP II A FIIAX 64392 20040817 FIDELITY ADV MID CAP II B FIIBX 64393 20040817 FIDELITY ADV MID CAP II C FIICX 64394 20040817 FIDELITY ADV MID CAP II I FIIMX 64382 20040817 FIDELITY ADV MID CAP II T FITIX 64383 20040817 FIDELITY ADV MTG SEC A FMGAX 45439 20000131 FIDELITY ADV MTG SEC C FOMCX 48822 20010831 FIDELITY ADV MUNI INCM FD I FMPIX 45770 20010116 FIDELITY ADV NEW INSIGHTS A FNIAX 58687 20030805 FIDELITY ADV NEW INSIGHTS B FNIBX 58688 20030805 FIDELITY ADV NEW INSIGHTS C FNICX 58689 20030805 FIDELITY ADV NEW INSIGHTS I FINSX 58686 20030805 FIDELITY ADV NEW INSIGHTS T FNITX 58690 20030805 Fidelity Adv Ser 1 Ret Grw B FRMBX 36513 19991208 Fidelity Adv Ser I Ret Growth Cl C FRECX 42026 20000303 Fidelity Adv Ser I Ret Grw A FARAX 42706 20000404 Fidelity Adv Ser Vii Cap App A FCPAX 42773 20000413 Fidelity Adv Ser VIII Cap App In FCPIX 42022 20000303 Fidelity Adv Ser Viii Div In A FDVAX 42697 20000404 Fidelity Adv Ser Viii Div In I FDVIX 42744 20000411 Fidelity Adv Ser Viii Em Asiat FEATX 42698 20000404 Fidelity Adv Ser VIII Jap Fund Cl A FJPAX 42027 20000303 Fidelity adv Short-Intermediate muni Inc FASHX 58600 20030724 Fidelity adv Short-Intermediate muni Inc FBSHX 58601 20030724 Fidelity adv Short-Intermediate muni Inc FCSHX 58602 20030724 Fidelity adv Short-Intermediate muni Inc FISHX 58599 20030724 Fidelity adv Short-Intermediate muni Inc FTSHX 58603 20030724 FIDELITY ADV SHT FX INCM I FSXIX 45441 20000131 FIDELITY ADV SM CAP GRW A FCAGX 66506 20050203 FIDELITY ADV SM CAP GRW B FCBGX 66507 20050203 FIDELITY ADV SM CAP GRW C FCCGX 66508 20050203 FIDELITY ADV SM CAP GRW FD FCPGX 66509 20050203 FIDELITY ADV SM CAP GRW T FCTGX 66511 20050203 FIDELITY ADV SM CAP VAL A FCVAX 66512 20050203 FIDELITY ADV SM CAP VAL B FCVBX 66513 20050203 FIDELITY ADV SM CAP VAL C FCVCX 66514 20050203 FIDELITY ADV SM CAP VAL FD FCPVX 66510 20050203 FIDELITY ADV SM CAP VAL I FCVIX 66515 20050203 FIDELITY ADV SM CAP VAL T FCVTX 66516 20050203 FIDELITY ADV STRAT INCM I FSRIX 45440 20000131 Fidelity adv Strategic Dividend & Incm C FASDX 62366 20040106 Fidelity adv Strategic Dividend & Incm C FBSDX 62368 20040106 Fidelity adv Strategic Dividend & Incm C FSIDX 62373 20040106 Fidelity adv Strategic Dividend & Incm C FTSDX 62374 20040106 FIDELITY ADV STRG RL RTN INSTI FSIRX 67656 20050920 FIDELITY ADV TECHNOQUANT GRW A FTQAX 45442 20000107 FIDELITY ADV TECHNOQUANT GRW C FTQCX 45443 20000107 FIDELITY ADV TECHNOQUANT GRW I FTQIX 45444 20000107 FIDELITY ADV TOTAL BD A FEPAX 64220 20040628 FIDELITY ADV TOTAL BD B FBEPX 64218 20040628 FIDELITY ADV TOTAL BD C FCEPX 64219 20040628 FIDELITY ADV TOTAL BD I FEPIX 64221 20040628 FIDELITY ADV TOTAL BD T FEPTX 64222 20040628 FIDELITY ADV ULTRA SHT BD A FUBAX 64224 20040628 FIDELITY ADV ULTRA SHT BD INST FUBIX 64225 20040628 FIDELITY ADV ULTRA SHT BD T FTUSX 64223 20040628 Fidelity adv Utilities Cl A FUGAX 35968 19990708 Fidelity adv Utilities Cl B FAUBX 24132 19980617 Fidelity adv Utilities Cl C FUGCX 35850 19990521 Fidelity adv Utilities Cl I FUGIX 42028 20000303 Fidelity adv Utilities Cl T FAUFX 32712 19980413 FIDELITY ADV VAL STRAT C FVCSX 48823 20010905 Fidelity Adv Val Strat Cl A FSOAX 44329 20000107 Fidelity adv Value Cl A FAVFX 62367 20040106 Fidelity adv Value Cl B FBVFX 62369 20040106 Fidelity adv Value Cl C FCVFX 62371 20040106 Fidelity adv Value Cl I FVIFX 62376 20040106 Fidelity adv Value Cl T FTVFX 62375 20040106 Fidelity adv Value Leaders Cl A FVLAX 58258 20030618 Fidelity adv Value Leaders Cl B FVLBX 58259 20030618 Fidelity adv Value Leaders Cl C FVLCX 58260 20030618 Fidelity adv Value Leaders Cl I FVLIX 58261 20030618 Fidelity adv Value Leaders Cl T FVLTX 58262 20030618 Fidelity Adv VII Financial Serv Fd Cl I FFSIX 42245 19990506 Fidelity Adv Viii Cap Apprec B FCPBX 36515 19991208 Fidelity Adv Viii Diver Intl B FDIBX 36516 19991208 Fidelity Adv VIII Diversified Intl Fd C FADCX 42239 20000107 Fidelity Adv VIII Europe Cap App Fd Cl T FAECX 42240 19990901 Fidelity Adv VIII Intl Cap App Fd Cl C FCPCX 42243 20000107 Fidelity Adv Worldwide Fd Cl A FWAFX 88973 20090225 Fidelity Adv Worldwide Fd Cl B FWBFX 88974 20090225 Fidelity Adv Worldwide Fd Cl C FWCFX 88975 20090225 Fidelity Adv Worldwide Fd Cl T FWTFX 88977 20090225 Fidelity Adv Worldwide Fd Inst Cl FWIFX 88976 20090225 Fidelity Advisor 130/30 Lg Cap Fd - Cl A FOATX 83692 20080407 Fidelity Advisor 130/30 Lg Cap Fd - Cl B FOBTX 83693 20080407 Fidelity Advisor 130/30 Lg Cap Fd - Cl C FOCTX 83694 20080407 Fidelity Advisor 130/30 Lg Cap Fd - Cl T FORTX 83727 20080409 Fidelity Advisor 130/30 Lg Cp Fd Inst Cl FITOX 83691 20080407 Fidelity Advisor Asset Manager 20% Cl A FTAWX 75388 20061005 Fidelity Advisor Asset Manager 20% Cl B FTBWX 75389 20061005 Fidelity Advisor Asset Manager 20% Cl C FTCWX 75390 20061005 Fidelity Advisor Asset Manager 20% Cl I FTIWX 75392 20061005 Fidelity Advisor Asset Manager 20% Cl T FTDWX 75391 20061005 Fidelity Advisor Asset Manager 30% Cl A FTAAX 81865 20071017 Fidelity Advisor Asset Manager 30% Cl B FTBNX 81867 20071017 Fidelity Advisor Asset Manager 30% Cl C FCANX 81855 20071017 Fidelity Advisor Asset Manager 30% Cl I FTINX 81889 20071018 Fidelity Advisor Asset Manager 30% Cl T FTTNX 81868 20071017 Fidelity Advisor Asset Manager 40% Cl A FFNAX 81886 20071018 Fidelity Advisor Asset Manager 40% Cl B FFNBX 81857 20071017 Fidelity Advisor Asset Manager 40% Cl C FFNCX 81858 20071017 Fidelity Advisor Asset Manager 40% Cl I FFNIX 81859 20071017 Fidelity Advisor Asset Manager 40% Cl T FFNTX 81860 20071017 Fidelity Advisor Asset manager 50% Cl A FFAMX 75383 20061005 Fidelity Advisor Asset Manager 50% Cl B FFBMX 75384 20061005 Fidelity Advisor Asset Manager 50% Cl C FFCMX 75385 20061005 Fidelity Advisor Asset Manager 50% Cl I FFIMX 75386 20061005 Fidelity Advisor Asset Manager 50% Cl T FFTMX 75387 20061005 Fidelity Advisor Asset Manager 60% Cl A FSAAX 81887 20071018 Fidelity Advisor Asset Manager 60% Cl B FSABX 81888 20071018 Fidelity Advisor Asset Manager 60% Cl C FSCNX 81863 20071017 Fidelity Advisor Asset Manager 60% Cl I FSNIX 81864 20071017 Fidelity Advisor Asset Manager 60% Cl T FSATX 81862 20071017 Fidelity Advisor Asset Manager 70% Cls A FAASX 87445 20081001 Fidelity Advisor Asset Manager 70% Cls B FBASX 87441 20081001 Fidelity Advisor Asset Manager 70% Cls C FCASX 87442 20081001 Fidelity Advisor Asset Manager 70% Cls I FAAIX 87444 20081001 Fidelity Advisor Asset Manager 70% Cls T FTASX 87443 20081001 Fidelity Advisor Asset manager 85% Cl A FEYAX 75378 20061005 Fidelity Advisor Asset Manager 85% Cl B FEYBX 75379 20061005 Fidelity Advisor Asset Manager 85% Cl C FEYCX 75380 20061005 Fidelity Advisor Asset Manager 85% Cl I FEYIX 75381 20061005 Fidelity Advisor Asset Manager 85% Cl T FEYTX 75382 20061005 Fidelity Advisor Balanced Cl A FABLX 32684 19980401 Fidelity Advisor Balanced Fd CL B FAISX 20884 19971117 Fidelity Advisor Balanced Fund Cl C FABCX 24926 19980609 Fidelity Advisor Balanced Fund Cl I FAIOX 24982 19970226 Fidelity Advisor Balanced Fund Cl T FAIGX 20299 19960620 Fidelity Advisor Canada Fd Cl A FACNX 79727 20070510 Fidelity Advisor Canada Fd Cl B FBCNX 79732 20070510 Fidelity Advisor Canada Fd Cl C FCCNX 79733 20070510 Fidelity Advisor Canada Fd Cl T FTCNX 79740 20070510 Fidelity Advisor Canada Fd Insti Cl FICCX 79739 20070510 Fidelity Advisor China Region Fd Cl A FHKAX 85228 20080515 Fidelity Advisor China Region Fd Cl B FHKBX 85229 20080515 Fidelity Advisor China Region Fd Cl C FCHKX 85213 20080515 Fidelity Advisor China Region Fd Cl T FHKTX 85231 20080515 Fidelity Advisor China Regon Fd Insti Cl FHKIX 85230 20080515 Fidelity Advisor Cnsmr Stpls Fd Inst Cl FDIGX 75823 20061215 Fidelity Advisor Consumer Staples Fd ClA FDAGX 75820 20061215 Fidelity Advisor Consumer Staples Fd ClB FDBGX 75821 20061215 Fidelity Advisor Consumer Staples Fd ClC FDCGX 75822 20061215 Fidelity Advisor Consumer Staples Fd ClT FDTGX 75824 20061215 Fidelity Advisor Corporat Bd Fd Instt Cl FCBIX 93802 20100517 Fidelity Advisor Corporate Bd Fd Cl A FCBAX 93809 20100517 Fidelity Advisor Corporate Bd Fd Cl C FCCCX 93804 20100517 Fidelity Advisor Corporate Bd Fd Cl T FCBTX 93803 20100517 Fidelity Advisor Destiny I Fd Cl B FDTBX 67302 20050719 Fidelity Advisor Destiny I Fd Cl C FDTCX 67303 20050719 Fidelity Advisor Destiny I Fd Cl I FDTIX 67305 20050719 Fidelity Advisor Destiny I Fd Cl T FDTEX 67304 20050719 Fidelity Advisor Diversifid Int'l Fund T FADIX 36458 19990901 Fidelity Advisor Dividend Growth Cl T FDGTX 35460 19990219 Fidelity Advisor Dividend Growth Fund Cl FADBX 35530 19990303 Fidelity Advisor Dividend Growth Fund Cl FDGCX 35638 19990322 Fidelity Advisor Dividend Growth Fund/In FDGIX 35531 19990303 Fidelity Advisor Dynamic Strtgs Fd Cl A FDASX 82343 20071107 Fidelity Advisor Dynamic Strtgs Fd Cl B FDBSX 82344 20071107 Fidelity Advisor Dynamic Strtgs Fd Cl C FDCSX 82345 20071107 Fidelity Advisor Dynamic Strtgs Fd Cl I FDYIX 82347 20071107 Fidelity Advisor Dynamic Strtgs Fd Cl T FDTSX 82346 20071107 Fidelity Advisor Emerging (EMEA) Fd FEMEX 85220 20080515 Fidelity Advisor Emerging (EMEA)Fd Cl A FMEAX 85237 20080515 Fidelity Advisor Emerging (EMEA)Fd Cl B FEMBX 85266 20080515 Fidelity Advisor Emerging (EMEA)Fd Cl C FEMCX 85267 20080515 Fidelity Advisor Emerging (EMEA)Fd Cl T FEMTX 85221 20080515 Fidelity Advisor Emerging Asia Fund Cl A FEAAX 35918 19990615 Fidelity Advisor Emerging Mkt Incom Cl T FAEMX 20288 19960620 Fidelity Advisor Emerging Mkts Incom B FBEMX 24983 19970226 Fidelity Advisor Emergng (EMEA)Fd Insti FIEMX 85265 20080515 Fidelity Advisor Equity Growth CL A EPGAX 32385 19980127 Fidelity Advisor Equity Growth CL B EPGBX 32265 19980106 Fidelity Advisor Equity Growth Cl C EPGCX 32722 19980415 Fidelity Advisor Equity Growth Cl T FAEGX 20286 19960620 Fidelity Advisor Equity Income Cl A FEIAX 32735 19980415 Fidelity Advisor Equity Income Cl B FEIBX 20355 19960620 Fidelity Advisor Equity Income Cl C FEICX 32723 19980415 Fidelity Advisor Equity Income Cl T FEIRX 20358 19960620 Fidelity Advisor Financial Serv T FAFSX 34659 19981111 Fidelity Advisor Financial Services Cl A FAFDX 32709 19980413 Fidelity Advisor Financial Services CL B FAFBX 32107 19971028 Fidelity Advisor Financial Services Fund FAFCX 24925 19980609 Fidelity Advisor Freedom 2045 Fd Cl A FFFZX 73544 20060606 Fidelity Advisor Freedom 2045 Fd Cl B FFFKX 73537 20060606 Fidelity Advisor Freedom 2045 Fd Cl C FFFJX 73536 20060606 Fidelity Advisor Freedom 2045 Fd Cl T FFFTX 73541 20060606 Fidelity Advisor Freedom 2050 Fd Cl A FFFLX 73538 20060606 Fidelity Advisor Freedom 2050 Fd Cl B FFFWX 73542 20060606 Fidelity Advisor Freedom 2050 Fd Cl C FFFYX 73543 20060606 Fidelity Advisor Freedom 2050 Fd Cl T FFFQX 73540 20060606 Fidelity Advisor Glb Cmdty Stk Fd Cls I FFGIX 89122 20090407 Fidelity Advisor Glb Cmdty Stk Fd ClsC FCGCX 89119 20090407 Fidelity Advisor Glb Cmdty Stk Fnd ClsA FFGAX 89120 20090407 Fidelity Advisor Glb Cmdty Stk Fnd ClsB FFGBX 89121 20090407 Fidelity Advisor Glb Cmdty Stk Fnd ClsT FFGTX 89088 20090331 Fidelity Advisor Gold Fd Cl A FGDAX 75825 20061215 Fidelity Advisor Gold Fd Cl B FGDBX 75826 20061215 Fidelity Advisor Gold Fd Cl C FGDCX 75827 20061215 Fidelity Advisor Gold Fd Cl T FGDTX 75829 20061215 Fidelity Advisor Gold Fd Insti Cl FGDIX 75828 20061215 Fidelity Advisor Government Incm Cl A FVIAX 75544 20061030 Fidelity Advisor Government Incm Cl B FVIBX 75545 20061030 Fidelity Advisor Government Incm Cl C FVICX 75546 20061030 Fidelity Advisor Government Incm Cl I FVIIX 75547 20061030 Fidelity Advisor Government Incm Cl T FVITX 75548 20061030 Fidelity Advisor Growth & Income B FGISX 32216 19971212 Fidelity Advisor Growth & Income CL T FGITX 30483 19970616 Fidelity Advisor Growth & Income Fund Cl FGIUX 24924 19980609 Fidelity Advisor Growth & Income Insl FGIOX 32217 19971212 Fidelity Advisor Growth CL B FTQBX 32466 19980213 Fidelity Advisor Growth CL T FTQTX 32465 19980213 Fidelity Advisor Growth Opport Fd Cl T FAGOX 6154 19950118 Fidelity Advisor Growth Opportunity Cl C FACGX 32737 19981030 Fidelity Advisor Growth Opportunity Cl I FAGCX 20291 19960620 Fidelity Advisor Growth Opportunity Fd A FAGAX 24986 19970226 Fidelity Advisor Health Care FHCIX 34150 19980817 Fidelity Advisor Health Care Cl C FHCCX 24131 19980617 Fidelity Advisor Health Care Fund Cl T FACTX 24987 19970226 Fidelity Advisor Healthcare Cl B FAHTX 32710 19980413 Fidelity Advisor Healthcare Fund Cl A FACDX 32654 19980327 Fidelity Advisor High Incom Muni Fd Cl T FAHIX 20295 19960620 Fidelity Advisor High Income Cl T Fund FAHYX 1957 19940921 Fidelity Advisor High Income Muni Cl B FAIBX 20297 19960620 Fidelity Advisor High Yield Cl A FAHDX 32736 19980415 Fidelity Advisor High Yield Cl C FAHEX 32724 19980415 Fidelity Advisor High Yield Fund FAHCX 23990 19960925 Fidelity Advisor High Yield Fund Cl B FAHBX 20294 19960620 Fidelity Advisor I Retire Growth Cl T FRGTX 36489 19991123 Fidelity Advisor Incm Rplmnt 2038 FdCl A FARVX 82804 20080107 Fidelity Advisor Incm Rplmnt 2038 FdCl C FCRVX 82807 20080107 Fidelity Advisor Incm Rplmnt 2038 FdCl I FIIVX 82809 20080107 Fidelity Advisor Incm Rplmnt 2038 FdCl T FTRVX 82816 20080107 Fidelity Advisor Incm Rplmnt 2040 FdCl A FARWX 82805 20080107 Fidelity Advisor Incm Rplmnt 2040 FdCl C FCRWX 82808 20080107 Fidelity Advisor Incm Rplmnt 2040 FdCl I FIIWX 82810 20080107 Fidelity Advisor Incm Rplmnt 2040 FdCl T FTRWX 82817 20080107 Fidelity Advisor Incm Rplmnt 2042 FdCl A FARFX 82803 20080107 Fidelity Advisor Incm Rplmnt 2042 FdCl C FCRFX 82806 20080107 Fidelity Advisor Incm Rplmnt 2042 FdCl I FIRFX 82811 20080107 Fidelity Advisor Incm Rplmnt 2042 FdCl T FITTX 82814 20080107 Fidelity Advisor Inst'l Equity Income Pt EQPIX 20193 19960620 Fidelity Advisor Inst'l Equity Port-Grow EQPGX 20192 19960620 Fidelity Advisor Inst'l Ltd Term Bond EFIPX 20106 19960620 Fidelity Advisor Int'l Rel Estat Fd Cl a FIRAX 79146 20070410 Fidelity Advisor Int'l Rel Estat Fd Cl B FIRBX 79147 20070410 Fidelity Advisor Int'l Rel Estat Fd Cl C FIRCX 79148 20070410 Fidelity Advisor Int'l Rel Estat Fd Cl T FIRTX 79150 20070410 Fidelity Advisor Int'l Val Fd Cl A FIVMX 73453 20060525 Fidelity Advisor Int'l Val Fd Cl B FIVNX 73454 20060525 Fidelity Advisor Int'l Val Fd Cl C FIVOX 73455 20060525 Fidelity Advisor Int'l Val Fd Cl T FIVPX 73456 20060525 Fidelity Advisor Int'l Val Fd Insti Cl FIVQX 73457 20060525 Fidelity Advisor Intermed Bond Fund Cl B FIBBX 24988 19970226 Fidelity Advisor Intermed Bond Port Cl T FTBRX 20633 19960620 Fidelity Advisor Intermediate Bond Fund FDIAX 35533 19990308 Fidelity Advisor Intermediate Bond Fund FNBCX 35805 19990505 Fidelity Advisor International Capital A FIATX 34151 19980817 Fidelity Advisor Intl Gwth Cl T FITGX 82355 20071108 Fidelity Advisor Intl Gwth Fd Cl A FIAGX 82354 20071108 Fidelity Advisor Intl Gwth Fd Cl B FBIGX 82380 20071113 Fidelity Advisor Intl Gwth Fd Cl C FIGCX 82382 20071113 Fidelity Advisor Intl Gwth Fd Cl I FIIIX 82384 20071113 Fidelity Advisor Intl Small Cap Cl A FIASX 58151 20030528 Fidelity Advisor Intl Small Cap Cl B FIBSX 58152 20030528 Fidelity Advisor Intl Small Cap Cl C FICSX 58153 20030528 Fidelity Advisor Intl Small Cap Cl I FIXIX 58154 20030528 Fidelity Advisor Intl Small Cap Cl T FTISX 58155 20030528 Fidelity Advisor Large Cap Fund T FALGX 34660 19981111 Fidelity Advisor Large-Cap Fund Cl A FALAX 35827 19990512 Fidelity Advisor Large-Cap Fund Cl B FALHX 24990 19970226 Fidelity Advisor Large-Cap Fund Cl C FLCCX 36457 19990505 Fidelity Advisor Large-Cap Fund Cl I FALIX 24991 19970226 Fidelity Advisor Lg Cap Gwth Fd Cl A FLNAX 78710 20070222 Fidelity Advisor Lg Cap Gwth Fd Cl B FLNBX 78711 20070222 Fidelity Advisor Lg Cap Gwth Fd Cl C FLNEX 78712 20070222 Fidelity Advisor Lg Cap Gwth Fd Cl T FLNTX 78714 20070222 Fidelity Advisor Lg Cap Gwth Fd Insti Cl FLNOX 78713 20070222 Fidelity Advisor Lg Cap Val Fd Cl A FLUAX 78715 20070222 Fidelity Advisor Lg Cap Val Fd Cl B FLUBX 78716 20070222 Fidelity Advisor Lg Cap Val Fd Cl C FLUEX 78717 20070222 Fidelity Advisor Lg Cap Val Fd Cl T FLUTX 78719 20070222 Fidelity Advisor Lg Cap Val Fd Insti Cl FLUIX 78718 20070222 Fidelity Advisor Materials Fd Cl A FMFAX 75830 20061215 Fidelity Advisor Materials Fd Cl B FMFBX 75831 20061215 Fidelity Advisor Materials Fd Cl C FMFCX 75832 20061215 Fidelity Advisor Materials Fd Cl T FMFTX 75834 20061215 Fidelity Advisor Materials Fd Insti Cl FMFEX 75833 20061215 Fidelity Advisor Mega Cap Stock Fnd ClsA FGTAX 82962 20080207 Fidelity Advisor Mega Cap Stock Fnd ClsB FGRBX 83200 20080211 Fidelity Advisor Mega Cap Stock Fnd ClsC FGRCX 83201 20080211 Fidelity Advisor Mega Cap Stock Fnd ClsT FTGRX 82963 20080207 Fidelity Advisor Mega Cap Stock FndClssI FTRIX 82964 20080207 Fidelity Advisor Mid Cap Fund cl B FMCBX 24089 19961025 Fidelity Advisor Mid Cap Gwth Fd Cl A FGCAX 78705 20070222 Fidelity Advisor Mid Cap Gwth Fd Cl B FGCBX 78706 20070222 Fidelity Advisor Mid Cap Gwth Fd Cl C FGCCX 78707 20070222 Fidelity Advisor Mid Cap Gwth Fd Cl T FGCTX 78709 20070222 Fidelity Advisor Mid Cap Val Fd Cl A FMPAX 78720 20070222 Fidelity Advisor Mid Cap Val Fd Cl B FMPBX 78721 20070222 Fidelity Advisor Mid Cap Val Fd Cl C FMPEX 78722 20070222 Fidelity Advisor Mid Cap Val Fd Cl T FMPTX 78724 20070222 Fidelity Advisor Mid Cap Val Fd Insti Cl FMPOX 78723 20070222 Fidelity Advisor Mid Cp Gwth Fd Insti Cl FGCOX 78708 20070222 Fidelity Advisor Mid-Cap Fund Cl A FMCDX 35028 19981125 Fidelity Advisor Mid-Cap Fund Cl C FMCEX 35029 19981125 Fidelity Advisor Mid-Cap Fund Cl I FMCCX 24992 19970226 Fidelity Advisor Mortgage Sec Cl I FMSCX 32655 19980327 Fidelity Advisor Mortgage Sec Cl T FMSAX 32656 19980327 Fidelity Advisor Mortgage Securities Fd FMSBX 35534 19990303 Fidelity Advisor Municipal Income Fund C FAMCX 35639 19990322 Fidelity Advisor Overseas Fund Cl A FAOAX 34085 19980728 Fidelity Advisor Overseas Fund Cl B FAOBX 24994 19970226 Fidelity Advisor Overseas Fund Cl C FAOCX 34152 19980817 Fidelity Advisor Overseas Fund Cl I FAOIX 24995 19970226 Fidelity Advisor Overseas Fund Cl T FAERX 6235 19950105 Fidelity Advisor Real Estate Income Fd C FRIOX 93336 20100420 Fidelity Advisor Real Estate Income Fd C FRIQX 93337 20100420 Fidelity Advisor Real Estate Income Fd C FRINX 93348 20100420 Fidelity Advisor Rl Estate Income Fd Ins FRIRX 93349 20100420 Fidelity Advisor Ser I Mid Cap Fd Cl T FMCAX 23772 19960628 Fidelity Advisor Ser II Muni Income Cl A FAMUX 36162 19990826 FIDELITY ADVISOR SER V FL RT HI FFRHX 54393 20020926 FIDELITY ADVISOR SER V SH FIX I FBSFX 54656 20021021 FIDELITY ADVISOR SER VII ADV REAL FHEAX 54351 20020920 FIDELITY ADVISOR SER VII ADV REAL FHEBX 54352 20020920 FIDELITY ADVISOR SER VII ADV REAL FHECX 54353 20020920 FIDELITY ADVISOR SER VII ADV REAL FHEIX 54354 20020920 FIDELITY ADVISOR SER VII ADV REAL FHETX 54355 20020920 Fidelity Advisor Ser VII Japan Fund T FAJTX 36187 19990913 Fidelity Advisor Short Fixed-Income Fund FSFAX 35849 19990521 Fidelity Advisor Short Term Fixed Income FASFX 20320 19960620 Fidelity Advisor Sm Cap Indpndnc FdClB FCDBX 79735 20070510 Fidelity Advisor Sm Cap indpndnc FdClT FCDTX 79738 20070510 Fidelity Advisor Sm Cp Indpndnc FdCla FCDAX 79734 20070510 Fidelity Advisor Small-Cap Fund Cl A FSCDX 35243 19990111 Fidelity Advisor Small-Cap Fund Cl T FSCTX 34335 19981007 Fidelity Advisor Startegic Income Fund C FSTAX 35640 19990322 Fidelity Advisor Strategic Income Cl B FSINX 20613 19960620 Fidelity Advisor Strategic Income Fund C FSRCX 34435 19981029 Fidelity Advisor Stratigic Income Cl T FSIAX 20610 19960620 FIDELITY ADVISOR STRG RL RTN C FCSRX 67654 20050920 Fidelity Advisor Tax Managed Stk Fd Cl A FTXAX 89169 20090424 Fidelity Advisor Tax Managed Stk Fd Cl B FTXBX 89178 20090424 Fidelity Advisor Tax Managed Stk Fd Cl C FTXCX 89170 20090424 Fidelity Advisor Tax Managed Stk Fd Cl I FTXIX 89179 20090424 Fidelity Advisor Tax Managed Stk Fd Cl T FTXTX 89180 20090424 Fidelity Advisor Tech Cl A FADTX 32711 19980413 Fidelity Advisor Tech Fund Cl B FABTX 14363 19971029 Fidelity Advisor Technology Fund Cl C FTHCX 35540 19990303 Fidelity Advisor Technology Fund Cl T FATEX 24996 19970226 Fidelity Advisor Technology Fund Instl FATIX 35535 19990303 Fidelity Advisor TelecommunicationsFdClB FTUBX 75837 20061215 Fidelity Advisor TelecommunicationsFdClC FTUCX 75838 20061215 Fidelity Advisor Telecommunictions FdClT FTUTX 75840 20061215 Fidelity Advisor Tlcmmnctns Fd Cl A FTUAX 75836 20061215 Fidelity Advisor Tlcmmnctns Fd Inst Cl FTUIX 75839 20061215 Fidelity Advisor Ttl Intl Eq Fd Cl A FTAEX 82356 20071108 Fidelity Advisor Ttl Intl Eq Fd Cl B FTBEX 82357 20071108 Fidelity Advisor Ttl Intl Eq Fd Cl C FTCEX 82358 20071108 Fidelity Advisor Ttl Intl Eq Fd Cl I FTEIX 82386 20071113 Fidelity Advisor Ttl Intl Eq Fd Cl T FTTEX 82359 20071108 Fidelity Advisor Value Strat Opp Insl FASOX 23773 19960628 Fidelity Advisor Value Strat Opportunity FASPX 20322 19960620 Fidelity Advisor VIII Japan Fund Cl B FAJBX 36348 19991026 Fidelity Advisor VIII Japan Fund Cl C FAJCX 36488 19991123 Fidelity Advisory Growth & Income Cl A FGIRX 32660 19980327 Fidelity Advisory Growth Fund Cl B FABGX 30387 19970430 Fidelity Advsor Freedom 2050 Fd Insti Cl FFFPX 73539 20060606 Fidelity Advsr Freedom 2045 Fd Insti Cl FFFIX 73535 20060606 Fidelity Advsr Incm Rplcmnt Fd 2016 Cl A FRJAX 81182 20070906 Fidelity Advsr Incm Rplcmnt Fd 2016 Cl C FRJCX 81146 20070905 Fidelity Advsr Incm Rplcmnt Fd 2016 Cl I FRJIX 81147 20070905 Fidelity Advsr Incm Rplcmnt Fd 2016 Cl T FRJTX 81148 20070905 Fidelity Advsr Incm Rplcmnt Fd 2018 Cl A FRKAX 81149 20070905 Fidelity Advsr Incm Rplcmnt Fd 2018 Cl C FRKCX 81183 20070906 Fidelity Advsr Incm Rplcmnt Fd 2018 Cl I FRKIX 81150 20070905 Fidelity Advsr Incm Rplcmnt Fd 2018 Cl T FRKTX 81151 20070905 Fidelity Advsr Incm Rplcmnt Fd 2020 Cl A FILAX 81133 20070905 Fidelity Advsr Incm Rplcmnt Fd 2020 Cl C FILCX 81134 20070905 Fidelity Advsr Incm Rplcmnt Fd 2020 Cl I FILIX 81135 20070905 Fidelity Advsr Incm Rplcmnt Fd 2020 Cl T FILTX 81136 20070905 Fidelity Advsr Incm Rplcmnt Fd 2022 Cl A FRAMX 81141 20070905 Fidelity Advsr Incm Rplcmnt Fd 2022 Cl C FRCMX 81144 20070905 Fidelity Advsr Incm Rplcmnt Fd 2022 Cl I FRIMX 81145 20070905 Fidelity Advsr Incm Rplcmnt Fd 2022 Cl T FRTMX 81160 20070905 Fidelity Advsr Incm Rplcmnt Fd 2024 Cl A FRNAX 81152 20070906 Fidelity Advsr Incm Rplcmnt Fd 2024 Cl C FRNCX 81153 20070905 Fidelity Advsr Incm Rplcmnt Fd 2024 Cl I FRNIX 81154 20070905 Fidelity Advsr Incm Rplcmnt Fd 2024 Cl T FRNTX 81155 20070905 Fidelity Advsr Incm Rplcmnt Fd 2026 Cl A FIOAX 81137 20070905 Fidelity Advsr Incm Rplcmnt Fd 2026 Cl C FIOCX 81138 20070905 Fidelity Advsr Incm Rplcmnt Fd 2026 Cl I FIOIX 81139 20070905 Fidelity Advsr Incm Rplcmnt Fd 2026 Cl T FIOTX 81140 20070905 Fidelity Advsr Incm Rplcmnt Fd 2028 Cl A FARPX 81127 20070905 Fidelity Advsr Incm Rplcmnt Fd 2028 Cl C FCRPX 81129 20070905 Fidelity Advsr Incm Rplcmnt Fd 2028 Cl I FRAPX 81142 20070905 Fidelity Advsr Incm Rplcmnt Fd 2028 Cl T FTRPX 81162 20070905 Fidelity Advsr Incm Rplcmnt Fd 2030 Cl A FRQAX 81156 20070905 Fidelity Advsr Incm Rplcmnt Fd 2030 Cl C FRQCX 81157 20070905 Fidelity Advsr Incm Rplcmnt Fd 2030 Cl I FRQIX 81158 20070905 Fidelity Advsr Incm Rplcmnt Fd 2030 Cl T FRQTX 81159 20070905 Fidelity Advsr Incm Rplcmnt Fd 2032 Cl A FIARX 81181 20070906 Fidelity Advsr Incm Rplcmnt Fd 2032 Cl C FICRX 81131 20070905 Fidelity Advsr Incm Rplcmnt Fd 2032 Cl I FIIRX 81132 20070905 Fidelity Advsr Incm Rplcmnt Fd 2032 Cl T FTIRX 81161 20070905 Fidelity Advsr Incm Rplcmnt Fd 2034 Cl A FARSX 81128 20070905 Fidelity Advsr Incm Rplcmnt Fd 2034 Cl C FCRSX 81130 20070905 Fidelity Advsr Incm Rplcmnt Fd 2034 Cl I FRASX 81143 20070905 Fidelity Advsr Incm Rplcmnt Fd 2034 Cl T FTRSX 81163 20070905 Fidelity Advsr Incm Rplcmnt Fd 2036 Cl A FURAX 81164 20070905 Fidelity Advsr Incm Rplcmnt Fd 2036 Cl C FURCX 81165 20070905 Fidelity Advsr Incm Rplcmnt Fd 2036 Cl I FURIX 81166 20070905 Fidelity Advsr Incm Rplcmnt Fd 2036 Cl T FURTX 81167 20070905 Fidelity Advsr Int'l RelEstat Fd InstiCl FIRIX 79149 20070410 Fidelity Advsr Intrdt Muncl Incm Fd Cl A FZIAX 72167 20051103 Fidelity Advsr Intrdt Muncl Incm Fd Cl B FZIBX 72168 20051103 Fidelity Advsr Intrdt Muncl Incm Fd Cl C FZICX 72169 20051103 Fidelity Advsr Intrdt Muncl Incm Fd Cl T FZITX 72171 20051103 Fidelity Advsr Sm Cp Indpndnc FdClC FCDCX 79736 20070510 Fidelity Advsr Sm CpIndpndnc FdInstiCl FCDIX 79737 20070510 FIDELITY ADVSR STRG RL RTN A FSRAX 67657 20050920 FIDELITY ADVSR STRG RL RTN B FSBRX 67655 20050920 FIDELITY ADVSR STRG RL RTN T FSRTX 67659 20050920 Fidelity Aggr Int'l Value Fund FIVFX 14066 19950714 Fidelity Aggressive Growth Fund FDEGX 6658 19910815 Fidelity Aggressive Gwth Fd Cl K FAGKX 85201 20080515 Fidelity Asset Manager 20% FASIX 14159 19951214 Fidelity Asset Manager 30% FTANX 81866 20071017 Fidelity Asset Manager 40% FFANX 81856 20071017 Fidelity Asset Manager 50% FASMX 6139 19890828 Fidelity Asset Manager 60% FSANX 81861 20071017 Fidelity Asset Manager 70% FASGX 14051 19921211 Fidelity Asset Manager 85% FAMRX 36514 19991208 Fidelity AZ muni Incm Fd FSAZX 24998 19970226 Fidelity Bal Fd Cl K FBAKX 85202 20080515 Fidelity Balanced Fund FBALX 6027 19870119 Fidelity Blue Chip Growth Fund FBGRX 6274 19890726 Fidelity Blue Chip Growth Fund Cl F FBCFX 89600 20090706 Fidelity Blue Chip Gwth Fd Cl K FBGKX 85203 20080515 Fidelity Blue Chip Value FBCVX 58257 20030618 Fidelity CA muni Incm Fd FCTFX 36347 19931013 FIDELITY CALIF MUN TR ADV CA M FCMQX 54255 20020829 FIDELITY CALIF MUN TR ADV CA M FCMTX 54256 20020829 FIDELITY CALIF MUN TR ADV MUN FCMBX 54253 20020829 FIDELITY CALIF MUN TR ADV MUN FCMKX 54254 20020829 FIDELITY CALIF MUN TR CA MUNI FCMAX 54252 20020829 Fidelity Canada Fund FICDX 6626 19900625 Fidelity Capital & Income Fund FAGIX 6030 19890411 Fidelity Capital & Income Fund Cl F FCLFX 89561 20090701 Fidelity Capital Appreciation Fd Cl K FCAKX 85204 20080515 Fidelity Capital Appreciation Fund FDCAX 6022 19870119 Fidelity Cash Reserves FDRXX 82893 20070904 Fidelity China Fund FHKCX 14197 19960329 Fidelity Commodity Strategy Fund FFCSX 90330 20091020 Fidelity Congress Street Fund CNGRX 6096 19850614 Fidelity Contra Fd Cl K FCNKX 85214 20080515 Fidelity Contra Fund FCNTX 6270 19890508 Fidelity Convertible Securities Fund FCVSX 6622 19900509 Fidelity Corporate Bd Fd FCBFX 93801 20100517 Fidelity CT muni Incom Fd FICNX 20414 19960620 Fidelity Destiny I Fund FDESX 6137 19890828 Fidelity Destiny I Pt Cl N FDTOX 44009 20000526 Fidelity Disciplined Eq Fd Cl K FDEKX 85215 20080515 Fidelity Disciplined Equity Fund FDEQX 6625 19900625 Fidelity Disciplined Equity Fund Cl F FDEFX 89592 20090701 Fidelity Diversified Int'l Fd Cl K FDIKX 85218 20080515 Fidelity Diversified Interntnl Fnd ClF FDVFX 89596 20090701 Fidelity Diversified Intl Fund FDIVX 1960 19940119 Fidelity Dividend Growth Fund FDGFX 14065 19950714 Fidelity Dividend Gwth Fd Cl K FDGKX 85217 20080515 Fidelity Dynamic Strtgs Fd FDYSX 82348 20071107 Fidelity Emerging Markets Fd Cl K FKEMX 85233 20080515 Fidelity Emerging Markets Fund FEMKX 1990 19931122 Fidelity Eq Incm Fd Cl K FEIKX 85219 20080515 Fidelity Eq Incm II Fd Cl K FETKX 85222 20080515 Fidelity Equity-Income Fund FEQIX 6026 19870102 Fidelity Equity-Income Fund Cl F FEIFX 89660 20090701 Fidelity Equity-Income II Fund FEQTX 6669 19920103 Fidelity Europe Capital Appreciation Fd FECAX 14048 19950602 Fidelity Europe Fund FIEUX 6028 19861121 Fidelity Europe Fund Cl F FEUFX 89597 20090701 Fidelity Exchange Fund FDLEX 6102 19870610 Fidelity Export & Multinational Fd Cl K FEXKX 85223 20080515 Fidelity Export & Multinational Fund FEXPX 14106 19951003 Fidelity Fd Cl K FFDKX 85224 20080515 Fidelity Fifty Fund FFTYX 14064 19950714 FIDELITY FIXED INCOME TR FINPX 53945 20020722 FIDELITY FIXED INCOME TR ADV INFL FBIPX 54508 20021007 FIDELITY FIXED INCOME TR ADV INFL FIPAX 54509 20021007 FIDELITY FIXED INCOME TR ADV INFL FIPCX 54510 20021007 FIDELITY FIXED INCOME TR ADV INFL FIPIX 54511 20021007 FIDELITY FIXED INCOME TR ADV INFL FIPTX 54512 20021007 FIDELITY FIXED INCOME TR ADV INV FGBAX 54258 20020829 FIDELITY FIXED INCOME TR ADV INV FGBBX 54259 20020829 FIDELITY FIXED INCOME TR ADV INV FGBCX 54260 20020829 FIDELITY FIXED INCOME TR ADV INV FGBPX 54261 20020829 FIDELITY FIXED INCOME TR ADV INV FGBTX 54262 20020829 FIDELITY FOCUSED HIGH INCM FD FHIFX 64739 20050125 Fidelity Focused Stock Fund FTQGX 24521 19970205 Fidelity Four-In-One Index Fund FFNOX 36183 19990913 Fidelity Freedom 2000 Fund FFFBX 30273 19970324 Fidelity Freedom 2010 Fund FFFCX 30274 19970324 Fidelity Freedom 2020 Fund FFFDX 30275 19970324 Fidelity Freedom 2030 Fd FFFEX 30482 19970616 FIDELITY FREEDOM 2040 FD FFFFX 45409 20001220 Fidelity Freedom 2045 Fund FFFGX 73533 20060607 Fidelity Freedom 2050 Fund FFFHX 73534 20060607 Fidelity Freedom Income Fund FFFAX 30425 19970521 Fidelity Freedom Index 2000 Fund Cl K FGIFX 90897 20091229 Fidelity Freedom Index 2005 Fd Cl K FJIFX 90919 20091229 Fidelity Freedom Index 2010 Fd Cl K FKIFX 90920 20091229 Fidelity Freedom Index 2015 Fd Cl K FLIFX 90921 20091229 Fidelity Freedom Index 2020 Fd Cl K FPIFX 90922 20091229 Fidelity Freedom Index 2025 Fd Cl K FQIFX 90898 20091229 Fidelity Freedom Index 2030 Fd Cl K FXIFX 90923 20091229 Fidelity Freedom Index 2035 Fd Cl K FIHFX 90917 20091229 Fidelity Freedom Index 2040 Fd Cl K FBIFX 90899 20091229 Fidelity Freedom Index 2045 Fd Cl K FIOFX 90900 20091231 Fidelity Freedom Index 2050 Fd Cl K FIPFX 90901 20091231 Fidelity Freedom Index Income Fund Cl K FIKFX 90918 20091229 Fidelity Freedom K 2000 Fund FFKBX 89679 20090709 Fidelity Freedom K 2005 Fund FFKVX 89678 20090709 Fidelity Freedom K 2010 Fund FFKCX 89677 20090709 Fidelity Freedom K 2015 Fund FKVFX 89676 20090709 Fidelity Freedom K 2020 Fund FFKDX 89675 20090709 Fidelity Freedom K 2025 Fund FKTWX 89674 20090709 Fidelity Freedom K 2030 Fund FFKEX 89673 20090709 Fidelity Freedom K 2035 Fund FKTHX 89672 20090709 Fidelity Freedom K 2045 Fund FFKGX 89671 20090709 Fidelity Freedom K 2050 Fund FFKHX 89669 20090709 Fidelity Freedom K Income Fund FFKAX 89680 20090709 Fidelity Freedoom K 2040 Fund FFKFX 89670 20090709 Fidelity Fund FFIDX 6034 19870102 Fidelity Global Balanced Fund FGBLX 1920 19940823 Fidelity Global Commodity Stock Fund FFGCX 89087 20090331 Fidelity GNMA Fd FGMNX 6035 19870102 Fidelity Government Income Fund FGOVX 6268 19891113 Fidelity Gr Discovery Fd FDSVX 58831 20030908 Fidelity Growth & Income Port FGRIX 6020 19870102 Fidelity Growth Company Fund FDGRX 6273 19890726 Fidelity Growth Company Fund Cl F FGRFX 89601 20090706 Fidelity Gwth & Incm Portfolio Cl K FGIKX 85227 20080515 Fidelity Gwth Company Fd Cl K FGCKX 85225 20080515 Fidelity Gwth Discovery Fd Cl K FGDKX 85226 20080515 Fidelity High Income Fund SPHIX 6664 19941123 Fidelity High Income Fund Cl F FHFFX 89562 20090701 Fidelity Incm Replacement 2038 Fd FIRVX 82812 20080107 Fidelity Incm Replacement 2040 Fd FIRWX 82813 20080107 Fidelity Incm Replacement 2042 Fd FIXRX 82815 20080107 Fidelity Incm Replacement Fd 2016 FIRJX 81314 20070919 Fidelity Incm Replacement Fd 2018 FIRKX 81315 20070919 Fidelity Incm Replacement Fd 2020 FIRLX 81316 20070919 Fidelity Incm Replacement Fd 2022 FIRMX 81317 20070919 Fidelity Incm Replacement Fd 2024 FIRNX 81318 20070919 Fidelity Incm Replacement Fd 2026 FIROX 81319 20070919 Fidelity Incm Replacement Fd 2028 FIRPX 81320 20070919 Fidelity Incm Replacement Fd 2030 FIRQX 81321 20070919 Fidelity Incm Replacement Fd 2032 FIRRX 81322 20070919 Fidelity Incm Replacement Fd 2034 FIRSX 81334 20070919 Fidelity Incm Replacement Fd 2036 FIRUX 81323 20070919 FIDELITY INCOME FD TOTAL BD FTBFX 54682 20021024 FIDELITY INCOME FD ULTRA SH FUSFX 54313 20020911 Fidelity Independence Fd Cl K FDFKX 85216 20080515 Fidelity Independent Growth (Freedom) Fd FDFFX 6023 19870102 Fidelity Inst'l Short-Intermed Gov't Pt FFXSX 20376 19960620 Fidelity Int'l Discovery Fd Cl K FIDKX 85232 20080515 Fidelity Int'l Enhanced Index Fd FIENX 82799 20080103 Fidelity Int'l Growth & Income Fund FIGRX 6627 19900625 Fidelity Int'l Sm Cap Opportunities Fd FSCOX 67411 20050809 Fidelity Int'l Val Fd FIVLX 73452 20060525 Fidelity Intermediate Bond Fund FTHRX 6271 19890615 Fidelity Intermediate muni Incm Fd FLTMX 14195 19960328 Fidelity Intl Gwth Fd FIGFX 82383 20071113 FIDELITY INTL REAL ESTATE FD FIREX 64740 20050125 FIDELITY INTL SMALL CAP FISMX 54394 20020926 FIDELITY INV NASDAQ COMP INDEX FNCMX 58900 20030930 Fidelity Investment Grade Bond Fund FBNDX 6136 19890828 Fidelity Japan Fund FJPNX 6723 19930608 Fidelity Japan Fund Cl F FJPFX 89567 20090701 Fidelity Japan Small Companies Fund FJSCX 14196 19960328 Fidelity Large Cap Gr Fd FSLGX 50392 20011119 Fidelity Large Cap Stock Fund FLCSX 20473 19960607 Fidelity Large Cap Value Enhanced Index FLVEX 79495 20070502 Fidelity Large Cap Value Fd FSLVX 50393 20011119 Fidelity Latin America Fund FLATX 6131 19931028 FIDELITY LEVERAGED CO STK FD FLVCX 45734 20010110 Fidelity Leveraged Company Stock Fd Cl K FLCKX 85235 20080515 Fidelity Lg Cap Val Enhanced Index Fd FLGEX 79494 20070502 Fidelity Low-Priced Stock Fd Cl K FLPKX 85236 20080515 Fidelity Low-Priced Stock Fund FLPSX 6628 19900406 Fidelity Magellan Fd Cl K FMGKX 85238 20080515 Fidelity Magellan Fund FMAGX 6018 19860512 Fidelity Massachuseets muni Incm Fd FDMMX 20349 19960620 Fidelity MD muni Incm Fd SMDMX 23091 19960620 Fidelity Mega Cap Stock Fd FGRTX 35346 19990202 Fidelity MI muni Incm Fd FIMIX 20432 19960620 Fidelity MI muni Incm Fd FMHTX 20505 19960620 Fidelity Mid Cap Enhanced Index Fd FMEIX 82800 20080103 Fidelity Mid Cap Gr Fd FSMGX 50394 20011119 Fidelity Mid Cap Value Fd FSMVX 50422 20011120 Fidelity Mid-Cap Stock Fd Cl K FKMCX 85234 20080515 Fidelity Mid-Cap Stock Fund FMCSX 14107 19951011 Fidelity Mortgage Security Fund FMSFX 6653 19910312 Fidelity muni Incm Fd FHIGX 6031 19851231 FIDELITY N Y MUN TR ADV NY M FEMIX 54257 20020829 FIDELITY N Y MUN TR ADV NY M FNMAX 54263 20020829 FIDELITY N Y MUN TR ADV NY M FNYBX 54264 20020829 FIDELITY N Y MUN TR ADV NY M FNYCX 54265 20020829 FIDELITY N Y MUN TR ADV NY M FNYPX 54266 20020829 Fidelity New Markets Income Fund FNMIX 1983 19940103 Fidelity New Millenium Fund FMILX 6717 19930326 Fidelity NJ muni Incm Fd FNJHX 20520 19960620 Fidelity Nordic Fund FNORX 24406 19961213 Fidelity NY muni Incm Fd FTFMX 20636 19960620 Fidelity OH muni Incm Fd FOHFX 20533 19960620 Fidelity OTC Port FOCPX 6021 19860902 Fidelity OTC Portfolio Cl K FOCKX 85239 20080515 Fidelity Overseas Fd Cl K FOSKX 85240 20080515 Fidelity Overseas Fund FOSFX 6019 19860902 Fidelity Overseas Fund Cl F FFOSX 89599 20090701 Fidelity PA muni Incm Fd FPXTX 20562 19960620 Fidelity Pacific-Basin Fund FPBFX 6029 19861121 Fidelity Puritan Fd Cl K FPUKX 85241 20080515 Fidelity Puritan Fund FPURX 6024 19870102 FIDELITY PURITAN TR VALU DIS FVDFX 57041 20021213 Fidelity Real Estate Investment Port FRESX 6624 19900621 FIDELITY SECS FD REAL EST FRIFX 57439 20030210 Fidelity Sel Air Transport Port FSAIX 6108 19870102 Fidelity Sel Automotive Prt FSAVX 6126 19870817 Fidelity Sel Banking Port FSRBX 6130 19880418 Fidelity Sel Biotech Port FBIOX 6127 19860313 Fidelity Sel Brokerage & Inv Manage Fund FSLBX 6025 19870102 Fidelity Sel Chemical Port FSCHX 6111 19870102 Fidelity sel Comm Equipment FSDCX 6713 19930324 Fidelity Sel Computers Fund FDCPX 6100 19870102 Fidelity sel Cons Disc FSCPX 6714 19930324 Fidelity sel Cons Staples FDFAX 6118 19870709 Fidelity Sel Construction & Housing Port FSHOX 6119 19870709 Fidelity Sel Defense & Aerospace Port FSDAX 6112 19870102 Fidelity Sel Electronics Port FSELX 6114 19870102 Fidelity Sel Energy Port FSENX 6115 19870102 Fidelity Sel Energy Service Port FSESX 6116 19870130 Fidelity Sel Environmental Port FSLEX 6135 19890929 Fidelity Sel Financial Services Port FIDSX 6117 19870102 Fidelity Sel Gold Port FSAGX 6109 19870102 Fidelity Sel Health Care Fund FSPHX 6101 19870102 Fidelity Sel Home Finance Port FSVLX 6124 19870102 Fidelity Sel Industrial Equipment Port FSCGX 6128 19880418 Fidelity sel Industrials FCYIX 35969 19990708 Fidelity Sel Insurance Port FSPCX 6122 19870102 Fidelity sel IT Services FBSOX 32658 19980327 Fidelity Sel Leisure & Entertainmnt Port FDLSX 6105 19870102 Fidelity sel Materials Port FSDPX 6120 19870709 Fidelity Sel Medical Delivery Port FSHCX 6129 20020708 Fidelity Sel Medical Equipment & Syst FSMEX 24188 19980617 Fidelity Sel Multimedia Port FBMPX 6110 19870102 Fidelity Sel Natural Gas Fund FSNGX 1936 19940602 Fidelity Sel Natural Resources Port FNARX 35851 19990521 FIDELITY SEL PHARMACEUTICALS FPHAX 48570 20010712 Fidelity Sel Retail Port FSRPX 6123 19870102 Fidelity Sel Software Port FSCSX 6125 19870102 Fidelity Sel Technology Port FSPTX 6106 19870102 Fidelity Sel Telecommunications Fund FSTCX 6103 19870102 Fidelity Sel Transport Port FSRFX 6132 19890626 Fidelity Sel Utilities Port FSUTX 6107 19850618 FIDELITY SEL WIRELESS FWRLX 44848 20001102 Fidelity Series 100 Index Fd FOHIX 79637 20070508 Fidelity Series All Sector Equity Fund FSAEX 87590 20081023 Fidelity Series All-Sector Eqty Fnd Cl F FSFFX 89566 20090701 Fidelity Series Broad Market Opps Fd FBMAX 80921 20070829 Fidelity Series Commodity Strategy Fd FCSSX 90273 20091015 Fidelity Series Commodity Strtgy Fd Cl F FCSFX 90272 20091015 Fidelity Series Emerging Markets Fd FEMSX 88019 20081215 Fidelity Series Emerging Markts Fnd Cl F FEMFX 89586 20090701 Fidelity Series Global ex US Index Fnd FSGEX 90095 20091001 Fidelity Series Intl Growth Fnd FIGSX 90737 20091208 Fidelity Series Intl Grwth Fnd Cls F FFIGX 90736 20091208 Fidelity Series Intl Small Cp Fnd FSTSX 90795 20091208 Fidelity Series Intl Smll Cp Fnd Cls F FFSTX 90745 20091208 Fidelity Series Intl Value Fund FINVX 90739 20091208 Fidelity Series Intl Vl Fnd Cls F FFVNX 90738 20091208 Fidelity Series Investment Grade Bnd Fnd FSIGX 87659 20081028 Fidelity Series Invstmnt Grd Bnd Fnd ClF FIBFX 89583 20090701 Fidelity Series Large Cap Value Fnd Cl F FLVFX 89564 20090701 Fidelity Series Large Cap Value Fund FLVSX 87712 20081103 Fidelity Series Small Cap Opps Fd FSOPX 78949 20070402 Fidelity Series Small Cap Value Fnd Cl F FSVFX 89580 20090701 Fidelity Series Smll Cp Opprtnts Fnd ClF FSOFX 89560 20090701 Fidelity Short Fixed-Income Fund Cl C FSFCX 35087 19981125 Fidelity Short Intermediate muni Incm Fd FSTFX 14130 19951103 Fidelity Short Term Bond Fund Cl F FSBFX 89654 20090701 Fidelity Short-Term Bond Port FSHBX 6654 19910312 Fidelity Short-Term Gov't Bond Port FSTGX 6655 19910312 Fidelity Sm Cap Enhanced Index Fd FCPEX 82785 20080103 Fidelity Small Cap Discovery Fd FSCRX 45736 20010110 Fidelity Small Cap Growth Fund Cl F FCPFX 89655 20090701 Fidelity Small Cap Selector Fund FDSCX 14160 19951208 Fidelity Small-Cap Fund Cl B FSCBX 35090 19981125 Fidelity Small-Cap Fund Cl C FSCEX 35088 19981125 Fidelity Small-Cap Fund Insl Cl FSCIX 35089 19981125 Fidelity Small-Cap Stock Fund FSLCX 32696 19980413 Fidelity Southeast Asia Fund FSEAX 1951 19930701 Fidelity Southeast Asia Fund Cl F FSEFX 89595 20090701 Fidelity Spartan Extended Market Indx Fd FSEMX 35214 19980113 Fidelity Spartan Intl Index FSIIX 32266 19980106 Fidelity Spartan Total Mkt Index FSTMX 32267 19980106 Fidelity Spartan Total Mrkt Indx Fd Cl F FFSMX 90184 20091001 Fidelity Stock Selector Cl K FSSKX 85242 20080515 Fidelity Stock Selector Fund FDSSX 6672 19920213 Fidelity Strategic Dividend & Incm FSDIX 62372 20040106 Fidelity Strategic Income Fund FSICX 24212 19980617 Fidelity Strategic Real Return Fund Cl F FRRFX 89563 20090701 FIDELITY STRG RL RTN FD FSRRX 67658 20050920 Fidelity Tax Managed Stock Fund FTXMX 35347 19990202 Fidelity Tax-Free bd Fd FTABX 47386 20010423 Fidelity Total Bond Fund Cl F FTLFX 89568 20090701 Fidelity Trend Fund FTRNX 6033 19860102 Fidelity Ttl Intl Eq Fd FTIEX 82387 20071113 Fidelity U.S. Bond Index Port FBIDX 20334 19960620 Fidelity US Bond Index Fund Cl F FUBFX 90183 20091001 Fidelity Utility Income Fund FIUIX 6269 19890828 Fidelity Val Discovery Fd Cl K FVDKX 85243 20080515 Fidelity Val Fd Cl K FVLKX 85244 20080515 Fidelity Val Strategies Fd Cl K FVSKX 85245 20080515 Fidelity Value Fund FDVLX 6272 19890714 Fidelity Value Strategic Opp (Spec Sit) FSLSX 6017 19860102 Fidelity Value Strategic Opportunities F FASBX 20317 19960620 Fidelity Worldwide Fund FWWFX 6629 19900727 Fidlty Advsr Int'l Sm Cp Oprtnts Fd Cl B FOPBX 67406 20050809 Fiduciary/Claymore MLP Opportunity Fund XFMOX 67605 20050609 FIFTH LIFE AGG A LASAX 54109 20020802 FIFTH LIFE AGG B LASBX 54110 20020802 FIFTH LIFE AGG C LASCX 54111 20020802 FIFTH LIFE AGG I LASIX 54112 20020802 FIFTH LIFE CON A LCVAX 54115 20020802 FIFTH LIFE CON B LCVBX 54116 20020802 FIFTH LIFE CON C LCVCX 54117 20020802 FIFTH LIFE CON I LCVIX 54118 20020802 FIFTH LIFE MOD A LMDAX 54124 20020802 FIFTH LIFE MOD B LMDBX 54125 20020802 FIFTH LIFE MOD C LMDCX 54126 20020802 FIFTH LIFE MOD I LMDIX 54127 20020802 FIFTH MOD AGG A LMAAX 54120 20020802 FIFTH MOD AGG B LMABX 54121 20020802 FIFTH MOD AGG C LMACX 54122 20020802 FIFTH MOD AGG IN LMAIX 54123 20020802 FIFTH MOD CON IN LIMVX 54119 20020802 FIFTH MOD CONS A LAMVX 54108 20020802 FIFTH MOD CONS B LBMVX 54113 20020802 FIFTH MOD CONS C LCMVX 54114 20020802 FIFTH THIRD BD INV B FBBDX 50251 20011102 FIFTH THIRD BD INV C FCBDX 50260 20011102 Fifth Third Dividend Gr Fd A Shares FSPIX 30756 19970819 Fifth Third Dividend Gr Fd B Shares FTPBX 48778 20010822 Fifth Third Dividend Gr Fd C Shares FTPCX 48779 20010822 Fifth Third Dividend Gr Fd inst Shares FPFIX 34172 19980818 FIFTH THIRD EQ INCM FD INV C FEQCX 48768 20010119 FIFTH THIRD EQ INCM INV B FBEQX 48762 20010822 Fifth Third eq Index Fd - Preferred Shs KNIPX 58527 20031017 Fifth Third eq Index Fd - sel Shs KNISX 58525 20031017 Fifth Third eq Index Fd - Tr Shs KNITX 58528 20031017 FIFTH THIRD EQ INDX INV B FBINX 50255 20011102 FIFTH THIRD EQ INDX INV C FCINX 50263 20011102 FIFTH THIRD FDS SMCAP VA FTVAX 57802 20030403 FIFTH THIRD FDS SMCAP Va FTVBX 57788 20030403 FIFTH THIRD FDS SMCAP VA FTVCX 57789 20030403 FIFTH THIRD FDS SMCAP VA FTVIX 57790 20030403 Fifth Third High Yield Bd Fd Cl A Shs FTYAX 72328 20051222 Fifth Third High Yield Bd Fd Cl B Shs FTYBX 72329 20051222 Fifth Third High Yield Bd Fd Cl C Shs FTYCX 72330 20051222 Fifth Third High Yield Bd Fd Insti Shs FTYIX 72331 20051222 FIFTH THIRD INTL EQ FD INV B FBIEX 48765 20010822 FIFTH THIRD INTL EQ FD INV C FTECX 48777 20010822 FIFTH THIRD INTL GDP INV C FCIGX 50262 20011102 FIFTH THIRD LG CAP VAL INV B FBLVX 50256 20011102 FIFTH THIRD LG CAP VAL INV C FCLVX 50264 20011102 FIFTH THIRD MICRO CAP VAL INVA MXCAX 50146 20011018 FIFTH THIRD MICRO CAP VAL INVB MXCBX 50147 20011018 FIFTH THIRD MICRO CAP VAL INVC MXCSX 50148 20011018 FIFTH THIRD MID CAP INV B FBMBX 48766 20010822 FIFTH THIRD MID CAP INV C FCMCX 48767 20010822 FIFTH THIRD MILT CAP VAL INV A MXLAX 50149 20011018 FIFTH THIRD MULT CAP VAL INV B MXLBX 50150 20011018 FIFTH THIRD MULT CAP VAL INV C MXLCX 50151 20011018 FIFTH THIRD QUAL GRW FD INV B FSBQX 48774 20010822 Fifth Third Quality Growth Fund Invest C FSQCX 42266 19991207 FIFTH THIRD SH TM BD C KNLCX 58691 20030805 FIFTH THIRD SM CAP GRW INV B FTGBX 50278 20011102 FIFTH THIRD SM CAP GRW INV C FTGCX 50279 20011102 FIFTH THIRD STRAT INCM FD A FFSAX 62932 20040407 FIFTH THIRD STRAT INCM FD B FFSBX 62933 20040407 FIFTH THIRD STRAT INCM FD C FRACX 50274 20011102 Fifth Third\Maxus Agg Val Fd Inst MXAIX 42997 20000331 Fifth Third\Maxus Eq Fd Inst Shs MXEIX 44000 20000526 Fifth Third\Maxus Incm Fd Inst Shs MXIIX 42995 20000526 Fimco Select Fund FMCOX 72401 20060104 Financial Investors Tr Lis Pvt Eq Fd ClA LPEFX 82741 20080102 Financial Investors Tr Lis Pvt Eq Fd ClI LPEIX 82742 20080102 Financial Investors Tr Lis Pvt Eq Fd ClR LPERX 82768 20071231 Financial Trends Strategy Fnd Invstr Cls DXFTX 88988 20090303 Financial Trends Strategy Fund Cls C Shs DXFCX 92085 20100304 Financial Trends Strategy Fund Instl Cls DXFIX 89290 20090504 FINANCIAL ULTRASECT PROFD SVC FNPSX 44664 20001003 FIRST AMER CA TX FR FD A FCAAX 44830 20000222 FIRST AMER CA TX FR FD C FCCAX 47262 20010123 FIRST AMER CA TX FR FD Y FCAYX 47250 20010123 FIRST AMER CO TX FR FD A FCOAX 44829 20000222 FIRST AMER CO TX FR FD C FCCOX 47263 20010123 FIRST AMER CO TX FR FD Y FCOYX 47266 20010123 First Amer Core bd Fd Cl R FFISX 50019 20010928 FIRST AMER CORP BD FD A FCDDX 47264 20010123 FIRST AMER CORP BD FD B FCBBX 47260 20010123 FIRST AMER CORP BD FD C FCBCX 47261 20010123 First Amer Corp Bd Fd Y FCBYX 42109 20000222 First Amer Corporate bd Fd Cl R FABSX 50016 20010928 FIRST AMER EQ INCM FD C FFECX 47772 20010221 First Amer eq Incm Fd Cl R FEISX 50018 20010928 First Amer Eq Index C Level FCEIX 36286 19991008 First Amer eq Index Fd Cl R FADSX 50017 20010928 First Amer Equity Income Fd Inst Cl C FAQIX 20313 19960620 First Amer Equity Income Fd Retail Cl C FFEIX 20367 19960620 First Amer Equity Index Fd Inst'l FEIIX 20357 19960620 First Amer Equity Index Fund FAEIX 20287 19960620 First Amer Equity Index Fund Cl B FAEQX 34661 19981111 FIRST AMER FIXED INCM FD C FFAIX 47771 20010123 First Amer Fixed Income Fd Inst'l FFIIX 20369 19960620 First Amer Fixed Income Fund FAFIX 20289 19960620 First Amer Glbl Infrstrctr Fd Cl A FGIAX 82612 20071218 First Amer Glbl Infrstrctr Fd Cl Y FGIYX 82613 20071218 First Amer High Incm bd Cl R FANSX 50047 20011003 First Amer Int'l Fund Cl A FAIAX 20296 19960620 First Amer Int'l Fund Inst'l FAICX 20298 19960620 First Amer Intermed Tax-Free Fund FAMBX 20309 19960620 First Amer Intermed Tax-Free Fund FMBIX 20494 19960620 First Amer Intermediate Term Income Fund FAIIX 20300 19960620 First Amer Intl Cl R ARQIX 35494 19990223 First Amer Investment Small Cap Value Cl FSCAX 32373 19980123 First Amer Large Cap Gr Opps Cl R FLCYX 46337 20010216 First Amer Large Cap sel Cl R FLSSX 57437 20030210 First Amer Large Cap Value Fd Cl R FAVSX 50048 20011003 FIRST AMER LG CAP CORE FD C FAWCX 50049 20011003 FIRST AMER LG CAP VAL C FALVX 47767 20010221 First Amer Ltd Term Incm Fd Instl FLTIX 20488 19960620 First Amer Ltd Term Income Fd Retail A FALTX 20307 19960620 FIRST AMER MICROCAP FD C FMPCX 50063 20011003 FIRST AMER MID CAP CORE FD C FMECX 50062 20011003 First Amer Mid Cap Gr Opps Cl R FMEYX 46657 20010307 FIRST AMER MID CAP IDX FD C FDXCX 50053 20011003 First Amer Mid Cap Index Cl R FMCYX 46340 20010216 First Amer Mid Cap sel Fd Cl B FITBX 30071 19970311 First Amer Mid Cap sel Fd Cl C FTACX 42712 20000404 First Amer Mid Cap sel Fd Cl Y FATCX 20325 19960620 FIRST AMER MID CAP VAL C FACSX 47766 20010321 First Amer Mid Cap Value Fd Cl R FMVSX 50064 20011003 First Amer Mid-Cap sel Fd Cl A FATAX 30676 19970818 First Amer MN Insured Intermd Tax-Fr A FAMAX 20308 19960620 First Amer MN Insured Intermd Tax-Fr C FAMTX 20311 19960620 First Amer MN Tax Free Fund Instl Cl Y FYMNX 42271 19990405 FIRST AMER MN TX FR FD C FCMNX 47769 20010123 FIRST AMER MO TX FR FD C FFMCX 50055 20011003 First Amer Muni Bond Fund Inst'l FINIX 20437 19960620 FIRST AMER NE TX FR FD A FNTAX 47268 20010321 FIRST AMER NE TX FR FD C FNTCX 47247 20010321 FIRST AMER NE TX FR FD Y FNTYX 46934 20010321 FIRST AMER OR INTER TX FR FD A FOTAX 47775 20010123 First Amer OR Interm Tax-Free Cl Y FORCX 34663 19981111 FIRST AMER REAL EST SEC CL C FRLCX 47269 20010321 First Amer Real Estate Securities Fd Cl FRSSX 50020 20010928 First Amer Real Estate Securs Cl C FARCX 24719 19970210 FIRST AMER SM CAP CORE FD C FHMCX 50060 20011003 FIRST AMER SM CAP IDX FD C FPXCX 50065 20011003 FIRST AMER SM CAP VAL C FSCVX 47776 20010608 First Amer Small Cap Gr Opps Cl R FMPYX 46343 20010216 First Amer Small Cap Index Cl R ARSCX 35893 19990604 First Amer Small Cap sel Cl R ASEIX 32820 19980508 First Amer Small Cap Value Fd Cl R FSVSX 50085 20011003 First Amer Small-Cap Value Fund Cl Y FSCCX 34664 19981111 First Amer Special Equity Fund FASEX 20319 19960620 First Amer Special Equity Fund Cl B FAESX 23775 19960628 First Amer Special Equity Inst'l FSEIX 20603 19960620 First Amer Stock Fund FASKX 20321 19960620 First Amer Stock Fund Cl B FATBX 20324 19960620 First Amer Stock Fund Inst'l Class FSKIX 20615 19960620 FIRST AMER STRAT AGG ALLOC A FSGBX 50073 20011003 FIRST AMER STRAT AGG ALLOC B FSFYX 50072 20011003 FIRST AMER STRAT AGG ALLOC Y FSAYX 50070 20011003 FIRST AMER STRAT AGG GRW C FSACX 50068 20011003 FIRST AMER STRAT GR & IN ALL B FSKBX 50077 20011003 FIRST AMER STRAT GR & IN ALL C FSKCX 50078 20011003 FIRST AMER STRAT GR & IN ALL Y FSKYX 50080 20011003 First Amer Strat Growth Fund FAGSX 34665 19981111 FIRST AMER STRAT GRW ALLOC B FSNBX 50081 20011003 FIRST AMER STRAT GRW ALLOC C FSNCX 50082 20011003 FIRST AMER STRAT GRW ALLOC Y FSGYX 50074 20011003 FIRST AMER STRAT INCM ALLOC B FSFBX 50071 20011003 FIRST AMER STRAT INCM ALLOC C FSJCX 50075 20011003 First Amer Strat Incm Fd B FJSBX 44393 20000814 FIRST AMER STRAT INCM FD C FCSIX 47770 20010123 First Amer Strategy Aggressive Alloc Fd FSASX 50069 20010124 First Amer Strategy Gr & Incm Alloc Fd C FSKSX 50079 20010124 First Amer Strategy Gr Alloc Fd Cl R FSNSX 50083 20010124 First Amer Strategy Incm Alloc Fd Cl R FSJSX 50076 20010124 First Amer Tx Fr Fd Y FYNTX 42816 20000131 FIRST AMER TX FREE FD C FJCTX 47774 20010608 First America Intl Select Fd Cl A ISACX 75974 20061227 First America Intl Select Fd Cl C ICCSX 75967 20061227 First America Intl Select Fd Cl R ISRCX 75976 20061227 First America Intl Select Fd Cl Y ISYCX 75977 20061227 First American Equity Income Fund CL B FAEBX 30674 19970818 First American Fds Glbl Infrstrctr FdClC FGNCX 87746 20081103 First American Fds Glbl Infrstrctr FdClR FGNRX 87747 20081103 FIRST AMERICAN INF PRO SEC FD FYIPX 64744 20050125 FIRST AMERICAN INFL PRO SEC FD FRIPX 64742 20050125 FIRST AMERICAN INFLATION PRO FCIPX 64738 20050125 FIRST AMERICAN INFLATION PROT FAIPX 64737 20050125 First American International Fund Cl C FIACX 44210 20000814 First American Invest Fixed Income CL B FFIBX 30684 19970818 First American Investment Funds/strategi FJSYX 34110 19980810 First American Investment Intl CL B FNABX 30693 19970818 First American Investment Stategy Income FSFIX 30700 19970818 First American Investment Strategic Inco FJSIX 34095 19980731 First American MN Tax Free Fd Cl A FJMNX 42252 19990405 First American Real Estate Securities A FREAX 30697 19970818 First American Real Estate Securities B FREBX 30698 19970818 First American Strategy Aggressive Grow FAAGX 30047 19971001 First American Strategy Growth & Income FSGNX 30701 19970818 First American Tax Free Fd Cl A FJNTX 42253 19990405 First American Tctcl Mkt Oprtnts FdClY FGTYX 91302 20100106 FIRST AMERN INVT FDS INC INT GOVT FIGAX 54707 20021104 FIRST AMERN INVT FDS INC INT GOVT FYGYX 54710 20021104 FIRST AMERN INVT FDS INC LGCAP SE FLRAX 57435 20030210 FIRST AMERN INVT FDS INC LGCAP SE FLRYX 57436 20030210 FIRST AMERN INVT FDS INC LGCAP SE FLYCX 57438 20030210 FIRST AMERN INVT FDS INC OHIO TAX FOFAX 53497 20020509 FIRST AMERN INVT FDS INC OHIO TAX FOTCX 53482 20020503 FIRST AMERN INVT FDS INC OHIO TAX FOTYX 53498 20020509 FIRST AMERN INVT FDS INC SH TAX F FSHAX 54708 20021104 FIRST AMERN INVT FDS INC SH TAX F FSHYX 54709 20021104 First Commonwealth Fd Inc XFCOX 42034 20000308 FIRST EAGLE FD OF AMER C FEAMX 47383 20010423 First Eagle Fd of America Cl Y FEAFX 20350 19960620 First Eagle Gold Fund Class C FEGOX 58008 20030515 First Eagle Gold Fund Class I FEGIX 58000 20030515 First Eagle Overseas Variable Fd FEOVX 73908 20060815 FIRST EAGLE SOGEN FD C FESGX 47550 20010430 First Eagle SoGen Flexible Fund Cl A SGENX 6681 19920724 First Eagle SoGen Global Fund Cl I SGIIX 36728 20000113 FIRST EAGLE SOGEN GOLD FD SGGDX 45330 20001211 FIRST EAGLE SOGEN OVERSEAS C FESOX 47549 20010430 First Eagle SoGen Overseas Fund Cl A SGOVX 23017 19960620 First Eagle SoGen Overseas Fund Cl I SGOIX 36729 20000113 FIRST EAGLE TR FD OF AM FEFAX 53634 20020607 FIRST EAGLE US VAL FD C FEVCX 50132 20011018 FIRST EAGLE US VAL FD I FEVIX 50133 20011018 FIRST EAGLE US VAL FD II FEVAX 50131 20011018 FIRST FOCUS FDS INC INTL EQ FFITX 53799 20020621 First Focus Fds Lg Cap Gwth Fd FOLCX 80372 20070703 First Inv Income Fund B FIFJX 42724 20000407 First Inv Tot Ret Fd B FBTRX 36580 19991215 First Investors Blue Chip Series FBCBX 20330 19960620 First Investors Fund for Income A FIFIX 23776 19960628 First Investors Global Fund A FIISX 20428 19960620 First Investors Global Fund Cl B FIBGX 20411 19960620 First Investors Gov Fd Inc A FIGVX 20424 19960620 First Investors Growth & Income A FGINX 20382 19960620 First Investors Growth & Income B FGIBX 20381 19960620 First Investors Insurd Tax Exempt Fd EIITX 20131 19960620 First Investors Int'l Fd Cl A FIINX 73655 20060627 First Investors Int'l Fd Cl B FIIOX 73656 20060627 First Investors New York Tax Free Fd A FNYFX 20527 19960620 First Investors Series Blue Chip Fund A FIBCX 20410 19960620 First Investors Tax Exempt Fund FITAX 6661 19911216 First Investors Tax Free NC Fund Cl A FMTNX 42260 19990405 First Investors Utilities Income Fund A FIUTX 20455 19960620 FIRST INVS GOVT FD INC CL B FIGYX 54282 20020904 FIRST INVS INSD TAX EXEMPT FCL B FITCX 54859 20021113 FIRST INVS MULTI ST INSD TX CT SER C FICUX 54854 20021113 FIRST INVS MULTI ST INSD TX MA SER C FIMGX 54857 20021113 FIRST INVS MULTI ST INSD TX NC SER C FMTQX 54860 20021113 FIRST INVS MULTI ST INSD TX NJ SER C FINKX 54858 20021113 FIRST INVS MULTI ST INSD TX PA SER C FTPDX 54863 20021113 FIRST INVS NY INSD TAX FREE CL B FNYGX 54861 20021113 First Invs Opportunity Fd (Cl B) FIMBX 36379 19991027 First Invs Opportunity Fd A FIUSX 20454 19960620 First Invs sel Gr Fd Cl A FICGX 44838 20001101 First Invs sel Gr Fd Cl B FIGBX 45030 20001121 FIRST INVS SER FD INVT GRA FIIHX 54283 20020904 First Invstrs Investment Grade Series A FIIGX 20427 19960620 First Invstrs Mul-State Insur TF Fd CA FICAX 20412 19960620 First Invstrs Mul-State Insur TF Fd CT FICTX 20415 19960620 First Invstrs Mul-State Insur TF Fd MA A FIMAX 20430 19960620 First Invstrs Mul-State Insur TF Fd MI A FTMIX 20646 19960620 First Invstrs Mul-State Insur TF Fd MN FIMNX 20433 19960620 First Invstrs Mul-State Insur TF Fd NJ A FINJX 20438 19960620 First Invstrs Mul-State Insur TF Fd OH FIOHX 20440 19960620 First Invstrs Mul-State Insur TF Fd OR FTORX 20653 19960620 First Invstrs Mul-State Insur TF Fd PA A FTPAX 20654 19960620 First Invstrs Mul-State Insur TF Fd VA A FIVAX 20456 19960620 First Invstrs Special Situations Ser B FISBX 20442 19960620 First Invstrs Special Situations Series FISSX 20446 19960620 First Invstrs Total Return Series A FITRX 20448 19960620 First Invstrs Utilties Income Series B FIUBX 20451 19960620 First Israel Fund XISLX 35426 19990210 First Omaha Balanced Fd FOBAX 32207 19971208 First Omaha Equity Fund FOEQX 20530 19960620 First Omaha Growth Fund FOGRX 35330 19990129 FIRST OMAHA INCM FD FOINX 47195 20010309 First Omaha Short-Intermed Fixed Income FOSIX 20539 19960620 First Omaha Small-Cap Value Fd FOSCX 32208 19971208 First Pacific Hawaii Muni Bond Fund SURFX 30615 19970807 FIRST TR 391 NEW E-CON GR & TR ZFNEX 46736 20010312 FIRST TR 517 KEY 3 GRW & TREAS ZFKYX 46890 20010321 FIRST TR 529 WATCH GR & TRY 3 ZFWGX 47512 20010426 First Tr Active Dividend Incm Fd XFAVX 81604 20071004 First Tr Enhanced eq Incm Fd XFFAX 65072 20050125 First Tr Specialty Finance and Finc Opps XFGBX 80147 20070608 First Tr Strategic Hgh Incm Fd XFHIX 67493 20050816 First Tr Strategic High Incm Fd III XFHOX 79152 20070411 FIRST TR/4 CORN SR FLT INCM II XFCTX 64153 20040609 First Tr/Aberdeen Gbl Opportunity Incm F XFAMX 64473 20041208 First Tr/FIDAC Mortgage Incm Fd XFMYX 67171 20050606 First Tr/Four Corners Senior Floating Ra XFCMX 62031 20031017 First TrAberdern Emerging OpportunityFd XFEOX 75305 20060913 First Trusat Strategic High Incm Fd II XFHYX 73144 20060410 First Trust Energy Income & Growth Fund XFENX 66971 20040726 FIRST TRUST PORTFOLIOS GNMA REINV IN ZFGMX 53795 20020619 FIRSTAR LRG CAP CORE EQTY B FETBX 46332 20010216 Firstar Micro Cap Fund FRMPX 30941 19970912 FIRSTAR MICROCAP B FROBX 46347 20010216 Firstar MicroCap Fund Inst'l Series FIMPX 22408 19960620 FIRSTAR MIDCAP CORE B FMQBX 46344 20010216 Firstar Midcap Index Fd Instl FIMEX 42251 19991209 FIRSTAR MIDCAP INX. A FDXAX 46329 20010216 Firstar MidCore Growth Fund FRGWX 22549 19960620 Firstar MidCore Growth Inst'l Series FIGWX 22407 19960620 FIRSTAR SHORT TRM BD Y FSTYX 46349 20010216 FIRSTAR SM CAP INX. Y FMDAX 46341 20010216 FIRSTAR SM CPA EQ FD Y ARSTX 32484 19980217 Firstar Special Growth Fund FRSLX 22552 19960620 Firstar Special Growth Inst'l Series FISGX 22423 19960620 Firsthand Alternative Energy Fund ALTEX 81956 20071030 Firsthand Technology Opps Fd TEFQX 36326 19991020 Firsthand Technology Value Fund TVFQX 24147 19961010 Flagship All-Amer Tax Exempt Fund - Cl C FAACX 20275 19960620 Flagship AZ Double Tax Exempt Fund Cl A FAZTX 20327 19960620 Flagship CO Double Tax Exempt Fund Cl A FCOTX 20344 19960620 Flagship CT Double Tax Exempt Fd A FCTTX 20345 19960620 Flagship GA Double Tax Exempt Fund Cl A FGATX 20377 19960620 Flagship Georgia Double Tax-Exempt Fund FGACX 24115 19960703 Flagship Kansas Triple Tax Exempt fund FKSTX 20466 19960620 Flagship LA Double Tax Exempt Fund Cl A FTLAX 20645 19960620 Flagship Ltd Term Tax Exempt C FLTCX 23777 19960628 Flagship Ltd Term Tax Exempt Fund Cl A FLTDX 20486 19960620 Flagship MI Triple Tax Exempt Fund Cl A FMITX 20511 19960620 Flagship MI Triple Tax Exempt Fund Cl C FLMCX 20478 19960620 Flagship MO Double Tax Exempt Fund Cl A FMOTX 20512 19960620 Flagship NC Double Tax Exempt Fd A FLNCX 20482 19960620 Flagship NM Double Tax Exempt Fund FNMTX 20522 19960620 Flagship OH Double Tax Exempt Fund Cl A FOHTX 20534 19960620 Flagship OH Double Tax Exempt Fund Cl C FOHCX 20532 19960620 Flagship PA Triple Tax Exempt Fund Cl A FPNTX 20555 19960620 Flagship TN Double Tax Exempt Fd A FTNTX 20650 19960620 Flagship TN Double Tax Exempt Fund Cl C FTNCX 20648 19960620 Flagship VA Double Tax Exempt Fund A FVATX 20665 19960620 Flagship WI Double Tax Exempt Fd Cl A FWIAX 20669 19960620 FLAHERTY & CRUMRINE PF INCM OF XPFOX 67567 20050908 FLAHERTY & CUMRIDNE PFD INCM F XPFDX 67566 20050908 Flaherty&Crumrine/Claymore Ttl Rtrn Fd XFLCX 67604 20050715 Flaherty&Crumrine/Claymr Pr Sec IncmFd XFFCX 67603 20050715 Flex Bond Fd FLXBX 20492 19960620 Flex Fd, The Quantex Fd FLCGX 20472 19960620 Flex Fds Aggres Grw Fd FLAGX 42140 20000320 Flex Fds Dynamic Grw Fd FLDGX 42139 20000320 Flex Funds The Muirfield Fund FLMFX 20479 19960620 Flex-Fd, The Defensive Bal Fd FLDFX 72769 20060206 Flex-Fd, The Strategic Gr Fd FLFGX 72770 20060206 Flex-Fd, The Total Ret Utilities Fd FLRUX 24376 19961213 FMI Com Stock Fund FMIMX 20342 19960620 FMI FDS INC LARGE CA FMIHX 57522 20030220 FMI Focus Fund FMIOX 32605 19980316 FMI Provident Tr Strategy Fd FMIRX 24930 19970220 FMX Gwth Allocation Fd FMGRX 90279 20091005 FMX Ttl Rtrn Fd FMTRX 90821 20091215 Focused Bal Strategy Port Cl A FBAAX 62025 20031015 Focused Dividend Strategy Port Cl A FDSAX 34975 19981111 Focused Dividend Strategy Port Cl B FDSBX 34278 19980924 Focused Dividend Strategy Port Cl C FDSTX 34448 19981029 Focused eq Strategy Port Cl A FESAX 62026 20031015 Focused Multi-Asset Strategy Portfolio C FMATX 57914 20030505 Focused StarALPHA Portfolio Cl A FSAPX 81281 20070913 FORESTER FDS INC DISCOVER INTLX 54270 20020829 FORESTER FDS INC VALUE FD FVALX 54267 20020829 Forester Value Fund I - Share FVILX 89473 20090608 FORT PITT CAP FDS TOTALRET FPCGX 57331 20030122 Fortis Advantage Capital Apprec Pt Cl A FACAX 20280 19960620 Fortis Equity Capital Fund Cl A FECLX 20353 19960620 Fortis Equity Value Fund Cl A FVAAX 23780 19960628 Fortis Growth Fund Cl A FGRWX 20390 19960620 Fortis Tax-Free National A FTNAX 34673 19981111 Forum Fd, Auxier Focuis Fd Inv Shares AUXFX 47281 20010412 FORUM FDS AD/HARK SM CP GRWTH ASCGX 62860 20040318 Forward Aggressive Gr Alloc Fd C Cl ACAGX 58002 20030508 Forward Aggressive Gr Alloc Fd Cl A AGRRX 62500 20040123 Forward Aggressive Gr Alloc Fd Insti AAGRX 50417 20011120 Forward Aggressive Gr Alloc Inv Shares ACAIX 50418 20011120 Forward Bal Alloc Fd C Cl ABAFX 57294 20030113 Forward Bal Alloc Fd Cl A AOBAX 62502 20040123 Forward Bal Alloc Fd Insti ABAAX 50372 20011119 Forward Bal Alloc Fd Inv Shares ACBIX 50373 20011119 Forward Banking and Finance Fd Invstr Cl FFBFX 92228 20100317 Forward Emerging Markets Fd Cl M FEMMX 91734 20100202 Forward Emerging Markets Fd inst Cl PTEMX 23692 19960621 Forward Emerging Markets Fd Inv Cl PGERX 58032 20030520 Forward Frontier Markets Fd Inv Cl FRONX 88311 20090108 Forward Gbl Infrastructure Fd Cl A KGIAX 80489 20070702 Forward Gbl Infrastructure Fd Cl B KGIBX 80490 20070702 Forward Gbl Infrastructure Fd Cl C KGICX 80491 20070702 Forward Gbl Infrastructure Fd Cl Y KGIYX 80378 20070703 FORWARD GLOBAL ASSET ALLOC FD FFAAX 72080 20051104 Forward Global Infrastructure Fd Cl M FGIMX 91722 20100202 Forward Gr & Incm Alloc Fd Cl A AOIAX 62504 20040123 Forward Gr & Incm Alloc Fd Inv Shares AGIIX 50386 20011119 Forward Gr & Incm Alloc Insti AGWAX 50387 20011119 Forward Gr Alloc Fd C Cl AGGGX 57296 20030113 Forward Gr Alloc Fd Cl A AOGAX 62503 20040123 Forward Gr Alloc Fd Insti ACGAX 47748 20010608 Forward Gr Alloc Fd Inv Shares AGALX 50419 20011120 Forward Growth Fund Institutional Class FGROX 87654 20081028 Forward High Yield bd Fd C Cl AHYIX 57407 20030210 Forward High Yield bd Fd Insti AHBAX 45308 20001208 Forward High Yield bd Fd Inv Cl AHBIX 45309 20001208 Forward IInv Gr Fixed Incm Fd Inv Cl AITIX 45310 20001208 Forward Incm & Gr Alloc Cl A AOLAX 62505 20040123 Forward Incm & Gr Alloc Fd C Cl AIGMX 57300 20030113 Forward Incm & Gr Alloc Fd Inv Shares ACIGX 50377 20011119 Forward Incm & Gr Alloc Insti AIGAX 50390 20011119 Forward Incm Alloc Cl A AILAX 62501 20040123 Forward Incm Alloc Fd C Cl AIACX 57298 20030113 Forward Incm Alloc Fd Insti AIAAX 50388 20011119 Forward Incm Alloc Fd Inv Shares AIAIX 50389 20011119 Forward Int'l Fixed Incm Fd Cl C FFXCX 81767 20071010 Forward Int'l Fixed Incm Fd Insti Cl FFXIX 81768 20071010 Forward Int'l Fixed Incm Fd Investor Cl FFXRX 81769 20071010 Forward Int'l Sm Companies Fd Cl M FNSMX 91736 20100202 Forward Intl Dividend Fd Insti FFINX 34489 19981106 Forward Intl Dividend Fd Insti Cl FFIEX 79510 20070503 Forward Intl eq Fd C Cl AICIX 57408 20030210 Forward Intl eq Fd Insti ACIEX 14325 19960620 Forward Intl eq Fd Inv Cl AIINX 36182 19990913 Forward Intl Real Estate Fd Cl A KIRAX 73499 20060515 Forward Intl Real Estate Fd Cl B KIRBX 73324 20060504 Forward Intl Real Estate Fd Cl C KIRCX 73325 20060504 Forward Intl Real Estate Fd Insti Cl KIRYX 73326 20060504 Forward Intl Sm Companies Fd Cl A FFIAX 67149 20050509 Forward Intl Small Companies Fd Insti Cl PTSCX 23693 19960621 Forward Intl Small Companies Fd Inv Cl PISRX 53251 20020326 Forward Inv Gr Fixed Incm Fd Insti AIFIX 14428 19960131 Forward Inv Gr Fixed-Incm Fd C Cl ACCFX 57398 20030210 Forward Large Cap Gr Fd C Cl AGCGX 57405 20030210 Forward Large Cap Gr Fd Insti AGROX 14413 19960329 Forward Large Cap Gr Fd Inv Cl AGRIX 36032 19990719 Forward Large Cap Value Fd C Cl AVCVX 57418 20030210 Forward Large Cap Value Fd insti AVAIX 14556 19960620 Forward Large Cap Value Fd Inv Cl AVUIX 36733 20000114 Forward Legato Fd Cl A FFLMX 66943 20050412 Forward Legato Fd Insti Cl FFLFX 83985 20080509 Forward Legato Fund Investor Class FLFRX 87563 20081022 Forward Lg Cap Eq Fd A Shs FFLAX 75668 20061106 Forward Lg Cap Eq Fd Insti Cl FFLSX 78310 20070202 Forward Lng/Shrt Crdt Anlyis Fd InstiCl FLSIX 83998 20080508 Forward Lng/ShrtCrdt Anlyis Fd Invstr Cl FLSRX 83986 20080509 Forward Long/Short Credit Analysis Fd Cl FLSFX 89476 20090609 Forward Long/Short Credt Anlysis Fd Cl M FLSMX 91723 20100202 Forward Mortgage Securities Fd C Cl ACMSX 57400 20030210 Forward Mortgage Securities Fd Insti AMSFX 14470 19960620 Forward Mortgage Securities Fd Inv Cl AMSIX 36185 19990913 Forward Real Estate Fd Insti Cl FPREX 83987 20080509 Forward Real Estate Securities Fd Cl A KREAX 57361 20030102 Forward Real Estate Securities Fd Cl C KRECX 57363 20030102 Forward sel Incm Fd Cl A KIFAX 47394 20010423 Forward sel Incm Fd Cl B KIFBX 47395 20010423 Forward sel Incm Fd Cl C KIFCX 47396 20010423 Forward sel Incm Fd Cl Y KIFYX 73478 20060524 Forward Select Incm Fd Cl M FSIMX 91738 20100202 Forward Sm Cap Eq Fd Cl M FSCMX 91737 20100202 Forward Small Cap eq Fd Cl A FFHAX 67011 20050509 Forward Small Cap eq Fd inst Cl FFHIX 53764 20020613 Forward Small Cap eq Fd Inv Cl FFSCX 34490 19981106 Forward Small to Mid Cap Fd C Cl ACSMX 57402 20030210 Forward Small to Mid Cap Fd Insti ASMCX 14541 19960620 Forward Small to Mid Cap Fd Inv Cl ACSIX 36090 19990802 Forward Strategic Alternatives Fd Insti ASAFX 83282 20080219 Forward Strategic Realty Fd Cl A KSRAX 42861 19990915 Forward Strategic Realty Fd Cl B KSRBX 45803 19990915 Forward Strategic Realty Fd Cl C KSRCX 45804 19990915 Forward Strategic Realty Fd Cl Y KSRYX 73480 20060524 Forward Tactical Growth Fund Class A FTAGX 92250 20100315 Forward Tactical Gwth 4d Cl M FTGMX 91724 20100202 Forward Tactical Gwth Fd Cl C FTGOX 90052 20090914 Forward Tactical Gwth Fd Inst Cl FTGWX 90053 20090914 Forward Tactical Gwth Fd Investor Cl FFTGX 90051 20090914 Fountain Square Equity Income Cl A FSSIX 24516 19970205 Fountain Square Equity Income Fund FEINX 34167 19980818 Fountain Square Int'l Equity Fund FSIEX 20611 19960620 Fountain Square International Equity Fun FIEIX 34168 19981030 Fountain Square Mid-Cap Fund FSMCX 20617 19960620 Fountain Square Mid-Cap. Fund FMCIX 34169 19980818 Fountain Square Quality Growth Fund FQGIX 34174 19980818 Fountain Square Quality Growth Fund FSQGX 20624 19960620 Fountainhead Special Value Fund KINGX 35644 19990326 FPA Capital Fund FPPTX 20557 19960620 FPA Funds Trust/FPA Cresent Ptfl. FPACX 24317 19961017 FPA New Income FPNIX 20554 19960620 FPA Paramount Fd FPRAX 20558 19960620 FPA Perennial Fund FPPFX 20556 19960620 Fr Am Qtv Lg Cp Gth Fd ClC LgCp Cr FdClA FQCAX 80640 20070801 Fr Am Qtv Lg Cp Gth Fd ClC LgCp Cr FdClC FQCCX 80641 20070801 Fr Amn Qtv LgCp Gth Fd ClC Lg Cp Gth Fd FQGYX 80647 20070801 Frank Russel Inv CoLif Pnts2015StrtgyFdC RKLDX 83634 20080401 Frank Russel Inv CoLif Pnts2015StrtgyFdC RKLRX 83635 20080401 Frank Russel Inv CoLif Pnts2015StrtgyFdC RKLTX 83636 20080401 Frank Russel Inv CoLif Pnts2025StrtgyFdC RPLDX 83637 20080401 Frank Russel Inv CoLif Pnts2025StrtgyFdC RPLRX 83638 20080401 Frank Russel Inv CoLif Pnts2025StrtgyFdC RPLTX 83639 20080401 Frank Russel Inv CoLif Pnts2035StrtgyFdC RVLDX 83640 20080401 Frank Russel Inv CoLif Pnts2035StrtgyFdC RVLRX 83641 20080401 Frank Russel Inv CoLif Pnts2035StrtgyFdC RVLTX 83642 20080401 Frank Russel Inv CoLif Pnts2045StrtgyFdC RWLDX 83643 20080401 Frank Russel Inv CoLif Pnts2045StrtgyFdC RWLRX 83644 20080401 Frank Russel Inv CoLif Pnts2045StrtgyFdC RWLTX 83645 20080401 Frank Russel Inv CoLif Pnts2050StrtgyFdC RYLRX 83646 20080401 Frank Russel Inv CoLif Pnts2050StrtgyFdC RYLTX 83647 20080401 Frank Russel Inv CoLif Pnts2050StrtgyFdC RYLYX 83648 20080401 Frank Russel Inv CoLif PntsinRetirmntFdC RZLDX 83649 20080401 Frank Russel Inv CoLif PntsInRetirmntFdC RZLRX 83650 20080401 Frank Russel Inv CoLif PntsinRetirmntFdC RZLTX 83651 20080401 Frank Val Fd FRNKX 75835 20061215 Franklim Federal Tax-Free Income Fund Cl FFTBX 35880 19990604 FRANKLIN ADJ US GOVT SEC C FCSCX 62194 20031117 Franklin Adjustable USGovtScrtsFdClAdvsr FAGZX 90399 20091102 Franklin Age High Income Fund Cl B FHIBX 35881 19990604 Franklin Alabama Tax Free Income CL II FALEX 30675 19970818 Franklin Alabama Tax Free Income Fd Cl I FRALX 20563 19960620 Franklin All Cap Val Fd Cl A FRAVX 86594 20080717 Franklin Arizona Tax Free Income CL II FAZIX 30677 19970818 Franklin AZ Tax-Free Income Fund Cl I FTAZX 20629 19960620 FRANKLIN AZ TX FR INCM B FBAZX 50560 20011211 Franklin Bal Fd Cl A FBLAX 75175 20060831 Franklin Bal Fd Cl C FBMCX 88565 20090129 FRANKLIN BAL SHEET INV FD B FBSBX 50259 20010315 FRANKLIN BAL SHEET INV FD C FCBSX 50261 20010315 Franklin Balance Sheet Investment Fund FRBSX 20566 19960620 Franklin Biotechnology Discovery I FBDIX 32218 19971212 Franklin Bond Fd Cl A FKBAX 36868 20000131 Franklin Ca Grwth Fd Cl B FKCBX 36886 20000209 Franklin CA High Yield Muni Bond Cl I FCAMX 20339 19960620 Franklin CA HY B FBCAX 48648 20010122 Franklin Ca Insured Tax-Free Fd Cl Ii FRCAX 22039 19960621 Franklin CA Intermed Term Tax Fr Income FKCIX 20459 19960620 Franklin CA Intermediate Term Tax Free I FCCIX 64444 20041208 Franklin CA Tax-Free Incm Fd - adv Cl FCAVX 58421 20030602 Franklin Ca Tax-Free Income Fund Cl B FCABX 35882 19990604 Franklin CA Tax-Free Income Fund Cl I FKTFX 20467 19960620 Franklin CA Tax-Free Income Fund Cl II FRCTX 20569 19960620 Franklin CA Tax-Free Trust Ins Inc Cl I FRCIX 20567 19960620 Franklin CA TF B FRCBX 48646 20010119 Franklin California Growth Fund FKCGX 20458 19960620 Franklin California High Yield CL II FCAHX 30809 19981030 Franklin California HighYldMunFdAdvsrCl FVCAX 79954 20070522 Franklin ClfrniIntrmdtTrmTxFrIncmFdAdvCl FRCZX 90405 20091102 Franklin CO Tax-Free Income Fund Cl I FRCOX 20568 19960620 Franklin Colorado Tax Free Income CL II FCOIX 30680 19970818 Franklin Colorado TxFr Incm Fd Cl Advsr FCOZX 90401 20091102 Franklin Conneticut Tax Free CL II FCTIX 30681 19970818 Franklin Convertible Scrts Fd Cl Advr FCSZX 90021 20090902 Franklin Convertible Securtiies Fund Cl FROTX 24230 19960722 Franklin CT Tax-Free Income Fund Cl I FXCTX 20672 19960620 FRANKLIN CUSTODIAN FDS INC GR SER F FGSRX 53265 20020403 FRANKLIN CUSTODIAN FDS INC INCM SER FISRX 53308 20020404 FRANKLIN CUSTODIAN FDS INC UTIL SER FRURX 53274 20020403 Franklin Custodian US Gov't Secs Cl II FRUGX 20597 19960620 FRANKLIN DYNATECH FD B FDNBX 62197 20031117 Franklin Dynatech Fund Class A FKDNX 6219 19860102 Franklin Dynatech Fund Class C FDYNX 32561 19980306 FRANKLIN EQ INCM FD CL B FBEIX 50252 20010116 Franklin Equity Income Fund FISEX 20444 19960620 Franklin Equity Income Fund Cl Ii FRETX 22165 19960621 FRANKLIN FED LT TX FR INCM FFTFX 62205 20031117 Franklin Fed Tax-Free Income Fund I FKTIX 6227 19860102 Franklin Federal Intermed Tax-Free Incom FKITX 20462 19960620 Franklin Federal Tax-Free Income Cl II FRFTX 20576 19960620 FRANKLIN FEDERAL TAX-FREE INCOME FUN FAFTX 53631 20020401 Franklin FL Tax-Free Income Fund Cl II FRFIX 23026 19960905 Franklin FL TF B FRFBX 48647 20010122 Franklin Flex Cap Gwth Fd, Advisor Cl FKCAX 67124 20050519 Franklin floating daily rt FCFRX 48643 20010531 Franklin floating daily rt A FAFRX 48642 20010531 Franklin Florida Tax-Free Income Fd Cl I FRFLX 20575 19960620 FRANKLIN FLT RATE DLY ACC ADV FDAAX 62947 20040413 Franklin Focused Core Eq Fd Cl A FCEQX 92735 20100331 Franklin GA Tax-Free Income Fund Cl I FTGAX 20637 19960620 Franklin Georgia Tax Free Income CL II FGAIX 30685 19970818 Franklin Global Real Estate Fd A Cl FAGRX 79959 20070523 Franklin Global Real Estate Fd Advsr Cl FVGRX 79960 20070523 Franklin Gold Fund Cl I FKRCX 6221 19860102 Franklin Gold Fund Cl II FRGOX 20577 19960620 Franklin Gold Fund/Advisor Cl FGADX 35661 19990330 FRANKLIN GOLD&PRECIOUS METALCL B FAGPX 53632 20020607 Franklin Gr Opps Fd adv Cl FRAAX 36333 19991022 Franklin Gr Opps Fd Cl A FGRAX 36566 19991215 Franklin Gr Opps Fd Cl B FKABX 36879 20000209 Franklin Gr Opps Fd Cl C FKACX 36885 20000209 Franklin Gr Opps Fd Cl R FKARX 53267 20020403 Franklin Growth Fund Advisor Class FCGAX 30823 19970827 Franklin Growth Fund Class A FKGRX 20461 19960620 Franklin Growth Fund Class B FKGBX 36146 19990825 Franklin Growth Fund Class C FRGSX 20578 19960620 Franklin High Incm Fd adv Cl FVHIX 30808 19981030 Franklin High Incm Fd Cl A FHAIX 14101 19950104 Franklin High Incm Fd Cl C FCHIX 23786 19960628 Franklin High Incm Fd Cl R FHIRX 53261 20020403 Franklin High Yeild Tax-Free Income II FHYIX 20407 19960620 Franklin High Yield Tax-Free Income I FRHIX 20582 19960620 Franklin High-Yield Tax-Free Income Fund FYIBX 35884 19990604 Franklin Income Fund Advisor Class FRIAX 30824 19970827 Franklin Income Fund Class A FKINX 14103 19950921 Franklin Income Fund Class B FBICX 53307 20020404 Franklin Income Fund Class C FCISX 23788 19960628 Franklin Income Series Cl B FICBX 35885 19990604 Franklin India Growth Fund Advisor Class FIGZX 83814 20080429 Franklin India Gwth Fd Cl A FINGX 90402 20091102 Franklin Insured Tax-Free Income Fund II FRITX 24232 19960722 Franklin Insured Tax-Free Income I FTFIX 20635 19960620 Franklin Insured Tx Fr Incm B FBITX 48649 20010119 Franklin Int'l Sm Cap Gwth Fd Cl A FINAX 90455 20091102 Franklin Int'l Smer Companies Gwth Fd FKSCX 67126 20050519 FRANKLIN INTER TM TF INCM C FCITX 62945 20040413 FRANKLIN INVS SECS TR FLT RT D FBFRX 53263 20020403 FRANKLIN INVS SECS TR TOTAL RE FTRRX 53280 20020403 Franklin Kentucky Tax Free Income Fund FRKYX 20585 19960620 Franklin LA Tax-Free Income Fund I FKLAX 20463 19960620 Franklin Large Cap eq Fd adv Cl FLCIX 35175 19981216 FRANKLIN LG CAP VAL B FBLCX 62188 20031117 FRANKLIN LG CAP VAL FD A FLVAX 47721 20010525 FRANKLIN LG CAP VAL FD C FLCVX 50266 20011102 Franklin Louisiana Tax Free Income CL II FLAIX 30688 19970818 Franklin Low Duration Ttl Rtrn Fd Cl A FLDAX 72947 20060313 Franklin MA Insured Tax-Free Income Fd C FMAIX 30689 19970818 Franklin MA Insured Tax-Free Income Fd I FMISX 20510 19960620 FRANKLIN MANAGED TR RISING D FRDBX 53271 20020403 FRANKLIN MANAGED TR RISING D FRDRX 53272 20020403 Franklin Managed Trust Rising Dividend I FRDPX 20572 19960620 Franklin Maryland Tax Free Income CL II FMDIX 30690 19970818 Franklin MD Tax-Free Income Fund Cl I FMDTX 20497 19960620 Franklin MI Insured Tax-Free Income Fd I FTTMX 20657 19960620 Franklin MI TF B FBMIX 48650 20010119 Franklin Michigan Insured Tax-Free Incom FRMTX 24233 19960722 Franklin MicroCap Val Fd Advisor Cl FVRMX 79955 20070522 Franklin MicroCap Value Fund Cl I FRMCX 24078 19960628 Franklin Midcap Val Fd Cl A FMVAX 72948 20060313 Franklin MidCap Val Fd Cl C FMVCX 79981 20070524 Franklin Minnesota Insured Tax Free II FMNIX 30691 19970818 Franklin Missouri Tax Free Income CL II FMOIX 30692 19970818 Franklin Missouri Tax-Free Fd Cl Advisor FRMZX 90406 20091102 Franklin MN Insured Tax-Free Income Fd I FMINX 20509 19960620 Franklin MO Tax-Free Income Fd Cl I FRMOX 20586 19960620 FRANKLIN MUT SER FD INC FINL SER TBFSX 53302 20020403 FRANKLIN MUT SER FD INC MUTUAL D TEDRX 53303 20020403 FRANKLIN MUT SER FD INC MUTUAL S TESRX 53306 20020403 Franklin Mutual Cl B FMUBX 42261 19990928 Franklin Mutual Financial Services CL I TFSIX 30982 19971001 Franklin Mutual Financial Services Cl II TMFSX 32078 19971020 FRANKLIN MUTUAL RECOVERY A FMRAX 62948 20040413 FRANKLIN MUTUAL RECOVERY C FCMRX 62946 20040413 Franklin Mutual Recovery Fd - adv Cl FMRVX 58423 20030626 Franklin Natural Resources Fd Cl C FNCRX 72949 20060313 Franklin Natural Resources Fund FNRAX 35662 19990330 Franklin Natural Resources Fund FRNRX 20589 19960620 Franklin NC Tax-Free Income Fund Cl I FXNCX 20674 19960620 Franklin New Jersey Tax-Free Income Fund FNIIX 24144 19961010 Franklin New York Insured Tax Free CL II FNYKX 30695 19970818 FRANKLIN NEW YORK TAX-FREE INCOME FD FNYAX 53635 20020607 Franklin NJ Tax-Free Income Fund Cl I FRNJX 20588 19960620 Franklin NJ TF B FNJBX 48645 20010122 Franklin North Carolina Tax Free CL II FNCIX 30694 19970818 Franklin Nrth Carlina TxFr IncmFdClAdvsr FNCZX 90403 20091102 Franklin NY Insured Tax-Free Income Cl I FRNYX 20590 19960620 Franklin NY Intermed-Term Tax-Free Incom FKNIX 20464 19960620 Franklin NY Tax Free Income Fund Cl II FNYIX 20528 19960620 Franklin Ny Tax-Free Income Fund Cl B FTFBX 35886 19990604 Franklin NY Tax-Free Income Fund Cl I FNYTX 20529 19960620 Franklin NYk Intrmdt-Trm TxFrIncmFdClAdv FNYZX 90404 20091102 FRANKLIN OH INS TX FR INC FD B FBOIX 50257 20010119 Franklin OH Insured Tax-Free Income Cl I FTOIX 20652 19960620 Franklin Ohio Insured TaxFree FOITX 24378 19961213 Franklin Ohio Tax-Free Incm Fd Cl Advisr FROZX 90407 20091102 Franklin OR Tax-Free Income Fd Cl C FORIX 30696 19970818 Franklin OR Tax-Free Income Fund Cl I FRORX 20591 19960620 Franklin PA Tax-Free Income Fund Cl I FRPAX 20592 19960620 Franklin PA Tax-Free Income Fund Cl II FRPTX 23065 19960905 FRANKLIN PA TX FR INC CL B FBPTX 50258 20010119 Franklin PR Tax-Free Income Fund Cl I FPRTX 20559 19960620 Franklin Puerto Rico Tax Free Income FPRIX 30825 19970827 FRANKLIN RE EST SEC FD CL B FBREX 47484 20010425 Franklin Real Estate Beneficial Adv Cl FRLAX 42264 19990405 Franklin Real Estate Secs Fund Cl I FREEX 20573 19960620 Franklin Real Estate Secur Fund Cl II FRRSX 23792 19960628 Franklin Real Return Fund Class C FRRCX 89876 20090806 Franklin Real Rtrn Fd Advisor Cl FARRX 72945 20060313 Franklin Real Rtrn Fd Cl A FRRAX 67127 20050519 Franklin Rising Dividends Fd Advisor Cl FRDAX 72961 20060315 Franklin Rising Dividends Fund Cl II FRDTX 24234 19960722 FRANKLIN SM-MID CAP GRW B FBSMX 62189 20031117 Franklin Small Cap Gr Fd adv Cl FSSAX 44622 20000926 Franklin Small Cap Gr Fd Cl A FSGRX 44012 20000531 Franklin Small Cap Gr Fd Cl B FBSGX 47381 20010423 Franklin Small Cap Gr Fd Cl C FCSGX 44168 20000630 Franklin Small Cap Gr Fd Cl R FSSRX 53276 20020403 Franklin Small Cap Growth Fund FRSGX 20593 19960620 Franklin Small Cap Growth Fund Advisor FSGAX 30826 19970827 Franklin Small-Cap. Growth Fund Cl Ii FRSIX 22574 19960621 Franklin Strat Incm Adv FKSAX 36871 20000104 Franklin Strat Incm B FKSBX 36872 20000104 Franklin Strategic CA Growth Fund Cl Ii FCIIX 34127 19980810 Franklin Strategic Income Fund Cl C FSGCX 36148 19990825 Franklin Strategic Income Fund Cl I FRSTX 20594 19960620 Franklin Strategic Mortgage Fd CL II FSMIX 32158 19971124 FRANKLIN STRATEGIC SER CALIF GR FRCGX 53270 20020403 FRANKLIN STRATEGIC SER SML MIDC FSMRX 53275 20020403 FRANKLIN STRATEGIC SER STRAT IN FKSRX 53269 20020403 FRANKLIN TEMP CHINA WORLD FD A TCWAX 62220 20031117 FRANKLIN TEMP CHINA WORLD FD C TCWCX 62951 20040413 FRANKLIN TEMP COREFOLIO ALLO A FTCOX 62217 20031117 FRANKLIN TEMP COREFOLIO ALLO B FBCOX 62944 20040413 FRANKLIN TEMP COREFOLIO ALLO C FTCLX 62949 20040413 FRANKLIN TEMP FOREIGN SM COS C FCFSX 62192 20031117 FRANKLIN TEMP FOUNDING ALLOC A FFALX 62200 20031117 FRANKLIN TEMP FOUNDING ALLOC B FFABX 62198 20031117 FRANKLIN TEMP FOUNDING ALLOC C FFACX 62199 20031117 FRANKLIN TEMP HARD CURRNCY ADV ICHHX 62950 20040413 Franklin Temple Growth Target Cl II FTGTX 32562 19980306 Franklin Templeton 2015 Rtrmnt Trgt Fnd FTRAX 89471 20090605 Franklin Templeton 2025 Rtrmnt Trgt Fnd FTRTX 89472 20090605 Franklin Templeton Cnsrvtv TrgtFdClAdvsr FTCZX 90408 20091102 Franklin Templeton Conservative Target F FTCCX 35664 19990330 Franklin Templeton Conservative Target F FTCIX 34130 19980812 FRANKLIN TEMPLETON FD ALLOCACONS TAR FTCRX 53277 20020403 FRANKLIN TEMPLETON FD ALLOCAGR TARGE FGTRX 53266 20020403 FRANKLIN TEMPLETON FD ALLOCAMODER TA FTMRX 53279 20020403 Franklin Templeton Growth Target CL I FGTIX 32160 19971124 Franklin Templeton Hard Currency Port ICPHX 20938 19960620 Franklin Templeton Mdrt Trgt Fd Cl B FBMTX 72946 20060313 Franklin Templeton Mdrt Trgt Fnd Advsr C FMTZX 87449 20081001 Franklin Templeton Moderate Target Cl II FTMTX 32563 19980306 Franklin Templeton Moderate Target Fund FMTIX 30827 19970827 Franklin Templeton World Fd B TWDBX 36874 20000209 Franklin Tennessee Municipal Bond FRTIX 22805 19960815 Franklin Tmpltn Ergng Mkts Dbt Opprts Fd FEMDX 75472 20061005 Franklin Tmpltn Fndng Fds Allctn Fd Cl R FFARX 67123 20050519 Franklin Tmpltn Prspctvs Alctn Fd Cl C FPCAX 67547 20050902 Franklin Tmpltn Prspctvs Allctn Fd Cl A FPAAX 67546 20050902 Franklin Tmpltn TtlRtrn FdFDP SrsInc ClA MDFFX 67824 20051011 Franklin Tmpltn TtlRtrn FdFDP SrsInc ClC MCFFX 67820 20051011 Franklin Tmpltn TtlRtrnFd FDPSrs IncCl B MBFFX 67816 20051011 Franklin Total Ret Fd - Cl B FBTLX 58420 20030626 Franklin Total Ret Fd - Cl C FCTLX 58422 20030626 FRANKLIN U.S. GOVERNMENT SECURITIES FUSRX 53281 20020403 Franklin U.S. Government Securities Fund FKUSX 6228 19860102 Franklin U.S. Government Securities Fund FUGBX 35887 19990604 Franklin U.S. Government Securities Fund FUSAX 32156 19971124 Franklin Universal Trust XFUTX 35550 19990304 Franklin Utilities Fund Advisor Class FRUAX 32560 19980306 Franklin Utilities Fund Class A FKUTX 6222 19860102 Franklin Utilities Fund Class B FRUBX 47485 20010301 Franklin Utilities Fund Class C FRUSX 20598 19960620 Franklin VA Tax-Free Income Fd Cl I FRVAX 20599 19960620 Franklin Val B FBVAX 48651 20010315 Franklin Value Fd CL II FRVFX 32159 19971124 Franklin Value Fund FRVLX 23071 19960906 Franklin Value Fund/Advisor Cl FVADX 35663 19990330 FRANKLIN VALUE INVS TR BAL SHEE FBSAX 53633 20020607 FRANKLIN VALUE INVS TR BAL SHEE FBSRX 53264 20020403 Franklin Virginia Tax Free Income CL II FVAIX 30704 19970818 FranklinTmpltn Ttl RtrnFd FDPSrs IncCl I MAFFX 67812 20051011 Frantzen Growth & Income Fund A Shs WFGAX 92239 20100315 Frantzen Growth & Income Fund I Shs WFGFX 92240 20100315 Frnkln Conctcut Tx-Fre Inc Fd Cls Advsr FCNZX 91301 20100107 FRNKLN EQ INCM R FREIX 54098 20020802 Frnkln Fdrl Intrmdt Term Tax Fr Incm Fnd FITZX 89880 20090806 Frnkln Hgh Yld TxFr Incm Fd Advsr Clss FHYVX 75473 20061005 Frnkln Insrd Tax-Fre Inc Fd Cls Advsr FINZX 91304 20100107 FRNKLN LGCP VL R FLCRX 54097 20020802 Frnkln Nw Jrsy Tax-Fre Inc Fd Cls Advsr FNJZX 91305 20100107 FRNKLN SMCP VL R FVFRX 54100 20020802 Frnkln Tmpltn 2035 Rtrmnt Trget Fd Cls A FRTAX 91354 20100107 Frontegra Columbus Core Fd FRIGX 47385 20010423 Frontegra Columbus Core Plus Fd FRTRX 24957 19970408 Frontegra Columbus Core Plus Fd Cl Y FRTYX 90517 20091112 Frontegra IronBridge Global Focus Fund IBGFX 90048 20090921 Frontegra IronBridge Small Cap Fd IBSCX 54862 20021113 Frontegra IronBridge SMID Fd IBSMX 64676 20050307 Frontegra Mastholm Intl eq Fd FMHIX 62520 20040127 Frontegra Netols Sm Cap Val Fd FNSVX 72402 20060104 Frontegra Netols Sm Cap Val Fd - Cl Y FNSYX 88578 20090205 Frost Core Gwth Eq Fd Cl A FACEX 86329 20080701 Frost Core Gwth Eq Fd Insti Cl FICEX 83812 20080428 Frost Dividend Val Eq Fd Cl A FADVX 86331 20080701 Frost Dividend Val Eq Fd insti Cl FIDVX 83813 20080428 Frost Int'l Eq Fd Cl A FANTX 86335 20080701 Frost Int'l Eq Fd Insti Cl FITNX 83824 20080428 Frost Kempner MltCap Deep CVl Eq Fd Cl A FAKDX 86333 20080701 Frost Kempner Trsry and Incm Fd inst Cl FIKTX 83819 20080428 Frost Kmpnr Mlt-Cp Dep Val Eq Fd Inst Cl FIKDX 83817 20080428 Frost LKCM Multi-Cap Eq Fd Insti Cl FILKX 83821 20080428 Frost LKCM Sm-Mid Cap Eq Fd Insti Cl FIKSX 83818 20080428 Frost Low Duration Bd Fd Cl A FADLX 86330 20080701 Frost Low Duration Bd Fd Insti Cl FILDX 83820 20080428 Frost Low Duration Muni Bd Fd inst Cl FILMX 83822 20080428 Frost Low Duration Municipal Bd Fd Cl A FALMX 86334 20080701 Frost Municipal Bd Fd Cl A FAUMX 86338 20080701 Frost Municipal Bd Fd Insti Cl FIMUX 83823 20080428 Frost Small Cap eq Fd Cl A FAHMX 86332 20080701 Frost Small Cap eq Fd Insti Cl FIHSX 83815 20080428 Frost Strategic Bal Fd Cl A FASTX 86336 20080701 Frost Strategic Bal Fd Insti Cl FIBTX 86339 20080701 Frost Ttl Rtrn Bd Fd Cl A FATRX 86337 20080701 Frost Ttl Rtrn Bd Fd Insti Cl FIJEX 83816 20080428 Frst Am Qtv LgCp Gth FdClC LgCp Cr FdClY FQCYX 80643 20070801 Frst American Intrmdt Govt Bnd Fud Cls C FYGCX 90409 20091028 Frst American Intrmdt Govt Bnd Fud Cls R FYGRX 90410 20091028 Frst American Intrmdt Tax Free Fud Cls C FMBCX 90499 20091109 Frst American Short-Term Bnd Fud Cls C FBSCX 90400 20091028 Frst Amrcn Mnnst Intrmdt Tx Fr Fud Cls C FACMX 90398 20091028 Fst Amrcan Qantitiv Lg Cap Gwth Fd Cl A FQGAX 80644 20070801 FTFA-Franklin Templeton Growth Target Fd FGTZX 88309 20090108 FUND *X UPGRADER FUND FUNDX 53772 20020619 Fund For US Gov't Securities Cl B FUSBX 20661 19960620 Fund For US Gov't Securities Cl C FUSCX 20662 19960620 FUNDAMENTAL INVESTORS CFNAX 53104 20020314 FUNDAMENTAL INVESTORS CFNBX 53105 20020314 FUNDAMENTAL INVESTORS CFNCX 53106 20020314 FUNDAMENTAL INVESTORS CFNEX 53107 20020314 Fundamental Investors, Inc. Cl R-6 RFNGX 89230 20090504 FUNDAMENTAL INVS INC CL R-1 S RFNAX 53676 20020607 FUNDAMENTAL INVS INC CL R-2 S RFNBX 53677 20020607 FUNDAMENTAL INVS INC CL R-3 S RFNCX 53678 20020607 FUNDAMENTAL INVS INC CL R-4 S RFNEX 53679 20020607 FUNDAMENTAL INVS INC CL R-5 S RFNFX 53680 20020607 FundX Tactical Total Return Fund TOTLX 89461 20090604 Gabelli ABC Fd - Advisor Share Cl GADVX 79741 20070510 Gabelli ABC Fund GABCX 20677 19960620 Gabelli Asset Fd Cl A GATAX 62521 20040127 Gabelli Asset Fd Cl B GATBX 62522 20040127 Gabelli Asset Fd Cl C GATCX 62523 20040127 Gabelli Asset Fund GABAX 6229 19890118 Gabelli Blue Chip Val Cl AAA GABBX 36558 19991215 Gabelli Blue Chip Value Fd Cl A GBCAX 62524 20040127 Gabelli Blue Chip Value Fd Cl B GBCBX 62525 20040127 Gabelli Blue Chip Value Fd Cl C GBCCX 62526 20040127 Gabelli Comstock Capital Value Fd ClsAAA COMVX 87995 20081209 Gabelli Comstock Partners Capital Value CPCCX 34543 19981111 Gabelli Comstock Partners Capital Value CPCRX 30954 19970918 Gabelli Comstock Partners Capital Value DCVBX 14925 19960620 Gabelli Convertible Securities Fd Inc XGCVX 42529 19990405 GABELLI DIV & INCM TR XGDVX 62305 20031215 Gabelli Enterpris Mrgrs & Acqstns Fd AAA EAAAX 92191 20100310 Gabelli Enterprise Mergers and Acquisiti EMAAX 46756 20010314 Gabelli Enterprise Mergers and Acquisiti EMABX 46757 20010314 Gabelli Enterprise Mergers and Acquisiti EMACX 46758 20010314 Gabelli Enterprise Mergers and Acquisiti EMAYX 46759 20010314 Gabelli eq Incm Fd Cl A GCAEX 62527 20040127 Gabelli eq Incm Fd Cl B GCBEX 62529 20040127 Gabelli eq Incm Fd Cl C GCCEX 62531 20040127 Gabelli Equity Income Fund GABEX 20679 19960620 GABELLI EQUITY SER FDS INC GWSVX 57304 20030113 GABELLI GLBL UTIL & INCM TR XGLUX 64139 20040607 GABELLI GLOBAL DEAL FUND XGDLX 78363 20070209 Gabelli Global MultiMedia Trust Inc XGGTX 42530 19990405 Gabelli Small Cap Gr Fd Cl A GCASX 62528 20040127 Gabelli Small Cap Gr Fd Cl B GCBSX 62530 20040127 Gabelli Small Cap Gr Fd Cl C GCCSX 62535 20040127 Gabelli Small Cap Growth Fund GABSX 6725 19930517 Gabelli SRI Fd Inc Cl I SRIDX 80075 20070601 Gabelli SRI Green Fd, Inc. Cl A SRIAX 80095 20070601 Gabelli SRI Green Fd, Inc. Cl AAA SRIGX 80097 20070601 Gabelli SRI Green Fd, Inc. Cl C SRICX 80096 20070601 Gabelli Util Fd Cl AAA GABUX 36557 19991215 GABELLI UTILITIES FD A GAUAX 62808 20040303 GABELLI UTILITIES FD B GAUBX 62809 20040303 GABELLI UTILITIES FD C GAUCX 62810 20040303 Gabelli Utility Trust (The) XGUTX 42532 19990901 GABELLI VALUE FD B GVCBX 46957 20010402 GABELLI VALUE FD C GVCCX 46958 20010402 Gabelli Value Fund GABVX 6651 19910220 Gabelli Woodland Small Cap Value Cl A GWSAX 87679 20081030 Gabelli Woodland Small Cap Value Cl C GWSCX 87677 20081030 Gabelli Woodland Small Cap Value Cl I GWSIX 87678 20081030 GabelliGlobal GoldNatural Rrsrcs&Incm Tr XGGNX 67252 20050623 GAM GLBL FUND CLASS C GGLCX 75815 20061212 GAMCO Gbl Convertible Securities Fd Cl A GAGCX 20683 19960620 GAMCO Gbl Gr Fd Cl A GGGAX 46965 20010402 GAMCO Gbl Gr Fd Cl AAA GICPX 20738 19960620 GAMCO Gbl Gr Fd Cl B GGGBX 46966 20010402 GAMCO Gbl Gr Fd Cl C GGGCX 46967 20010402 GAMCO Gbl Opportunity Fd Cl A GOCAX 46968 20010328 GAMCO Gbl Opportunity Fd Cl AAA GABOX 35244 19990111 GAMCO Gbl Telecommunications Fd Cl A GTCAX 46969 20010402 GAMCO Gbl Telecommunications Fd Cl AAA GABTX 1985 19931213 GAMCO Gbl Telecommunications Fd Cl B GTCBX 46970 20010402 GAMCO Gbl Telecommunications Fd Cl C GTCCX 46956 20010402 GAMCO Global Telecommunicatins Fd ClI GTTIX 87717 20081103 GAMCO Godl Fd Cl AAA GOLDX 20760 19960620 GAMCO Gold Fd Cl B GLDBX 57525 20030220 GAMCO Gold Fd Cl C GLDCX 57542 20030221 GAMCO Gold Fd ClA GLDAX 57524 20030220 Gamco Gold Fd, Inc Cl I GLDIX 87715 20081103 GAMCO Gr Fd Cl A GGCAX 62532 20040127 GAMCO Gr Fd Cl AAA GABGX 6277 19900111 GAMCO Gr Fd Cl B GGCBX 62533 20040127 GAMCO Gr Fd Cl C GGCCX 62534 20040127 GAMCO International Growth Fd, Inc Cl I GIIGX 87804 20081113 GAMCO Intl Gr Fd Cl AAA GIGRX 20744 19960620 GAMCO Intl Gr Fd Cl B GBIGX 62819 20040303 GAMCO Intl Gr Fd Cl C GCIGX 62820 20040303 GAMCO Mathers Fd Cl AAA MATRX 6244 19860102 GAMCO Westwood Bal Fd Cl A WEBCX 23600 19960620 GAMCO Westwood Bal Fd Cl AAA WEBAX 23599 19960620 GAMCO Westwood Bal Fd Cl B WBCBX 54600 20021011 GAMCO Westwood Bal Fd Cl C WBCCX 54601 20021011 GAMCO Westwood Balanced Fd Cl I WBBIX 87801 20081113 GAMCO Westwood eq Fd Cl A WEECX 23604 19960620 GAMCO Westwood eq Fd Cl AAA WESWX 14198 19960522 GAMCO Westwood eq Fd Cl C WEQCX 75742 20061130 GAMCO Westwood Equity Fd Cl I WEEIX 87680 20081030 GAMCO Westwood Incm Fd Cl A WEIAX 83298 20080221 GAMCO Westwood Incm Fd Cl AAA WESRX 42515 19991126 GAMCO Westwood Incm Fd Cl C WEICX 83299 20080221 GAMCO Westwood Income Fd Cl I WESIX 87676 20081030 GAMCO Westwood Intermediate bd Fd Cl A WEAIX 62811 20040303 GAMCO Westwood Intermediate bd Fd Cl AAA WEIBX 23607 19960620 GAMCO Westwood Intermediate bd Fd Cl B WEBIX 62812 20040303 GAMCO Westwood Intermediate bd Fd Cl C WECIX 62813 20040303 GAMCO Westwood Intermediate Bd Fd Cl I WEIIX 87711 20081103 GAMCO Westwood Mighty Mites Cl I WEIMX 83858 20080429 GAMCO Westwood Mighty Mites Fd Cl A WMMAX 62814 20040303 GAMCO Westwood Mighty Mites Fd Cl AAA WEMMX 35245 19990111 GAMCO Westwood Mighty Mites Fd Cl B WMMBX 62815 20040303 GAMCO Westwood Mighty Mites Fd Cl C WMMCX 62816 20040303 GAMCO Westwood Small Cap eq Fd Cl A WWSAX 75743 20061130 GAMCO Westwood Small Cap eq Fd Cl AAA WESCX 30660 19970815 GAMCO Westwood Small Cap eq Fd Cl C WWSCX 75744 20061130 GAMCO Westwood SmallCap Equity Fd Cl I WWSIX 87684 20081030 Gartmore Mid Cap Market Fd Cl A GMXAX 50156 20010627 Gartmore Mid Cap Market Fd Cl B GMCBX 50157 20011018 Gartmore Mid Cap Market Fd Cl C GMCCX 62171 20031110 Gartmore Sh Dur Bond Cl A MCAPX 58604 20030724 Gartmore Short Duration Bd Cl C GGMCX 67172 20050609 Gartmore Short Duration bd Fd Insti Cl MCAIX 57795 20030403 Gartmore Short Duration bd Fd Service Cl MCAFX 57804 20030403 Gartmore Small Cap Index Fd Cl B GMRBX 53199 20020314 Gateway Fd Cl A GATEX 6711 19930316 Gateway Fund Class C GTECX 83285 20080220 Ge Fds Prem Grwth Fd B GEPBX 36193 19990914 GE Fixed Incm Fd Cl R GEFRX 82915 20080130 GE Fixed-Income Fund Cl A GEFIX 20710 19960620 GE Fixed-Income Fund Cl B GEFBX 24803 19970220 GE Fixed-Income Fund Cl Y GEFDX 24804 19970220 GE FX INCM FD C LEVEL LOAD GEFCX 50188 20011029 GE Global Eq Fd Cl R GELRX 82916 20080129 GE GLOBAL EQUITY FD C LEVEL GEQCX 50191 20011029 GE Global Equity Fund Cl A GEGEX 20711 19960620 GE Global Equity Fund Cl B GGEBX 24786 19970220 GE Global Equity Fund Cl Y GGEDX 24787 19970220 GE Gov't Fund Cl A ITGAX 21018 19960620 GE Gov't Fund Cl B GNUSX 20755 19960620 GE GOVT SEC FD CL C LEVEL LOAD GVSCX 50199 20011029 GE Insl Int'l Equity Fd GIEIX 32178 19971203 GE Insl US Equity Fd GUSIX 32179 19971203 Ge Inst Prem Grwth Inv GEIPX 36769 20000121 GE INST PREM GRWTH SVC GEPSX 50190 20011029 GE Inst S&P 500 Index Inv Cl GIDIX 35329 19990129 GE INST US EQ FD SVC CL GUSSX 45981 20010129 Ge Inst Value Eq Inv Cl GEIVX 42740 20000411 GE Insti Fds Incm Fd Service Cl GEISX 73061 20060331 GE Insti Fds Intl Eq Fd Service Cl GIESX 73064 20060331 GE Insti Fds S&P 500 Indx Fd Srvc Cl GIDSX 73063 20060331 GE Insti Fds Strtgc Invstmnts Fd Srvc Cl GSRVX 73065 20060331 GE Insti Fds Val Eq Fd Service Cl GEVSX 73062 20060331 GE Insti Fds, Sm-Cap Eq Fd Service Cl GSQSX 73304 20060504 GE Institutional Income GFIIX 34683 19981111 GE INSTL FDS GSIVX 53958 20020722 GE Instl Small-Cap Value Equity Fund GSVIX 35421 19990210 GE Int'l Eq Fd Cl R GEQRX 82917 20080129 GE International Equity Fund Cl B GEIBX 24806 19970220 GE International Equity Fund Cl C GEICX 24788 19970220 GE International Equity Fund Cl Y GEIDX 20713 19960620 GE INTL EQ FD C LEVEL LOAD GIECX 50195 20011029 GE Investment Incm Fd GEIMX 80753 20070808 GE Investment Int'l Eq Fd GEIEX 80816 20070808 GE Investment Mid-Cap Eq Fd GECEX 80752 20070808 GE Investment Premier Gwth Eq Fd GEPGX 80754 20070808 GE Investment Real Estate Securities Fd GEIRX 80817 20070808 GE Investment S&P 500 Index Fd GESPX 80818 20070808 GE Investment Sm-Cap Eq Fd GESEX 80755 20070808 GE Investment Ttl Rtrn Cl 2 GETRX 80842 20070815 GE Investment Ttl Rtrn Fd Cl 1 GETIX 80756 20070808 GE Investment Ttl Rtrn Fd Cl 3 GETTX 80757 20070808 GE Investment US Equities Fd GEUSX 80758 20070808 GE Investment Val Eq Fd GEVEX 80759 20070808 GE Investments Incm Fd Cl 4 GEVIX 83883 20080501 GE Investments Int'l Eq Fd Cl 4 GEILX 83879 20080501 GE Investments Mid-Cap Eq Fd Cl 4 GEVMX 83884 20080505 GE Investments Premier Gwth Fd Cl 4 GEVPX 83885 20080501 GE Investments Real Estate Scrts Fd Cl 4 GEREX 83880 20080501 GE Investments Sm-Cap Eq Fd Cl 4 GESQX 83881 20080501 GE Investments US Eq Fd Cl 4 GEUEX 83882 20080501 GE Investments Val Eq Fd Cl 4 GEVQX 83886 20080501 GE PREM GRWTH EQ FD C LEVEL GPGCX 50198 20011029 GE Premier Growth Equity A GEPCX 34685 19981111 GE Premier Growth Equity Fund Cl Y GEPDX 35378 19990209 GE Premier Gwth Fd Cl R GEPRX 82930 20080131 GE Premier Value Equity Y GVEYX 67961 20051019 GE Savings & Security Long Term GESSX 14190 19950320 GE Short Term Government Fd Cl R GEGRX 82929 20080131 GE Short-Term Government Fund Cl A GGVCX 24791 19970220 GE Short-Term Government Fund Cl B GGVBX 24790 19970220 GE Short-Term Government Fund Cl Y GGVDX 24792 19970220 GE SHT TM GOV C LEVEL LOAD GGVEX 50194 20011029 GE Sm Cap Eq Fd Cl R GECRX 82913 20080130 GE SM CAP VAL EQ FD C LEVEL GESCX 50192 20011029 Ge Sm Cap Val Eq Y GESVX 42950 20000519 GE SM CAP VALUE EQ CL A GASCX 44606 20000922 GE Small-Cap Value Fd Cl B GBSCX 36923 20000215 GE Strategic Investment Fd Cl R GESRX 82918 20080129 GE Strategic Investment Fund Cl A GESIX 20718 19960620 GE Strategic Investment Fund Cl B GESBX 24793 19970220 GE Strategic Investment Fund Cl Y GESDX 20716 19960620 GE TAX EXEMPT FD C LEVEL LOAD GETCX 50193 20011029 GE Tax-Exempt Fund Cl A GETAX 24794 19970220 GE Tax-Exempt Fund Cl B GETBX 24795 19970220 GE Tax-Exempt Fund Cl Y GETDX 24796 19970220 GE U.S. Equity Fund Cl A GEEQX 20708 19960620 GE U.S. Equity Fund Cl B GEEBX 24807 19970220 GE U.S. Equity Fund Cl Y GEEDX 20706 19960620 GE US Eq Fd Cl R GEERX 82914 20080130 GE US EQUITY FD C LEVEL LOAD GEECX 50186 20011029 GE VAL EQ FD C LEVEL LOAD ITVCX 50200 20011029 GE Val Eq Fd Cl R GEVRX 82919 20080130 GE VAL EQ FD CL Y ITVYX 44603 20000922 GE Value Equity Fund Cl A ITVAX 24603 19970210 GE Value Equity Fund Cl B ITVBX 21021 19960620 General American Investors Company XGAMX 35150 19981211 General Electric S & S Incm Fd GESLX 14189 19950320 GENERATION WAVE GRW ADV GWGFX 48959 20010920 Generations Multi-Strategy Fund GMSFX 87635 20081021 Geneva Advisors All Cap Gwth Fd Insti Cl GNVIX 81479 20071002 Geneva Advisors All Cap Gwth Fd Rtil Cl GNVRX 81480 20071002 Geneva Advisors Eq Incm Fd Cl I GNEIX 93547 20100503 Geneva Advisors Eq Incm Fd Cl R GNERX 93548 20100503 George Putnam Fund Cl Y PGEYX 34403 19981026 George Putnam Fund of Boston Cl M PGEMX 22319 19960620 Gerstein Fisher Multi-Fctr Grwth Eqty Fd GFMGX 91312 20100105 Giant 5 Total Index System Inv Cl INDEX 75533 20061025 Giant 5 Total Inv System Inv Cl FIVEX 73451 20060525 GIntl Gr Fd Cl A GAIGX 62818 20040303 Giordano Fd GIORX 82396 20071115 GKM FDS GROWTH F GKMGX 57332 20030122 Gldmn Schs Cr Pls Fxd Incm Fd Srvc Cl GSNSX 80264 20070622 Gldmn Schs Cr Pls Fxd Incm FdInst Cls GSNIX 75764 20061201 Gldmn Schs Strctrd Int'l Eq Flex Fd Cl C GCFLX 73936 20060731 Gldmn Schs Strctrd Intl Eq Flx Fd InstCl GIFLX 73937 20060731 GLENMADE FDS LG CAP 100 PTFL GTLOX 62846 20040317 GLENMADE FDS LG CAP GRWTH PTFL GTLLX 62845 20040317 Glenmede Abslt Rtrn Ptfl GTAPX 75421 20061005 Glenmede Core Fixed-Income GTCGX 20801 19960620 Glenmede Fd Inc. Philadelphia Intl Fund GTIIX 20810 19960620 Glenmede Fd Intl Ptfl GTCIX 20802 19960620 Glenmede Fds Nj Muni Fd GTNJX 42827 20000131 Glenmede Fund Equity Port GTCEX 20799 19960620 Glenmede Model Equity Port GTMEX 23799 19960628 Glenmede Ptfls Muni Intermediate Ptfl GTCMX 20803 19960620 Glenmede Small Cap eq adv GTCSX 20804 19960620 Glenmede Small Cap eq inst GTSCX 32384 19980127 Glenmede Ttl Mkt Lng/Shrt Ptfl GTTMX 75892 20061227 Glenmede U.S. Emerging Gr Port GTGSX 36937 20000222 Global Incm & Currency Fd Inc. XGCFX 73353 20060504 GMG Defensive Beta Fd MPDAX 89912 20090820 GMO Alpha Only Fd Cl III GGHEX 46760 19940729 GMO Alpha Only Fd Cl IV GAPOX 72950 20060302 GMO Asset Allocation Bd Fd Cl VI GABFX 89117 20090318 GMO Asset Allocation Bond Fund Class III GMOBX 89135 20090327 GMO BENCHMARK FR ALLOC III GBMFX 58777 20030723 GMO Core Plus Bd Fd Cl IV GPBFX 67420 20050726 GMO Currency Hedged Int'l Bond Fd Cl III GMHBX 42276 19940930 GMO Currency Hedged Intl Core Fund Cl II GMOCX 24482 19950630 GMO DEVELOPED WORLD STOCK FUND GDWFX 72220 20050901 GMO DEVELOPED WORLD STOCK FUND GDWTX 72219 20050801 GMO Domestic Bd Fd Cl VI GDBSX 67418 20050726 GMO Domestic Bond Fund - III GMDBX 42273 19940818 GMO EMERG MKTS FD VI GEMMX 58641 20030630 GMO Emerging Country Debt CL IV GMDFX 32435 19980109 GMO Emerging Country Debt Fund Cl III GMCDX 42272 19940419 GMO Emerging Markets Fund Cl III GMOEX 23800 19931209 GMO Emerging Markets Fund Class II GMEMX 89970 20090812 GMO Emerging Markets V GEMVX 65285 20030804 GMO Emerging Mkts CL IV GMEFX 32436 19980109 GMO Evolving Countries Fd CL III GMCEX 32047 19970829 GMO Flexible Equities Fd Cl III GFEFX 90495 20091109 GMO Flexible Equities Fd Cl VI GFFEX 90496 20091109 GMO Foreign CL IV GMFFX 32437 19980109 GMO Foreign Fund - Class M GMFMX 58031 20020125 GMO Foreign Fund Cl II GMFRX 24558 19960930 GMO Foreign Fund Cl III GMOFX 24484 19960628 GMO FOREIGN SM COS CL III GMFSX 44834 20000630 GMO Foreign Small Companies Fund Cl IV GFSFX 89986 20090812 GMO Gbl Balanced Asset Allocation Fd Cl GMWAX 24492 19970122 GMO Gbl eq Alloc Fd - III GMGEX 50816 19961126 GMO Global Bond Fund Cl III GMGBX 42274 19951228 GMO Inflation Indexed Plus bd Fd Cl III GMITX 73865 20060629 GMO Inflation Indexed Plus Bd Fd Cl VI GMIPX 73546 20060531 GMO Int'l Core Eq Fd Cl VI GCEFX 73060 20060328 GMO Int'l Core Fund Cl III GMOIX 20753 19870331 GMO International Bond Fund Cl III GMIBX 42277 19931222 GMO International Core Fund Cl II GMICX 24560 19960926 GMO Intl Core CL IV GMCFX 32438 19980109 GMO INTL CORE EQUITY FD CL III GMIEX 67672 20020129 GMO INTL CORE EQUITY FD CL IV GMIRX 67674 20030630 GMO INTL EQ ALLOC III GIEAX 50814 19961011 GMO Intl Gr eq Fd Cl IV GMGFX 73864 20060712 GMO INTL GTH EQUITY FD CL III GMIGX 67673 20011130 GMO Intl Intrinsic Value Fd Cl M GMVMX 73866 20031002 GMO INTL OPPY EQ ALLOC CL III GIOTX 73607 20060605 GMO Intl Small Companies Cl III GMISX 24486 19911014 GMO Quality Fd Cl III GQETX 62760 20040206 GMO Quality Fd Cl IV GQEFX 62754 20040206 GMO Quality Fd Cl V GQLFX 75850 20061208 GMO Quality Fd Cl VI GQLOX 75849 20061208 GMO REIT Fund Cl III GMORX 24488 19960531 GMO Short Duration Cllltrl Shr Fd ClI II GMDCX 78114 20061228 GMO Short Duration Inv Fd Cl III GMSIX 42279 19911202 GMO Short-Duration Collateral Fd GMOSX 90411 20091103 GMO Strategic Fixed Incm Fd Cl III GFITX 73901 20060713 GMO Strategic Fixed Incm Fd Cl VI GMFIX 73545 20060531 GMO Strategic Opps Alloc Fd Cl III GBATX 67307 20050531 GMO Taiwan Fd GMOTX 90500 20091109 GMO Tax Managed Intl Equities F GTMIX 35428 19980729 GMO Tax Managed U.S. Equities Fund Cl II GTMUX 35919 19980723 GMO Tobacco - Free Core Fund - III GMTCX 42280 19911031 GMO TR EMERG CO GECMX 57343 20020709 GMO U.S. Equity Allocation Fund Cl III GUSAX 89948 20090831 GMO U.S. Treasury Fd GUSTX 89116 20090407 GMO US Bond Global Alpha A CL III GUGAX 30485 19970430 GMO US CORE EQTY FD CL IV GMRTX 67676 19980109 GMO US CORE EQUITY FD CL III GMUEX 67680 19850918 GMO US CORE EQUITY FD CL M GMTMX 67679 20020415 GMO US CORE EQUITY FD CL VI GMCQX 67669 20030630 GMO US GTH FD CL III GMGWX 67671 19881230 GMO US INTRINSIC VALUE CL III GMVUX 67681 19990802 GMO US SML/MID CAP VAL CL III GMSUX 67678 19911231 GMO US SML/MID GTH FD CL III GMSPX 67677 19961231 GMO World Opprtunts Eq Allctn Fd Cl III GWOAX 67308 20050616 GOLD SACHS CORE FXD INCM ADMIN GSFAX 75816 20061212 Golden Large Cap Core Fd Insti Shs GLDLX 67845 20051013 Golden Small Cap Core Inst Shs GLDSX 67846 20051012 Goldman Sach U.S Eqty Dvdd Prm Fd Int Cl GSPKX 67549 20050831 Goldman Sach U.S Eqty Dvdnd Prm Fd Cls A GSPAX 67548 20050831 Goldman Sachs Abslt Rtrn Trckr Fd Cl A GARTX 85503 20080603 Goldman Sachs Abslt Rtrn Trckr Fd Cl C GCRTX 85505 20080603 Goldman Sachs Abslt Rtrn Trckr Fd Cl I GJRTX 85506 20080603 Goldman Sachs Absolute RetrnTrckrFndClsR GRRTX 85507 20080603 Goldman Sachs AbsoluteRetrnTrckrFndClsIR GSRTX 85508 20080603 Goldman Sachs Adj Rate Gov't Agency Fd GSAMX 20773 19960620 Goldman Sachs Adj Rate Gov't Income GSASX 30484 19970616 Goldman Sachs Adjustable Rate Gov't Fund GSARX 20774 19960620 Goldman Sachs All Cap Gwth Fd Cl A GALLX 82965 20080201 Goldman Sachs All Cap Gwth Fd Cl C GCLLX 82966 20080201 Goldman Sachs All Cap Gwth Fd Cl IR GSLLX 82969 20080201 Goldman Sachs All Cap Gwth Fd Cl R GRLLX 82968 20080201 Goldman Sachs All Cap Gwth Fd Insti GILLX 82967 20080201 Goldman Sachs Asia eq Fd A Shares GSAGX 20772 19960620 Goldman Sachs Asia eq Fd B Shares GSABX 24818 19970220 Goldman Sachs Asia eq Fd Cl C Shares GSACX 30828 19970827 Goldman Sachs Bal Strategy Pft Cl IR GIPTX 82474 20071205 Goldman Sachs Bal Strategy Pft Cl R GIPRX 82569 20071203 Goldman Sachs Balanced Fund GSBFX 20775 19960620 Goldman Sachs Balanced Fund Cl B GSAIX 24819 19970220 Goldman Sachs Balanced Fund Cl B GSBBX 24820 19970220 Goldman Sachs Balanced Fund CL C GSBCX 30829 19970827 Goldman Sachs Balanced Fund Insl Shrs GSBIX 30830 19970827 Goldman Sachs BRIC Fd Cl A GBRAX 73744 20060630 Goldman Sachs BRIC Fd Cl C GBRCX 73741 20060705 Goldman Sachs BRIC Fd Institutional Cl GBRIX 73742 20060705 Goldman Sachs Capital Growth Fund GSCGX 20777 19960620 Goldman Sachs Capital Growth Fund Cl B GSCBX 24821 19970220 Goldman Sachs Capital Growth Insl Shrs GSPIX 30833 19970827 Goldman Sachs Capital Gwth Fd Cl IR GSPTX 82501 20071205 Goldman Sachs Capital Gwth Fd Cl R GSPRX 82571 20071203 Goldman Sachs Cmdts Expsr FdInstiCl GCCIX 78950 20070402 Goldman Sachs Commodities Expsr Fd ClA GSCAX 78953 20070402 Goldman Sachs Commodity Strategy Fd Cl R GCCRX 82453 20071205 Goldman Sachs Commodity Strategy Fd ClIR GCCTX 82454 20071205 Goldman Sachs Concentrated Gwth Fd Cl IR GGCTX 82467 20071205 Goldman Sachs Concentrated Gwth Fd Cl R GGCRX 82466 20071205 Goldman Sachs Concentrated Intl eq Fd B GSEBX 34696 19981111 Goldman Sachs Concentrated Intl eq Fd Cl GSICX 30854 19970827 Goldman Sachs Concentrated Intl eq Fd Cl GSIFX 20790 19960620 Goldman Sachs Concentrated Intl eq Fd In GSIEX 24294 19960801 Goldman Sachs Concentrated Intl eq Fd Se GSISX 24828 19970220 GOLDMAN SACHS CONCENTRTD GRW A GCGAX 57114 20021227 Goldman Sachs Core Fixed Inc Fd Cl IR GDFTX 82461 20071205 Goldman Sachs Core Fixed Inc Fd Cl R GDFRX 82460 20071205 Goldman Sachs Core Fixed Income A GCFIX 34691 19981111 Goldman Sachs Core Fixed Income B GCFBX 34692 19981111 Goldman Sachs Core Fixed Income CL C GCFCX 30835 19970827 Goldman Sachs Core Fixed Income Fd Instl GSFIX 20783 19960620 Goldman Sachs Core Plus Fixed Inc Fd ClR GSNRX 82497 20071205 Goldman Sachs Core Plus Fixed Inc FdClIR GSNTX 82498 20071205 Goldman Sachs Cr Plus Fxd Incm Fd Cl B GSFBX 80263 20070622 Goldman Sachs Cr Plus Fxd Incm FdClsC GSFCX 75763 20061201 Goldman Sachs Credit Strategies Fund XGCRX 89498 20090616 Goldman Sachs Dynamic Alloctn Fnd Clss A GDAFX 91307 20100105 Goldman Sachs Dynamic Alloctn Fnd Clss C GDCFX 91308 20100105 Goldman Sachs Dynamic Alloctn Fnd Clss I GDHFX 91309 20100105 Goldman Sachs Dynamic Alloctn Fnd Clss R GDRFX 91311 20100105 Goldman Sachs Dynamic Alloctn Fund Insti GDIFX 91310 20100105 GOLDMAN SACHS EM MKT DEBT A GSDAX 58868 20030919 GOLDMAN SACHS EM MKT DEBT INST GSDIX 58860 20030917 Goldman Sachs Emerging Mkts CL A GEMAX 32341 19980121 Goldman Sachs Emerging Mkts CL B GEKBX 32342 19980121 Goldman Sachs Emerging Mkts CL C GEMCX 32343 19980121 Goldman Sachs Emerging Mkts Debt Fd Cl C GSCDX 75355 20061002 Goldman Sachs Emerging Mkts Insl GEMIX 32344 19980121 Goldman Sachs Emerging Mkts Ser GEMSX 32345 19980121 Goldman Sachs Enhanced Dvd GblEqPtfClIns GIDGX 83868 20080501 Goldman Sachs Enhanced Dvdnd GblEqPtfClA GADGX 83867 20080501 Goldman Sachs Enhanced Incm Fd Cl B GEJBX 80290 20070626 Goldman Sachs Enhanced Income Admin GEADX 44375 20000810 Goldman Sachs Enhanced Income Cl A GEIAX 44373 20000810 Goldman Sachs Enhanced Income Instl GEIIX 44376 20000810 Goldman Sachs Eq Gwth Strategy Pft Cl IR GAPTX 82452 20071205 Goldman Sachs Eq Gwth Strategy Pft Cl R GAPRX 82568 20071203 Goldman Sachs Global Incme Fund Inst'l GSGLX 20785 19960620 Goldman Sachs Global Income CL C GSLCX 30848 19970827 Goldman Sachs Global Income Fd B GSLBX 42283 19990405 Goldman Sachs Global Income Fund GGISX 30310 19970411 Goldman Sachs Global Income Fund Cl A GSGIX 20784 19960620 Goldman Sachs Gov't Income Fund GSGOX 20786 19960620 Goldman Sachs Gov't Income Fund Cl B GSOBX 24825 19970220 Goldman Sachs Government Incm Fd Cl IR GSOTX 82500 20071205 Goldman Sachs Government Incm Fd Cl R GSORX 82499 20071205 Goldman Sachs Govt Income Fund CL C GSOCX 30849 19970827 Goldman Sachs Govt Income Insl Shrs GSOIX 30850 19970827 Goldman Sachs Govt Income Serv Shrs GSOSX 30851 19970827 Goldman Sachs Growth & Inc Strategy A GOIAX 34693 19981111 Goldman Sachs Growth & Income B GSGBX 34694 19981111 Goldman Sachs Growth & Income CL C GSGCX 30852 19970827 Goldman Sachs Growth & Income Fund GSGSX 24827 19970220 Goldman Sachs Growth & Income Fund GSIIX 24826 19970220 Goldman Sachs Growth & Income Insl GOIIX 32369 19980123 Goldman Sachs Growth & Income Service GOISX 32370 19980123 Goldman Sachs Growth & Income Strat Cl B GOIBX 32371 19980123 Goldman Sachs Growth & Income Strat Cl C GOICX 32372 19980123 Goldman Sachs Growth Fund Ser Shrs GSPSX 30834 19970827 Goldman Sachs Growth Opport Cl A GGOAX 35933 19990617 Goldman Sachs Growth Opport Cl B GGOBX 35934 19990617 Goldman Sachs Growth Opport Cl C GGOCX 35935 19990617 Goldman Sachs Growth Opport Insl. Shrs GGOIX 35936 19990617 Goldman Sachs Growth Opport Service Shrs GGOSX 35937 19990617 Goldman Sachs Growth Strategy CL A GGSAX 32376 19980126 Goldman Sachs Growth Strategy CL B GGSBX 32377 19980126 Goldman Sachs Growth Strategy CL C GGSCX 32378 19980126 Goldman Sachs Growth Strategy Insl GGSIX 32379 19980126 Goldman Sachs Growth Strategy Serv GGSSX 32380 19980126 Goldman Sachs GS Growth & Income Fund GSGRX 20787 19960620 Goldman Sachs Gwth & Incm Fd Cl IR GRGTX 82487 20071205 Goldman Sachs Gwth & Incm Fd Cl R GRGRX 82486 20071205 Goldman Sachs Gwth & Incm StrtgyPftCl IR GPITX 82479 20071205 Goldman Sachs Gwth & Incm StrtgyPftCl R GPIRX 82478 20071205 Goldman Sachs Gwth Opportunities Fd Cl R GGORX 82468 20071205 Goldman Sachs Gwth Opprtnts Fd Cl IR GGOTX 82469 20071205 Goldman Sachs Gwth Strategy Pft Cl IR GGSTX 82471 20071205 Goldman Sachs Gwth Strategy Pft Cl R GGSRX 82470 20071205 Goldman Sachs Hi Yld Muni A GHYAX 42776 20000414 Goldman Sachs Hi Yld Muni B GHYBX 42772 20000414 Goldman Sachs Hi Yld Muni C GHYCX 42758 20000414 Goldman Sachs Hi Yld Muni Inst GHYIX 42775 20000414 Goldman Sachs High Yield Fd Cl IR GSHTX 82496 20071205 Goldman Sachs High Yield Fd Cl R GSHRX 82495 20071205 Goldman Sachs High Yield Fund Cl A GSHAX 30652 19970814 Goldman Sachs High Yield Fund Cl B GSHBX 30653 19970814 Goldman Sachs High Yield Fund CL C GSHCX 30853 19970827 Goldman Sachs High Yield Fund Instl GSHIX 30654 19970814 Goldman Sachs High Yield Svc GSHSX 34695 19981111 Goldman Sachs Incm Strategies Ptf, Cl A GXIAX 78985 20070404 Goldman Sachs Incm Strategies Ptf, Cl C GXICX 78986 20070404 Goldman Sachs Incm Strategy Pft Cl IR GXITX 82521 20071205 Goldman Sachs Incm Strategy Pft Cl R GXIRX 82520 20071205 Goldman Sachs Incm Strtgs Ptf Insti Cl GXIIX 78987 20070404 Goldman Sachs Income Strategy CL A GIPAX 32381 19980127 Goldman Sachs Income Strategy CL B GIPBX 32382 19980127 Goldman Sachs Income Strategy CL C GIPCX 32383 19980127 Goldman Sachs Income Strategy Insl GIPIX 32386 19980127 Goldman Sachs Income Strategy Serv GIPSX 32387 19980127 Goldman Sachs InflationPrtctdScrtsFdClIR GSTPX 82509 20071205 Goldman Sachs Infltion Prtctd Sc FdCl C GSCFX 81119 20070905 Goldman Sachs Infltn Prtctd Scrts FdCl R GSRPX 82506 20071205 Goldman Sachs Int'l Eq Dvnd&Prmum FdCl A GIDAX 82935 20080131 Goldman Sachs Int'l Eq Dvnd&Prmum FdCl C GIDCX 82936 20080131 GOLDMAN SACHS INTERNATIONAL REA GIRAX 73947 20060731 GOLDMAN SACHS INTERNATIONAL REA GIRCX 73948 20060731 GOLDMAN SACHS INTERNATIONAL REA GIRIX 73988 20060809 Goldman Sachs Intl Rl Estt Sc Fd Cl IR GIRTX 82475 20071205 Goldman Sachs Intl Small Cap Fd Cl A GISAX 32897 19980515 Goldman Sachs Intl Small Cap Fd Cl B GISBX 32898 19980515 Goldman Sachs Intl Small Cap Fd Cl C GISCX 32899 19980515 Goldman Sachs Intl Small Cap Fd inst Sha GISIX 32900 19980515 Goldman Sachs Intl Small Cap Fd Service GISSX 32901 19980515 Goldman Sachs Inv Gr Credit Fd Cl A GSGAX 62157 20031107 Goldman Sachs Inv Gr Credit Fd inst Cl GSGDX 62158 20031107 Goldman Sachs Inv Gr Credit Fd Separate GSCPX 62156 20031107 Goldman Sachs Large Cap Value Cl A GSLAX 36619 20000106 Goldman Sachs Large Cap Value Cl B GSVBX 36614 20000106 Goldman Sachs Large Cap Value Cl C GSVCX 36618 20000106 Goldman Sachs Large Cap Value Inst GSLIX 36613 20000106 Goldman Sachs Large Cap Value Svc GSVSX 36617 20000106 Goldman Sachs Lcl Emrgng Mkt Dbt Fd Cl A GAMDX 83292 20080219 Goldman Sachs Lcl Emrgng Mkt Dbt Fd Cl C GCMDX 83293 20080219 Goldman Sachs Lcl Emrgng Mkt Dbt Fd Cl I GIMDX 83294 20080219 Goldman Sachs Lg Cap Val Fd Cl IR GSVTX 82513 20071205 Goldman Sachs Lg Cap Val Fd Cl R GSVRX 82512 20071205 Goldman Sachs Mid Cap Equity Fund Inst'l GSMCX 20791 19960620 Goldman Sachs Mid Cap Equity Serv Shrs GSMSX 30858 19970827 Goldman Sachs Mid Cap Val Fd Cl IR GCMTX 82457 20071205 Goldman Sachs Mid Cap Value Fund Class R GCMRX 88315 20090108 Goldman Sachs Mid Value CL A GCMAX 30855 19970827 Goldman Sachs Muni Income CL C GSMUX 30859 19970827 Goldman Sachs Muni Income Fund Cl B GSMBX 24830 19970220 Goldman Sachs Muni Income Insl Shrs GSMTX 30860 19970827 Goldman Sachs Muni Income Serv Shrs GSMEX 30861 19970827 Goldman Sachs Real Estate Scrts Fd Cl IR GRETX 82485 20071205 Goldman Sachs Real Estate Scrts Fd Cl R GRERX 82484 20071205 Goldman Sachs Real Estate Security Fd GRESX 35308 19990126 Goldman Sachs Real Estate Security Fd A GREAX 35305 19990126 Goldman Sachs Real Estate Security Fd B GREBX 35306 19990126 Goldman Sachs Real Estate Security Fd C GRECX 35307 19990126 Goldman Sachs Real Estate Security Fd I GREIX 35304 19990126 Goldman Sachs RetirementSttgy2020PftClIR GRJTX 82489 20071205 Goldman Sachs RetirementSttgy2050PftCl R GRPRX 82570 20071203 Goldman Sachs RetirementSttgy2050PftClIR GRPTX 82494 20071205 Goldman Sachs Rtrmnt Strat 2010 Pft Cl A GRCAX 81247 20070910 Goldman Sachs Rtrmnt Strat 2010 Pft Inst GRCIX 81248 20070910 Goldman Sachs Rtrmnt Strat 2015 Pft Cl A GRDAX 81234 20070907 Goldman Sachs Rtrmnt Strat 2015 Pft Inst GRDIX 81235 20070907 Goldman Sachs Rtrmnt Strat 2020 Pft Cl A GRJAX 81237 20070907 Goldman Sachs Rtrmnt Strat 2020 Pft Inst GRJIX 81238 20070907 Goldman Sachs Rtrmnt Strat 2030 Pft Cl A GRLAX 81250 20070910 Goldman Sachs Rtrmnt Strat 2030 Pft Inst GRLIX 81251 20070910 Goldman Sachs Rtrmnt Strat 2040 Pft Cl A GRNAX 81253 20070910 Goldman Sachs Rtrmnt Strat 2040 Pft Inst GRNIX 81254 20070910 Goldman Sachs Rtrmnt Strat 2050 Pft Cl A GRPAX 81240 20070907 Goldman Sachs Rtrmnt Strat 2050 Pft Inst GRPIX 81256 20070910 Goldman Sachs Rtrmnt Strtgy 2010 PftCl R GRCRX 82480 20071205 Goldman Sachs Rtrmnt Strtgy 2010PftCl IR GRCTX 82481 20071205 Goldman Sachs Rtrmnt Strtgy 2015 PftCl R GRDRX 82482 20071205 Goldman Sachs Rtrmnt Strtgy 2015PftCl IR GRDTX 82483 20071205 Goldman Sachs Rtrmnt Strtgy 2020 PftCl R GRJRX 82488 20071205 Goldman Sachs Rtrmnt Strtgy 2030 Cl IR GRLTX 82491 20071205 Goldman Sachs Rtrmnt Strtgy 2030 PftCl R GRLRX 82490 20071205 Goldman Sachs Rtrmnt Strtgy 2040 PftCl R GRNRX 82492 20071205 Goldman Sachs Rtrmnt Strtgy 2040PftCl IR GRNTX 82493 20071205 Goldman Sachs Satellite Strtgs Pft Cl IR GXSTX 82523 20071205 Goldman Sachs Satellite Strtgs Pft Cl R GXSRX 82522 20071205 Goldman Sachs Satellite Strtgs Ptf Cl A GXSAX 78988 20070404 Goldman Sachs Satellite Strtgs Ptf Cl C GXSCX 78989 20070404 Goldman Sachs Satllt Strtgs Ptf Insti Cl GXSIX 78990 20070404 Goldman Sachs Short DrtnGvrnmntFdCl IR GTDTX 82515 20071205 Goldman Sachs Short Dur Gov A GSSDX 34697 19981111 Goldman Sachs Short Dur Gov B GSDGX 34698 19981111 Goldman Sachs Short Dur T/F B GSDBX 34699 19981111 Goldman Sachs Short Durat Tax-Free Cl A GSDTX 36230 19990322 Goldman Sachs Short Duration Govt CL C GSDCX 30862 19970827 Goldman Sachs Short Duration Tax Free C GSTCX 30863 19970827 Goldman Sachs Short Duration Tax-Free Fd GSDUX 20779 19960620 Goldman Sachs Short Term Gov't Fund GSTGX 20795 19960620 Goldman Sachs Short-Duration Gov't Fund GSDSX 24833 19970220 Goldman Sachs Sm Cap Val Fd Cl IR GSQTX 82503 20071205 Goldman Sachs Sm Cap Val Fd Cl R GSQRX 82502 20071205 Goldman Sachs Sm/Mid Cap Gwth Fd Cl IR GTMTX 82517 20071205 Goldman Sachs Sm/Mid Cap Gwth Fd Cl R GTMRX 82516 20071205 Goldman Sachs Sm/Mid-Cap Gwth Fd Cl A GSMAX 67352 20050726 Goldman Sachs Sm/Mid-Cap Gwth Fd Cl B GSMDX 67353 20050726 Goldman Sachs Sm/Mid-Cap Gwth Fd Cl C GSMGX 67354 20050726 Goldman Sachs Sm/Mid-Cap Gwth Fd Insti GSMYX 67356 20050726 Goldman Sachs Sm/MidCap Gwth Fd Srvc Cl GSMQX 67355 20050726 Goldman Sachs Small Cap Value CL C GSSCX 30864 19970827 Goldman Sachs Small Cap Value Insl Shrs GSSIX 30865 19970827 Goldman Sachs Small Cap Value Serv Shrs GSSSX 30866 19970827 Goldman Sachs Small-Cap Equity Fund Cl B GSQBX 24835 19970220 Goldman Sachs Smallcap Equity Fund GSSMX 14110 19951026 Goldman Sachs Strat Growth Cl A GGRAX 35938 19990617 Goldman Sachs Strat Growth Cl B GSWBX 35939 19990617 Goldman Sachs Strat Growth Cl C GGRCX 35940 19990617 Goldman Sachs Strat Growth Insl. Shrs GSTIX 35941 19990617 Goldman Sachs Strat Growth Service Shrs GSTSX 35942 19990617 Goldman Sachs Strategic Growth Fnd Cls R GSTRX 88317 20090108 Goldman Sachs Strategic Growth Fnd ClsIR GSTTX 88377 20090108 Goldman Sachs Strategic Int'l Eq Fd Cl R GSRKX 82504 20071205 Goldman Sachs Strategic Int'l Eq Fd ClIR GSTKX 82507 20071205 Goldman Sachs Strategic Intl Eq Fd Cl A GSAKX 80277 20070625 Goldman Sachs Strategic Intl Eq Fd Cl B GSBKX 80278 20070625 Goldman Sachs Strategic Intl Eq Fd Cl C GSCKX 80280 20070625 Goldman Sachs Strctrd Emrgng Mkts Eq Cl GERAX 81636 20071008 Goldman Sachs Strctrd Emrgng Mkts Eq Cl GERCX 81637 20071008 Goldman Sachs Strctrd Emrgng Mkts Eq Ins GERIX 81638 20071008 Goldman Sachs Strctrd Int'l Eq Flx FdClA GAFLX 73935 20060731 Goldman Sachs Strctrd Int'l Eq FlxFdClIR GIFTX 82473 20071205 Goldman Sachs Strctrd Intl Eq Fd Cl IR GCITX 82456 20071205 Goldman Sachs Strctrd Sm Cp Gwth Fd Cl A GSAOX 80291 20070627 Goldman Sachs Strctrd Sm Cp Gwth Fd Cl B GSBOX 80293 20070626 Goldman Sachs Strctrd Sm Cp Gwth Fd Cl C GSCOX 80294 20070626 Goldman Sachs Strctrd Sm Cp Val Fd Cl A GSATX 80292 20070626 Goldman Sachs Strctrd Sm Cp Val Fd Cl B GSBTX 80279 20070625 Goldman Sachs Strctrd Sm Cp Val Fd Cl C GSCTX 80281 20070625 Goldman Sachs Strctrd SmCp Vl Fd InstCl GSITX 80283 20070625 Goldman Sachs Strctrd SmCpGwthFd InstCl GSIOX 80295 20070626 Goldman Sachs Strtgc Intl Eq Fd Inst Cl GSIKX 80282 20070625 Goldman Sachs Structured Int'l Eq Fd ClR GCIRX 82455 20071205 Goldman Sachs Structured Intl eq Fd Cl A GCIAX 30837 19970827 Goldman Sachs Structured Intl eq Fd Cl B GCIBX 30836 19970827 Goldman Sachs Structured Intl eq Fd Cl C GCICX 30838 19970827 Goldman Sachs Structured Intl eq Fd inst GCIIX 30839 19970827 Goldman Sachs Structured Intl eq Fd Serv GCISX 30840 19970827 Goldman Sachs Structured Intl EqFlxFdClR GIFRX 82472 20071205 Goldman Sachs Structured Intl Sm CpFdClA GICAX 81595 20071004 Goldman Sachs Structured Intl Sm CpFdClC GICCX 81596 20071004 Goldman Sachs Structured Intl SmCpFdInst GICIX 81597 20071004 Goldman Sachs Structured Large Cap Gr Fd GCGIX 34689 19981111 Goldman Sachs Structured Large Cap Gr Fd GCLCX 34688 19981111 Goldman Sachs Structured Large Cap Gr Fd GLCCX 30841 19970827 Goldman Sachs Structured Large Cap Gr Fd GLCGX 34687 19981111 Goldman Sachs Structured Large Cap Gr Fd GSCLX 34690 19981111 Goldman Sachs Structured Large Cap Value GCLSX 47070 20010330 Goldman Sachs Structured Large Cap Value GCVAX 35301 19990126 Goldman Sachs Structured Large Cap Value GCVBX 35302 19990126 Goldman Sachs Structured Large Cap Value GCVCX 35299 19990322 Goldman Sachs Structured Large Cap Value GCVIX 35303 19990126 Goldman Sachs Structured Lg Cap VlFdCl R GCVRX 82458 20071205 Goldman Sachs Structured Lg Cp VlFdCl IR GCVTX 82459 20071205 Goldman Sachs Structured Lg CpGwthFdCl R GLCRX 82476 20071205 Goldman Sachs Structured LgCpGwthFdCl IR GLCTX 82477 20071205 Goldman Sachs Structured Sm Cap EqFdCl R GDSRX 82462 20071205 Goldman Sachs Structured Sm Cap VlFdCl R GTTRX 82518 20071205 Goldman Sachs Structured Sm CapVlFdCl IR GTTTX 82519 20071205 Goldman Sachs Structured Sm CpEqFd Cl IR GDSTX 82463 20071205 Goldman Sachs Structured Sm CpGwthFdCl R GSROX 82505 20071205 Goldman Sachs Structured Small Cap eq Fd GCSAX 30843 19970827 Goldman Sachs Structured Small Cap eq Fd GCSBX 30844 19970827 Goldman Sachs Structured Small Cap eq Fd GCSCX 30845 19970827 Goldman Sachs Structured Small Cap eq Fd GCSIX 30842 19970827 Goldman Sachs Structured Small Cap eq Fd GCSSX 30846 19970827 Goldman Sachs Structured SmCapGwthFdClIR GSTOX 82508 20071205 Goldman Sachs Structured Tax Managed eq GCTAX 42771 20000413 Goldman Sachs Structured Tax-Managed eq GCTBX 42762 20000413 Goldman Sachs Structured Tax-Managed eq GCTCX 42761 20000413 Goldman Sachs Structured Tax-Managed eq GCTIX 42760 20000413 Goldman Sachs Structured Tax-Managed eq GCTSX 42759 20000413 Goldman Sachs Structured U.S. eq Fd Cl A GSSQX 20793 19960620 Goldman Sachs Structured U.S. eq Fd Cl B GSSBX 30381 19970430 Goldman Sachs Structured U.S. eq Fd Cl C GSUSX 30847 19970827 Goldman Sachs Structured U.S. eq Fd inst GSELX 20781 19960620 Goldman Sachs Structured U.S. eq Fd Serv GSESX 24831 19970220 Goldman Sachs Structured US Eq Fd Cl IR GSUTX 82511 20071205 Goldman Sachs Structured US Eq Fd Cl R GSURX 82510 20071205 Goldman Sachs Tax Adv Gbl Eq Ptf Inst Cl TIGGX 83876 20080501 Goldman Sachs Tax Advntgd Gbl Eq PtfCl A TAGGX 83875 20080501 Goldman Sachs Tollkeeper Fd Cl A GITAX 36321 19991020 Goldman Sachs Tollkeeper Fd Cl B GITBX 36325 19991020 Goldman Sachs Tollkeeper Fd Cl C GITCX 36324 19991020 Goldman Sachs Tollkeeper Fd inst Shs GITIX 36322 19991020 Goldman Sachs Tollkeeper Fd Service Shs GITSX 36323 19991020 GOLDMAN SACHS TR CONCENT GCGBX 54403 20020930 GOLDMAN SACHS TR CONCENT GCGCX 54404 20020930 GOLDMAN SACHS TR CONCENT GCRIX 54406 20020930 Goldman Sachs Tr eq Gr Strategy Port CL GAPAX 32363 19980123 Goldman Sachs Tr eq Gr Strategy Port Cl GAPBX 32364 19980123 Goldman Sachs Tr eq Gr Strategy Port Cl GAXCX 34686 19981111 Goldman Sachs Tr eq Gr Strategy Port ins GAPIX 32365 19980123 Goldman Sachs Tr eq Gr Strategy Port Ser GAPSX 47069 20010404 GOLDMAN SACHS TR GS SH DR GSFSX 54268 20020829 Goldman Sachs Trust- GS Muni Income Fund GSMIX 20792 19960620 Goldman Sachs U.S Eqty Dvnd Prm Fd Cls C GSPQX 67550 20050831 Goldman Sachs U.S. Mortgages Fd Cl A GSUAX 62159 20031107 Goldman Sachs U.S. Mortgages Fd inst Cl GSUIX 62160 20031107 Goldman Sachs U.S. Mortgages Fd Separate GSUPX 62161 20031107 Goldman Sachs Ultr Shrt Drtn GovtFdCl IR GTATX 82514 20071205 Goldman Sachs US Eq Fd Cl A GAGVX 90680 20091130 Goldman Sachs US Eq Fd Cl C GCGVX 90681 20091130 Goldman Sachs US Eq Fd Cl IR GIRGX 90682 20091130 Goldman Sachs US Eq Fd Cl R GRGVX 90683 20091130 Goldman Sachs US Eq Fd Instl Cl GINGX 90703 20091203 Goldman Sachs Value CL B GCMBX 30856 19970827 Goldman Sachs Value CL C GCMCX 30857 19970827 Goldman Saxhs Capital Growth Fund CL C GSPCX 30832 19970827 Goldman Schs Cmdts Expsr Fd ClC GSCCX 78954 20070402 Goldman Schs Infltin Prtctd Sc FdCl Inst GSIPX 81120 20070905 Goldman Schs Infltion Prtctd Sc FdCl A GSAPX 81118 20070905 GoldmanSachs IntlEq Dvnd&Prmum FdCl Inst GIDHX 82937 20080131 GoldmanSachs Satellite Strtgs Pft Svc Cl GXSSX 87165 20080902 GoldmanSachs Strctd Intl TxMgd EqFd Cl A GATMX 82932 20080131 GoldmanSachs Strctd Intl TxMgd EqFd Cl C GCTMX 82933 20080131 GoldmanSachs Strctd Intl TxMgd EqFd Inst GHTMX 82934 20080131 Golub Group Eq Fd GGEFX 89094 20090403 Gov Street Mid-Cap Fd GVMCX 62245 20031126 Gov't Income Securities Inc. (Federated) FGOIX 20386 19960620 Gov't Street Equity Fund GVEQX 20831 19960620 GR STRATEGIC INV C LEVEL LOAD GECSX 50185 20011029 Gradison Established Growth Fund GETGX 6250 19860102 Gradison-McDonald Gov't Income Fund GGIFX 20728 19960620 Gradison-McDonald Growth & Income Fund GRINX 23802 19960628 Gratio Values Fd GRVLX 83301 20080226 Green Century Balanced Fund GCBLX 20702 19960620 Green Century Equity Fd GCEQX 32019 19971002 Greenspring Fund GRSPX 14057 19950622 Greenwich Advisors India Select Fd Cls A GINAX 92216 20100316 Greenwich Advisors India Select Fd Cls C GINCX 92199 20100310 Greenwich Advisors India Select Fd Cls I GINIX 92200 20100316 Grisanti Brown Value Fd inst Shares GBVFX 72164 20051115 GRIZZLY SHORT FD GRZZX 46001 20010201 GROWTH FD AMER INC CL R-1 S RGAAX 53681 20020607 GROWTH FD AMER INC CL R-2 S RGABX 53682 20020607 GROWTH FD AMER INC CL R-3 S RGACX 53683 20020607 GROWTH FD AMER INC CL R-4 S RGAEX 53684 20020607 GROWTH FD AMER INC CL R-5 S RGAFX 53685 20020607 GRT Val Fd Advisor Cl GRTVX 83890 20080501 Grubb & Ellis AGA Realty Income Fd GBEIX 86923 20080806 Grubb& Ellis AGA International Realty Fd GBEWX 88314 20090108 Grubb& Ellis AGA U.S. Realty Fund GBEUX 88376 20090108 GS Core Fixed Income Fund Service GSCSX 42282 19990405 Gsteway Fund Class Y GTEYX 83286 20080220 Guardian Baillie Gifford Intl Gr Fd Cl A GUBGX 20826 19960620 Guardian Baillie Gil Em Mkt A GBEMX 36825 20000131 Guardian High-Yeild Bond Fund Cl A GUHYX 34261 19980916 Guardian Investment Qual Bond Fund Cl A GUIQX 20828 19960620 Guardian Park Ave Small Cap CL A GPSCX 30706 19970818 Guardian Park Avenue Small-Cap Fund Cl B GUCBX 34262 19980916 Guardian S&p 500 Index A GUSPX 44402 20000815 Guardian Tax Exempt Fund Cl A GUTEX 20830 19960620 GuideStone Eq Index Fd GS2 Cl GEQYX 67576 20050913 GuideStone Eq Index Fd GS4 Cl GEQZX 67577 20050913 GuideStone ExteddDurtrn Bd Fd GS4 Cl GEDZX 67574 20050913 GuideStone ExtnddDurtn Bd Fd GS2 Cl GEDYX 67573 20050913 GuideStone Fds Global Bond Fund GS4 Cl GGBFX 78072 20070105 GuideStone Fds My Dstntn Fd 2025 GS4 Cl GMWZX 78015 20070103 GuideStone Fds MyDestinationFd2005 6S4Cl GMIZX 78010 20070103 GuideStone Fds MyDestinationFd2015 6S4Cl GMTZX 78012 20070103 GuideStone Fds MyDestinationFd2035 6S4Cl GMHZX 78008 20070103 GuideStone Fds MyDestinationFd2045 6S4Cl GMFZX 78006 20070103 GuideStone Fds Real Estate Scrts FdGS4Cl GREZX 78074 20070105 GuideStone Fds, Aggressive Alloc Fd GS4 GGBZX 67583 20050913 GuideStone Fds, Aggressive Alloc Fd I GS GGBYX 67582 20050913 GuideStone Fds, Bal Alloc Fd GS4 Cl GGIZX 67589 20050913 GuideStone Fds, Bal Alloc Fd I GS2 Cl GGIYX 67588 20050913 GuideStone Fds, Conservative Alloc Fd GS GFIZX 67580 20050913 GuideStone Fds, Conservative Alloc Fd I GFIYX 67579 20050913 GuideStone Fds, Gr Alloc Fd GS4 Cl GCOZX 67571 20050913 GuideStone Fds, Gr Alloc Fd I GS2 Cl GCOYX 67570 20050913 GuideStone Gwth Eq Fd GS2 Cl GGEYX 67585 20050913 GuideStone Gwth Eq Fd GS4 Cl GGEZX 67586 20050913 GuideStone Inflatn Prtctd Bnd Fnd GS4 Cl GIPZX 89518 20090626 GuideStone Int'l Eq Fd GS2 Cl GIEYX 67591 20050913 GuideStone Int'l Eq Fd GS4 Cl GIEZX 67592 20050913 GuideStone Low-Durtion Bd Fd GS2 Cl GLDYX 67594 20050913 GuideStone Low-Durtion Bd Fd GS4 Cl GLDZX 67595 20050913 GuideStone Mdm-Durtn Bd Fd GS2 Cl GMDYX 67597 20050913 GuideStone Medum Drtn Bd Fd GS4 Cl GMDZX 67598 20050913 GuideStone Sm Cap Eq Fd GS4 Cl GSCZX 67600 20050913 GuideStone Val Eq Fd GS4 Cl GVEZX 67602 20050913 Guiness Atkinson Asia Pacific Dvdnd Fund GAADX 73056 20060331 Guinness Atkinson Alterntive Energy Fund GAAEX 73057 20060331 Guinness Atkinson Asia Focus Fund IASMX 24264 19960724 Guinness Atkinson China & Hong Kong Fund ICHKX 14143 19951120 Guinness Atkinson Global Energy Fund GAGEX 64281 20040709 Guinness Atkinson Global Innovators Fund IWIRX 35282 19990115 GW&K Municipal Bond Fund Insti Cl GWMIX 89575 20090630 GW&K Municipal Bond Fund Investor Class GWMTX 89577 20090630 GW&K Municipal Bond Fund Service Class GWMSX 89576 20090630 GW&K Municipal Enhanced Yield Fund Inst GWMEX 87757 20081110 GW&K Municipal Enhncd Yld Fnd Invstr Cls GWMNX 89808 20090727 GW&K Municipal Enhncd Yld Fnd Srvc Cls GWMRX 89809 20090727 GW&K Small Cap Equity Fund Insti Class GWEIX 89822 20090727 GW&K Small Cap Equity Fund Invstor Class GWETX 89781 20090727 GW&K Small Cap Equity Fund Service Class GWESX 89823 20090727 HANCOCK HORIZON BURKENROAD A HHBUX 50753 20020107 HANCOCK HORIZON BURKENROAD D HYBUX 50754 20020107 Hancock Horizon Dvrsfd Intrtnl Fnd Cls C HHDCX 87405 20081001 Hancock Horizon DvrsfdIntrntnlFndTrstCls HHDTX 87406 20081001 HANCOCK HORIZON GRW & INCM A HHGAX 46465 20010226 HANCOCK HORIZON GRW & INCM C HHGCX 46466 20010226 Hancock Horizon Grw & Incm Tr HHGTX 44184 20000705 HANCOCK HORIZON GRW FD A HHRAX 47564 20010503 HANCOCK HORIZON GRW FD C HHRCX 47565 20010503 HANCOCK HORIZON GWTH EQUITY HHRTX 46319 20010313 Hancock Horizon Qntv LngShrt Fnd TrstCls HHQTX 87409 20081001 Hancock Horizon Quantv LngShrt Fnd Cls C HHQCX 87408 20081001 Hancock Horizon Quntv LngShrt Fnd Cls A HHQAX 87407 20081001 HANCOCK HORIZON STRAT IN BD A HHBAX 46463 20010226 HANCOCK HORIZON STRAT IN BD C HHBCX 46464 20010226 Hancock Horizon Strat In Bd Tr HHBTX 44185 20000705 HANCOCK JOHN CAP SER CLASSIC JCVBX 54897 20021121 HANCOCK JOHN CAP SER CLASSIC JCVCX 54898 20021121 HANCOCK JOHN CAP SER CLASSIC JCVIX 54899 20021121 HANCOCK JOHN CAP SER US GLBL USLBX 53603 20020529 HANCOCK JOHN CAP SER US GLBL USLCX 53604 20020529 HANCOCK JOHN CAP SER US GLBL USLIX 53605 20020529 HANSBERGER HITGX 58510 20030715 Hansberger Emerging Markets Fd Advisor HEMMX 67735 20050928 Hansberger Emerging Markets Fund HEMGX 42289 19990405 Hansberger Int'l Core Fd HICFX 67737 20050928 Hansberger Int'l Core Fd Advisor HICCX 67736 20050928 Hansberger Int'l Gwth Fd Advisor HIGGX 67750 20050928 Hansberger Int'l Val Fd Advisor HIVVX 67751 20050928 Hansberger Intl Fd Cl A NEFDX 21888 19960620 Hansberger Intl Fd Cl B NEDBX 21884 19960620 Hansberger Intl Fd Cl C NEDCX 34858 19981111 Hansberger Intl Value Fund HINTX 42294 19990405 Harbor bd Fd Administrative Cl HRBDX 54772 20021105 Harbor Bond fund HABDX 20835 19960620 Harbor Cap Appreciation Fd Administrativ HRCAX 57360 20030128 Harbor Capital Appreciation Fund HACAX 20836 19960620 Harbor Cmmdty Rl Rtrn Strtgy Fd Insti Cl HACMX 87166 20080902 HARBOR FD CAP APPR HCAIX 54764 20021105 HARBOR FD HI YLD B HYFAX 57017 20021209 HARBOR FD HI YLD B HYFIX 57018 20021209 HARBOR FD INTL FD HIINX 54767 20021105 HARBOR FD INTL GRW HIIGX 54766 20021105 HARBOR FD LGCAP VA HILVX 54768 20021105 HARBOR FD MIDCP GR HIMGX 54769 20021105 HARBOR FD MIDCP VA HIMVX 54770 20021105 HARBOR FD SMCAP GR HISGX 54793 20021106 HARBOR FD SMCAP VA HISVX 54771 20021105 Harbor Gbl Value Fd Administrative Cl HRGVX 73959 20060809 Harbor Global Gwth Fd - Admin Cl HRGAX 88954 20090302 Harbor Global Gwth Fd - Insti Cl HGGAX 88952 20090302 Harbor Global Gwth Fd - Investor Cl HGGIX 88953 20090302 Harbor Global Val Fd Instituitional Cl HAGVX 73957 20060809 Harbor Global Val Fd Investor Cl HIGVX 73958 20060809 Harbor High-Yield bd Fd Administrative C HYFRX 57019 20021209 Harbor Int'l Growth Fd. HAIGX 20838 19960620 Harbor Intl Fd Administrative Cl HRINX 54775 20021105 Harbor Intl Fund HAINX 6293 19900125 Harbor Intl Gr Fd Administrative Cl HRIGX 54774 20021105 Harbor Large Cap Value Fd Administrative HRLVX 54776 20021105 Harbor Mid Cap Gr Fd Administrative Cl HRMGX 54777 20021105 Harbor Mid Cap gwth HAMGX 46455 20010223 Harbor Mid Cap Value Fd Administrative C HRMVX 54778 20021105 HARBOR MID CAP VALUE FUND HAMVX 53250 20020326 Harbor Real Ret Fd Administrative Cl HRRRX 72231 20051205 Harbor Real Rtrn Fd Institutional Cl HARRX 72230 20051205 Harbor Short Duration Fd Administrative HRSDX 54823 20021107 Harbor Short Duration Fund HASDX 20839 19960620 HARBOR SM CAP GRWTH FD HASGX 47834 20010611 Harbor Small Cap Gr Fd Administrative Cl HRSGX 54794 20021106 Harbor Small Cap Value Fd Administrative HSVRX 54779 20021105 HARBOR SMALL CAP VALUE FUND HASCX 50914 20020225 Harbor Small Company Value Fd Administra HRSMX 79549 20070504 Harbor Small Company Value Fd Insti Cl HASMX 79496 20070502 Harbor Small Company Value Fd Inv Cl HISMX 79497 20070502 Harbor SMID Val Fd Insti Cl RSCKX 80541 20070717 Harbor SMID Val Fd Investor Cl RSNKX 80550 20070717 Harbor SMID Val Fd Retirement Cl RGNCX 80517 20070717 Harbor Target Rtrmnt 2010 Fnd Admn Class HAIIX 88378 20090108 Harbor Target Rtrmnt 2010 Fnd Invstr Cls HARFX 88135 20090102 Harbor Target Rtrmnt 2010 Fund Insti Cls HARDX 88134 20090102 Harbor Target Rtrmnt 2015 Fnd Admn Class HARHX 88137 20090102 Harbor Target Rtrmnt 2015 Fnd Invstr Cls HARIX 88138 20090102 Harbor Target Rtrmnt 2015 Fund Insti Cls HARGX 88136 20090102 Harbor Target Rtrmnt 2020 Fnd Admn Class HARKX 88140 20090102 Harbor Target Rtrmnt 2020 Fnd Invstr Cls HARLX 88141 20090102 Harbor Target Rtrmnt 2020 Fund Insti Fnd HARJX 88139 20090102 Harbor Target Rtrmnt 2025 Fnd Admn Class HARNX 88143 20090102 Harbor Target Rtrmnt 2025 Fnd Invstr Cls HAROX 88144 20090102 Harbor Target Rtrmnt 2025 Fund Insti Cls HARMX 88142 20090102 Harbor Target Rtrmnt 2030 Fnd Admn Class HARQX 88146 20090102 Harbor Target Rtrmnt 2030 Fnd Invstr Cls HARTX 88147 20090102 Harbor Target Rtrmnt 2030 Fund Insti Cls HARPX 88145 20090102 Harbor Target Rtrmnt 2035 Fnd Admn Class HARVX 88149 20090102 Harbor Target Rtrmnt 2035 Fnd Invstr Cls HARWX 88150 20090102 Harbor Target Rtrmnt 2035 Fund Insti Fnd HARUX 88148 20090102 Harbor Target Rtrmnt 2040 Fnd Admn Class HARZX 88152 20090102 Harbor Target Rtrmnt 2040 Fnd Invstr Cls HABBX 88124 20090102 Harbor Target Rtrmnt 2040 Fund Insti Cls HARYX 88151 20090102 Harbor Target Rtrmnt 2045 Fnd Admn Class HADDX 88126 20090102 Harbor Target Rtrmnt 2045 Fnd Invstr Cls HAEEX 88127 20090102 Harbor Target Rtrmnt 2045 Fund Insti Cls HACCX 88125 20090102 Harbor Target Rtrmnt 2050 Fnd Invstr Cls HAHHX 88130 20090102 Harbor Target Rtrmnt 2050 Fund Insti Cls HAFFX 88128 20090102 Harbor Target Rtrmnt Incm Fnd Invstr Cls HARCX 88133 20090102 Harbor Target Rtrmnt Income Fnd Admn Cls HARBX 88132 20090102 Harbor Target Rtrmnt Income Fnd Inst Cls HARAX 88131 20090102 Harbor Unconstrained Bd Fd Admin Cl HRUBX 92737 20100401 Harbor Unconstrained Bd Fd Insti Cl HAUBX 92736 20100401 Harbor Value Fund HAVLX 20841 19960620 HARDING HLEMX 53233 20020320 Harding Loevner Fund HLMIX 14472 19960620 Harding Loevner Gbl eq Port adv Cl HLMGX 24379 19961213 Harding Loevner Insti Emerging Mrkts Ptf HLMEX 67850 20051017 Harding Loevner Int'l Eq Prtf Invstr Cl HLMNX 67752 20050930 Harding Lvnr Glbl Eqty Prtfl InsttnlClss HLMVX 90412 20091102 Harness Absolute Rtrn Fd InstlCl HIARX 90924 20091231 Harris Associates Large Cap Value Fd Cl NECOX 30440 19970521 Harris Associates Large Cap Value Fd Cl NEFOX 21896 19960620 Harris Associates Large Cap Value Fd Cl NEGBX 21904 19960620 Harris Associates Large Cap Value Fd Cl NEOYX 35828 19990512 Hartford Global Leaders Fund Cl B HGLBX 36124 19990816 HARTFORD ADV HLS FD IA HADAX 45898 20010123 Hartford Advisers Fd Cl R4 ITTSX 75985 20061227 Hartford Advisers Fd Cl R5 ITTTX 75986 20061227 Hartford Advisers Fund CL B IHABX 30709 19970818 Hartford Advisers Fund Cl C HAFCX 35541 19990304 Hartford Advisers Fund Cl R3 ITTRX 75984 20061227 Hartford Advisers Fund Cl Y IHAYX 24532 19970205 HARTFORD ADVISORS HLS FUND CLASS IB HAIBX 50989 20020228 HARTFORD BAL ALLOC A HBAAX 64113 20040602 HARTFORD BAL ALLOC B HBABX 64114 20040602 HARTFORD BAL ALLOC C HBACX 64115 20040602 Hartford Balanced Allocation Fund Cl R3 HBARX 75905 20061227 Hartford Balanced Allocation Fund Cl R4 HBASX 75906 20061227 Hartford Balanced Allocation Fund Cl R5 HBATX 75907 20061227 Hartford Balanced Income Fund Class I HBLIX 92090 20100304 HARTFORD BOND HLS FD CLASS IA HIABX 50697 20020104 Hartford Bond Income Strategy Cl Y HABYX 34216 19980827 Hartford Bond Income Strategy Fund Cl B ITBBX 34027 19980714 Hartford Bond Income Stratergy Fund Cl C HABCX 35807 19990504 Hartford Cap Appreciation CL B IHCAX 30489 19970616 Hartford Capital Appreciation Fund Cl C HCACX 35542 19990304 Hartford Capital Appreciation Fund Cl R3 ITHRX 75981 20061227 Hartford Capital Appreciation Fund Cl R4 ITHSX 75982 20061227 Hartford Capital Appreciation Fund Cl R5 ITHTX 75983 20061227 Hartford Capital Appreciation Fund Cl Y HCAYX 32082 19971021 HARTFORD CAPITAL APPRECIATION HLS FD HIACX 50698 20020104 HARTFORD CAPITAL APPRECIATION HLS FU HIBCX 50990 20020228 Hartford Capital Appreciation II Fd CLR3 HCTRX 75908 20061227 Hartford Capital Appreciation II Fd ClR4 HCTSX 75909 20061227 Hartford Capital Appreciation II Fd ClR5 HCTTX 75910 20061227 HARTFORD CONSERV ALLOC A HCVAX 64116 20040602 HARTFORD CONSERV ALLOC B HCVBX 64117 20040602 HARTFORD CONSERV ALLOC C HCVCX 64118 20040602 Hartford Conservative Allocation Fd ClR3 HCVRX 75911 20061227 Hartford Conservative Allocation Fd ClR4 HCVSX 75912 20061227 Hartford Conservative Allocation Fd ClR5 HCVTX 75913 20061227 Hartford Cptl Appreciation II Fd Cls A HCTAX 67025 20050503 Hartford Cptl Appreciation II Fd Cls B HCTBX 67026 20050503 Hartford Cptl Appreciation II Fd Cls C HFCCX 67028 20050503 Hartford Cptl Appreciation II Fd Cls Y HCTYX 67027 20050503 Hartford Disciplined eq Fd Cl A HAIAX 35809 19990504 Hartford Disciplined eq Fd Cl B HGIBX 36186 19990910 Hartford Disciplined eq Fd Cl C HGICX 36435 19991104 Hartford Disciplined eq Fd Cl Y HGIYX 42923 20000518 Hartford Disciplined Equity Fund Cl R3 HGIRX 75923 20061227 Hartford Disciplined Equity Fund Cl R4 HGISX 75924 20061227 Hartford Disciplined Equity Fund Cl R5 HGITX 75925 20061227 Hartford Dividend & Growth Cl Y HSCYX 32776 19980424 Hartford Dividend & Growth Fd Cl A IHGIX 23983 19960925 Hartford Dividend & Growth Fund B ITDGX 30645 19970811 HARTFORD DIVIDEND & GROWTH HLS FD CL HIADX 50699 20020104 Hartford Dividend and Growth Fund Cl R3 HDGRX 75914 20061227 Hartford Dividend and Growth Fund Cl R4 HDGSX 75915 20061227 Hartford Dividend and Growth Fund Cl R5 HDGTX 75916 20061227 Hartford eq Gr Alloc Fd Cl A HAAAX 64110 20040602 Hartford eq Gr Alloc Fd Cl B HAABX 64111 20040602 Hartford eq Gr Alloc Fd Cl C HAACX 64112 20040602 Hartford eq Gr Alloc Fd Cl R3 HAARX 75893 20061227 Hartford eq Gr Alloc Fd Cl R4 HAASX 75894 20061227 Hartford eq Gr Alloc Fd Cl R5 HAATX 75895 20061227 Hartford Equity Income Fund Cl R3 HQIRX 75940 20061227 Hartford Equity Income Fund Cl R4 HQISX 75941 20061227 Hartford Equity Income Fund Cl R5 HQITX 75942 20061227 Hartford Floating Rate Fund Cl R3 HFLRX 75917 20061227 Hartford Floating Rate Fund Cl R4 HFLSX 75918 20061227 Hartford Floating Rate Fund Cl R5 HFLTX 75919 20061227 Hartford Floating Rate Fund Class A HFLAX 67029 20050503 Hartford Floating Rate Fund Class B HFLBX 67030 20050503 Hartford Floating Rate Fund Class C HFLCX 67031 20050503 Hartford Floating Rate Fund Class Y HFLYX 67032 20050503 Hartford Gbl eq HLS Fd Cl IA HVGAX 82938 20080131 Hartford Gbl Gr HLS Fd Cl IB HBGLX 54564 20021011 Hartford Gbl Gr HLS Fd, Cl IA HIALX 50704 20020104 Hartford Glbl Health Fd A HGHAX 42998 20000526 Hartford Glbl Health Fd B HGHBX 44434 20000822 Hartford Glbl Health Fd C HGHCX 44330 20000809 HARTFORD GLBL HEALTH FD Y HGHYX 45324 20001211 Hartford Glbl Leaders Cl C HGLCX 36214 19990921 Hartford Glbl Leaders Cl Y HGLYX 44510 20000831 Hartford Global Eq HLS Fd Cl IB HVGBX 82939 20080131 Hartford Global Health Fund Cl R3 HGHRX 75920 20061227 Hartford Global Health Fund Cl R4 HGHSX 75921 20061227 Hartford Global Health Fund Cl R5 HGHTX 75922 20061227 HARTFORD GLOBAL HEALTH HLS FD CLASS HIAHX 50702 20020104 Hartford Global Leaders Fund Cl A HALAX 35808 19990504 Hartford Global Leaders Fund Cl R3 HALRX 75899 20061227 Hartford Global Leaders Fund Cl R4 HALSX 75900 20061227 Hartford Global Leaders Fund Cl R5 HALTX 75901 20061227 HARTFORD GROWTH & INCOME HLS FD CLAS HIAGX 50701 20020104 Hartford Growth Allocation Fund Cl R3 HRARX 75943 20061227 Hartford Growth Allocation Fund Cl R4 HRASX 75944 20061227 Hartford Growth Allocation Fund Cl R5 HRATX 75945 20061227 Hartford Growth Fund Cl R3 HGWRX 75929 20061227 Hartford Growth Fund Cl R4 HGWSX 75930 20061227 Hartford Growth Fund Cl R5 HGWUX 75931 20061227 Hartford Growth Opportunities Fund Cl R3 HGORX 75926 20061227 Hartford Growth Opportunities Fund Cl R4 HGOSX 75927 20061227 Hartford Growth Opportunities Fund Cl R5 HGOTX 75928 20061227 HARTFORD GRWTH ALLOC A HRAAX 64119 20040602 HARTFORD GRWTH ALLOC C HRACX 64121 20040602 Hartford High Yield Fund Cl R3 HAHRX 75896 20061227 Hartford High Yield Fund Cl R4 HAHSX 75897 20061227 Hartford High Yield Fund Cl R5 HAHTX 75898 20061227 HARTFORD HIGH YIELD HLS FD CLASS IA HIAYX 50709 20020104 HARTFORD HIGH YLD FD B HAHBX 44845 20000126 HARTFORD HIGH YLD FD C HAHCX 44844 20000126 HARTFORD HIGH YLD FD Y HAHYX 44846 20001031 Hartford High-Yield Fund Cl A HAHAX 35810 19990504 HARTFORD HLS MUT FDS BOND FD HBNBX 54516 20021007 HARTFORD HLS MUT FDS DIV&GROW HDGBX 54578 20021011 HARTFORD HLS MUT FDS GLB HLTH HBGHX 54562 20021011 HARTFORD HLS MUT FDS GR OPP H HBGOX 54565 20021011 HARTFORD HLS MUT FDS GROWTH H HBGRX 54566 20021011 HARTFORD HLS MUT FDS GROWTH H HGIAX 54581 20021011 HARTFORD HLS MUT FDS GROWTH&I HBGIX 54563 20021011 HARTFORD HLS MUT FDS GRW OPP HAGOX 54556 20021011 HARTFORD HLS MUT FDS HI YIELD HBHYX 54514 20021007 HARTFORD HLS MUT FDS INDEX HL HBIDX 54569 20021011 HARTFORD HLS MUT FDS INTL OPP HBIOX 54570 20021011 HARTFORD HLS MUT FDS MIDCAP H HBMCX 54572 20021011 HARTFORD HLS MUT FDS MIDCP VA HBMVX 54573 20021011 HARTFORD HLS MUT FDS SMCP GR HBSGX 54574 20021011 HARTFORD HLS MUT FDS SMCP GR HISCX 54582 20021011 HARTFORD HLS MUT FDS SMCP VL HSCGX 54585 20021011 HARTFORD HLS MUT FDS SML CO F HDMBX 54579 20021011 HARTFORD HLS MUT FDS US GOVT HBUSX 54517 20021007 HARTFORD HLS MUT FDS US GVT H HAUSX 54513 20021007 HARTFORD HLS MUT FDS VALUE HL HBVLX 54575 20021011 HARTFORD INDEX HLS FD CLASS IA HIAIX 50703 20020104 Hartford Inflation Plus Fund Cl R3 HIPRX 76111 20061228 Hartford Inflation Plus Fund Cl R4 HIPSX 75935 20061227 Hartford Inflation Plus Fund Cl R5 HIPTX 75936 20061227 Hartford Inflation Plus Fund Class L HIPLX 91964 20100219 Hartford Int'l Opportunities Fund Cl B HIOBX 24749 19980625 Hartford International CptlApprctnFdClR3 HNCRX 75937 20061227 Hartford International CptlApprctnFdClR4 HNCSX 75938 20061227 Hartford International CptlApprctnFdClR5 HNCTX 75939 20061227 HARTFORD INTERNATIONAL OPPORTUNITIES HIAOX 50705 20020104 Hartford International Opportunities Cl HAOYX 34217 19980827 Hartford International Opprtnts Fd Cl R3 IHORX 75968 20061227 Hartford International Opprtnts Fd Cl R4 IHOSX 75969 20061227 Hartford International Opprtnts Fd Cl R5 IHOTX 75970 20061227 HARTFORD INTL CAP APPREC A HNCAX 47569 20010503 HARTFORD INTL CAP APPREC B HNCBX 47570 20010503 HARTFORD INTL CAP APPREC C HNCCX 47571 20010503 HARTFORD INTL CAP APPREC Y HNCYX 47677 20010521 Hartford Intl Opp C HIOCX 36547 19991214 Hartford Intl Opportunity (The) A IHOAX 34700 19981111 HARTFORD INTL SM CO FD A HNSAX 47572 20010503 HARTFORD INTL SM CO FD B HNSBX 47573 20010503 HARTFORD INTL SM CO FD C HNSCX 47574 20010503 HARTFORD INTL SM CO FD Y HNSYX 47678 20010521 Hartford Mid Cap Gr HLS Fd Cl IA HMCSX 54584 20021011 HARTFORD MID CAP VAL A HMVAX 47566 20010503 HARTFORD MID CAP VAL B HMVBX 47567 20010503 HARTFORD MID CAP VAL C HMVCX 47568 20010503 HARTFORD MID CAP VAL Y HMVYX 47676 20010521 Hartford Mid-Cap Fund Cl C HMDCX 36026 19990719 Hartford Mid-Cap. Fund Cl A HFMCX 32979 19980717 Hartford Mid-Cap. Fund Cl B HAMBX 35811 19990504 Hartford MidCap Growth Hls Fund Class IB HMCVX 83603 20080401 HARTFORD MIDCAP HLS FD CLASS IA HIMCX 50710 20020104 HARTFORD MIDCAP VALUE HLS FD CLASS I HMVIX 50712 20020104 HARTFORD MUT FDS INC INCOME F HTIAX 54801 20021106 HARTFORD MUT FDS INC INCOME F HTIBX 54802 20021106 HARTFORD MUT FDS INC INCOME F HTICX 54803 20021106 HARTFORD MUT FDS INC INFL PLU HIPAX 54821 20021107 HARTFORD MUT FDS INC INFLAT P HIPBX 54822 20021107 HARTFORD MUT FDS INC INFLAT P HIPCX 54792 20021106 HARTFORD MUT FDS INC SH DURAT HSDAX 54795 20021106 HARTFORD MUT FDS INC SH DURAT HSDBX 54796 20021106 HARTFORD MUT FDS INC SH DURAT HSDCX 54797 20021106 Hartford Short Duration Fund Class I HSDIX 92914 20100413 Hartford Small Cap Value HLS Fd Cl IB HBSCX 58451 20030707 Hartford Small Company Cl B HSCBX 32777 19980424 Hartford Small Company Cl Y HDGYX 32778 19980424 Hartford Small Company Fund Cl A IHSAX 24146 19961010 Hartford Small Company Fund Cl C HSMCX 36027 19990719 Hartford Small Company Fund Cl R3 IHSRX 75971 20061227 Hartford Small Company Fund Cl R4 IHSSX 75972 20061227 Hartford Small Company Fund Cl R5 IHSUX 75973 20061227 HARTFORD SMALL COMPANY HLS FD CLASS HIASX 50706 20020104 Hartford SmallCap Growth Fund Cl R3 HSLRX 75946 20061227 Hartford SmallCap Growth Fund Cl R4 HSLSX 75947 20061227 Hartford SmallCap Growth Fund Cl R5 HSLTX 75948 20061227 HARTFORD STK US FD IA HSTAX 45897 20010123 HARTFORD STOCK HLS FUND CLASS IB HIBSX 50991 20020228 Hartford Target Retirement 2010 Fd Cl R3 HTTRX 75955 20061227 Hartford Target Retirement 2010 Fd Cl R4 HTTSX 75956 20061227 Hartford Target Retirement 2010 Fd Cl R5 HTTTX 75957 20061227 Hartford Target Retirement 2020 Fd Cl R3 HTWRX 75958 20061227 Hartford Target Retirement 2020 Fd Cl R4 HTWSX 75959 20061227 Hartford Target Retirement 2020 Fd Cl R5 HTWTX 75960 20061227 Hartford Target Retirement 2030 Fd Cl R HTHRX 75949 20061227 Hartford Target Retirement 2030 Fd Cl R4 HTHSX 75950 20061227 Hartford Target Retirement 2030 Fd Cl R5 HTHTX 75951 20061227 Hartford Total Return Bond Fund Cl R3 ITBRX 75978 20061227 Hartford Total Return Bond Fund Cl R4 ITBUX 75980 20061227 Hartford Total Return Bond Fund Cl R5 ITBTX 75979 20061227 HARTFORD VAL FD A HVFAX 47679 20010521 HARTFORD VAL FD B HVFBX 47680 20010521 HARTFORD VAL FD C HVFCX 47681 20010521 HARTFORD VAL FD Y HVFYX 47682 20010521 Hartford Value Fund Cl R3 HVFRX 75961 20061227 Hartford Value Fund Cl R4 HVFSX 75962 20061227 Hartford Value Fund Cl R5 HVFTX 75963 20061227 HARTFORD VALUE HLS FD CLASS IA HIAVX 50708 20020104 Hartford Value Opportunities Fund Cl R3 HVORX 75964 20061227 Hartford Value Opportunities Fund Cl R4 HVOSX 75965 20061227 Hartford Value Opportunities Fund Cl R5 HVOTX 75966 20061227 HARTFROD GRWTH ALLOC B HRABX 64120 20040602 Hatrford Mid-Cap. Fund Cl Y HMDYX 36108 19990806 HAVERFORD QUALITY GROWTH STCK HAVGX 64755 20050125 Hawaiian Tax-Free Trust HULAX 20910 19960620 HC Capital Tr- The Commodity Related Sec HCCSX 94251 20100610 Heartland sel Value Fd Inv Cl Shs HRSVX 24407 19970107 Heartland Select Val Fd Insti Cl Shs HNSVX 83972 20080502 Heartland Val Fd Insti Cl Shs HNTVX 83973 20080502 Heartland Val Plus Fd Insti Cl Shs HNVIX 83974 20080502 Heartland Value Fd Inv Cl Shs HRTVX 14050 19950602 Heartland Value Plus Fd Inv Cl Shs HRVIX 20901 19960620 Helios Advantage Incm Fd, Inc. XHAVX 64465 20041208 Helios High Incm Fd, Inc. XHIHX 58512 20030716 Helios High Yield Fund XHHYX 90677 20091125 Helios Multi-Sector High Incm Fd, Inc. XHMHX 72828 20060217 Helios Strategic Incm Fd, Inc. XHSAX 62931 20040407 Henderson European Focus Fund Cl W Shs HFEWX 89103 20090407 Henderson Glbl Eqty Incm Fnd Cl W Shs HFQWX 89078 20090331 Henderson Glbl Equity Income Fd ClsA HFQAX 75767 20061201 Henderson Glbl Equity Income Fd ClsC HFQCX 75768 20061201 Henderson Glbl Opportunities Fd ClsA HFPAX 75765 20061201 Henderson Glbl Opportunities Fd ClsC HFPCX 75766 20061201 HENDERSON GLOBAL FDS EURO FOC HFEAX 57310 20030114 HENDERSON GLOBAL FDS EURO FOC HFEBX 57311 20030114 HENDERSON GLOBAL FDS EURO FOC HFECX 57190 20030106 HENDERSON GLOBAL FDS GLOBAL T HFGAX 57312 20030114 HENDERSON GLOBAL FDS GLOBAL T HFGBX 57313 20030114 HENDERSON GLOBAL FDS GLOBAL T HFGCX 57314 20030114 HENDERSON GLOBAL FDS INTL OPP HFOAX 57315 20030114 HENDERSON GLOBAL FDS INTL OPP HFOBX 57316 20030114 HENDERSON GLOBAL FDS INTL OPP HFOCX 57317 20030114 Henderson Global Technology Fnd Cl W Shs HFGWX 89098 20090331 HENDERSON INCM ADVAN A HFAAX 58986 20031010 HENDERSON INCM ADVAN B HFABX 58987 20031010 HENDERSON INCM ADVAN C HFACX 58988 20031010 Henderson Int'l Eq Fd HIEIX 82950 20080131 Henderson Int'l Opportunities Fd Cl R HFORX 67809 20051011 Henderson Intrntnl Opprtnts Fnd Cl WShs HFOWX 89104 20090407 Henderson Japan-Asia Fcus Fd Cl A Shares HFJAX 72771 20060206 Henderson Japan-Asia Fcus Fd Cl C Shares HFJCX 72772 20060206 Hennesey Conrnerstn Lrg Grwth Fd Inst Cl HILGX 89066 20090320 Hennessy Bal Fd Original Cl HBFBX 32070 19971016 Hennessy Cornerstone Gr Fd, Series II Or HENLX 24064 19960628 Hennessy Cornerstone Growth Fund HFCGX 34869 19981111 Hennessy Cornerstone Gwth Fd Inst Cl HICGX 83354 20080303 Hennessy Cornerstone GwthFdSrsIIInstCl HINLX 83357 20080303 Hennessy Cornerstone Val Fd Inst Cl HICVX 83355 20080303 Hennessy Cornerstone Value Fund HFCVX 34870 19981111 Hennessy Crnrstone Lrg Grwth Fd Orgnl Cl HFLGX 89065 20090320 Hennessy Focus 30 Fd Inst Cl HIFTX 83356 20080303 Hennessy Focus 30 Fd Original Cl HFTFX 58938 20031002 Hennessy sel Large Value Fd Original Cl HSVFX 1934 19940617 Hennessy sel SPARX Japan Fd inst Cl SPARX 47982 20050421 Hennessy sel SPARX Japan Fd Original SPXJX 67323 20050705 Hennessy sel SPARX Japan Smaller Compani SPJSX 81016 20070904 Hennessy Select Large Value Fd Inst Cl HSVIX 89070 20090320 Hennessy Total Ret Fd Original Cl HDOGX 34052 19980730 Henssler Equity Fund HEQFX 35295 19990205 Hgh Mrk Ntnl Intrmdt Tx Fr Bnd Fnd Cls C HNTCX 90746 20091204 HGK Equity Value Fund HGKEX 81282 20070831 High Mark Value Momentum CL A HMVLX 30707 19970818 Highbridge Dynamic Cmmdts Strtgy Fnd A HDSAX 92205 20100316 Highbridge Dynamic Cmmdts Strtgy Fnd C HDCCX 92203 20100316 Highbridge Dynmc Cmmdts Strtgy Fnd Slct HDCSX 92204 20100316 Highbridge Statistical Mrket Nutral Cl A HSKAX 72235 20051130 Highbridge Statistical Mrkt Neutral Cl C HSKCX 72236 20051130 Highbridge Statistical Mrkt Nutrl Select HSKSX 72237 20051130 Highland All Cap Equity Value Class A HEVAX 92841 20100413 Highland All Cap Equity Value Class C HEVCX 92874 20100409 Highland All Cap Equity Value Class I HEVIX 92875 20100409 Highland All Cap Equity Value Class Z HEVZX 92876 20100409 Highland Credit Strtegies Fund XHCFX 75679 20061113 Highland Floating Rate Advantage Fd Cl A XSFRX 53014 20020131 Highland Floating Rate Advantage Fd Cl B XSFBX 53012 20020131 Highland Floating Rate Advantage Fd Cl C XLACX 53006 20020131 Highland Floating Rate Advantage Fd Cl Z XLAZX 53007 20020131 Highland Floating Rate Fd Cl A XLFAX 53008 20020131 Highland Floating Rate Fd Cl B XLSBX 53011 20020131 Highland Floating Rate Fd Cl C XLFCX 53009 20020131 Highland Floating Rate Fd Cl Z XLFZX 53010 20020131 Highland Healthcare Fd Cl A HHCAX 83977 20080507 Highland Healthcare Fd Cl C HHCCX 83970 20080505 Highland Healthcare Fd Cl Z HHCZX 83971 20080505 Highland Long/Short eq Fd Cl A HEOAX 75795 20061206 Highland Long/Short eq Fd Cl C HEOCX 75796 20061206 Highland Long/Short eq Fd Cl Z HEOZX 75797 20061206 Highmark Balanced A HMBRX 34704 19981111 Highmark Balanced Fd Cl B HMBBX 42721 20000125 HighMark Balanced Fund HMBAX 20878 19960620 HIGHMARK BOND FD B HBDBX 45896 20010123 HIGHMARK BOND FD C HBDCX 62306 20031217 HighMark Bond Fund HMBDX 20879 19960620 Highmark Bond Fund Inv HMRBX 34705 19981111 HIGHMARK CA INT TF BD B HCABX 45884 20010118 HIGHMARK CA INT TF BD C HCTCX 62308 20031217 Highmark CA TF Inter Fid HMITX 34706 19981111 Highmark CA TF Inter Ret A HMCIX 34707 19981111 HIGHMARK CAP GRTH ALLOC CL C HMACX 64757 20050125 HIGHMARK CAP GRTH ALLOC FD A HMAAX 64756 20050125 HighMark Capital Gwth Allctn Fd FdcryShs HGAFX 75683 20061116 HighMark Cognitive Val Fd Cl A HCLAX 73066 20010608 HighMark Cognitive Val Fd Cl C HCLCX 73067 20010608 HighMark Cognitive Val Fd Cl M HCLMX 73068 20010608 HighMark Cognitive Val Fd Fiduciary Shs HCLFX 73745 20060705 HIGHMARK CORE EQ FD A HCEAX 45876 20010118 HIGHMARK CORE EQ FD B HCEBX 45883 20010118 HIGHMARK CORE EQ FD C HCECX 62307 20031217 Highmark Core Equity Fund Fiduciary Cl HMCFX 32718 20000711 HighMark Diversified Eq AllctnFdFdcryShs HEAFX 75698 20061117 HighMark Diversified Eq Allocation FdClA HEAAX 75696 20061117 HighMark Diversified Eq Allocation FdClC HEACX 75697 20061117 HighMark Enhanced Gwth Fd Cl A HEHAX 73071 20010608 HighMark Enhanced Gwth Fd Cl C HEGCX 73069 20010608 HighMark Enhanced Gwth Fd Cl M HEGMX 73070 20010608 HighMark Enhanced Gwth Fd Fiduciary Shs HEGFX 81408 20070928 HighMark eq Incm Fd Cl A NJPAX 66840 20050401 HighMark eq Incm Fd Cl B NJPBX 66841 20050401 HighMark eq Incm Fd Cl C NJPCX 66842 20050401 HighMark Equity Incom Fnd Fiduciary Clss NJPFX 92251 20100312 HighMark Fdamental Eq Fd Cl A HMFAX 86955 20080804 HighMark Fdamental Eq Fd Cl C HMFCX 86956 20080804 HighMark Fdamental Eq Fd Fiduciary Shs HMFFX 86957 20080804 HIGHMARK FDS NTL INT HMNTX 54751 20021104 HIGHMARK FDS NTLINT T HMNFX 54750 20021104 HighMark Geneva Mid Cap Gr Fd Cl A PNMAX 42447 19990405 HighMark Geneva Mid Cap Gr Fd Cl B PNMBX 42448 19990405 HighMark Geneva Mid Cap Gr Fd Cl C MGPCX 42862 20000508 HighMark Geneva Mid Cap Gr Fd Cl F PNMFX 89585 20090629 HighMark Geneva Smll Cp Grwth Fnd Clss A HGASX 89486 20090615 HighMark Geneva Smll Cp Grwth Fnd Clss C HGCSX 89487 20090615 HighMark Geneva Smll Cp Grwth Fnd Fd Cls HGFSX 89488 20090615 HIGHMARK GROWTH FD C HGRCX 45895 20010123 HighMark Growth Fund HMGRX 20881 19960620 Highmark Growth Fund A HMRGX 34709 19981111 HighMark Growth Fund Retail Cl B HMGBX 42298 19990903 HIGHMARK GRTH & INCM ALLOC A HMRAX 64761 20050125 HIGHMARK GRTH&IINCM ALLOC FD C HMRCX 64762 20050125 HighMark Gwth and Incm Allctn FdFdcryShs HGIFX 75684 20061116 HIGHMARK INCM EQ FD C HIECX 45878 20010118 Highmark Incm Eq Retail B HIEBX 42720 20000223 HighMark Incm Plus Allctn Fd Fdcry Shs HPAFX 75685 20061116 HIGHMARK INCM PLUS ALLOC FD A HMPAX 64759 20050125 Highmark Income Equity A HMERX 34710 19981111 HighMark Income Equity Fd HMIEX 20882 19960620 HIGHMARK INCOME PLUS ALLOC C HMPCX 64760 20050125 HighMark Int'l Opportunities Fd Cl A HIOAX 73072 19960620 HighMark Int'l Opportunities Fd Cl C HITCX 73075 19960620 HighMark Int'l Opportunities Fd Cl M HIOMX 73074 19960620 HighMark Int'l Opportunities Fd FdcryShs HIOFX 73073 19960620 HighMark NYSE Arca Tech 100 Index Fd Cl PPTIX 24291 19960801 HighMark NYSE Arca Tech 100 Index Fd Cl PSEBX 42450 19990405 HighMark NYSE Arca Tech 100 Index Fd Cl PTICX 42863 20000508 HighMark NYSE AreaTch100IndxFndFdcryClss PTSFX 89780 20090724 HighMark Short Term bd Fd C Shares HMTCX 65053 20041220 HIGHMARK SHT TRM BD FD CL A HMSAX 64763 20050125 HIGHMARK SHT TRM BD FIDUCIARY HMSFX 64764 20050125 HighMark Sm Cap Advantage Fd A HSAAX 78887 20070314 HighMark Sm Cap Advantage Fd C HSCAX 78915 20070316 HighMark Sm Cap Advantage Fd Fiduciary HSAFX 78888 20070314 HIGHMARK SM CAP VAL FD A HASVX 44683 20001116 HIGHMARK SM CAP VAL FD B HBSVX 44682 20001116 HIGHMARK SM CAP VAL FD C HMBCX 45879 20010118 HIGHMARK SM CAP VAL FD C HSVCX 45893 20010118 Highmark Small-Cap. Value Fund HMSCX 34318 19981002 HIGHMARK VAL MOMENTUM FD C HVMCX 45885 20010118 Highmark Val Momentum Retail B HVMBX 42722 20000327 HighMark Value Momentum Fund HMVMX 23414 19960620 HighMark WI Tax Exempt Fd Cl A PWTEX 23967 19960628 HighMark WI Tax-Exempt Fd Cl B WTEBX 57258 20030107 HighMark WI Tax-Exempt Fd Cl C WTECX 57259 20030107 Hillman Focused Advantage Fd HCMAX 58453 20030708 Hirtle Callaghan Fixed Income Portfolio HCFIX 42286 19990405 HIRTLE CALLAGHAN FX INCM II PT HCIIX 44689 20001009 Hirtle Callaghan Growth Equitly Port HCEGX 20846 19960620 Hirtle Callaghan Int'l Equity Port HCIEX 20847 19960620 Hirtle Callaghan Intermed Term Muni Bond HCIMX 42287 19990405 Hirtle Callaghan Small Cap Equity Port HCCEX 20845 19960620 Hirtle Callaghan Tr Emrgng Mrkts Prtfl HCEMX 90744 20091210 Hirtle Callaghan Tr Instl Sml Cap Eq Ptf HCSCX 87073 20080820 Hirtle Callaghan Tr Instnl Gwth Eq Fd HCIGX 86954 20080811 Hirtle Callaghan Tr Instnl Val Eq Fd HCIVX 86595 20080718 Hirtle Callaghan Tr Instttnl Intl Eq Ptf HCINX 90630 20091123 Hirtle Callaghan Tr Real Estate Scrts HCREX 89368 20090521 Hirtle Callaghan Tr, Fixed Incm Opportun HCHYX 44694 20001009 Hirtle Callaghan Value Equity Port HCVEX 20849 19960620 HNCK PFD EQ INCM XHPIX 54168 20020809 Hodges Blue Chip 25 Fund Retail Cl HDPBX 90018 20090910 Hodges Equity Income Fund Retail Cl HDPEX 90017 20090910 Hodges Fund Institutional Class HDPIX 88011 20081215 Hodges Professionally Managed Port HDPMX 20850 19960620 Hodges Pure Contrarian Fund Retail Cl HDPCX 90016 20090910 Hodges Sm Cap Fd HDPSX 82648 20071220 Hodges Small Cap Fund Institutional Clas HDSIX 88012 20081215 Holland Balanced Fund HOLBX 24612 19970210 Homestead Fds, Inc. Gr Fd HNASX 64275 20040707 Homestead Fds, Inc. Intl Value Fd HISIX 64262 20040702 Homestead Funds, Inc. - Value Fund HOVLX 20887 19960620 Homestead Funds/Short-Term Government Se HOSGX 24502 19980623 Homestead Short-Term Bond Fund HOSBX 20886 19960620 Homestead Small Company Stock Fund HSCSX 42300 19990628 HOMESTEAD STOCK INDEX FD HSTIX 57784 20030401 Horizon Diversified Interntnl Fnd Cls A HHDAX 87404 20081001 Hotchkins and Wiley Large Cap Value Fd C HWLRX 58795 20030829 HOTCHKIS & WILEY LG CAP VAL A HWLAX 50900 20020212 HOTCHKIS & WILEY LG CAP VAL C HWLCX 50893 20020207 HOTCHKIS & WILEY SM CAP VAL C HWSCX 50895 20020207 Hotchkis & Wiley Value Opportunties Fd C HWAAX 57144 20030102 Hotchkis & Wiley Value Opportunties Fd C HWAIX 57145 20030102 Hotchkis and Wiley Diversified Value Fd HWCAX 64766 20050125 Hotchkis and Wiley Diversified Value Fd HWCCX 64767 20050125 Hotchkis and Wiley Diversified Value Fd HWCIX 64768 20050125 Hotchkis and Wiley High Yield Fd Cl I HWHIX 89090 20090331 Hotchkis and Wiley High Yield Fnd Clss A HWHAX 89446 20090604 Hotchkis and Wiley Mid-Cap Value Fd Cl R HWMRX 58796 20030829 Hotchkis and Wiley Value Opportunties Fd HWACX 58794 20030829 Hotchkiss HW MID CAP VAL FD A HWMAX 46908 20010323 Hotchkiss HW MID CAP VAL FD C HWMCX 46910 20010323 Hotchkiss HW SM CAP VAL FD A HWSAX 46820 20010319 Hotchkiss Large Cap Value Cl I HWLIX 20914 19960620 Hotchkiss Mid-Cap. Fund HWMIX 35911 19990614 Hotchkiss Small Cap HWSIX 20915 19960620 Hrbr Cmdty Rl Rtrn StrtgyFd Admnstrtv Cl HCMRX 87167 20080902 Hrdng Loevner Frntr Emgng Mkt Ptf Inst C HLFMX 85456 20080528 Hrdng Lvnr Intl SmCmpns Ptf InvstrCl HLMSX 78940 20070326 HSBC INV GRW FD A HOTAX 64104 20040527 HSBC INV GRW FD B HOTBX 64105 20040527 HSBC INV GRW FD C HOTCX 64106 20040527 HSBC INV GRW FD Y HOTYX 64107 20040527 HSBC Inv Intl eq Fd Cl I RINEX 22812 19960620 HSBC Inv Mid-Cap Fd Cl I HMCTX 44279 20000727 Hsbc Inv Overseas Eq A Inv Cl HOEAX 44492 20000829 HSBC Inv Small Cap Equity Fund RESCX 30758 19970819 HSBC INV VAL FD A HIVAX 64100 20040527 HSBC INV VAL FD B HIVBX 64101 20040527 HSBC INV VAL FD C HIVCX 64102 20040527 HSBC INV VAL FD Y HIVYX 64103 20040527 Hsbc Investor Opp Fd A HSOAX 44320 20000802 HSBC Invstr Aggrssv Gwth Strtgy Fd Cl A HAAGX 67013 20050506 HSBC Invstr Aggrssv Gwth Strtgy Fd Cl B HBAGX 67016 20050506 HSBC Invstr Aggrssv Gwth Strtgy Fd Cl C HCAGX 67018 20050506 HSBC Invstr Cnsrvtv Gwth Strtgy Fd Cl A HACGX 67014 20050506 HSBC Invstr Cnsrvtv Gwth Strtgy Fd Cl B HBCGX 67017 20050506 HSBC Invstr Cnsrvtv Gwth Strtgy Fd Cl C HCCGX 67019 20050506 HSBC Invstr Gwth Strtgy Fd Cl A HAGRX 67015 20050506 HSBC Invstr Gwth Strtgy Fd Cl B HSBGX 67038 20050506 HSBC Invstr Gwth Strtgy Fd Cl C HCGRX 67020 20050506 HSBC Invstr Moderate Gwth Strtgy Fd Cl A HSAMX 67037 20050506 HSBC Invstr Moderate Gwth Strtgy Fd Cl B HSBMX 67039 20050506 HSBC Invstr Moderate Gwth Strtgy Fd Cl C HSCMX 67040 20050506 HSBC MID CAP FD A HMIAX 46006 20010131 HSBC MID CAP FD B HMIBX 46007 20010131 HSBC MID CAP FD C HSMIX 46016 20010131 HSBC OPPORT FD B HOPBX 46013 20010131 HSBC OPPORT FD C HOPCX 46014 20010131 HSBC OVERSEAS EQ B HOEBX 46011 20010201 HSBC OVERSEAS EQ C HOECX 46012 20010131 Huber Capital Eq Incm Fd Inst Cl HULIX 80376 20070702 Huber Capital Sm Cap Val Fd Inst Cl HUSIX 80377 20070702 Huntington Balanced Alctn Fnd Cl A Shs HBAFX 89967 20090821 Huntington Cnsrvtv Alctn Fnd Cl A Shs HCAFX 89988 20090821 HUNTINGTON DIV CAPTURE INV HDCTX 47479 20010412 HUNTINGTON DIV CAPTURE INV A HDCAX 47160 20010403 HUNTINGTON DIV CAPTURE INV B HDCBX 47161 20010403 Huntington Fd Tchcl Opprtnt Fd Cl Tr Shr HTOTX 83893 20080501 Huntington Fd Tchcl Oprtnt FdCl InvstmtA HTOAX 83891 20080501 Huntington Fd Tchl Oprtnt FdCl Invstmt B HTOBX 83892 20080501 HUNTINGTON FDS MASS INTRGV I HGVBX 58243 20030611 HUNTINGTON FDS MASS MTG SEC HMBGX 58244 20030611 HUNTINGTON FDS MASS OH TXFR HOHBX 58175 20030602 HUNTINGTON FDS MASS SHINTR F HSIAX 58246 20030611 HUNTINGTON FDS MASS SITUS SC HSUTX 54427 20021001 HUNTINGTON FDS MASS SITUSSCP HSUBX 54426 20021001 Huntington Fds Real Strategies Fd Tr Cl HRSTX 79780 20070516 Huntington Fds Real Strtgs Fd Invt A Shs HRSAX 79779 20070516 Huntington Fds Real Strtgs Fd Invt B Shs HRBSX 79778 20070516 Huntington Fds Rtng Mkt Fd Invstmnt BShs HRIBX 79767 20070515 Huntington Fixed Income Secs Fd Investm HFIIX 21507 19960620 Huntington Fixed Income Secs Fd Trust HFISX 21510 19960620 HUNTINGTON FXD INC SEC INV A HIEAX 47163 20010403 HUNTINGTON FXD INC SEC INV B HFIBX 47162 20010116 Huntington Gbl sel Markets Fd Tr Shares HGSIX 91606 20100119 Huntington Growth Alctn Fnd Cl A Shs HGRFX 90020 20090821 Huntington Growth Fund - Investment HGWIX 21552 19960620 Huntington Growth Fund - Trust HGWTX 21553 19960620 HUNTINGTON GRWTH FD INV B HUGBX 47167 20010403 HUNTINGTON INCM EQ FD B SHS HUIEX 47169 20010116 Huntington Income Equity Fd - Trust HIEFX 21560 19960620 Huntington Intermed Gov't Income Consume HMGCX 20501 19960620 Huntington Intermed Gov't Income Inst'l HMGIX 20504 19960620 HUNTINGTON INTL EQ FD INV B HUIBX 47168 20010403 HUNTINGTON INTL EQ FD TR SHS HIETX 47480 20010412 HUNTINGTON MACRO 100 FD INV A HMALX 64023 20040504 HUNTINGTON MACRO 100 FD INV B HMBNX 64024 20040504 HUNTINGTON MACRO 100 INV TR SH HMTPX 64025 20040504 HUNTINGTON MID CORP AMER B HMABX 47164 20010403 HUNTINGTON MID CORP AMER INV A HUMIX 47170 20010403 HUNTINGTON MID CORP AMER TRUST HMATX 47165 20010403 HUNTINGTON MORTGAGE SEC INV A HUMSX 47469 20010116 Huntington Mortgage Securities Fd Tr Sha HMTGX 21601 19960620 HUNTINGTON NEW ECON EQ INV A HUINX 47482 20010116 HUNTINGTON NEW ECON FD TRUST HNETX 47166 20010403 HUNTINGTON NEW ECON INV A HNEAX 47548 20010412 HUNTINGTON NEW ECON INV B HNEBX 47481 20010412 Huntington OH Tax-Free Fund HOHTX 21614 19960620 Huntington Ohio Tax-Free Fund HOHFX 35770 19990504 HUNTINGTON ROTATING IDX INV A HRIAX 47855 20010615 HUNTINGTON ROTATING IDX TR SHS HRITX 47856 20010615 Huntington Sht/Intermed Fixed Incm Secs HSIFX 21689 19960620 HUNTINGTON SITUS SM CAP INV A HSUAX 57115 20021227 Huntngtn Glbl Sel Mrkts Fnd Class A Shs HGSAX 91605 20100119 HUSSMAN INVT TR STRAT TT HSTRX 54357 20020920 Hussman Stg Intl Eqty Fd HSIEX 91607 20100119 HUSSMAN STRAT GROWTH FD HSGFX 45031 20001121 Hwrbr Trgt Rtrmnt 2050 Fnd Admnstrtb Cls HAGGX 88129 20090102 ibbotsn Agrsv Gwth EtfAst Alctn PtfCl II AGTFX 82851 20080117 ibbotsn Cnvrvtv ETF Ast Allctn Ptf Cl II CETFX 82876 20080122 ibbotsn Incm&Gwth ETF Ast Alctn PtfCl II IETFX 82853 20080117 ibbotson Bal ETF Asset Allctn Ptf Cl II BETFX 82862 20080118 ibbotson Gwth ETF Asst Allctn Ptf Cl II GETFX 82852 20080117 ICAP Intl Fd ICEUX 32535 19980303 ICAP Select Equity Ptfl. ICSLX 35947 19990624 ICON ASIA PACIFIC REGION FUND C IPCAX 73713 20060601 Icon Asia Region ICARX 30032 19970320 ICON Asia-Pacific Region Fund Class C ICPCX 82911 20080128 ICON Asia-Pacific Region Fund Class I ICPIX 82901 20080128 ICON Asia-Pacific Region Fund Class Z ICPZX 82902 20080128 ICON BD FD Z IOBZX 62614 20040203 ICON Consumer Discretionary Fd ICCCX 34717 19981111 ICON Core eq Fd Cl C ICNCX 44778 20001019 ICON Core eq Fd Cl I ICNIX 44777 20001019 ICON CORE EQ FD Z ICNZX 62611 20040203 ICON CORE EQUITY FD CL A ICNAX 73642 20060619 ICON EQ INCM FD Z IOEZX 62616 20040203 ICON EUROPE FD CL A IERAX 73643 20060619 ICON Europe Fund Class C ICUCX 82903 20080128 ICON Europe Fund Class I ICUIX 82904 20080128 ICON Europe Fund Class Z ICUZX 82905 20080128 ICON FDS BOND FUN IOBCX 54586 20021011 ICON FDS BOND FUN IOBIX 54587 20021011 ICON FDS EQ INCOM IOECX 54590 20021011 ICON FDS EQ INCOM IOEIX 54591 20021011 ICON FDS LONG/SHT IOLCX 54592 20021011 ICON FDS LONG/SHT IOLIX 54593 20021011 ICON Fds-Energy ICENX 34718 19981111 ICON Fds-Telecomm & Utilities ICTUX 34719 19981111 Icon Finanical Services ICFSX 30708 19970818 Icon Healthcare ICHCX 30033 19970320 Icon Industrials Fd ICTRX 30467 19970530 Icon Information Technology ICTEX 30041 19970320 ICON International Equity Fund Class Q ICEQX 82910 20080128 ICON International Equity Fund Class S ICESX 82900 20080128 ICON Intl eq Fd ICNEX 30036 19970320 ICON INTL EQ FD C IIQCX 62612 20040203 ICON INTL EQ FD I IIQIX 62613 20040203 ICON INTL EQUITY FD CL A IIQAX 73644 20060619 Icon Leisure & Consumer Staples ICLEX 30466 19970530 ICON LONG SHORT FUND CLASS A ISTAX 73714 20060601 ICON LQ/SHT FD Z IOLZX 62617 20040203 ICON Materials Fd ICBMX 34716 19981111 ICON Risk-Managed eq Fd Cl A IOCAX 73712 20060601 ICON Risk-Managed eq Fd Cl C IOCCX 54588 20021011 ICON Risk-Managed eq Fd Cl I IOCIX 54589 20021011 ICON Risk-Managed eq Fd Cl Z IOCZX 62615 20040203 Icon South Europe Region ICSEX 30040 19970320 IMS Capital Value Fund IMSCX 30907 19970908 IMS Dividend Gr Fd, a series of Unified IMSAX 54882 20021119 Incline Cap Trend Following Fd Cl A ICTAX 89123 20090407 INCOME FD AMER INC CL R-1 S RIDAX 53696 20020607 INCOME FD AMER INC CL R-2 S RIDBX 53697 20020607 INCOME FD AMER INC CL R-3 S RIDCX 53698 20020607 INCOME FD AMER INC CL R-4 S RIDEX 53699 20020607 INCOME FD AMER INC CL R-5 S RIDFX 53700 20020607 Indonesia Fund XXIFX 35430 19990210 INDUSTRY LEADERS FD D ILFDX 47293 20010412 INDUSTRY LEADERS FD I ILFIX 47294 20010412 INDUSTRY LEADERS FD L ILFLX 62302 20031215 ING Alternative Beta Fund A IABAX 87636 20081030 ING Alternative Beta Fund B IABBX 87664 20081030 ING Alternative Beta Fund C IABCX 87665 20081030 ING Alternative Beta Fund I IIABX 87667 20081030 ING Alternative Beta Fund W IABWX 87666 20081030 ING Amer Century Small-Mid Cap Value Adv IASAX 54617 20021018 ING Amer Century Small-Mid Cap Value Ini IACIX 58066 20030523 ING Amer Century Small-Mid Cap Value Ser IASSX 54618 20021018 ING American Century SmMd Cp Vl PrtfClS2 ISMSX 90626 20091124 ING American Fds Asset Allocation Prtfl IALLX 89704 20090720 ING American Fds Bd Portfolio IABPX 82370 20071113 ING American Fds Gwth IAFSX 72747 20060201 ING American Fds Gwth Incm IAFGX 72746 20060201 ING American Fds World Allocation Ptf S IAWAX 87312 20080915 ING American Int'l Portfolio IFSTX 72750 20060201 ING Asia Pacific Hgh Dividend Eq Incm Fd XIAEX 78952 20070402 ING Asia-Pacific Real Estate Fd A IAPAX 82335 20071106 ING Asia-Pacific Real Estate Fd B IAPBX 82336 20071106 ING Asia-Pacific Real Estate Fd C IAPCX 82337 20071106 ING Asia-Pacific Real Estate Fd I IAPIX 82324 20071106 ING Bal Port Cl I IBPIX 86384 20080702 ING Balanced Portfolio Class S IBPSX 90668 20091202 ING Baron Asset Portfolio Cl A IBAAX 72420 20060104 ING Baron Asset Portfolio Cl I IBAIX 72421 20060104 ING Baron Asset Portfolio Cl S IBSBX 72422 20060104 ING Baron Asset Prtfl Cl S2 IAPSX 89705 20090720 ING Baron Sm Cap Gwth Prtfl Cl S2 IBCGX 89735 20090720 ING Baron Small Cap Growth Ptfl - Initia IBGIX 58068 20030523 ING BlackRock Inflation Prtctd Bd Prfl I IBRIX 79782 20070516 ING BlackRock Inflation PrtctdBdPrtfl A IBRAX 79781 20070516 ING BlackRock Inflation PrtctdBdPrtfl S IBRSX 79783 20070516 ING BlackRock Large Cap Gr Port A IMLGX 72690 20060131 ING BlackRock Large Cap Gr Port S IMLSX 72755 20060201 ING BlackRock Large Cap Gr Port S 2 IMLTX 72691 20060131 ING BlackRock Large Cap Value Fd Port I IMVVX 72701 20060131 ING BlackRock Large Cap Value Fd Port S IMVSX 72699 20060131 ING BlackRock Large Cap Value Fd Port S IMVTX 72700 20060131 ING Blackrock Lg Cap Gwth Ptf I IMLIX 83804 20080425 ING BlackRock Lg Cap Val Prtf Adv Cl IBLVX 89711 20090720 ING Blackrock Science & Technology Opps IGSAX 88086 20081226 ING Blackrock Science and Technology Opp IBGSX 86383 20080702 ING BlackRock Scnc and Tchnlgy Oprtnts P ISBRX 89855 20090810 ING BlckRck Science and Tchnlgy Opprtnts IBSIX 89462 20090604 ING CLARION GLB RE INCM FD XIGRX 64069 20040514 ING Clarion Global Real Estt Ptf Cls Adv ICRNX 90476 20091109 ING Clarion Real Estate Prtf Adv Cl ICRPX 89734 20090720 ING Columbia Sm Cap Val Prtfl Cl S2 ICVPX 89702 20090720 ING Columbia Sm Cp Vl 11 Prtfl Srvc Cl ICSSX 73307 20060504 ING Columbia Sm Cp Vl II Prtfl Adv Cl ICSAX 73306 20060504 ING Columbia Sm Cp Vl II Prtfl Intl Cl ICISX 73305 20060504 ING Core eq Research Fd Cl A AAGIX 34499 19980626 ING Core eq Research Fd Cl B AGINX 47915 20010627 ING Core eq Research Fd Cl C AEICX 44388 20000628 ING Core eq Research Fd Cl I AEGIX 14374 19960620 ING Core eq Research Fd Cl O IDFOX 66587 20050203 ING Core eq Research Fd Cl W IGIWX 89482 20090612 ING Corp Lenders Tres LEXCX 14205 19960410 ING Corporate Leaders 100 Fd A IACLX 86340 20080701 ING Corporate Leaders 100 Fd B IBCLX 86341 20080701 ING Corporate Leaders 100 Fd C ICCLX 86342 20080701 ING Corporate Leaders 100 Fd I IICLX 86344 20080701 ING Corporate Leaders 100 Fd W IWCLX 86345 20080701 ING Davis Venture Value Port Adviser Cl ISBAX 54637 20021018 ING Davis Venture Value Port Cl I ISFIX 58077 20030523 ING Davis Venture Value Port Cl S ISCSX 53508 20020509 ING DFA Global Allocation Portfolio Cl A IDFAX 93710 20100506 ING DFA Global Allocation Portfolio Cl I IDFIX 93711 20100506 ING DFA Global Allocation Portolio Cl S IDFSX 93645 20100430 ING DIRECT BD FD O IDBOX 48738 20010817 ING DIRECT INDEX PLUS LG CAP O IDLOX 48736 20010817 ING DIRECT INDEX PLUS M CAP O IDMOX 48735 20010817 ING DIRECT INDEX PLUS SM CAP O IDSOX 48734 20010817 ING Diversified Int'l Fd Cl A IFFAX 72508 20060111 ING Diversified Int'l Fd Cl B IFFBX 72429 20060104 ING Diversified Int'l Fd Cl C IFFCX 72430 20060104 ING Diversified Int'l Fd Cl I IFFIX 72431 20060104 ING Diversified Int'l Fd Cl R IFFRX 75150 20060828 ING Diversified Int'l Fd W IDFWX 82670 20071227 ING Diversified International Fund O IFFOX 85570 20080604 ING Emerging Countries Fd Cl I NECIX 72516 20060111 ING Emerging Countries Fd W IECWX 82585 20071218 ING Eq Dividend Fd B IBEDX 86477 20080708 ING Eq Dividend Fd I IEDIX 82970 20080201 ING EQ TR REAL ESTATE FUND CLAS IDROX 66588 20050203 ING Equity Dividend Fd Cl W IWEDX 89391 20090603 ING Equity Dividend Fund - A IEDAX 82739 20080102 ING Equity Dividend Fund - C IEDCX 82740 20080102 ING EQUITY TR MIDCP OP NMCCX 53785 20020619 ING Euro STOXX 50 Index Port Cl Adv IDJAX 90058 20090911 ING Euro STOXX 50 Index Port Cl I IDJIX 90492 20091109 ING European Real Estate Fd A IAERX 82323 20071106 ING European Real Estate Fd B IBERX 82325 20071106 ING European Real Estate Fd C ICERX 82326 20071106 ING European Real Estate Fd I IIERX 82327 20071106 ING Evergreen Omega Port Cl S IEOSX 72654 20060131 ING FDS TR MD INTR COR IIBBX 54317 20020830 ING FDS TR MD INTR COR IICCX 57191 20030106 ING Fidelity VIP ContraFd Prtfl Svc 2 Cl IFVCX 89703 20090720 ING Fidelity VIP EqtyIncm Prtfl Svc 2 Cl IFVEX 89699 20090716 ING Fidelity VIP Gwth Prtfl Svc 2 Cl IFVGX 89706 20090720 ING Fidelity VIP Mid Cap Prtfl Svc 2 Cl IFVMX 89728 20090720 ING FMR Diversified Mid Cap Fd S 2 Cl IFDTX 72657 20060131 ING FMR Diversified Mid Cap Fd S Cl IFDSX 72656 20060131 ING FMR Diversified Mid Cap Pft Advisor IFDMX 88065 20081226 ING FMR Diversified Mid Cap Ptf I IFDIX 83798 20080424 ING Focus 5 Prtfl Cl A IFPAX 89693 20090716 ING Focus 5 Prtfl Cl I IFPIX 89694 20090716 ING Focus 5 Ptf S IFFSX 86478 20080708 ING FOREIGN FD CL A IAFAX 62645 20040206 ING FOREIGN FD CL C ICFCX 62636 20040206 ING Foreign Fd W IFFWX 82649 20071220 ING FOREIGN FUND CLASS I IAFIX 64773 20050125 ING Franklin Incm Portfolio Adviser Cl IIFAX 73312 20060504 ING Franklin Incm Portfolio Initial Cl IIFIX 73313 20060504 ING Franklin Incm Portfolio Service 2 Cl IIFTX 73315 20060504 ING Franklin Incm Portfolio Service Cl IIFSX 73314 20060504 ING Franklin Murual Shares Prtfl A IFMAX 79784 20070516 ING Franklin Mutual Shares Prtfl I IFMIX 79785 20070516 ING Franklin Mutual Shares Prtfl S IFMSX 79786 20070516 ING Franklin Templeton FndngStgyPrtfl I ITFIX 79920 20070517 ING Franklin Templeton FndngStgyPrtfl S ITFSX 79921 20070517 ING Franklin Templeton FndngStgyPrtflA ITFAX 79982 20070524 ING FTSE 100 Index Portfolio Adv Cl IAFPX 90057 20090911 ING FTSE 100 Index Portfolio Class I IIFPX 90491 20091109 ING Gbl bd Fd Cl C IGBCX 73651 20060630 ING Gbl Natural Resources Fd Cl A LEXMX 6215 19860102 ING Gbl Value Choice Fd Cl A NAWGX 21838 19960620 ING Gbl Value Choice Fd Cl B NAWBX 24318 19961017 ING Gbl Value Choice Fd Cl C NAWCX 21837 19960620 ING GET Fd U.S. Core Portfolio Seriers11 IGUCX 73371 20060511 ING GET Fd U.S. Core Portfolio Series 10 IGUBX 73370 20060511 ING GET Fd U.S. Core Portfolio Series 5 IGUGX 73375 20060511 ING GET Fd U.S. Core Portfolio Series 6 IGUHX 73376 20060511 ING GET Fd U.S. Core Portfolio Series 7 IGUIX 73377 20060511 ING GET Fd U.S. Core Portfolio Series 8 IGUJX 73378 20060511 ING GET Fd U.S. Core Portfolio Series 9 IGUKX 73379 20060511 ING GET U.S. Core Port Series 12 IGULX 73652 20060626 ING GET U.S. Core Port Series 13 IGUMX 73653 20060626 ING Get U.S. Core Portflio Series 14 IGFNX 78256 20070130 ING GLBL EQ DIVIDEND FD A IAGEX 66517 20050203 ING GLBL EQ DIVIDEND FD C ICGEX 66518 20050203 ING Glbl Resources Prtfl Adv Cl IGRAX 89762 20090720 ING Global Advntg & Prmium Oportunity Fd XIGAX 72166 20051115 ING Global Bond Fd Cl W IGBWX 89402 20090604 ING Global Bond Fund O IGBOX 85571 20080604 ING GLOBAL BRAND NAMES FD CL A IGBAX 66557 20050203 ING GLOBAL COMMUN CL A IGCAX 66558 20050203 ING GLOBAL EQ DIV FD CL B IBGEX 64778 20050125 ING Global Eq Dividend & Prm Oprtnt Fd XIGDX 72039 20051028 ING Global Eq Dividend Fd Cl O IDGEX 72866 20060303 ING Global Eq Dividend Fd I IGEIX 86343 20080701 ING Global Eq Dividend W IGEWX 82587 20071218 ING Global Natural Resources Fd I IRGNX 86481 20080708 ING Global Natural Resources Fd W IGNWX 82589 20071218 ING Global Real Estate Fd Cl I IGLIX 72154 20051115 ING Global Real Estate Fd Cl O IDGTX 72867 20060303 ING Global Real Estate Fd I Cl IRGIX 72713 20060131 ING Global Real Estate Fd S 2 Cl IRGSX 72714 20060131 ING Global Real Estate Fd S Cl IRGTX 72715 20060131 ING Global Real Estate Fd W IRGWX 82653 20071220 ING Global Real Estate Fund IGLAX 53282 20020403 ING Global Resources Fd I Cl IGRIX 72658 20060131 ING Global Resources Fd S 2 Cl IGRTX 72660 20060131 ING Global Resources Fd S Cl IGRSX 72659 20060131 ING Global Target Payment Fd A IGPAX 86385 20080701 ING Global Target Payment Fd I IGPIX 86475 20080701 ING Global Target Payment Fd W IGPWX 86386 20080701 ING Global Target Payment Fund Class C IGPCX 90792 20091130 ING Global Val Choice Fd Cl I NAWIX 72515 20060111 ING Global Value Choice Fd Cl W IGVWX 89408 20090604 ING GNMA INCM FD B LEXBX 46928 20010323 ING GNMA INCM FD C LEGNX 50562 20011211 ING GNMA INCM FD I LEINX 66523 20050201 ING GNMA Incm Fd W IGMWX 82588 20071218 ING GNMA Income Fund LEXNX 21264 19960620 ING Goldman Sachs Cmmdty StrtgyPrtfAdvCl IAGMX 89690 20090716 ING Goldman Sachs CmmdtyStrtgy PrtfSvcCl ISGMX 89692 20090716 ING Goldman Sachs Commodities Ptf Inst IGCPX 87432 20081006 ING Goldman Schs Cmmdty StrtgyPrtfSvc2Cl IBGMX 89691 20090716 ING Gr and Incm Port adv Cl IAVGX 86382 20080702 ING Gr and Incm Port S ISVGX 86398 20080702 ING Gr Opps Fd Cl A NLCAX 42397 19990405 ING Gr Opps Fd Cl B NLCBX 35274 19990115 ING Gr Opps Fd Cl C NLCCX 35944 19990629 ING Greater China Fd Cl A IFCAX 72425 20060104 ING Greater China Fd Cl B IFCBX 72426 20060104 ING Greater China Fd Cl C IFCCX 72427 20060104 ING Greater China Fd Cl I IFCIX 72428 20060104 ING Greater China Fund O IFCOX 85569 20080604 ING Growth and Income Portfolio Cl I IIVGX 89745 20090720 ING Growth Opportunities Fd Cl W IGOWX 90634 20091123 ING Gwth and Incm Prtfl Cl S2 IGISX 89744 20090720 ING Hang Seng Index Portfolio Adv Cl IHSPX 90289 20091009 ING Hang Seng Index Portfolio Class I IHPIX 90584 20091019 ING Hang Seng Portfolio Class S IHPSX 90494 20091109 ING HI YLD BD FD C IMYCX 64430 20041117 ING High Yield bd Fd Cl B INYBX 62494 20040122 ING High Yield Bd Fd Cl I IHYIX 86960 20080805 ING High Yield Bond Fund Cl A IHYAX 42310 19990405 ING Index PIus LargeCap Port Cl I IPLIX 73381 20060511 ING Index PIus MidCap Pft S IPMSX 73383 20060511 ING Index PIus MidCap Port Cl I IPMIX 73382 20060511 ING Index PIus SmallCap Prft I IPSIX 73494 20060515 ING Index Plus Int'l Eq Fd Cl A IFIAX 72432 20060104 ING Index Plus Int'l Eq Fd Cl B IFBBX 72424 20060104 ING Index Plus Int'l Eq Fd Cl C IFICX 72433 20060104 ING Index Plus Int'l Eq Fd Cl I IFIIX 72434 20060104 ING Index Plus Intl eq Fd O IDIOX 82951 20010814 ING Index Plus LargeCap Pft Cl S IPLSX 51385 20081008 ING Index Plus Lg Cap R AELRX 73395 20060516 ING index Plus LgCap Eq Fd III A IIIAX 81030 20070904 ING Index Plus Mid Cap R AIMRX 73396 20060516 ING Index Plus Sm Cap R AISRX 73490 20060515 ING Index Plus SmallCap Ptf S IPSSX 86479 20080708 ING Index Solution 2015 Prft Svc 2 Cl ISXVX 89865 20090810 ING Index Solution 2015 Ptf Adv ISAAX 87036 20080807 ING Index Solution 2015 Ptf I ISSIX 86977 20080807 ING Index Solution 2015 Ptf S ISASX 87037 20080807 ING Index Solution 2015 Ptf T ISATX 87038 20080807 ING Index Solution 2025 Portfolio - ADV ISDAX 86961 20080807 ING Index Solution 2025 Prft Svc 2 Cl IXXVX 89862 20090810 ING Index Solution 2025 Ptf I ISDIX 86962 20080807 ING Index Solution 2025 Ptf S ISDSX 86963 20080807 ING Index Solution 2025 Ptf T ISDTX 86964 20080807 ING Index Solution 2035 Prft Svc 2 Cl IXISX 89859 20090810 ING Index Solution 2035 Ptf ADV ISEAX 86965 20080807 ING Index Solution 2035 Ptf I ISEIX 86966 20080807 ING Index Solution 2035 Ptf S ISESX 86967 20080807 ING Index Solution 2035 Ptf T ISETX 86968 20080807 ING Index Solution 2045 Prft Svc 2 Cl ISVLX 89857 20090810 ING Index Solution 2045 Ptf ADV ISJAX 86969 20080807 ING Index Solution 2045 Ptf I ISJIX 86970 20080807 ING Index Solution 2045 Ptf S ISJSX 86971 20080807 ING Index Solution 2045 Ptf T ISJTX 86972 20080807 ING Index Solution 2055 Portfoli Cls Adv IISAX 92217 20100316 ING Index Solution 2055 Portfolio Cls I IISNX 92207 20100316 ING Index Solution 2055 Portfolio Cls S IISSX 92209 20100316 ING Index Solution 2055 Portfolio Cls S2 IISTX 92210 20100316 ING Index Solution 2055 Portfolio Cls T ITISX 92213 20100316 ING Index Solution Incm Ptf ADV ISKAX 86973 20080807 ING Index Solution Incm Ptf I ISKIX 86974 20080807 ING Index Solution Incm Ptf S ISKSX 86975 20080807 ING Index Solution Incm Ptf T ISKTX 86976 20080807 ING Index Solution Income Prft Svc 2 Cl IIIPX 89871 20090810 ING Infrastructure Indstrls and Mtrls Fd XIDEX 91732 20100202 ING Int'l Capital Appreciation Fd Cl A IACAX 72505 20060111 ING Int'l Capital Appreciation Fd Cl B ICABX 72506 20060111 ING Int'l Capital Appreciation Fd Cl C ICACX 72507 20060111 ING Int'l Capital Appreciation Fd Cl I ICAIX 72423 20060104 ING Int'l High Dividend Eq Incm Fd XIIDX 81840 20071015 ING Int'l Index Portfolio I IIIIX 86388 20080702 ING Int'l Real Estate Fd W IIRWX 82591 20071218 ING Int'l SmCap Multi-Manager Cl W ISCWX 82595 20071218 ING Int'l Val Choice Fd Cl I IVCIX 72457 20060104 ING Intermediate Bd Fd W IIBWX 82590 20071218 ING Intermediate bd Port Cl S IPISX 86394 20080702 ING Intermediate bd Port I IPIIX 73380 20060511 ING Intermediate bd Ptf Adv Cl IIBPX 87084 20080820 ING Intermediate Bd R IIBOX 73458 20060525 ING Intermediate Bond Fund Cl A IIBAX 42311 19990405 ING Intermediate Bond Portfolio Cl S2 IIBTX 89976 20090827 ING International Index Prft Cl S2 ISIIX 89891 20090810 ING International Index Ptf Class S INTIX 88056 20081226 ING International Real Estate Fund Cl A IIRAX 72939 20060309 ING International Real Estate Fund Cl B IIRBX 72940 20060309 ING International Real Estate Fund Cl C IIRCX 72941 20060309 ING International Real Estate Fund Cl I IIRIX 72942 20060309 ING International Value Choice Fd Cl W IWVCX 89392 20090603 ING International Value Fund Cl A NIVAX 34864 19981111 ING International Value Fund Cl B NIVBX 34865 19981111 ING International Value Fund Cl W IIVWX 89972 20090827 ING International Value Portfolio Cl S2 IIVPX 89950 20090827 ING INTERNET FUND CLASS B INGBX 73807 20060711 ING Intl Cptl Aprctn Fund Class W IWCAX 92147 20100308 ING Intl SmallCap Multi-Manager Fd Cl A NTKLX 24960 19970226 ING Intl SmallCap Multi-Manager Fd Cl B NAPBX 32024 19971002 ING Intl SmallCap Multi-Manager Fd Cl C NARCX 24319 19961017 ING Intl SmallCap Multi-Manager Fd Cl I NAPIX 72458 20060104 ING INTL VAL CHICE CL B IVCBX 66611 20050204 ING INTL VAL CHOICE CL C IVCCX 66612 20050204 ING INTL VALUE FD I NIIVX 50104 20011003 ING Intl Value Ptf Cl I IIVIX 83802 20080401 ING Intl Value Ptf Cl S IVPIX 87075 20080820 ING INTRM BD FD CL I IICIX 64781 20050125 ING Intrntnl SmlCp Multi-Mgr Fnd O NAPOX 85572 20080604 ING Janus Contrarian Fd S 2 Cl IJCTX 72668 20060131 ING Janus Contrarian Fd S Cl IJCSX 72667 20060131 ING Janus Contrarian Portfolio I IJCIX 86393 20080702 ING Janus Contrarian Ptf Adv Cl IJCAX 87083 20080820 ING Japan TOPIX Index Port Adv Cl IJIAX 90056 20090911 ING Japan TOPIX Index Port Cl I IJIIX 90482 20091109 ING JP Morgan Emerging Markets Eq I IJEMX 82971 20080201 ING JP Morgan Mid Cap Value Prft Cl S2 IJPMX 89968 20090826 ING JP Morgan Mid Cap Value Ptfl - Initi IJMIX 58075 20030523 ING JPMorgan Emerging Markets Eq Fd Cl S IJPIX 72670 20060131 ING JPMorgan Emerging Mrkts Eq Fd Cl S 2 IJPTX 72672 20060131 ING JPMorgan Emrgng Mrkts EqtyPrtfAdvCl IJEAX 89742 20090720 ING JPMorgan Sm Cap Eq Fd Cl A IJSAX 72673 20060131 ING JPMorgan Sm Cap Eq Fd I Cl IJSIX 72674 20060131 ING JPMorgan Sm Cap Eq Fd S 2 Cl IJSTX 72676 20060131 ING JPMorgan Sm Cap Eq Fd S Cl IJSSX 72675 20060131 ING Julius Baer Foreign Fd S 2 Cl IJBTX 72666 20060131 ING Julius Baer Foreign Fd S Cl IJBSX 72665 20060131 ING Julius Baer Foreign Portfolio Cl I IJBPX 78257 20070130 ING Julius Baer Foreign Ptf Advisor IJFAX 88066 20081226 ING Legg Mason Partners Aggressive Gr Po IMEAX 54630 20021018 ING Legg Mason Partners Aggressive Gr Po IMEIX 53504 20020509 ING Legg Mason Partners Aggressive Gr Po IMESX 54631 20021018 ING Lg Msn Prtnrs Agrsv Grwth Prtfl Cls IMETX 92152 20100308 ING Limited Maturity Bd Fd S Cl ILMBX 72681 20060131 ING Limited Maturity Bd Portfolio Cl I ILBPX 78258 20070130 ING Limited Maturity Bd Prtfl Adv Cl IMBAX 89724 20090720 ING Lord Abbett Affiliated Fd S 2 Cl ILATX 72680 20060131 ING Lord Abbett Affiliated Prtfolio Cl S ISLSX 72756 20060201 ING Lord Abbett Affiliated Ptf I ISLIX 83805 20080425 ING Lord Abbett Affilliated Prtfl Adv Cl ILAPX 89700 20090720 ING Marisco Intl Opprtnts Prtf Svc 2 Cl IMARX 89719 20090720 ING Marsico Gwth Fd A Cl IMGAX 72779 20060206 ING Marsico Gwth Fd I Cl IMGIX 72780 20060206 ING Marsico Gwth Fd S 2 Cl IMGTX 72688 20060131 ING Marsico Gwth Fd S Cl IMGSX 72687 20060131 ING Marsico Int'l Opportunities Fd I Cl IMASX 72686 20060131 ING Marsico Int'l Opportunities Fd S Cl IMISX 72689 20060131 ING Marsico Internationl Oprtnts Ptf Adv IMIOX 88064 20081226 ING MFS Total Ret Portfolio Cl S IMSRX 58180 20030603 ING MFS Total Ret S 2 Cl IMTRX 58181 20030603 ING MFS Ttl Rtrn Fd A Cl IMTAX 72695 20060131 ING MFS Ttl Rtrn Fd I Cl IMTIX 72696 20060131 ING MFS Utilities Fd I Cl IMUIX 72697 20060131 ING MFS Utilities Fd S Cl IMUSX 72698 20060131 ING MFS Utilities Prtfl Adv Cl IMFAX 89729 20090720 ING MFS Utilities Prtfl Svc 2 Cl IMFSX 89731 20090720 ING MID CAP OPPORT FD A NMCAX 44863 20001109 ING Mid Cap Opport Fd B NMCBX 42718 20000405 ING Mid-Cap Growth Instl Shrs NMCIX 35199 19981216 ING MidCap Opportunities Fd Cl W IMOWX 89403 20090604 ING MidCap Opportunities Fund O NMCOX 85574 20080604 ING MidCap Opportunities Portfolio Cl S2 IMOPX 89949 20090827 ING MidCap Opps Pft - adv IAMOX 85510 20080603 ING MidCap Opps Pft I IIMOX 85512 20080603 ING MidCap Opps Pft S ISMOX 85513 20080603 ING MUT FDS LGCP GRO PLCIX 53490 20020506 ING Oppenheimer Actv Asset Allctn Ptf S IOAAX 87313 20080915 ING Oppenheimer Gbl Port Adviser Cl IGMAX 54623 20021018 ING Oppenheimer Gbl Ptfl - Initial Cl IGMIX 58073 20030523 ING Oppenheimer Global Prft Cl S2 IOGPX 89877 20090810 ING Oppenheimer Strategic Incm Poprtf Ad IOSAX 64462 20041208 ING Oppenheimer Strategic Incm Portf Ini IOSIX 64463 20041208 ING Oppenheimer Strategic Incm Portf Ser IOSSX 64464 20041208 ING Oppenheimr Strtgc Incm Prtfl Cls S2 IOSTX 92149 20100308 ING Opportunistic Large Cap Prft Cl A IOLPX 89860 20090810 ING Opportunistic Large Cap Prft Cl S IOPSX 89861 20090810 ING Opportunistic LargeCap Ptf Cl I IIVOX 83803 20080401 ING Opportunistic LgCap Fd W IOLWX 82593 20071218 ING Opportunities Lg Cap Fd Cl A IOLAX 72452 20060104 ING Opportunities Lg Cap Fd Cl B IOLBX 72453 20060104 ING Opportunities Lg Cap Fd Cl C ILCPX 72444 20060104 ING Opportunities Lg Cap Fd Cl I ILIPX 72445 20060104 ING Partners Fidelity VIP ContraFd Adv VPCAX 73443 20060516 ING Partners Fidelity VIP ContraFd Svc VPCSX 73444 20060516 ING Partners Fidelity VIP Eq Inc Adv VPEAX 73445 20060516 ING Partners Fidelity VIP Eq Inc Svc VPESX 73446 20060516 ING Partners Fidelity VIP Gwth Adv VPGAX 73447 20060516 ING Partners Fidelity VIP Gwth Svc VPGSX 73448 20060516 ING Partners Fidelity VIP Mid Cap Adv VPFAX 73486 20060515 ING Partners Fidelity VIP Mid Cap Svc VPFSX 73487 20060515 ING PARTNERS INC IPTSX 53972 20020722 ING PARTNERS INC JPM MDCP IJMAX 54628 20021018 ING PARTNERS INC JPM MDCP IJMSX 54629 20021018 ING PARTNERS INC MFS CAP ICAAX 54620 20021018 ING PARTNERS INC MFS CAP IMOSX 54632 20021018 ING PARTNERS INC MFS CAPO IMOIX 53505 20020509 ING PARTNERS INC PIM TTL IPRAX 54636 20021018 ING PARTNERS INC SCAP GR IBSAX 54689 20021029 ING PARTNERS INC SCAP GR IBSSX 54690 20021029 ING PARTNERS INC TROWE GR ITGIX 53511 20020509 ING PARTNERS INC TRP GR E IGEAX 54622 20021018 ING PARTNERS INC TRP GR E ITGSX 54640 20021018 ING PARTNERS INC VK COMST IVKAX 54642 20021018 ING PARTNERS INC VK COMST IVKSX 54643 20021018 ING PIMCO High Yield Fd S Cl IPHYX 72708 20060131 ING PIMCO High Yield Portfolio Cl I IPIMX 78270 20070131 ING PIMCO High Yield Prtfl Adv Cl IPYAX 89712 20090720 ING PIMCO High Yield Prtfl Svc 2 Cl IPYSX 89713 20090720 ING Pimco Total Ret bd Pft Cl I IPCBX 82972 20080201 ING PIMCO Total Ret bd Pft Cl S IPCSX 72706 20060131 ING PIMCO Total Ret bd Pft Cl S2 IPCTX 72707 20060131 ING PIMCO Total Return Portfolio Cl S2 IPTRX 89971 20090826 ING PIMCO Total Return Ptfl - Initial Cl IPTIX 58076 20030523 ING PIMCO Ttl Rtrn Bd Prtf Adv Cl IPTAX 89760 20090720 ING Pioneer Eq Incm Ptf Cl I IPEIX 80737 20070807 ING Pioneer Eq Incm Ptf Cl S IPESX 80738 20070807 ING Pioneer Fd I Cl IPPIX 72709 20060131 ING Pioneer Fd Prtfl Adv Cl IPFAX 89709 20090720 ING Pioneer Fd S Cl IPPSX 72710 20060131 ING Pioneer High Yield Prtf Cl A IPHAX 72454 20060104 ING Pioneer High Yield Prtf Cl I IPHIX 72455 20060104 ING Pioneer High Yield Prtf Cl S IPHSX 72456 20060104 ING Pioneer Mid Cap Val Fd I Cl IPVIX 72711 20060131 ING Pioneer Mid Cap Val Fd S Cl IPVSX 72712 20060131 ING Pioneer Mid Cap Val Prtfl Svc 2 Cl IPMCX 89708 20090720 ING Pioneer MidCap Val Ptf Adv Cl IPMVX 87076 20080820 ING REAL EST FD CL A CLARX 64727 20050125 ING Real Estate Fd W IREWX 82594 20071218 ING REAL ESTATE FUND CLASS B CRBCX 64729 20050125 ING REAL ESTATE FUND CLASS C CRCRX 64730 20050125 ING Retirement Conservative Prtfl Adv Cl IRCAX 90474 20091109 ING Retirement Conservative Prtfl Cl I IRCPX 90475 20091109 ING Retirement Growth Portfolio Adv Cl IRGPX 90477 20091109 ING Retirement Growth Portfolio Cl I IIRGX 90478 20091109 ING Retirement Mdrt Grwth Prtfl Adv Cl IRMGX 90480 20091109 ING Retirement Moderate Grwth Prtfl Cl I IRGMX 90479 20091109 ING Retirement Moderate Portfolio Adv Cl IRMPX 90481 20091109 ING Retirement Moderate Portfolio Cl I IRMIX 90483 20091109 ING Risk Managed Natural Resources Fd XIRRX 75552 20061030 ING Ruseell Mid Cap Index Prft Cl S2 IRMTX 89858 20090810 ING Russell Large Cap Index Prft Cl S2 IRLUX 89856 20090810 ING Russell Large Cap Index Ptf Class S IRLCX 88060 20081226 ING Russell Large Cap Vlu Indx Prft Cl I IRVIX 89886 20090810 ING Russell Large Cap Vlu Indx Prft Cl S IRVSX 89885 20090810 ING Russell LargeCap Index Ptf Class Adv IRLIX 88059 20081226 ING Russell LgCap Index Portfolio I IIRLX 86390 20080702 ING Russell Lrg Cp Grwth Indx Prft Cl I IRLNX 89879 20090810 ING Russell Lrg Cp Gwth Idx Prft Cl S IRLSX 89974 20090825 ING Russell Lrg Cp Vlu Indx Prft Adv Cl IRVAX 89884 20090810 ING Russell Md Cp Grwth Indx Prft Adv Cl IRGAX 89881 20090810 ING Russell Md Cp Gwth Indx Prtf Svc2Cl IRGVX 89732 20090720 ING Russell Mid Cap Grwth Indx Prft Cl I IRGJX 89883 20090810 ING Russell Mid Cap Gwth Index Prtf Cl S IRGUX 89733 20090720 ING Russell MidCap Index Portfolio I IIRMX 86391 20080702 ING Russell MidCap Index Ptf Class Adv IRMAX 88057 20081226 ING Russell MidCap Index Ptrf Class S IRMCX 88058 20081226 ING Russell Small Cap Index Ptf Clas Adv IRSIX 88062 20081226 ING Russell Small Cap Index Ptf Class S IRSSX 88063 20081226 ING Russell Small Cp Indx Prtfl Cls S2 IRCIX 89956 20090827 ING Russell SmCap Index Portfolio I IIRSX 86392 20080702 ING Russia Fund Class I IIRFX 90074 20090925 ING Russll Lrg Cp Grwth Indx Prft Adv Cl IRLAX 89878 20090810 ING Senior Incm Fd - Cl I XSIIX 83780 20080415 ING Senior Incm Fd - Cl W XSIWX 83781 20080415 ING SENIOR INCM FD B XSIBX 64002 20040422 ING SENIOR INCM FD C XSICX 58247 20030611 ING Senior Incm Fd Cl A XSIAX 58816 20031023 ING SER FD BALANCED FUND CLASS IDBAX 66586 20050203 ING Sm Cpmpany Fd O ISCOX 85628 20080612 ING SMALL CAP OPP FUND CL I NSPIX 64882 20050125 ING Small Co Ptf Class Adv IASCX 88094 20081226 ING Small Company Fd Cl W ISMWX 89483 20090612 ING Small Company Port Cl I IVCSX 82974 20080201 ING Small Company Portfolio Cl S2 ISMLX 89980 20090827 ING Small Company Ptf Cl S IVPSX 87085 20080820 ING SmallCap Opportunites Ptf Cl S IVPOX 87086 20080820 ING SmallCap Opportunities Fund W ISOWX 82632 20071219 ING SmallCap Opportunities Prtfl Cl S2 ISCTX 89981 20090827 ING SmallCap Opps Ptf Adv Cl ISOPX 88081 20081226 ING SmallCap Opps Ptf Cl I IVSOX 87087 20080820 ING Solution 2015 Portfolio Class T ISOTX 73405 20060516 ING Solution 2015 Prft Svc 2 Cl ISPAX 89895 20090810 ING Solution 2015 Ptf Class A ISOAX 73495 20060515 ING Solution 2015 Ptf Class I ISOIX 73496 20060515 ING Solution 2015 Ptf Class S ISOSX 73404 20060516 ING Solution 2025 Portfolio Cl A ISZAX 73418 20060516 ING Solution 2025 Portfolio Cl I ISZIX 73419 20060516 ING Solution 2025 Portfolio Cl S ISZSX 73420 20060516 ING Solution 2025 Portfolio Cl T ISZTX 73421 20060516 ING Solution 2025 Prft Svc 2 Cl ISPBX 89866 20090810 ING Solution 2035 Portfolio Class A ISQAX 73406 20060516 ING Solution 2035 Portfolio Class I ISQIX 73407 20060516 ING Solution 2035 Portfolio Class S ISQSX 73408 20060516 ING Solution 2035 Portfolio Class T ISQTX 73409 20060516 ING Solution 2035 Prft Svc 2 Cl ISPCX 89863 20090810 ING Solution 2045 Portfolio Class A ISRAX 73410 20060516 ING Solution 2045 Portfolio Class I ISRIX 73411 20060516 ING Solution 2045 Portfolio Class S ISRSX 73412 20060516 ING Solution 2045 Portfolio Class T ISRTX 73413 20060516 ING Solution 2045 Prft Svc 2 Cl ISPDX 89864 20090810 ING Solution 2055 Portfolio Class ADV IASPX 92206 20100316 ING Solution 2055 Portfolio Class I IISPX 92208 20100316 ING Solution 2055 Portfolio Class S ISSPX 92211 20100316 ING Solution 2055 Portfolio Class S2 ITSPX 92214 20100316 ING Solution 2055 Portfolio Class T ISTPX 92212 20100316 ING Solution Aggressive Gwth Prtfl Cl A IAGAX 93705 20100506 ING Solution Aggressive Gwth Prtfl Cl I IAGIX 93706 20100506 ING Solution Aggressive Gwth Prtfl Cl S IAGSX 93641 20100430 ING Solution Aggressive Gwth Prtfl Cl S2 IAGTX 93642 20100430 ING Solution Conservative Portfolio Cl A ICGAX 93707 20100506 ING Solution Conservative Portfolio Cl I ICGIX 93708 20100506 ING Solution Conservative Portfolio Cl S ICGSX 93709 20100506 ING Solution Conservative Portfolio ClS2 ICGTX 93643 20100430 ING Solution Growth & Incom Prtfl Cls S2 ISPTX 93655 20100430 ING Solution Growth Portfolio Class S2 ISGTX 93654 20100430 ING Solution Gwth and Incm Ptf Cl A ISPGX 80847 20070815 ING Solution Gwth and Incm Ptf Cl I ISPRX 81268 20070911 ING Solution Gwth and Incm Ptf Cl S ISPSX 80848 20070815 ING Solution Gwth Ptf Cl A ISGAX 80871 20070817 ING Solution Gwth Ptf Cl I ISGJX 80845 20070815 ING Solution Gwth Ptf Cl S ISGKX 80846 20070815 ING Solution Income Portfolio Class A ISWAX 73414 20060516 ING Solution Income Portfolio Class I ISWIX 73415 20060516 ING Solution Income Portfolio Class S ISWSX 73416 20060516 ING Solution Income Portfolio Class T ISWTX 73417 20060516 ING Solution Income Prft Svc 2 Cl IJKBX 89875 20090810 ING Special Fund Cl A NSPAX 23913 19960628 ING Special Fund Cl B NSPBX 23914 19960628 ING Special Fund Cl C NSPCX 23915 19960628 ING Sports Intl Fixed Incm Fd ISCFX 80820 20070809 ING Stock Index Fd I Cl INGIX 72702 20060131 ING Stock Index Portfolio S ISJBX 82973 20080201 ING Stock Index Portfolio S2 ISIPX 82328 20071106 ING Stock Index Prtfl Cl A ISIVX 89707 20090720 ING Strategic Alloc Conservative Fd Cl A ATLAX 42180 19990830 ING Strategic Alloc Conservative Fd Cl B ALYBX 47918 20010627 ING Strategic Alloc Conservative Fd Cl C ACLGX 44387 20000810 ING Strategic Alloc Conservative Fd Cl I ALEGX 14436 19960620 ING Strategic Alloc Conservative Fd Cl O IDSIX 72869 20060303 ING Strategic Alloc Conservative Port Cl ISCVX 89959 20090826 ING Strategic Alloc Gr Fd Cl A ATAAX 42176 19990830 ING Strategic Alloc Gr Fd Cl B AAFBX 47910 20010627 ING Strategic Alloc Gr Fd Cl C AAFCX 44385 20000810 ING Strategic Alloc Gr Fd Cl I ASCEX 14533 19960620 ING Strategic Alloc Gr Port Cl I ISAGX 86395 20080702 ING Strategic Alloc Moderate Fd Cl A ATCAX 42177 19990830 ING Strategic Alloc Moderate Fd Cl B ACFBX 47914 20010627 ING Strategic Alloc Moderate Fd Cl C ACCRX 44386 20000810 ING Strategic Alloc Moderate Fd Cl I ACROX 14333 19960620 ING Strategic Alloc Moderate Fd Cl O IDSLX 72870 20060303 ING Strategic Alloc Moderate Port Cl I IIMDX 89957 20090826 ING Strategic Alloc Moderate Port Cl S ISMDX 89984 20090826 ING Strategic Allocation Grwth Prft Cl S ISGRX 89892 20090810 ING Strategic Allocation Gwth Fd Cl O IDSGX 72868 20060303 ING T Rowe Price Cap Appeciation Fd A Cl ITRAX 72783 20060206 ING T Rowe Price Cap Apprciation Fd I Cl ITRIX 72784 20060206 ING T Rowe Price Cap Apprciation Fd S Cl ITCSX 72718 20060131 ING T Rowe Price Cap Apprction Fd S 2 Cl ITCTX 72719 20060131 ING T Rowe Price Eq Incm Fd A Cl ITEAX 72781 20060206 ING T Rowe Price Eq Incm Fd I Cl ITEIX 72782 20060206 ING T Rowe Price Eq Incm Fd S 2 Cl ITETX 72720 20060131 ING T Rowe Price eq Incm Portfolio Cl S IRPSX 58183 20030603 ING T. Rowe Price Growth Eqty Prft Cl S2 ITRGX 89890 20090810 ING T.Rowe Price Diversified MidCap Port IAXAX 53557 20020514 ING T.Rowe Price Diversified MidCap Port IAXSX 54619 20021018 ING T.Rowe Pricer Diversified MidCap Por IAXIX 58067 20030523 ING Tactical Asset Allocation Fd - Cl I ITAIX 86978 20080805 ING Templeton Foreign Eq Portflio Cl I IFTIX 72440 20060104 ING Templeton Foreign Eq Portfoio Cl S IFTSX 72441 20060104 ING Templeton Foreign Eq Portfolio Cl A IFTAX 72439 20060104 ING Templeton Foreign Equity Prft Cl S2 ITFEX 89867 20090810 ING Templeton Glbl Gwth Prtfl Adv Cl IGGAX 89756 20090720 ING Templeton Global Gwth Fd S 2 Cl ICGGX 72646 20060131 ING Templeton Global Gwth Portfolio I IIGGX 86387 20080702 ING Templeton Global Gwth Portfolio S ISGGX 86397 20080702 ING Thornburg Value Portfolio Class S2 IMOTX 92151 20100308 ING Troika Dialog Russia Fund LETRX 24364 19961210 ING TRw Prc Dvrsfd MdCp Grwth PrtflClsS2 IAXTX 92091 20100304 ING U.S. bd Index Port Cl I ILBAX 88078 20081226 ING U.S. bd Index Port Cl S ILABX 88092 20081226 ING U.S. Bond Index Portfolio Cl S2 IUSBX 89969 20090827 ING U.S.bd Index Port Cl Adv ILUAX 88077 20081226 ING UBS U.S. Large Cap eq Port Adviser C IMRAX 54633 20021018 ING UBS U.S. Large Cap eq Port Initial C IMRIX 53506 20020509 ING UBS U.S. Large Cap eq Portolio Servi IMRSX 54634 20021018 ING Val Choice Fd W IVCWX 82598 20071218 ING Value Choice Fd Cl A PAVAX 66615 20050201 ING Value Choice Fd Cl B PAVBX 66616 20050201 ING Value Choice Fd Cl C PAVCX 66617 20050201 ING Value Choice Fd Cl I PAVIX 67054 20050509 ING Value Choice Fund O PAVOX 85575 20080604 ING Van Kampen Comstock Ptfl - Initial C IVKIX 58080 20030523 ING Van Kampen eq and Incm Port Adviser IUAAX 54641 20021018 ING Van Kampen eq and Incm Port Initial IUAIX 58079 20030523 ING Van Kampen eq and Incm Port Service IUASX 53512 20020509 ING Van Kampen Eqty and Incm Prft Cl S2 IVIPX 89889 20090810 ING Van Kampen Gbl Tctcl Ast Alctn Cl Ad IGTAX 93564 20100503 ING Van Kampen Gbl Tctl Ast Allctn Ptf S IVKPX 87314 20080915 ING Van Kampen Glbl Fanchs Prtfl Svc 2Cl IGFSX 89759 20090720 ING Van Kampen Glbl Franchise Prtfl Cl I IGFIX 89730 20090720 ING Van Kampen Glbl Franchs Prtfl Adv Cl IGFAX 89758 20090720 ING Van Kampen Global Franchise Fd S Cl IVGTX 72725 20060131 ING Van Kampen Growth & Income I IVGIX 75532 20061024 ING Van Kampen Gwth & Incm Fd A Cl IVGAX 72723 20060131 ING Van Kampen Gwth & Incm Fd S 2 Cl IVITX 72726 20060131 ING Van Kampen Gwth & Incm Fd S Cl IVGSX 72724 20060131 ING Van Kampen Real Estate Fd I Cl IVRIX 72730 20060131 ING Van Kampen Real Estate Fd S 2 Cl IVRTX 72732 20060131 ING Van Kampen Real Estate S Cl IVRSX 72731 20060131 ING VP Int'l Val Ptf Adv Cl IVIVX 87122 20080820 ING VP Strtgc Allctn Cnsrvtv Ptlf I ISAIX 86396 20080702 ING Wells Fargo Health Care Port Cl Adv IEHAX 89715 20090720 ING Wells Fargo Health Care Port Cl I IEHIX 89717 20090720 ING Wells Fargo Health Care Port Cl S IEHSX 72652 20060131 ING Wells Fargo Health Care Port Svc 2 C IEHTX 72653 20060131 ING Wells Fargo Omega Gr Port Cl Adv IEOPX 89722 20090720 ING Wells Fargo Omega Gr Port Cl I IEOHX 83797 20080424 ING Wells Fargo Omega Gr Port Cl S2 IEOTX 72655 20060131 ING Wells Fargo Sm Cp Dscplnd Ptf Cl A IWSAX 73384 20060511 ING Wells Fargo Sm Cp Dscplnd Ptf Cl S IWSSX 73385 20060511 ING Wells Fargo Sm Cp Dscplnd Ptf Cl S2 IWSTX 73386 20060511 ING Wells Fargo SmCap Dscplnd Prtfl I IWSIX 86399 20080702 ING Wisdmtre Gbl Hi Yldng EqIndx Ptf Adv IGHAX 83799 20080424 ING Wisdomtree Gbl Hi Yldng EqIndx Ptf I IGHIX 83800 20080425 ING Wisdomtree Gbl Hi Yldng EqIndx Ptf S IGHSX 83801 20080425 INGOppenheimer Gbl Port Service Cl IGMSX 54624 20021018 Int'l Income Fund C Class FTIBX 20641 19960620 Int'l Income Fund Cl A FTIIX 20642 19960620 Intech Risk Managed Core Fd T Shares JRMSX 57560 20030305 INTECH Risk-Managed Core Fund - A Shares JDOAX 64805 20050125 INTECH Risk-Managed Core Fund - C Shares JLCCX 57147 20030102 INTECH Risk-Managed Core Fund - I Shares JRMCX 72252 20051130 INTECH Risk-Managed Core Fund - S Shares JLCIX 57148 20030102 Intech Risked Managed Core D Shares JIRMX 91961 20100216 Integrity Equity Fund - Class A IEQAX 73551 20060601 Integrity Fund Of Funds IFOFX 24901 19970220 Integrity Gwth & Incm Fd IGIAX 67152 20050425 INTEGRITY HIGH INCM CL C IHFCX 64027 20040504 Integrity Kansas Insured Intermed Fund KSIMX 21209 19960620 Integrity Kansas Muni Fund KSMUX 21210 19960620 Integrity Nebraska Muni Fund NEMUX 24391 19961226 INTERMEDIATE BD FD AMER CL R-1 S RBOAX 53661 20020607 INTERMEDIATE BD FD AMER CL R-2 S RBOBX 53662 20020607 INTERMEDIATE BD FD AMER CL R-3 S RBOCX 53663 20020607 INTERMEDIATE BD FD AMER CL R-4 S RBOEX 53664 20020607 INTERMEDIATE BD FD AMER CL R-5 S RBOFX 53665 20020607 Intermediate bd Fd of America, Cl 529-F- CBOFX 53086 20020314 Intermediate Bd Fd of America, Cl F2 Sh IBAFX 86958 20080801 INTERMEDIATE BOND FUND OF AMERICA CBOAX 53082 20020314 INTERMEDIATE BOND FUND OF AMERICA CBOBX 53083 20020314 INTERMEDIATE BOND FUND OF AMERICA CBOCX 53084 20020314 INTERMEDIATE BOND FUND OF AMERICA CBOEX 53085 20020314 Intermediate Bond Fund of America Cl R-6 RBOGX 89213 20090504 Intermediate Income Fund FIIFX 20426 19960620 Intermediate Muni Trust Inst'l FIMTX 20434 19960620 Intermedieate Income Fund Cl SS INISX 20994 19960620 INTGRITY HIGH INCM CL A IHFAX 64026 20040504 Intl Gr and Incm Fd, Cl 529-A Shs CGIAX 87464 20081001 Intl Gr and Incm Fd, Cl 529-B Shs CGIBX 87495 20081001 Intl Gr and Incm Fd, Cl 529-C Shs CIICX 87496 20081001 Intl Gr and Incm Fd, Cl 529-E Shs CGIEX 87465 20081001 Intl Gr and Incm Fd, Cl 529-F-1 Shs CGIFX 87466 20081001 Intl Gr and Incm Fd, Cl A Shs IGAAX 87499 20081001 Intl Gr and Incm Fd, Cl B Shs IGIBX 87497 20081001 Intl Gr and Incm Fd, Cl F-1 Shs IGIFX 87500 20081009 Intl Gr and Incm Fd, Cl F-2 Shs IGFFX 87467 20081001 Intl Gr and Incm Fd, Cl R-1 Shs RIGAX 51589 20081001 Intl Gr and Incm Fd, Cl R-2 Shs RIGBX 51590 20081001 Intl Gr and Incm Fd, Cl R-3 Shs RGICX 87501 20081009 Intl Gr and Incm Fd, Cl R-4 Shs RIGEX 51591 20081001 Intl Gr and Incm Fd, Cl R-6 Shs RIGGX 89229 20090501 Intl Gr and Incm Fd,Cl C Shs IGICX 87498 20081001 Intrepid All Cap Fd ICMCX 81976 20071101 Intrepid Capital Fd ICMBX 67424 20050803 Intrepid Capital Fd Insti Cl Shares ICMVX 93644 20100430 Intrepid Incm Fd ICMYX 80409 20070705 Intrepid Sm Cap Fd ICMAX 72016 20051024 Intrepid Sm Cap Fd Insti Cl ICMZX 90413 20091103 Invesco Alternative Opportunities Fund I MAOJX 94260 20100602 Invesco Alternative Opps Fd Cl A MAOAX 86993 20080801 Invesco Alternative Opps Fd Cl C MAOCX 86994 20080801 Invesco Alternative Opps Fd Cl R MAORX 87039 20080801 Invesco Alternative Opps Fd Cl Y MAOIX 86995 20080801 Invesco Asia Pacific Gr Fd Cl Y ASIYX 51396 20081008 Invesco Asian Pacific Gr Fd Cl A ASIAX 32908 19980518 Invesco Asian Pacific Gr Fd Cl B ASIBX 36064 19990728 Invesco Asian Pacific Gr Fd Cl C ASICX 36859 20000207 Invesco Bal Fd Cl A BGRAX 30577 19970806 Invesco Bal Fd Cl B BGRBX 30578 19970806 Invesco Bal Fd Cl C BGRCX 20055 19960620 Invesco Bal Fd Cl Y BGRDX 34759 19981111 Invesco Bal-Risk 2040 Fd Cl C5 VRGCX 87594 20081023 Invesco Bal-Risk Alloc Fd Cl A ABRZX 89437 20090604 Invesco Bal-Risk Alloc Fd Cl B ABRBX 89432 20090604 Invesco Bal-Risk Alloc Fd Cl C ABRCX 89433 20090604 Invesco Bal-Risk Alloc Fd Cl R ABRRX 89435 20090604 Invesco Bal-Risk Alloc Fd Cl Y ABRYX 89436 20090604 Invesco Bal-Risk Alloc Fd Insitutional C ABRIX 89434 20090604 Invesco Bal-Risk Retirement 2010 Fd Cl A INJAX 78311 20070202 Invesco Bal-Risk Retirement 2010 Fd Cl A VRAAX 87623 20081028 Invesco Bal-Risk Retirement 2010 Fd Cl B INJBX 78312 20070202 Invesco Bal-Risk Retirement 2010 Fd Cl C INJCX 78313 20070202 Invesco Bal-Risk Retirement 2010 Fd Cl C VRACX 87624 20081028 Invesco Bal-Risk Retirement 2010 Fd Cl R INJRX 78315 20070202 Invesco Bal-Risk Retirement 2010 Fd Cl R VRARX 87626 20081028 Invesco Bal-Risk Retirement 2010 Fd Cl Y INJYX 51296 20081008 Invesco Bal-Risk Retirement 2010 Fd inst INJIX 78314 20070202 Invesco Bal-Risk Retirement 2020 Fd Cl A AFTAX 78273 20070201 Invesco Bal-Risk Retirement 2020 Fd Cl A VRCAX 87615 20081028 Invesco Bal-Risk Retirement 2020 Fd Cl B AFTBX 78307 20070201 Invesco Bal-Risk Retirement 2020 Fd Cl C AFTCX 78274 20070201 Invesco Bal-Risk Retirement 2020 Fd Cl C VRCCX 87616 20081028 Invesco Bal-Risk Retirement 2020 Fd Cl R ATFRX 78276 20070201 Invesco Bal-Risk Retirement 2020 Fd Cl R VRCRX 87618 20081028 Invesco Bal-Risk Retirement 2020 Fd Cl Y AFTYX 51291 20081008 Invesco Bal-Risk Retirement 2020 Fd inst AFTSX 78275 20070201 Invesco Bal-Risk Retirement 2030 Fd Cl A TNAAX 78296 20070201 Invesco Bal-Risk Retirement 2030 Fd Cl A VREAX 87609 20081028 Invesco Bal-Risk Retirement 2030 Fd Cl B TNABX 78297 20070201 Invesco Bal-Risk Retirement 2030 Fd Cl C TNACX 78298 20070201 Invesco Bal-Risk Retirement 2030 Fd Cl C VRECX 87657 20081028 Invesco Bal-Risk Retirement 2030 Fd Cl R TNARX 78300 20070201 Invesco Bal-Risk Retirement 2030 Fd Cl R VRERX 87610 20081028 Invesco Bal-Risk Retirement 2030 Fd Cl Y TNAYX 51287 20081008 Invesco Bal-Risk Retirement 2030 Fd inst TNAIX 78299 20070201 Invesco Bal-Risk Retirement 2040 Fd Cl A TNDAX 78321 20070202 Invesco Bal-Risk Retirement 2040 Fd Cl A VRGAX 87593 20081023 Invesco Bal-Risk Retirement 2040 Fd Cl C TNDCX 78323 20070202 Invesco Bal-Risk Retirement 2040 Fd Cl R TNDRX 78325 20070202 Invesco Bal-Risk Retirement 2040 Fd Cl R VRGRX 87596 20081023 Invesco Bal-Risk Retirement 2040 Fd Cl Y TNDYX 50999 20081006 Invesco Bal-Risk Retirement 2040 Fd inst TNDIX 78324 20070202 Invesco Bal-Risk Retirement 2050 Fd Cl A TNEAX 78301 20070201 Invesco Bal-Risk Retirement 2050 Fd Cl A VRIAX 87605 20081028 Invesco Bal-Risk Retirement 2050 Fd Cl B TNEBX 78302 20070201 Invesco Bal-Risk Retirement 2050 Fd Cl C TNECX 78303 20070201 Invesco Bal-Risk Retirement 2050 Fd Cl C VRICX 87606 20081028 Invesco Bal-Risk Retirement 2050 Fd Cl R TNERX 78305 20070201 Invesco Bal-Risk Retirement 2050 Fd Cl R VRIRX 87608 20081028 Invesco Bal-Risk Retirement 2050 Fd Cl Y TNEYX 50998 20081006 Invesco Bal-Risk Retirement 2050 Fd inst TNEIX 78304 20070201 Invesco Bal-Risk Retirement Now Fd Cl A IANAX 78277 20070201 Invesco Bal-Risk Retirement Now Fd Cl A5 VIRAX 87627 20081028 Invesco Bal-Risk Retirement Now Fd Cl B IANBX 78278 20070201 Invesco Bal-Risk Retirement Now Fd Cl C IANCX 78279 20070201 Invesco Bal-Risk Retirement Now Fd Cl C5 VIRCX 87628 20081028 Invesco Bal-Risk Retirement Now Fd Cl R IANRX 78281 20070201 Invesco Bal-Risk Retirement Now Fd Cl R5 VIRRX 87630 20081028 Invesco Bal-Risk Retirement Now Fd Cl Y IANYX 51293 20081008 Invesco Bal-Risk Retirement Now Fd inst IANIX 78280 20070201 Invesco Balaned-Risk Retirement 2040 Fd TNDBX 78322 20070202 Invesco Basic Bal Fd Cl A BBLAX 53311 20020320 Invesco Basic Bal Fd Cl B BBLBX 53312 20020320 Invesco Basic Bal Fd Cl C BBLCX 53313 20020320 Invesco Basic Bal Fd Cl R BBLRX 64183 20040616 Invesco Basic Bal Fd Cl Y BBLYX 51345 20081008 Invesco Basic Bal Fd inst Cl BBLIX 64182 20040616 Invesco Basic Bal Fd Inv Cl BBLTX 67289 20050715 Invesco Basic Value Fd Cl A GTVLX 24075 19970421 Invesco Basic Value Fd Cl B GTVBX 14817 19971113 Invesco Basic Value Fd Cl C GTVCX 42618 20000328 Invesco Basic Value Fd Cl R GTVRX 53961 20020722 Invesco Basic Value Fd Cl Y GTVYX 51398 20081008 Invesco Basic Value Fd inst Cl GTVVX 53554 20020514 Invesco CA Insured muni Incm Tr Common XIICX 35389 19990210 Invesco CA Quality muni Securities Commo XIQCX 35390 19990210 Invesco CA Tax-Free Incm Fd Cl A CLFAX 34763 19981111 Invesco CA Tax-Free Incm Fd Cl B CLFBX 20058 19960620 Invesco CA Tax-Free Incm Fd Cl C CLFCX 34764 19981111 Invesco CA Tax-Free Incm Fd Cl Y CLFDX 34765 19981111 Invesco Cap Development Fd Cl A ACDAX 23709 19960628 Invesco Cap Development Fd Cl B ACDBX 24341 19961113 Invesco Cap Development Fd Cl C ACDCX 32105 19971028 Invesco Cap Development Fd Cl R ACDRX 53897 20020722 Invesco Cap Development Fd Cl Y ACDYX 51384 20081008 Invesco Cap Development Fd inst Cl ACDVX 54020 20020430 Invesco Cap Development Inv Cl ACDIX 65190 20050311 Invesco Charter Fd Cl A CHTRX 6150 19870706 Invesco Charter Fd Cl B BCHTX 14580 19960620 Invesco Charter Fd Cl C CHTCX 32431 19980209 Invesco Charter Fd Cl R CHRRX 53934 20020722 Invesco Charter Fd Cl S CHRSX 90072 20090925 Invesco Charter Fd Cl Y CHTYX 51388 20081008 Invesco Charter Fd inst Cl CHTVX 53548 20020514 Invesco China Cl A AACFX 73181 20060413 Invesco China Cl B ABCFX 73182 20060413 Invesco China Cl Class Y AMCYX 51382 20081008 Invesco China Fd Cl C CACFX 73196 20060413 Invesco Commodities Strategy Fd Cl A COAAX 83860 20080501 Invesco Commodities Strategy Fd Cl C COACX 83861 20080501 Invesco Commodities Strategy Fd Cl R COARX 83862 20080501 Invesco Commodities Strategy Fd Cl Y COAIX 83877 20080430 Invesco Commodities Strategy Fund Insti COAJX 94246 20100602 Invesco Commodoties Strategy Fund Class COAHX 94245 20100601 Invesco Conservative Alloc Cl Y ACNYX 51365 20081008 Invesco Conservative Alloc Fd Cl A ACNAX 64164 20040616 Invesco Conservative Alloc Fd Cl B ACNBX 64165 20040616 Invesco Conservative Alloc Fd Cl C ACNCX 64166 20040616 Invesco Conservative Alloc Fd Cl R ACNRX 64168 20040616 Invesco Conservative Alloc Fd Cl S ACSSX 90181 20091001 Invesco Conservative Alloc Fd inst Cl ACNIX 64167 20040616 Invesco Constellation Cl Y CSTYX 51580 20081008 Invesco Constellation Fd Cl A CSTGX 6151 19870706 Invesco Constellation Fd Cl B CSTBX 32167 19971126 Invesco Constellation Fd Cl C CSTCX 30988 19971001 Invesco Constellation Fd Cl R CSTRX 53937 20020722 Invesco Constellation Fd inst Cl CSITX 53549 20020514 Invesco Convertible Securities Fd Cl A CNSAX 34767 19981111 Invesco Convertible Securities Fd Cl B CNSBX 20083 19960620 Invesco Convertible Securities Fd Cl C CNSCX 34768 19981111 Invesco Convertible Securities Fd Cl Y CNSDX 42198 19990322 Invesco Core bd Fd Cl A TBRAX 53348 20020408 Invesco Core bd Fd Cl B TBRDX 53350 20020408 Invesco Core bd Fd inst Cl TBRIX 64197 20040616 Invesco Core Plus bd Fd Cl A ACPSX 89393 20090603 Invesco Core Plus bd Fd Cl B CPBBX 89394 20090603 Invesco Core Plus bd Fd Cl C CPCFX 89397 20090603 Invesco Core Plus bd Fd Cl R CPBRX 89395 20090603 Invesco Core Plus bd Fd inst Cl CPIIX 89398 20090603 Invesco Developing Markets Fd Cl A GTDDX 34496 19981111 Invesco Developing Markets Fd Cl B Share GTDBX 42284 19990416 Invesco Developing Markets Fd Cl C Shs GTDCX 45859 20010119 Invesco Disciplined eq Fd Cl Y AWEIX 72224 20051201 Invesco Diversified Dividend Cl R DDFRX 72107 20051110 Invesco Diversified Dividend Fd Cl A LCEAX 53320 20020408 Invesco Diversified Dividend Fd Cl B LCEDX 53321 20020408 Invesco Diversified Dividend Fd Cl C LCEVX 53322 20020408 Invesco Diversified Dividend Fd Cl Y LCEYX 51372 20081008 Invesco Diversified Dividend Fd inst Cl DDFIX 72106 20051110 Invesco Diversified Dividend Fd Inv Cl LCEIX 67310 20050715 Invesco Dividend Gr Securities Fd Cl A DIVAX 30584 19970806 Invesco Dividend Gr Securities Fd Cl B DIVBX 14075 19950719 Invesco Dividend Gr Securities Fd Cl C DIVCX 30585 19970806 Invesco Dividend Gr Securities Fd Cl Y DIVDX 32045 19971007 Invesco Dynamics Fd Cl A Shs IDYAX 53465 20020426 Invesco Dynamics Fd Cl B Shs IDYBX 53466 20020426 Invesco Dynamics Fd Cl C Shs IFDCX 44726 20001012 Invesco Dynamics Fd Insitutional Cl IDICX 44280 20000728 Invesco Dynamics Fd Inv Cl FIDYX 6191 19860102 Invesco Endeavor Fd Cl A Shares ATDAX 62230 20031119 Invesco Endeavor Fd Cl B Shares ATDBX 62231 20031119 Invesco Endeavor Fd Cl C Shares ATDCX 62232 20031119 Invesco Endeavor Fd Cl R Shares ATDRX 64177 20040616 Invesco Endeavor Fd Cl Y ATDYX 51379 20081008 Invesco Endeavor Fd inst Cl ATDIX 64176 20040616 Invesco Energy Fd Cl A IENAX 53467 20020426 Invesco Energy Fd Cl B Shs IENBX 53468 20020426 Invesco Energy Fd Cl C Shs IEFCX 47857 20010615 Invesco Energy Fd Cl Y IENYX 51594 20081008 Invesco Energy Fd inst Cl IENIX 72637 20060216 Invesco Energy Fd Inv Cl FSTEX 6192 19861017 Invesco eq Weighted S&P 500 Fd Cl R VADRX 48993 20080401 Invesco Equally-Weighted S&P 500 Fd Cl A VADAX 34809 19981111 Invesco Equally-Weighted S&P 500 Fd Cl B VADBX 14077 19950719 Invesco Equally-Weighted S&P 500 Fd Cl C VADCX 34810 19981111 Invesco Equally-Weighted S&P Fd Cl Y VADDX 34811 19981111 Invesco European Gr Fd Cl A AEDAX 34497 19981111 Invesco European Gr Fd Cl B AEDBX 32933 19980522 Invesco European Gr Fd Cl C AEDCX 35297 19990127 Invesco European Gr Fd Cl R Shares AEDRX 53899 20020722 Invesco European Gr Fd Cl Y AEDYX 51593 20081008 Invesco European Gr Fd Inv Cl EGINX 62040 20031017 Invesco European Small Company Fd Cl A ESMAX 45988 20010129 Invesco European Small Company Fd Cl B ESMBX 45987 20010129 Invesco European Small Company Fd Cl C ESMCX 45986 20010129 Invesco European Small Company Fd Cl Y ESMYX 51389 20081008 Invesco Fdamental Value Fund Cl A FVFAX 57440 20030210 Invesco Fdamental Value Fund Cl B FVFBX 57441 20030210 Invesco Fdamental Value Fund Cl C FVFCX 57442 20030210 Invesco Fdamental Value Fund Cl Y FVFDX 57443 20030210 Invesco Finc Services Fd Cl A Shs IFSAX 53430 20020423 Invesco Finc Services Fd Cl B Shs IFSBX 53431 20020423 Invesco Finc Services Fd Cl C Shs IFSCX 47256 20010330 Invesco Finc Services Fd Cl Y IFSYX 51369 20081008 Invesco Finc Services Fd Inv Cl FSFSX 6194 19861017 Invesco Floating Rate Fd Cl A AFRAX 73287 20060504 Invesco Floating Rate Fd Cl C AFRCX 46943 20010131 Invesco Floating Rate Fd Cl R AFRRX 73288 20060504 Invesco Floating Rate Fd Cl Y AFRYX 51286 20081008 Invesco Floating Rate Fd inst Cl AFRIX 73355 20060510 Invesco FX Alpha Plus Strategy Fd Cl A FXPAX 80865 20070817 Invesco FX Alpha Plus Strategy Fd Cl C FXPCX 80866 20070817 Invesco FX Alpha Plus Strategy Fd Cl R FXPRX 48985 20080401 Invesco FX Alpha Plus Strategy Fd Cl Y FXPDX 80867 20070817 Invesco FX Alpha Plus Strategy Fund Inst FXPIX 94250 20100602 Invesco FX Alpha Strategy Fd Cl A FXAAX 80862 20070817 Invesco FX Alpha Strategy Fd Cl C FXACX 80863 20070817 Invesco FX Alpha Strategy Fd Cl R FXARX 48499 20080401 Invesco FX Alpha Strategy Fd Cl Y FXADX 80864 20070817 Invesco FX Alpha Strategy Fund Insti Cla FXAIX 94249 20100602 Invesco Gbl Advantage Fd Cl A GADAX 32589 19980312 Invesco Gbl Advantage Fd Cl B GADBX 32590 19980312 Invesco Gbl Advantage Fd Cl C GADCX 32591 19980312 Invesco Gbl Advantage Fd Cl Y GADDX 42856 20000505 Invesco Gbl Core eq Fd Cl A AWSAX 46442 20010221 Invesco Gbl Core eq Fd Cl B AWSBX 46443 20010221 Invesco Gbl Core eq Fd Cl C AWSCX 46444 20010221 Invesco Gbl Core eq Fd Cl Y AWSYX 51373 20081008 Invesco Gbl Core eq Fd inst Cl AWSIX 72103 20051110 Invesco Gbl Dividend Gr Securities Cl A GLBAX 30592 19970806 Invesco Gbl Dividend Gr Securities Fd Cl GLBBX 20062 19960620 Invesco Gbl Dividend Gr Securities Fd Cl GLBCX 30593 19970806 Invesco Gbl Dividend Gr Securities Fd Cl GLBDX 30594 19970806 Invesco Gbl eq Fd Cl A GTNDX 32738 19980415 Invesco Gbl eq Fd Cl B GNDBX 32739 19980415 Invesco Gbl eq Fd Cl C GNDCX 36857 20000207 Invesco Gbl eq Fd Cl R GTNRX 72110 20051110 Invesco Gbl eq Fd Cl Y GTNYX 51362 20081008 Invesco Gbl eq Fd inst Cl GNDIX 64184 20040616 Invesco Gbl Fd Cl A Shares ATKAX 62233 20031119 Invesco Gbl Fd Cl B Shares ATKBX 62229 20031119 Invesco Gbl Fd Cl C Shares ATKCX 62234 20031119 Invesco Gbl Fd Cl R Shares ATKRX 64181 20040616 Invesco Gbl Fd Cl Y ATKYX 51346 20081008 Invesco Gbl Fd inst Cl ATKIX 64180 20040616 Invesco Gbl Gr Fd Cl A AGGAX 14400 19960620 Invesco Gbl Gr Fd Cl B AGGBX 14401 19960620 Invesco Gbl Gr Fd Cl C Shares AGGCX 34245 19980909 Invesco Gbl Gr Fd Cl Y AGGYX 51397 20081008 Invesco Gbl Health Card Fd Inv Cl GTHIX 67288 20050715 Invesco Gbl Health Care Fd B Series GTHBX 20808 19960620 Invesco Gbl Health Care Fd Cl A GGHCX 6604 19900220 Invesco Gbl Health Care Fd Cl C Shs GTHCX 44224 20000718 Invesco Gbl Real Estate Cl A AGREX 67069 20050511 Invesco Gbl Real Estate Cl B BGREX 67077 20050511 Invesco Gbl Real Estate Fd Cl Y ARGYX 51334 20081008 Invesco Gbl Small & Mid Cap Gr Fd Cl A AGAAX 14393 19960620 Invesco Gbl Small & Mid Cap Gr Fd Cl B AGABX 14394 19960620 Invesco Gbl Small & Mid Cap Gr Fd Cl C AGACX 32650 19980326 Invesco Gbl Small & Mid Cap Gr Fd Cl Y AGAYX 51392 20081008 Invesco Gold & Precious Metals Fd Cl A S IGDAX 53432 20020423 Invesco Gold & Precious Metals Fd Cl B S IGDBX 53433 20020423 Invesco Gold & Precious Metals Fd Cl C S IGDCX 53376 20020415 Invesco Gold & Precious Metals Fd Cl Y IGDYX 50996 20081006 Invesco Gold & Precious Metals Fd Inv Cl FGLDX 6195 19860730 Invesco Gr Alloc Fd Cl A AADAX 64199 20040617 Invesco Gr Alloc Fd Cl B AAEBX 64163 20040616 Invesco Gr Alloc Fd Cl C AADCX 64160 20040616 Invesco Gr Alloc Fd Cl R AADRX 64162 20040616 Invesco Gr Alloc Fd Cl S AADSX 90182 20091001 Invesco Gr Alloc Fd Cl Y AADYX 51361 20081008 Invesco Gr Alloc Fd inst Cl AADIX 64161 20040616 Invesco Health Sciences Fd Cl A HCRAX 30598 19970806 Invesco Health Sciences Fd Cl B HCRBX 20066 19960620 Invesco Health Sciences Fd Cl C HCRCX 30599 19970806 Invesco Health Sciences Fd Cl Y HCRDX 30600 19970806 Invesco High Incm muni bd Fd Cl A AHMAX 32461 19980130 Invesco High Incm muni Fd Cl B Shares AHMBX 42160 19990129 Invesco High Incm muni Fd Cl C Shs AHMCX 42613 20000131 Invesco High Incm muni Fd Cl Y AHMYX 51290 20081008 Invesco High Incm muni Fd inst Cl AHMIX 73903 20060814 Invesco High Yield Fd Cl A AMHYX 14460 19960620 Invesco High Yield Fd Cl B AHYBX 14423 19960131 Invesco High Yield Fd Cl C AHYCX 32142 19970829 Invesco High Yield Fd Cl Y AHHYX 50993 20081006 Invesco High Yield Fd inst Cl AHIYX 64169 20040616 Invesco High Yield Fd Inv Cl HYINX 62041 20031017 Invesco High Yield Inv s Fd, Inc Common XMSYX 80857 20070815 Invesco High Yield Securities Fd Cl A HYLAX 34780 19981111 Invesco High Yield Securities Fd Cl B HYLBX 32054 19971016 Invesco High Yield Securities Fd Cl C HYLCX 34781 19981111 Invesco High Yield Securities Fd Cl Y HYLDX 20067 19960620 Invesco Incm Alloc Fd Cl A ALAAX 72102 20051110 Invesco Incm Alloc Fd Cl B BLIAX 72104 20051110 Invesco Incm Alloc Fd Cl C CLIAX 72105 20051110 Invesco Incm Alloc Fd Cl R RLIAX 72117 20051110 Invesco Incm Alloc Fd Cl Y ALAYX 51297 20081008 Invesco Incm Alloc Fd inst Cl ILAAX 72113 20051110 Invesco Incm Fd Cl A AMIFX 14461 19960620 Invesco Incm Fd Cl B ABIFX 14283 19960131 Invesco Incm Fd Cl C Shares ACIFX 34065 19980130 Invesco Incm Fd Cl R Shares AMIRX 53905 20020722 Invesco Incm Fd Cl Y AMIYX 50994 20081006 Invesco Incm Fd inst Cl AIIRX 72100 20051110 Invesco Incm Fd Inv Cl AIIVX 62037 20031017 Invesco Insured CA muni Securities Commo XICSX 35396 19990210 Invesco Insured muni bd Tr Common XIMCX 79162 20070412 Invesco Insured muni Incm Tr Common XIIMX 35398 19990210 Invesco Insured muni Securities Common XIMSX 35399 19990210 Invesco Insured muni Tr Common XIMTX 35400 19990210 Invesco Intermational Core eq Fd inst Cl IBVIX 64188 20040616 Invesco Internaional Core eq Fd Cl B Shs IBVBX 53462 20020426 Invesco Intl Alloc Fd Cl A AINAX 72101 20051110 Invesco Intl Alloc Fd Cl B INABX 72155 20051115 Invesco Intl Alloc Fd Cl C INACX 72156 20051115 Invesco Intl Alloc Fd Cl R RINAX 72116 20051110 Invesco Intl Alloc Fd Cl Y AINYX 51338 20081008 Invesco Intl Alloc Fd inst Cl INAIX 72157 20051115 Invesco Intl Core eq Fd Cl A Shs IBVAX 53461 20020426 Invesco Intl Core eq Fd Cl C Shs IBVCX 53371 20020415 Invesco Intl Core eq Fd Inv Cl IIBCX 20863 19981119 Invesco Intl Gr eq Fd Cl A MNWBX 72514 20060111 Invesco Intl Gr eq Fd Cl Y MNWAX 72372 20051229 Invesco Intl Gr Fd Cl A AIIEX 14429 19960620 Invesco Intl Gr Fd Cl B AIEBX 14426 19960620 Invesco Intl Gr Fd Cl C AIECX 32106 19971028 Invesco Intl Gr Fd Cl I AIEVX 53580 20020521 Invesco Intl Gr Fd Cl R Shares AIERX 53902 20020722 Invesco Intl Gr Fd Cl Y AIIYX 51587 20081008 Invesco Intl Small Company Fd Cl A IEGAX 45362 20001213 Invesco Intl Small Company Fd Cl B IEGBX 45363 20001213 Invesco Intl Small Company Fd Cl C IEGCX 45352 20001213 Invesco Intl Small Company Fd Cl Y IEGYX 51386 20081008 Invesco Intl Small Company Fd inst Cl IEGIX 72112 20051110 Invesco Intl Total Ret Fd Cl A AUBAX 73149 20060417 Invesco Intl Total Ret Fd Cl B AUBBX 73150 20060417 Invesco Intl Total Ret Fd Cl C AUBCX 73195 20060413 Invesco Intl Total Ret Fd Cl Y AUBYX 51383 20081008 Invesco Intl Total Ret Fd inst Cl AUBIX 73151 20060417 Invesco Intrntnl Growth Equity Fnd Cls B MNBBX 93968 20100602 Invesco Intrntnl Growth Equity Fnd Cls C MNWQX 93969 20100602 Invesco Japan Fd Cl A AJFAX 73186 20060413 Invesco Japan Fd Cl B AJFBX 73187 20060413 Invesco Japan Fd Cl C AJFCX 73146 20060417 Invesco Japan Fd Cl Y AJFYX 50995 20081006 Invesco Japan Fd inst Cl AJFIX 73188 20060413 Invesco Large Cap Basic Value Fd Cl A LCBAX 45129 20001124 Invesco Large Cap Basic Value Fd Cl B LCBBX 45130 20001124 Invesco Large Cap Basic Value Fd Cl C LCBCX 45131 20001124 Invesco Large Cap Basic Value Fd Cl R LCBRX 53977 20020722 Invesco Large Cap Basic Value Fd Cl Y LCBYX 51292 20081008 Invesco Large Cap Basic Value Fd inst Cl LCBIX 64191 20040616 Invesco Large Cap Basic Value Fd Inv Cl LCINX 62043 20031017 Invesco Large Cap Gr Fd Cl A LCGAX 36736 20000118 Invesco Large Cap Gr Fd Cl B LCGBX 42637 20000329 Invesco Large Cap Gr Fd Cl C LCGCX 44020 20000530 Invesco Large Cap Gr Fd Cl R LCRGX 53978 20020722 Invesco Large Cap Gr Fd Cl Y LCGYX 51299 20081008 Invesco Large Cap Gr Fd inst Cl LCIGX 64192 20040616 Invesco Large Cap Gr Fd Inv Cl LCGIX 62042 20031017 Invesco Large Cap Relative Value Fd Cl A IVABX 45930 20010123 Invesco Large Cap Relative Value Fd Cl Y MSIVX 21693 19960620 Invesco Large Cap Relative Vl Fnd Cls B IVAHX 93963 20100602 Invesco Large Cap Relative Vl Fnd Cls C IVAKX 93964 20100602 Invesco Leisure Fd Cl A Shs ILSAX 53436 20020423 Invesco Leisure Fd Cl B Shs ILSBX 53437 20020423 Invesco Leisure Fd Cl C Shs IVLCX 48571 20010712 Invesco Leisure Fd Cl R ILSRX 72114 20051110 Invesco Leisure Fd Cl Y ILSYX 51595 20081008 Invesco Leisure Fd Inv Cl FLISX 6197 19860730 Invesco Limited Maturity Treasury Fd Cl LMTAX 54994 20021202 Invesco Limited Maturity Treasury Fd Cl SHTIX 23046 19960620 Invesco Limited Maturity Treasury Fd Cl LMTYX 51381 20081008 Invesco Limited Maturity Treasury Fd ins ALMIX 53608 20020607 Invesco Mid Cap Basic Value Fd Cl A MDCAX 53323 20020408 Invesco Mid Cap Basic Value Fd Cl B MDCBX 53324 20020408 Invesco Mid Cap Basic Value Fd Cl C MDCVX 53325 20020408 Invesco Mid Cap Basic Value Fd Cl R MDCRX 64193 20040616 Invesco Mid Cap Basic Value Fd Cl Y MDCYX 51295 20081008 Invesco Mid Cap Basic Value Fd inst Cl MDICX 64194 20040616 Invesco Mid Cap Core eq Fd Cl A GTAGX 6600 19900220 Invesco Mid Cap Core eq Fd Cl B GTABX 20797 19960620 Invesco Mid Cap Core eq Fd Cl C GTACX 44657 20001002 Invesco Mid Cap Core eq Fd Cl R GTARX 53959 20020722 Invesco Mid Cap Core eq Fd Cl Y GTAYX 51582 20081008 Invesco Mid Cap Core eq Fd inst Cl GTAVX 53484 20020503 Invesco Mid-Cap Value Fd Cl A MDFAX 50641 20011224 Invesco Mid-Cap Value Fd Cl B MDFBX 50642 20011224 Invesco Mid-Cap Value Fd Cl C MDFCX 50643 20011224 Invesco Mid-Cap Value Fd Cl Y MDFDX 50644 20011224 Invesco Moderate Alloc Fd Cl A AMKAX 64171 20040616 Invesco Moderate Alloc Fd Cl B AMKBX 64172 20040616 Invesco Moderate Alloc Fd Cl C AMKCX 64173 20040616 Invesco Moderate Alloc Fd Cl R AMKRX 64174 20040616 Invesco Moderate Alloc Fd Cl S AMKSX 90073 20090925 Invesco Moderate Alloc Fd Cl Y ABKYX 87502 20081008 Invesco Moderate Alloc Fd inst Cl AMLIX 64175 20040616 Invesco Moderate Gr Alloc Cl A AAMGX 67063 20050511 Invesco Moderate Gr Alloc Cl B AMBGX 67071 20050511 Invesco Moderate Gr Alloc Cl R RAMGX 67087 20050511 Invesco Moderate Gr Alloc Fd Cl Y AAMYX 51352 20081008 Invesco Moderate Gr Alloc inst Cl AIMGX 67070 20050511 Invesco Moderate Gr Alloction Cl C ACMGX 67064 20050511 Invesco Moderately Conservative Alloc Cl CAAMX 67078 20050511 Invesco Moderately Conservative Alloc Cl CACMX 67079 20050511 Invesco Moderately Conservative Alloc Cl CMBAX 67084 20050511 Invesco Moderately Conservative Alloc Fd CAAYX 51356 20081008 Invesco Moderately Conservative Alloc in CMAIX 67082 20050511 Invesco Moderately Conservatve Alloc Cl CMARX 67083 20050511 Invesco Multi-Sector Fd Cl A IAMSX 54314 20020911 Invesco Multi-Sector Fd Cl B IBMSX 54315 20020911 Invesco Multi-Sector Fd Cl C ICMSX 54316 20020911 Invesco Multi-Sector Fd Cl Y IAMYX 51581 20081008 Invesco Multi-Sector Fd inst Cl IIMSX 64189 20040616 Invesco muni bd Fd Cl A AMBDX 14453 19960620 Invesco muni bd Fd Cl B AMBBX 14452 19960620 Invesco muni bd Fd Cl C Shares AMBCX 42166 19990415 Invesco muni bd Fd Cl Y AMBYX 51289 20081008 Invesco muni bd Fd Inv Cl AMBIX 62038 20031017 Invesco muni Fd Cl A MSMHX 82790 20080102 Invesco muni Fd Cl Y MPMFX 21632 19960620 Invesco muni Incm Opps Tr Common XOIAX 35401 19990210 Invesco muni Incm Opps Tr II Common XOIBX 35402 19990210 Invesco muni Incm Opps Tr III Common XOICX 35403 19990210 Invesco muni Premium Incm Tr Common XPIAX 35405 19990210 Invesco Municipal Fund Class B IMUGX 94255 20100602 Invesco Municipal Fund Class C IMUHX 94256 20100602 Invesco NY Quality muni Securities Commo XIQNX 35406 19990210 Invesco NY Tax-Free Incm Fd Cl A NYFAX 34789 19981111 Invesco NY Tax-Free Incm Fd Cl B NYFBX 20077 19960620 Invesco NY Tax-Free Incm Fd Cl Y NYFDX 34791 19981111 Invesco NY Tax-Free Incm und Cl C NYFCX 34790 19981111 Invesco Pacific Gr Fd Cl A TGRAX 34792 19981111 Invesco Pacific Gr Fd Cl B TGRBX 14068 19950719 Invesco Pacific Gr Fd Cl C TGRCX 34793 19981111 Invesco Pacific Gr Fd Cl R TGRRX 48991 20080401 Invesco Pacific Gr Fd Cl Y TGRDX 34794 19981111 Invesco Prime Incm Tr Shares of Benefici XPITX 35812 19990528 Invesco Quality muni Incm Tr Common XIQIX 35407 19990210 Invesco Quality muni Inv Tr Common XIQTX 35408 19990210 Invesco Quality muni Securities Common XIQMX 35409 19990210 Invesco Real Estate Fd Cl A IARAX 32149 19971120 Invesco Real Estate Fd Cl B Shs AARBX 42624 20000320 Invesco Real Estate Fd Cl C Shares IARCX 30488 19970616 Invesco Real Estate Fd Cl R Shares IARRX 64187 20040616 Invesco Real Estate Fd Cl Y IARYX 51578 20081008 Invesco Real Estate Fd inst Cl IARIX 64186 20040616 Invesco Real Estate Fd Inv Cl REINX 62048 20031017 Invesco S&P 500 Index Fd Cl A SPIAX 32993 19980602 Invesco S&P 500 Index Fd Cl B SPIBX 32077 19971020 Invesco S&P 500 Index Fd Cl C SPICX 32994 19980602 Invesco S&P 500 Index Fd Cl Y SPIDX 32995 19980602 Invesco sel eq Fd Cl A AGWFX 14417 19960620 Invesco sel eq Fd Cl B AGWBX 14416 19960620 Invesco sel eq Fd Cl C AGWCX 36050 19990721 Invesco sel eq Fd Cl Y AGWYX 51391 20081008 Invesco sel Real Estate Incm Fd Cl A ASRAX 54174 20020603 Invesco sel Real Estate Incm Fd Cl B SARBX 78891 20070314 Invesco sel Real Estate Incm Fd Cl C ASRCX 78905 20070315 Invesco sel Real Estate Incm Fd Cl Y ASRYX 50997 20081006 Invesco sel Real Estate Incm Fd inst Cl ASRIX 78883 20070314 Invesco Short Term bd Fd Cl A Shares STBAX 64195 20040616 Invesco Short Term bd Fd Cl C Shares STBCX 54425 20020930 Invesco Short Term bd Fd Cl R Shares STBRX 64196 20040616 Invesco Short Term bd Fd inst Cl ISTBX 64190 20040616 Invesco Small Cap eq Cl A SMEAX 44692 20001009 Invesco Small Cap eq Fd Cl B SMEBX 45364 20001213 Invesco Small Cap eq Fd Cl C SMECX 45366 20001213 Invesco Small Cap eq Fd Cl R SMERX 54012 20020722 Invesco Small Cap eq Fd Cl Y SMEYX 51333 20081008 Invesco Small Cap eq Fd inst Cl SMEIX 67096 20050511 Invesco Small Cap Gr Fd Cl A GTSAX 14827 19971113 Invesco Small Cap Gr Fd Cl B GTSBX 14846 19971113 Invesco Small Cap Gr Fd Cl C Shs GTSDX 42611 20000328 Invesco Small Cap Gr Fd Cl I Shares GTSVX 53499 20020509 Invesco Small Cap Gr Fd Cl R Shares GTSRX 53960 20020722 Invesco Small Cap Gr Fd Inv Cl GTSIX 73199 20060417 Invesco Small Companies Fd Cl A Shs ATIAX 62242 20031126 Invesco Small Companies Fd Cl B Shs ATIBX 62243 20031126 Invesco Small Companies Fd Cl C Shs ATICX 62244 20031126 Invesco Small Companies Fd Cl R Shares ATIRX 64179 20040616 Invesco Small Companies Fd Cl Y ATIYX 51370 20081008 Invesco Small Companies Fd inst Cl ATIIX 64178 20040616 Invesco Small-Mid Special Value Fd Cl A JBJAX 54284 20020904 Invesco Small-Mid Special Value Fd Cl B JBJBX 54285 20020904 Invesco Small-Mid Special Value Fd Cl C JBJCX 54286 20020904 Invesco Small-Mid Special Value Fd Cl Y JBJDX 54287 20020904 Invesco Special Value Fd Cl A SVFAX 35247 19990111 Invesco Special Value Fd Cl B SVFBX 24350 19961119 Invesco Special Value Fd Cl C SVFCX 35248 19990111 Invesco Special Value Fd Cl Y SVFDX 35249 19990111 Invesco Structured Core Fd Cl A SCAUX 73175 20060417 Invesco Structured Core Fd Cl B SBCUX 73173 20060417 Invesco Structured Core Fd Cl C SCCUX 73176 20060417 Invesco Structured Core Fd Cl R SCRUX 73178 20060417 Invesco Structured Core Fd Cl Y SCAYX 87485 20081008 Invesco Structured Core Fd inst Cl SCIUX 73177 20060417 Invesco Structured Core Fd Inv Cl SCNUX 83856 20080428 Invesco Structured Gr Fd Cl A AASGX 73218 20060413 Invesco Structured Gr Fd Cl B BASGX 73152 20060417 Invesco Structured Gr Fd Cl C CASGX 73153 20060417 Invesco Structured Gr Fd Cl R RASGX 73168 20060417 Invesco Structured Gr Fd Cl Y AASYX 51288 20081008 Invesco Structured Gr Fd inst Cl IASGX 73201 20060413 Invesco Structured Value Fd Cl A ASAVX 73191 20060413 Invesco Structured Value Fd Cl B ASBVX 73192 20060413 Invesco Structured Value Fd Cl C SBCVX 73174 20060417 Invesco Structured Value Fd Cl R ASRVX 73194 20060413 Invesco Structured Value Fd Cl Y ASAYX 87486 20081008 Invesco Structured Value Fd inst Cl ASIVX 73147 20060417 Invesco Summit Cl P SMMIX 23096 19960620 Invesco Summit Fd Cl A ASMMX 72138 20051115 Invesco Summit Fd Cl B BSMMX 72139 20051115 Invesco Summit Fd Cl C CSMMX 72147 20051115 Invesco Summit Fd Cl S SMMSX 90070 20090925 Invesco Summit Fd Cl Y ASMYX 51375 20081008 Invesco Summit Fd inst Cl SMITX 51376 20081008 Invesco Tax-Exempt Securities Fd Cl C TAXCX 34803 19981111 Invesco Tax-Exempt Securities Fd Cl Y TAXDX 20085 19960620 Invesco Tax-Exempt Securities Tr Cl A TAXAX 34801 19981111 Invesco Tax-Exempt Securities Tr Cl B TAXBX 34802 19981111 Invesco Tax-Free Intermediate Fd Cl A ATFAX 54979 20021202 Invesco Tax-Free Intermediate Fd Cl A2 AITFX 14431 19960131 Invesco Tax-Free Intermediate Fd Cl Y ATFYX 51380 20081008 Invesco Tax-Free Intermediate Fd Insti C ATFIX 64712 20050125 Invesco Technology Fd Cl A Shs ITYAX 53442 20020423 Invesco Technology Fd Cl B Shs ITYBX 53443 20020423 Invesco Technology Fd Cl C Shs ITHCX 44612 20000925 Invesco Technology Fd Cl Y ITYYX 51583 20081008 Invesco Technology Fd inst Cl FTPIX 35260 19990120 Invesco Technology Fnd Inv Cl FTCHX 6199 19860730 Invesco Technology Sector Fd Cl A IFOAX 32283 19980108 Invesco Technology Sector Fd Cl B IFOBX 20069 19960620 Invesco Technology Sector Fd Cl C IFOCX 32284 19980108 Invesco Technology Sector Fd Cl Y IFODX 32285 19980108 Invesco Term bd Fd Cl Y STBYX 51347 20081008 Invesco U.S. Gov Fd Cl A AGOVX 14410 19960131 Invesco U.S. Gov Fd Cl B AGVBX 14415 19960131 Invesco U.S. Gov Fd Cl C AGVCX 32676 19980130 Invesco U.S. Gov Fd Cl R AGVRX 53900 20020722 Invesco U.S. Gov Fd Cl Y AGVYX 51337 20081008 Invesco U.S. Gov Fd Inst Cl AGOIX 67068 20050511 Invesco U.S. Gov Fd Inv Cl AGIVX 62036 20031017 Invesco U.S. Mid Cap Value Fd Cl A MMCAX 35787 19990426 Invesco U.S. Mid Cap Value Fd Cl Y MPMVX 23878 19960628 Invesco U.S. Mid Cap Value Fund Class B MMCDX 94267 20100602 Invesco U.S. Mid Cap Value Fund Class C MMCCX 94266 20100602 Invesco U.S. Small Cap Value Fd Cl A MCVAX 36170 19990908 Invesco U.S. Small Cap Value Fd Cl Y MPSCX 21635 19960620 Invesco U.S. Small Cap Value Fund Class MCVGX 94263 20100602 Invesco U.S. Small Cap Value Fund Class MCVQX 94264 20100602 Invesco U.S. Small Mid Cap Vu Fnd Cls B MSMGX 93970 20100602 Invesco U.S. Small/Mid Cap Value Fd Cl A MSMMX 81413 20070928 Invesco U.S. Small/Mid Cap Value Fd Cl Y MSMDX 81412 20070928 Invesco U.S. Small/Mid Cap Vl Fnd Cls C MSMQX 93987 20100602 Invesco Utilities Fd Cl A Shs IAUTX 53418 20020423 Invesco Utilities Fd Cl B Shs IBUTX 53426 20020423 Invesco Utilities Fd Cl C Shs IUTCX 53399 20020415 Invesco Utilities Fd Cl Y IAUYX 51390 20081008 Invesco Utilities Fd inst Cl FSIUX 72108 20051110 Invesco Utilities Fd Inv Cl FSTUX 6200 19860923 Invesco Value Fd Cl A VLUAX 45252 20001205 Invesco Value Fd Cl B VLUBX 35250 19990111 Invesco Value Fd Cl C VLUCX 36133 19990820 Invesco Value Fd Cl Y VLUDX 45253 20001205 Invesco Value II Fd Cl A MPVAX 24604 19970210 Invesco Value II Fd Cl Y MPVLX 21639 19960620 Invesco Value II Fund Class B MCVEX 94261 20100602 Invesco Value II Fund Class C MCVFX 94262 20100602 Invesco Van Kampen Adv Muni Incm Tr II S XVKIX 80475 20070716 Invesco Van Kampen Amer Franchise Fd Cl VAFAX 67273 20050629 Invesco Van Kampen Amer Franchise Fd Cl VAFBX 67274 20050629 Invesco Van Kampen Amer Franchise Fd Cl VAFCX 67275 20050629 Invesco Van Kampen Amer Franchise Fd Cl VAFIX 67276 20050629 Invesco Van Kampen Amer Value Cl B MGAVX 30961 19970918 Invesco Van Kampen Amer Value Cl R MSARX 78920 20070322 Invesco Van Kampen Amer Value Fd Cl A MSAVX 21659 19960620 Invesco Van Kampen Amer Value Fd Cl C MSVCX 21715 19960620 Invesco Van Kampen America Value Fd Cl Y MSAIX 72814 20060216 Invesco Van Kampen American Value Fund I MSAJX 94268 20100602 Invesco Van Kampen Asset Alloc Conservat VACBX 75332 20060925 Invesco Van Kampen Asset Alloc Conservat VACCX 75333 20060925 Invesco Van Kampen Asset Alloc Conservat VACIX 75334 20060925 Invesco Van Kampen Asset Alloc Conservat VACAX 75331 20060925 Invesco Van Kampen Asset Alloc Gowth Fd VKAIX 75342 20060925 Invesco Van Kampen Asset Alloc Gr Fd Cl VKAAX 75339 20060925 Invesco Van Kampen Asset Alloc Gr Fd Cl VKABX 75340 20060925 Invesco Van Kampen Asset Alloc Gr Fd Cl VKACX 75341 20060925 Invesco Van Kampen Asset Alloc Moderate VAMAX 75335 20060925 Invesco Van Kampen Asset Alloc Moderate VAMBX 75336 20060925 Invesco Van Kampen Asset Alloc Moderate VAMCX 75337 20060925 Invesco Van Kampen Asset Alloc Moderate VAMIX 75338 20060925 Invesco Van Kampen bd Fd Common XVBFX 80471 20070716 Invesco Van Kampen CA Insured Tax Free F VKCIX 23524 19960620 Invesco Van Kampen CA Insured Tax Free F VCIBX 23490 19960620 Invesco Van Kampen CA Insured Tax Free F VCICX 34994 19981111 Invesco Van Kampen CA Insured Tax Free F VCIIX 67523 20050826 Invesco Van Kampen CA Value muni Incm Tr XVCVX 80472 20070716 Invesco Van Kampen Cap Gr Fd Cl A ACPAX 14327 19960620 Invesco Van Kampen Cap Gr Fd Cl B ACPBX 14328 19960620 Invesco Van Kampen Cap Gr Fd Cl C ACPCX 14329 19960620 Invesco Van Kampen Cap Gr Fd Cl R ACPRX 78938 20070321 Invesco Van Kampen Cap Gr Fd Cl Y ACPDX 67498 20050815 Invesco Van Kampen Capital Growth Fund I ACPJX 94233 20100602 Invesco Van Kampen Comstock Fd Cl A ACSTX 14334 19960315 Invesco Van Kampen Comstock Fd Cl B ACSWX 14335 19960315 Invesco Van Kampen Comstock Fd Cl C ACSYX 14336 19960315 Invesco Van Kampen Comstock Fd Cl R ACSRX 54554 20021011 Invesco Van Kampen Comstock Fd Cl Y ACSDX 64681 20050125 Invesco Van Kampen Comstock Fund Inst Cl ACSHX 94235 20100602 Invesco Van Kampen Core eq Fd Cl A VCEAX 80916 20070828 Invesco Van Kampen Core eq Fd Cl B VCEBX 80917 20070828 Invesco Van Kampen Core eq Fd Cl C VCECX 80918 20070828 Invesco Van Kampen Core eq Fd Cl R VCERX 80906 20070828 Invesco Van Kampen Core eq Fd Cl Y VCEIX 80905 20070828 Invesco Van Kampen Core Plus Fixed Incm VCPAX 78252 20070129 Invesco Van Kampen Core Plus Fixed Incm VCPBX 78253 20070129 Invesco Van Kampen Core Plus Fixed Incm VCPCX 78254 20070129 Invesco Van Kampen Core Plus Fixed Incm VCPIX 78255 20070129 Invesco Van Kampen Corporate bd Fd Cl A ACCBX 14294 19960131 Invesco Van Kampen Corporate bd Fd Cl B ACCDX 14295 19960131 Invesco Van Kampen Corporate bd Fd Cl C ACCEX 14296 19960131 Invesco Van Kampen Corporate bd Fd Cl Y ACCHX 67494 20050815 Invesco Van Kampen Corporate Bond Fund I ACCWX 94231 20100602 Invesco Van Kampen Dynamic Credit Opps F XVTAX 80482 20070716 Invesco Van Kampen Emerging Markets Fd C MSRIX 73202 20060410 Invesco Van Kampen Emerging Markets Fd C MSRAX 21702 19960620 Invesco Van Kampen Emerging Markets Fd C MSRBX 21703 19960620 Invesco Van Kampen Emerging Markets Fd C MSRCX 21704 19960620 Invesco Van Kampen Emerging Markets Fund MSRJX 94269 20100602 Invesco Van Kampen Enterprise Fd Cl A ACENX 14302 19960401 Invesco Van Kampen Enterprise Fd Cl Y ACEUX 67495 20050815 Invesco Van Kampen Enterprise Fd Inc Cl ACEOX 14303 19960401 Invesco Van Kampen Enterprise Fd Inc Cl ACEPX 14304 19960401 Invesco Van Kampen eq and Incm Fd Cl A ACEIX 14300 19960315 Invesco Van Kampen eq and Incm Fd Cl B ACEQX 14305 19960315 Invesco Van Kampen eq and Incm Fd Cl C ACERX 14306 19960315 Invesco Van Kampen eq and Incm Fd Cl R ACESX 54552 20021011 Invesco Van Kampen eq and Incm Fd Cl Y ACETX 64679 20050125 Invesco Van Kampen eq Premium Incm Fd Cl VEPAX 73701 20060626 Invesco Van Kampen eq Premium Incm Fd Cl VEPBX 73702 20060626 Invesco Van Kampen eq Premium Incm Fd Cl VEPCX 73703 20060626 Invesco Van Kampen eq Premium Incm Fd Cl VEPIX 73704 20060626 Invesco Van Kampen Exchange Fd Shs ACEHX 14299 19960201 Invesco Van Kampen Gbl bd Fd Cl A VGBAX 88355 20090108 Invesco Van Kampen Gbl bd Fd Cl B VGBBX 88356 20090108 Invesco Van Kampen Gbl bd Fd Cl C VGBCX 88357 20090108 Invesco Van Kampen Gbl bd Fd Cl R VGBRX 88359 20090108 Invesco Van Kampen Gbl bd Fd Cl Y VGBIX 88358 20090108 Invesco Van Kampen Gbl eq Alloc Fd Cl A MSGAX 21677 19960620 Invesco Van Kampen Gbl eq Alloc Fd Cl B MSGBX 21678 19960620 Invesco Van Kampen Gbl eq Alloc Fd Cl C MSGCX 21679 19960620 Invesco Van Kampen Gbl eq Alloc Fd Cl Y MSGDX 90050 20090921 Invesco Van Kampen Gbl Franchise Fd Cl A VGFAX 46064 20010202 Invesco Van Kampen Gbl Franchise Fd Cl B VGFBX 46065 20010202 Invesco Van Kampen Gbl Franchise Fd Cl C VGFCX 46066 20010202 Invesco Van Kampen Gbl Franchise Fd Cl Y VGFIX 75508 20061017 Invesco Van Kampen Gbl Tactical Asset Al VGTAX 88052 20081229 Invesco Van Kampen Gbl Tactical Asset Al VGTBX 88053 20081229 Invesco Van Kampen Gbl Tactical Asset Al VGTCX 88085 20081229 Invesco Van Kampen Gbl Tactical Asset Al VGTIX 88054 20081229 Invesco Van Kampen Gbl Tactical Asset Al VGTRX 88055 20081229 Invesco Van Kampen Global Tactical Asset VGTJX 94293 20100602 Invesco Van Kampen Gov Securities Cl A ACGVX 14229 19960102 Invesco Van Kampen Gov Securities Cl B ACGTX 14317 19960102 Invesco Van Kampen Gov Securities Cl C ACGSX 14316 19960102 Invesco Van Kampen Gov Securities Fd Cl ACGUX 67497 20050815 Invesco Van Kampen Gr & Incm Fd Cl A ACGIX 14313 19960315 Invesco Van Kampen Gr & Incm Fd Cl B ACGJX 14314 19960315 Invesco Van Kampen Gr & Incm Fd Inc. Cl ACGKX 14315 19960315 Invesco Van Kampen Gr and Incm Fd Cl R ACGLX 54553 20021011 Invesco Van Kampen Gr and Incm Fd Cl Y ACGMX 64680 20050125 Invesco Van Kampen Growth and Income Fun ACGQX 94232 20100602 Invesco Van Kampen Harbor Fd Cl A ACHBX 14319 19960315 Invesco Van Kampen Harbor Fd Cl B ACHAX 14318 19960315 Invesco Van Kampen Harbor Fd Cl C ACHCX 14320 19960315 Invesco Van Kampen Harbor Fd Cl Y ACHIX 66676 20050331 Invesco Van Kampen High Incm Tr II Commo XVLTX 80477 20070716 Invesco Van Kampen High Yield Fd Cl A ACHYX 14322 19960131 Invesco Van Kampen High Yield Fd Cl B ACHZX 14323 19960131 Invesco Van Kampen High Yield Fd Cl C ACHWX 14321 19960131 Invesco Van Kampen High Yield Fd Cl Y ACHVX 66677 20050331 Invesco Van Kampen High Yield muni Cl C ACTFX 14337 19960131 Invesco Van Kampen High Yield muni Fd Cl ACTDX 72841 20060303 Invesco Van Kampen High Yld Muni Cl A ACTHX 14339 19960131 Invesco Van Kampen High Yld Muni Cl B ACTGX 14338 19960131 Invesco Van Kampen Insured Tax Free Fd C VMTIX 67529 20050815 Invesco Van Kampen Insured Tax Free Incm VKMTX 23532 19960620 Invesco Van Kampen Insured Tax Free Incm VMTBX 23552 19960620 Invesco Van Kampen Insured Tax Free Incm VMTCX 34999 19981111 Invesco Van Kampen Intermediate Term mun VKLMX 24080 19960628 Invesco Van Kampen Intermediate Term mun VKLIX 67527 20050815 Invesco Van Kampen Intermediate Term mun VKLBX 23528 19960620 Invesco Van Kampen Intermediate Term Mun VKLCX 35000 19981111 Invesco Van Kampen Intl Advantage Cl A VKIAX 50873 20020129 Invesco Van Kampen Intl Advantage Cl B VKIBX 50874 20020129 Invesco Van Kampen Intl Advantage Cl C VKICX 50875 20020129 Invesco Van Kampen Intl Advantage Fd Cl VKIIX 67526 20050815 Invesco Van Kampen Intl Gr Cl R VIFRX 78922 20070322 Invesco Van Kampen Intl Gr Fd Cl A VIFAX 72316 20051219 Invesco Van Kampen Intl Gr Fd Cl B VIFBX 72317 20051219 Invesco Van Kampen Intl Gr Fd Cl C VIFCX 72318 20051219 Invesco Van Kampen Intl Gr Fd Cl Y VIFIX 72319 20051219 Invesco Van Kampen Intl Growth Fund Inst VIFJX 94294 20100602 Invesco Van Kampen Leaders Fd Cl A VLFAX 72908 20060303 Invesco Van Kampen Leaders Fd Cl B VLFBX 72909 20060303 Invesco Van Kampen Leaders Fd Cl C VLFCX 72910 20060303 Invesco Van Kampen Leaders Fd Cl Y VLFIX 72911 20060303 Invesco Van Kampen Limited Duration Fd C ACFMX 14307 19960131 Invesco Van Kampen Limited Duration Fd C ACFTX 14308 19960131 Invesco Van Kampen Limited Duration Fd C ACFWX 14309 19960131 Invesco Van Kampen Limited Duration Fd C ACFYX 67496 20050815 Invesco Van Kampen Massachusettes Value XVMVX 80479 20070716 Invesco Van Kampen Mid Cap Gr Cl R VGRRX 86529 20080714 Invesco Van Kampen Mid Cap Gr Fd Cl A VGRAX 34996 19981111 Invesco Van Kampen Mid Cap Gr Fd Cl B VGRBX 34997 19981111 Invesco Van Kampen Mid Cap Gr Fd Cl C VGRCX 34998 19981111 Invesco Van Kampen Mid Cap Gr Fd Cl Y VGRDX 67525 20050815 Invesco Van Kampen Mid Cap Growth Fund I VGRJX 94292 20100602 Invesco Van Kampen muni Incm Fd A VKMMX 23530 19960620 Invesco Van Kampen muni Incm Fd Cl B VMIBX 23547 19960620 Invesco Van Kampen muni Incm Fd Cl C VMICX 30534 19970616 Invesco Van Kampen muni Incm Fd Cl Y VMIIX 67528 20050815 Invesco Van Kampen muni Opportunity Tr C XVMOX 80478 20070716 Invesco Van Kampen muni Tr Common XVKQX 80476 20070716 Invesco Van Kampen New York Tax Free Inc VNYYX 94296 20100602 Invesco Van Kampen NY Tax Free Incm Fd C VBNYX 23485 19960620 Invesco Van Kampen NY Tax Free Incm Fd C VNYAX 35001 19981111 Invesco Van Kampen NY Tax Free Incm Fd C VNYCX 35002 19981111 Invesco Van Kampen OH Quality muni Tr Co XVOQX 80480 20070716 Invesco Van Kampen PA Tax Free Incm Fd A VKMPX 23531 19960620 Invesco Van Kampen PA Tax Free Incm Fd C VKPAX 23533 19960620 Invesco Van Kampen PA Tax Free Incm Fd C VKPCX 35003 19981111 Invesco Van Kampen PA Val muni Incm Tr C XVPVX 80481 20070716 Invesco Van Kampen Pennsylvania Tax Free VKPYX 94295 20100602 Invesco Van Kampen Real Estate Securitie ACRCX 14331 19960315 Invesco Van Kampen Real Estate Securitie ACREX 14332 19960315 Invesco Van Kampen Real Estate Securitie ACRBX 14330 19960315 Invesco Van Kampen Real Estate Securitie ACRJX 94234 20100602 Invesco Van Kampen sel Sector muni Tr Co XVKLX 80496 20070716 Invesco Van Kampen Senior Incm Tr Common XVVRX 80485 20070716 Invesco Van Kampen Senior Loan Fd Cl A VSLAX 65144 20050225 Invesco Van Kampen Senior Loan Fd Cl B VSLBX 66627 20050228 Invesco Van Kampen Senior Loan Fd Cl C VSLCX 65145 20050225 Invesco Van Kampen Senior Loan Fd Cl IB XPRTX 54172 20020617 Invesco Van Kampen Senior Loan Fd Cl IC XSLCX 54177 20020617 Invesco Van Kampen Small Cap Gr Fd Cl A VASCX 46043 20010205 Invesco Van Kampen Small Cap Gr Fd Cl B VBSCX 46044 20010205 Invesco Van Kampen Small Cap Gr Fd Cl C VCSCX 46063 20010205 Invesco Van Kampen Small Cap Gr Fd Cl Y VISCX 72636 20060208 Invesco Van Kampen Small Cap Value Cl Y VSMIX 67530 20050815 Invesco Van Kampen Small Cap Value Fd Cl VSCAX 45302 20001208 Invesco Van Kampen Small Cap Value Fd Cl VSMBX 45328 20001211 Invesco Van Kampen Small Cap Value Fd Cl VSMCX 45303 20001208 Invesco Van Kampen Technology Fd Cl A VTFAX 36115 19990809 Invesco Van Kampen Technology Fd Cl B VTFBX 36113 19990809 Invesco Van Kampen Technology Fd Cl C VTFCX 36114 19990809 Invesco Van Kampen Technology Fd Cl Y VTFIX 90331 20091016 Invesco Van Kampen Tr for Insured munis XVIMX 80474 20070716 Invesco Van Kampen Tr for Inv Gr munis C XVGMX 80473 20070716 Invesco Van Kampen Tr for Inv Gr NJ Muni XVTJX 80483 20070716 Invesco Van Kampen Tr for Inv Gr NY Muni XVTNX 80484 20070716 Invesco Van Kampen U.S. Mortgage Fd Cl A VKMGX 1927 19940620 Invesco Van Kampen U.S. Mortgage Fd Cl B VUSBX 23579 19960620 Invesco Van Kampen U.S. Mortgage Fd Cl C VUSCX 30409 19970514 Invesco Van Kampen U.S. Mortgage Fd Cl Y VUSIX 75344 20060928 Invesco Van Kampen U.S. Mortgage Fund In VUSJX 94297 20100602 Invesco Van Kampen Utility Fd Cl A VKUAX 23539 19960620 Invesco Van Kampen Utility Fd Cl B VKUBX 23540 19960620 Invesco Van Kampen Utility Fd Cl C VKUCX 30410 19970514 Invesco Van Kampen Utility Fd Cl Y VKUIX 88422 20090116 Invesco Van Kampen Value Opps Fd Cl A VVOAX 53893 20020628 Invesco Van Kampen Value Opps Fd Cl B VVOBX 53894 20020628 Invesco Van Kampen Value Opps Fd Cl C VVOCX 53895 20020628 Invesco Van Kampen Value Opps Fd Cl Y VVOIX 66873 20050324 Invesco Van Kampen VI eq and Incm Fd Ser UEIIX 58464 20030709 Invesco Van Kampen VI Gbl Value eq Fd Se UGEPX 45948 20010125 Invesco Van Kampen VI High Yield Fd Seri UHYPX 45937 20010124 Invesco Van Kampen VI Intl Gr eq Fd Seri UIETX 73351 20060504 Invesco Van Kampen VI Mid Cap Value Fd S UMCCX 58466 20030709 Invesco Van Kampen VI Mid Cap Value Fd S UMCVX 45936 20010124 Invesco Van Kampen VI Value Fd Series I UVAPX 45932 20010124 Invesco Van Kmpn Equty Incm Fnd Inst Cls ACEKX 93903 20100602 Invesco Van Kmpn High Yield Fnd Inst Cls ACHNX 93906 20100602 Invesco Van Kmpn Limtd Drtn Fnd Inst Cls ACFJX 93904 20100602 Invesco Vn Kmpn Gvrnmnt Sec Fnd Inst Cls ACGWX 93905 20100602 InvescoVan Kampen Real Estate Securities ACRDX 67351 20050722 Investco Core Plus bd Fd Cl Y CPBYX 89396 20090603 INVESTMENT CO AMER CL R-1 S RICAX 53691 20020607 INVESTMENT CO AMER CL R-2 S RICBX 53692 20020607 INVESTMENT CO AMER CL R-3 S RICCX 53693 20020607 INVESTMENT CO AMER CL R-4 S RICEX 53694 20020607 INVESTMENT CO AMER CL R-5 S RICFX 53695 20020607 Investment Partners Opportunites Fd Cl A IPOFX 91697 20100126 INVESTMENT TR SCUD CAP SDGTX 54653 20021018 INVESTMENT TR SCUD GR& SUWIX 54655 20021018 IPO Plus Aftermarket Fund IPOSX 32758 19971218 IQ Alpha Hdg Strtgy Fnd Inst Cls Shrs IQHIX 89430 20090604 IQ Alpha Hdg Strtgy Fnd Invstr Clss Shrs IQHOX 89429 20090604 Iron Strategic Incm Fd IFUNX 75474 20061009 Iron Strategic Income Fund Investor Clas IRNIX 88579 20090206 ISG EQUITY INCOME FD CL B IGBIX 73806 20060711 ISI Managed Muni Fund MUNIX 21761 19960620 ISI North Amer Gov't Bond FundFund NOAMX 21985 19960620 ISI North Amer Government Bond - C Share NORCX 58101 20030529 ISI Strategy CL A STRTX 32230 19971217 ISI Total Return U.S. Treasury Fund TRUSX 23375 19960620 ITT Hartford Adv Fund Cl A ITTAX 24194 19961119 ITT Hartford Bond Income Strat Fund Cl A ITBAX 24939 19970224 ITT Hartford Captial Apreciation Fd Cl A ITHAX 23851 19960916 IVA International Fund Class A IVIOX 87637 20081023 IVA International Fund Class C IVICX 87661 20081028 IVA International Fund Class I IVIQX 87638 20081028 IVA Worldwide Fund Class A IVWAX 87641 20081028 IVA Worldwide Fund Class C IVWCX 87639 20081028 IVA Worldwide Fund Class I IVWIX 87640 20081028 Ivy Asset Strategy Fd Cl A WASAX 45043 20001122 Ivy Asset Strategy Fd Cl B WASBX 45044 20001122 Ivy Asset Strategy Fd Cl C WASCX 42598 19960620 Ivy Asset Strategy Fd Cl E IASEX 78999 20070409 Ivy Asset Strategy Fd Cl I IVAEX 79082 20070409 Ivy Asset Strategy Fd Cl R IASRX 86911 20080801 Ivy Asset Strategy Fd Cl Y WASYX 44742 20001013 Ivy Asset Strategy New Oprtnts Fd Cl A INOAX 93647 20100503 Ivy Asset Strategy New Oprtnts Fd Cl B INOBX 93648 20100503 Ivy Asset Strategy New Oprtnts Fd Cl C INOCX 93649 20100503 Ivy Asset Strategy New Oprtnts Fd Cl E INOEX 93650 20100503 Ivy Asset Strategy New Oprtnts Fd Cl I INOIX 93651 20100503 Ivy Asset Strategy New Oprtnts Fd Cl R INORX 93652 20100503 Ivy Asset Strategy New Oprtnts Fd Cl Y INOYX 93653 20100503 Ivy Bal Fd Cl A IBNAX 62262 20031208 Ivy Bal Fd Cl B IBNBX 62277 20031219 Ivy Bal Fd Cl C IBNCX 62284 20031219 Ivy Bal Fd Cl E IVYEX 79101 20070409 Ivy Bal Fd Cl I IYBIX 79103 20070409 Ivy Bal Fd Cl Y IBNYX 62278 20031219 Ivy bd Fd Cl A IBOAX 62263 20031208 Ivy bd Fd Cl B IBOBX 62279 20031219 Ivy bd Fd Cl C IBOCX 62264 20031219 Ivy bd Fd Cl Y IBOYX 62280 20031219 Ivy Cap Apprdciation Cl B WMEBX 45060 20001122 Ivy Cap Appreciation Cl A WMEAX 45059 20001122 Ivy Cap Appreciation Cl C WMECX 45061 20001122 Ivy Cap Appreciation Cl Y WMEYX 45062 20001122 Ivy Capital Appreciation Fd Cl I IVAIX 79083 20070409 Ivy Capitsal Appreciation Fd Cl E IVCEX 78992 20070404 Ivy Core eq Fd Cl A WCEAX 45045 20001122 Ivy Core eq Fd Cl B WCEBX 45046 20001122 Ivy Core eq Fd Cl C WTRCX 42597 19960620 Ivy Core Eq Fd Cl E ICFEX 79058 20070409 Ivy Core Eq Fd Cl I ICIEX 78991 20070404 Ivy Core eq Fd Cl Y WCEYX 44743 20001013 IVY CUNDILL GLBL VAL FD Y ICDYX 58634 20030730 Ivy Cundill Global Val Fd Cl E ICVEX 79059 20070409 Ivy Cundill Global Val Fd Cl I ICVIX 79060 20070409 IVY DEVELOPING MKTS FD CL A IVCAX 66610 20050204 Ivy Dividend Incm Fd Cl E IVBEX 79084 20070409 Ivy Dividend Incm Fd Cl I IVBIX 79085 20070409 Ivy Dividend Opps Fd Cl A IVDAX 58475 20030827 Ivy Dividend Opps Fd Cl B IVDBX 58476 20030827 Ivy Dividend Opps Fd Cl C IVDCX 58477 20030827 Ivy Dividend Opps Fd Cl E IDIEX 79061 20070409 Ivy Dividend Opps Fd Cl I IVDIX 79086 20070409 Ivy Dividend Opps Fd Cl Y IVDYX 58478 20030827 Ivy Euro Opport Fd A IEOAX 36682 20000110 Ivy Euro Opport Fd B IEOBX 36833 20000202 Ivy Euro Opport Fd C IEOCX 36809 20000131 IVY EURO OPPORT FD Y IEOYX 58635 20030730 Ivy European Opportunities Fd Cl E IVEOX 79089 20070409 Ivy European Opportunities Fd Cl I IEOIX 79062 20070409 IVY FD CUNDIL G ICDAX 53800 20020621 IVY FD CUNDIL G ICDBX 53801 20020621 IVY FD CUNDIL G ICDCX 53802 20020621 IVY Fds Energy Fd Cl Y IEYYX 73079 20060407 Ivy Fds, Energy Fd Cl A IEYAX 73076 20060407 Ivy Fds, Energy Fd Cl B IEYBX 73077 20060407 IVY Fds, Energy Fd Cl C IEYCX 73078 20060407 Ivy Gbl bd Fd Cl A IVSAX 83728 20080409 Ivy Gbl bd Fd Cl B IVSBX 83729 20080409 Ivy Gbl bd Fd Cl C IVSCX 83730 20080409 Ivy Gbl bd Fd Cl I IVSIX 83731 20080409 Ivy Gbl bd Fd Cl Y IVSYX 83696 20080407 IVY GLBL NAT RES Y IGNYX 58636 20030730 Ivy Global Natural Resources Cl A IGNAX 35322 19990127 Ivy Global Natural Resources Cl B IGNBX 35323 19990127 Ivy Global Natural Resources Cl C IGNCX 35324 19990127 Ivy Global Natural Resources Fd Cl E IGNEX 79063 20070409 Ivy Global Natural Resources Fd Cl I IGNIX 79064 20070409 Ivy Global Natural Resources Fd Cl R IGNRX 72519 20060113 Ivy High Incm Fd Cl A WHIAX 45047 20001122 Ivy High Incm Fd Cl B WHIBX 45048 20001122 Ivy High Incm Fd Cl C WRHIX 42595 19980413 Ivy High Incm Fd Cl E IVHEX 79090 20070409 Ivy High Incm Fd Cl I IVHIX 79091 20070409 Ivy High Incm Fd Cl Y WHIYX 44744 20000127 Ivy Int'l Bal Fd Cl E IIBEX 79065 20070409 Ivy Int'l Bal Fd Cl I IIBIX 79066 20070409 Ivy Int'l Core Eq Fd Cl E IICEX 79068 20070409 Ivy Int'l Core Eq Fd Cl I ICEIX 79057 20070409 Ivy Int'l Gwth Fd Cl E IIGEX 79069 20070409 Ivy Int'l Gwth Fd Cl I IGIIX 79172 20070412 Ivy International Core Equity Fund Class IIFBX 30710 19970818 Ivy International Core Equity Fund Class IVIFX 30711 19970818 Ivy International Core Equity Fund Class IVVYX 58638 20030730 Ivy International Growth Fund Class A IVINX 6275 19890508 Ivy International Growth Fund Class B IVIBX 21031 19960620 Ivy International Growth Fund Class C IVNCX 24308 19961017 Ivy International Growth Fund Class Y IVIYX 58632 20030730 Ivy Intl Bal Fd Cl A IVBAX 62267 20031208 Ivy Intl Bal Fd Cl B IVBBX 62288 20031219 Ivy Intl Bal Fd Cl C IVBCX 62285 20031219 Ivy Intl Bal Fd Cl Y IVBYX 62283 20031219 Ivy Intl Core eq Fd Cl A IVIAX 30656 19970815 Ivy Large Cap Gr Fd Cl A WLGAX 45051 20001122 Ivy Large Cap Gr Fd Cl B WLGBX 45052 20001122 Ivy Large Cap Gr Fd Cl C WLGCX 45053 20001122 Ivy Large Cap Gr Fd Cl Y WLGYX 45054 20001122 Ivy Lg Cap Gwth Fd Cl E ILCEX 79070 20070409 Ivy Lg Cap Gwth Fd Cl E IVEEX 79087 20070409 Ivy Lg Cap Gwth Fd Cl I IVVEX 79099 20070409 Ivy Lg Cap Gwth Fd Cl I IYGIX 79104 20070409 Ivy Lg Cap Gwth Fd Cl R WLGRX 72536 20060113 Ivy Limited-Term Bd Fd Cl E IVLEX 79092 20070409 Ivy Limited-Term Bd Fd Cl I ILTIX 79071 20070409 Ivy Limited-Term Bond Fd Cl A WLTAX 45055 20001122 Ivy Limited-Term Bond Fd Cl B WLTBX 45056 20001122 Ivy Limited-Term Bond Fd Cl C WLBCX 42593 19960620 Ivy Limited-Term Bond Fd Cl Y WLTYX 44746 20000127 Ivy Managed European/Pacific Fd Cl A IVMAX 78993 20070404 Ivy Managed European/Pacific Fd Cl B IVMBX 79093 20070409 Ivy Managed European/Pacific Fd Cl C IVMCX 79094 20070409 Ivy Managed European/Pacific Fd Cl E IVMEX 79095 20070409 Ivy Managed European/Pacific Fd Cl I IVMIX 79173 20070412 Ivy Managed European/Pacific Fd Cl Y IVMYX 79096 20070409 Ivy Managed Int'l Opportunities Fd Cl A IVTAX 79174 20070412 Ivy Managed Int'l Opportunities Fd Cl B IVTBX 79175 20070412 Ivy Managed Int'l Opportunities Fd Cl C IVTCX 79213 20070417 Ivy Managed Int'l Opportunities Fd Cl E IVTEX 79097 20070409 Ivy Managed Int'l Opportunities Fd Cl I IVTIX 79176 20070412 Ivy Managed Int'l Opportunities Fd Cl Y IVTYX 79098 20070409 Ivy Micro Cap Growth Fund Class A IGWAX 88939 20090218 Ivy Micro Cap Growth Fund Class B IGWBX 88940 20090218 Ivy Micro Cap Growth Fund Class C IGWCX 88941 20090218 Ivy Micro Cap Growth Fund Class I IGWIX 88923 20090218 Ivy Micro Cap Growth Fund Class Y IGWYX 88924 20090218 Ivy Mid Cap Gr Fd Cl A WMGAX 45063 20001122 Ivy Mid Cap Gr Fd Cl B WMGBX 45064 20001122 Ivy Mid Cap Gr Fd Cl C WMGCX 45065 20001122 Ivy Mid Cap Gr Fd Cl Y WMGYX 45066 20001122 Ivy Mid Cap Gwth Fd Cl E IMCEX 79072 20070409 Ivy Mid Cap Gwth Fd Cl I IYMIX 79105 20070409 Ivy Mid Cap Gwth Fd Cl R WMGRX 72537 20060113 Ivy Money Market Fund Class E IVEXX 79151 20070411 Ivy Mortgage Securities Fd Cl A IYMAX 62268 20031208 Ivy Mortgage Securities Fd Cl B IYMBX 62269 20031219 Ivy Mortgage Securities Fd Cl C IYMCX 62270 20031219 Ivy Mortgage Securities Fd Cl E IMSEX 79074 20070409 Ivy Mortgage Securities Fd Cl I IMFIX 79073 20070409 Ivy Mortgage Securities Fd Cl Y IYMYX 62271 20031219 Ivy muni High Incm Cl I WYMHX 45114 20001122 Ivy Municipal Bd Fd Cl I IMBIX 90414 20091103 Ivy Municipal Bond Fd Cl A WMBAX 45057 20001122 Ivy Municipal Bond Fd Cl B WMBBX 45058 20001122 Ivy Municipal Bond Fd Cl C WMBCX 42594 19960620 Ivy Municipal Bond Fund Cl Y WMBYX 90303 20091019 Ivy Municipal High Incm Fd Cl A IYIAX 89321 20090518 Ivy Municipal High Incm Fd Cl B IYIBX 89322 20090518 Ivy Municipal High Incm Fd Cl C IYICX 89323 20090518 Ivy Municipal High Incm Fd Cl Y IYIYX 90592 20091008 IVY PACIFIC OPPORT FD Y IPOYX 58637 20030730 Ivy Pacific Opport Fund Cl A IPOAX 21026 19960620 Ivy Pacific Opport Fund Cl B IPOBX 20939 19960620 Ivy Pacific Opport Fund Cl C IPOCX 24752 19980625 Ivy Pacific Opportunities Fd Cl I IPOIX 79076 20070409 Ivy Pacific Opportunities Fdf Cl E IPOEX 79075 20070409 Ivy Real Estate Securities Fd Cl A IRSAX 62265 20031208 Ivy Real Estate Securities Fd Cl B IRSBX 62281 20031219 Ivy Real Estate Securities Fd Cl C IRSCX 62266 20031219 Ivy Real Estate Securities Fd Cl E IREEX 79077 20070409 Ivy Real Estate Securities Fd Cl I IREIX 79078 20070409 Ivy Real Estate Securities Fd Cl R IRSRX 72520 20060113 Ivy Real Estate Securities Fd Cl Y IRSYX 62282 20031218 Ivy Science & Technology Fd Cl A WSTAX 45079 20001122 Ivy Science & Technology Fd Cl B WSTBX 45080 20001122 Ivy Science & Technology Fd Cl C WSTCX 36958 19980413 Ivy Science & Technology Fd Cl Y WSTYX 44750 20001013 Ivy Science and Technology Fd Cl E ISTEX 79080 20070409 Ivy Science and Technology Fd Cl I ISTIX 79081 20070409 Ivy Science and Technology Fd Cl R WSTRX 72539 20060113 Ivy Sm Cap Gwth Fd Cl E ISGEX 79079 20070409 Ivy Sm Cap Gwth Fd Cl E IVEIX 79088 20070409 Ivy Sm Cap Gwth Fd Cl I IYAIX 79102 20070409 Ivy Sm Cap Gwth Fd Cl I IYSIX 79177 20070412 Ivy Sm Cap Gwth Fd Cl R WSGRX 72538 20060113 Ivy Sm Cap Val Fd Cl E IYVIX 79106 20070409 Ivy Sm Cap Val Fd Cl I IVVIX 79100 20070409 Ivy Sm Cap Val Fd Cl I PALIX 79191 20070416 Ivy Small Cap Gr Fd Cl A WSGAX 45067 20001122 Ivy Small Cap Gr Fd Cl B WSGBX 45068 20001122 Ivy Small Cap Gr Fd Cl C WRGCX 42596 19960620 Ivy Small Cap Gr Fd Cl Y WSCYX 44748 20001013 Ivy Small Cap Value Fd Cl A IYSAX 62286 20031208 Ivy Small Cap Value Fd Cl B IYSBX 62289 20031219 Ivy Small Cap Value Fd Cl C IYSCX 62287 20031219 Ivy Small Cap Value Fd Cl Y IYSYX 62272 20031219 Ivy Tax Managed Eq Fd Cl A IYEAX 89317 20090518 Ivy Tax Managed Eq Fd Cl B IYEBX 89318 20090518 Ivy Tax Managed Eq Fd Cl C IYECX 89319 20090518 Ivy Tax Managed Eq Fd Cl Y IYEYX 90332 20090518 Ivy Tax-Managed eq Fd Cl I WYTMX 45115 20001122 Ivy Value Fd Cl A IYVAX 62273 20031208 Ivy Value Fd Cl B IYVBX 62274 20031219 Ivy Value Fd Cl C IYVCX 62275 20031219 Ivy Value Fd Cl Y IYVYX 62276 20031219 IXIS Incm Diversified Portfolio Cl A IIDPX 72175 20051117 IXIS Incm Diversified Portfolio Cl C CIDPX 72062 20050103 IXIS US Diversified Port Cl A NEFSX 21898 19960620 IXIS US Diversified Port Cl B NESBX 21915 19960620 IXIS US Diversified Port Cl C NECCX 21883 19960620 IXIS US Diversified Port Cl Y NESYX 24730 19970210 J Hancock Bond Cl B JHBBX 21039 19960620 J Hancock Bond Fund A JHNBX 21050 19960620 J Hancock CA Tax-Free Income Fund - Cl A TACAX 23294 19960620 J Hancock CA Tax-Free Income Fund Cl B TSCAX 23377 19960620 J Hancock Fd II All Cap Val Fd Cl 1 JICVX 67879 20051017 J Hancock Fd II All Cp Val Fd NAV Cl JHCVX 67855 20051017 J Hancock Fd II Blu Chp Gwth Fd NAV Cl JHBCX 67851 20051017 J Hancock Fd II Cap Aprcit Fd Cl 1 JICPX 67877 20051017 J Hancock Fd II Core Bd Fd Cl 1 JICDX 67876 20051018 J Hancock Fd II Cp App Fd NAV Cl JHCPX 67853 20051017 J Hancock Fd II Eq Incm Fd Clas 1 JIEMX 67882 20051017 J Hancock Fd II Eq Incm Fd NAV Cl JHEIX 67857 20051017 J Hancock Fd II Fdmntl Vl Fd NAV Cl JHFLX 67859 20051017 J Hancock Fd II Global Bd Fd Cl 1 JIGDX 67885 20051017 J Hancock Fd II Global Bd Fd NAV Cl JHGDX 67860 20051017 J Hancock Fd II High Yield Fd Cl 1 JIHDX 67887 20051017 J Hancock Fd II High Yield Fd NAV Cl JHHDX 67861 20051017 J Hancock Fd II Int'l Oprtn Fd NAV Cl JHIOX 67863 20051017 J Hancock Fd II Int'l Oprtnt Fd Cl 1 JIIOX 67891 20051017 J Hancock Fd II Int'l Sm Cap Fd Cl 1 JIIMX 67890 20051017 J Hancock Fd II Int'l SmCp Fd NAV Cl JHISX 67864 20051017 J Hancock Fd II Invt Qlt Bd Fd Cl 1 JIQBX 67898 20051017 J Hancock Fd II Invt Qty Bd Fd NAV Cl JHQBX 67869 20051017 J Hancock Fd II Lg Cap Fd Cl 1 JILPX 67892 20051017 J Hancock Fd II Lg Cap Fd NAV Cl JHCLX 67852 20051017 J Hancock Fd II Lg Cap Val Fd Cl 1 JICZX 67880 20051017 J Hancock Fd II Lg Csp Val Fd NAV Cl JHLPX 67865 20051017 J Hancock Fd II Md Cp Stck Fd NAV Cl JHMSX 67866 20051017 J Hancock Fd II Mid Cp Stock Fd Cl 1 JIMSX 67894 20051017 J Hancock Fd II Natural Res Fd Cl 1 JINRX 67896 20051017 J Hancock Fd II Ntrl Rsrcs Fd NAV Cl JHNRX 67867 20051017 J Hancock Fd II Quant Val Fd Cl 1 JIQVX 67900 20051017 J Hancock Fd II Quant Val Fd NAV Cl JHQVX 67870 20051017 J Hancock Fd II Ral Est Sec Fd Cl 1 JIREX 67901 20051017 J Hancock Fd II Real Rtrn Fd Class 1 JIRRX 67902 20051018 J Hancock Fd II Sm Cap Opt Fd Cl 1 JISOX 67905 20051018 J Hancock Fd II SmCompany Vl Fd Cl 1 JISVX 67908 20051018 J Hancock Fd II Strategic Bd Fd Cl 1 JISBX 67903 20051017 J Hancock Fd II Strtgic Bd Fd NAV Cl JHSBX 67872 20051017 J Hancock Fd II Ttl Rtrn Fd Cl 1 JITRX 67909 20051018 J Hancock Fd II U.S. Hgh Yld Fd Cl 1 JIHLX 67888 20051018 J HANCOCK FD III INTL GTH CL A GOIGX 73617 20060619 J HANCOCK FD III US CORE CL A GOCGX 73612 20060619 J HANCOCK FD III VAL OPPTY A GOUGX 73636 20060619 J Hancock Fds II Lifestyl Mdrt Fd Cl5 JHLMX 73788 20060711 J Hancock Fds II Lifestyle Bal Fd Cl5 JHLAX 73786 20060711 J Hancock Fds II Lifestyle Gwth FdCl5 JHLGX 73787 20060711 J Hancock Fin'l Industries Fund Cl A FIDAX 24902 19970220 J Hancock Fin'l Industries Fund Cl B FIDBX 24903 19970220 J Hancock Gov't Income Fund Cl A JHGIX 21046 19960620 J Hancock Gov't Income Fundund TSGIX 23379 19960620 J Hancock Growth and Income Fund - Cl A TAGRX 23297 19960620 J Hancock High Yield Tax Free Fund Cl A JHTFX 21061 19960620 J Hancock Intermed Gov't Fund Cl B TSUSX 23387 19960620 J Hancock Intermed Mat Gov't Trust Cl A TAUSX 23306 19960620 J Hancock Regional Bank Fund - Cl Al A FRBAX 20564 19960620 J Hancock Regional Bank Fund - Cl Bl B FRBFX 20565 19960620 J Hancock Small-Cap Value Fund Cl A SPVAX 23144 19960620 J Hancock Small-Cap Value Fund Cl B SPVBX 23145 19960620 J Hancock Sovereign Balanced Ad A SVBAX 23261 19960620 J Hancock Sovereign Balanced Bd B SVBBX 23262 19960620 J Hancock Sovereign Investors Fund Cl A SOVIX 23127 19960620 J Hancock Sovereign Investors Fund Cl B SOVBX 23126 19960620 J Hancock Special High Yield Tax Free B TSHTX 23381 19960620 J Hancock Strategic Income Fund Bd B STIBX 23226 19960620 J Hancock Strategic Income Fund Cl Al A JHFIX 21042 19960620 J Hancock Tax-Exempt Series Fund MA Port JHMAX 21049 19960620 J Hancock Tax-Exempt Series NY Port JHNYX 21054 19960620 J Hancock Tax-Free Bond Fund - Cl Al A TAMBX 23302 19960620 J Hancock Tax-Free Bond Fund - Cl Bl B TSMBX 23383 19960620 J Hancock Tr 500 Index Tr Series I JEINX 72796 20060216 J Hancock Tr All Cap Core Tr Series I JEACX 72638 20060216 J Hancock Tr Fnncl Srvces Tr Series I JEFSX 72737 20060216 J Hancock Tr Global Tr Series I JEFGX 72736 20060216 J Hancock Tr Health Sciences Tr Srs I JEHSX 72740 20060216 J Hancock Tr Int Eq Idx Tr A Srs I JEIEX 72795 20060216 J Hancock Tr Mid Cap Index Tr Seris I JECIX 72640 20060216 J Hancock Tr Mid Val Tr Series I JEMUX 72798 20060216 J Hancock Tr Scin & Tech Tr Series I JESTX 72806 20060216 J Hancock Tr Sm Cap Gwth Tr Series I JESGX 72803 20060216 J Hancock Tr Sm Cap Index Tr Series I JESIX 72804 20060216 J Hancock Tr Sm Cap Val Tr Series i JESVX 72807 20060216 J Hancock Tr Ttl Stck Mkt Ind Tr SrsI JETSX 72808 20060216 J Hancock Tr Utilities Tr Series I JEUTX 72810 20060216 J Hancock Tr Val Tr Series I JEVLX 72811 20060216 J P Morgan Large Cap Growth Fund - R5 JLGRX 89142 20090415 J.P. MORGAN MARKET NEUTRAL-A JMNAX 53019 20020304 J.P. MORGAN MARKET NEUTRAL-B JMNBX 53020 20020304 J.P. MORGAN SELECT INTERNATIONAL EQU JSEAX 53021 20020304 J.P. Morgan Tax Aware Intl Opps Fd - Cl JFTAX 47835 20010611 J.P. Morgan Tax Aware Intl Opps Fd - Ins JFTIX 47838 20010611 Jacob Internet Fund JAMFX 36609 20000106 Jacob Sm Cap Gwth Fd JSCGX 91725 20100201 Jacob Wisdom Fund JWSFX 91909 20100218 James Advantage Fd, James Bal Golden Rai GLRBX 20749 19960620 James Golden Rainbow Fd Cl I GLRIX 88957 20090302 JAMES LG CAP PLUS FD A JALCX 45217 20001201 JAMES MARKET NEUTRAL FD A JAMNX 44773 20001018 James Mid-Cap Fd JAMDX 73746 20060630 JAMES SMALL CAP FD CL A JASCX 44774 20001018 Jamestown Balanced Fund JAMBX 24410 19970107 Jamestown Tax-Exempt Virginia Fund JTEVX 35742 19990414 Janus Aspen Balanced Port Inst'l JABLX 34380 19981016 Janus Aspen Enterprise Port inst Shares JAAGX 34379 19981016 Janus Aspen Flexible bd Fd inst Shares JAFLX 34382 19981016 Janus Aspen Forty Fd inst Shares JACAX 34381 19981016 Janus Aspen Global Technology Port Insl JGLTX 44222 20000718 Janus Aspen Janus Port inst Shares JAGRX 34383 19981016 Janus Aspen Mid Cap Value Ptf Institutio JAMVX 57905 20030501 Janus Aspen Overseas Port inst Shares JAIGX 34384 19981016 Janus Aspen Worldwide Port inst Shares JAWGX 34385 19981016 Janus Bal Fd T Shares JABAX 21036 19951229 Janus Balanced Fund - A Shares JDBAX 64791 20050125 Janus Balanced Fund - C Shares JABCX 54428 20021001 Janus Balanced Fund - I Shares JBALX 72239 20051130 Janus Balanced Fund - R Shares JDBRX 64792 20050125 Janus Balanced Fund - S Shares JABRX 42326 19990727 Janus Balanced Fund D Shares JANBX 91976 20100216 Janus Contrarian Fd T Shares JSVAX 42039 20000314 Janus Contrarian Fund - A Shares JCNAX 67426 20050804 Janus Contrarian Fund - C Shares JCNCX 67427 20050804 Janus Contrarian Fund - I Shares JCONX 72242 20051130 Janus Contrarian Fund - R Shares JCNRX 67429 20050804 Janus Contrarian Fund - S Shares JCNIX 67428 20050804 Janus Contrarian Fund D Shares JACNX 91968 20100216 Janus Enterprise Fd T Shares JAENX 6702 19930125 Janus Enterprise Fund - A Shares JDMAX 64801 20050125 Janus Enterprise Fund - C Shares JGRCX 54434 20021001 Janus Enterprise Fund - I Shares JMGRX 72249 20051130 Janus Enterprise Fund - R Shares JDMRX 64802 20050125 Janus Enterprise Fund - S Shares JGRTX 36451 19991112 Janus Enterprise Fund D Shares JANEX 91982 20100216 Janus Fd T Shares JANSX 6286 19890710 Janus Flexible bd Fd T Shares JAFIX 6701 19930125 Janus Flexible Bond Fund - A Shares JDFAX 64415 20041004 Janus Flexible Bond Fund - C Shares JFICX 54431 20021001 Janus Flexible Bond Fund - I Shares JFLEX 72243 20051130 Janus Flexible Bond Fund - R Shares JDFRX 64414 20041004 Janus Flexible Bond Fund - S Shares JADFX 47576 20010131 Janus Flexible Bond Fund D Shares JANFX 91958 20100216 Janus Forty A Shs JDCAX 64793 20050125 Janus Forty C Shares JACCX 54429 20021001 Janus Forty I Shs JCAPX 72240 20051130 Janus Forty R Shs JDCRX 64794 20050125 Janus Forty S Shs JARTX 36863 20000208 Janus Forty T Shs JACTX 89649 20090706 Janus Fund - A Shares JDGAX 64795 20050125 Janus Fund - C Shares JGOCX 54433 20021001 Janus Fund - I Shares JGROX 72246 20051130 Janus Fund - R Shares JDGRX 64796 20050125 Janus Fund - S Shares JGORX 36452 19991112 Janus Fund D Shares JANDX 91977 20100216 Janus Gbl Life Sciences Fd T Shares JAGLX 35286 19990120 Janus Gbl Opps Fd T Shares JGVAX 48667 20010802 Janus Gbl Real Estate Fd A Shs JERAX 82421 20071129 Janus Gbl Real Estate Fd C Shs JERCX 82422 20071129 Janus Gbl Real Estate Fd I Shs JERIX 82423 20071129 Janus Gbl Real Estate Fd S Shs JERSX 82424 20071129 Janus Gbl Research A Shs JRGAX 82425 20071129 Janus Gbl Research C Shs JRGCX 82426 20071129 Janus Gbl Research Fd T Shares JARFX 65118 20050225 Janus Gbl Research I Shs JRGIX 82427 20071129 Janus Gbl Research S Shs JRGSX 82428 20071129 Janus Gbl Technology Fd T Shares JAGTX 35287 19990120 Janus Global Life Sciences A Shs JFNAX 89641 20090706 Janus Global Life Sciences C Shs JFNCX 89642 20090706 Janus Global Life Sciences D Shares JNGLX 91973 20100216 Janus Global Life Sciences I Shs JFNIX 89643 20090706 Janus Global Life Sciences S Shs JFNSX 89644 20090706 Janus Global Opportunities A Shs JPPAX 89624 20090706 Janus Global Opportunities C Shs JPPCX 89625 20090706 Janus Global Opportunities D Shares JNGOX 91963 20100216 Janus Global Opportunities I Shs JPPIX 89626 20090706 Janus Global Opportunities S Shs JPPSX 89627 20090706 Janus Global Real Estate Fund D Shares JNGSX 91908 20100216 Janus Global Real Estate T Shs JERTX 89613 20090706 Janus Global Research D Shares JANGX 91965 20100216 Janus Global Technolgy C Shs JAGCX 89637 20090706 Janus Global Technology A Shs JATAX 89638 20090706 Janus Global Technology Fund D Shares JNGTX 91969 20100216 Janus Global Technology S Shs JATSX 89640 20090706 Janus Global Techology I Shs JATIX 89639 20090706 Janus Gr and Incm Fd T Shares JAGIX 14063 19950713 Janus Growth and Income Fund - A Shares JDNAX 64803 20050125 Janus Growth and Income Fund - C Shares JGICX 54432 20021001 Janus Growth and Income Fund - I Shares JGINX 72245 20051130 Janus Growth and Income Fund - R Shares JDNRX 64804 20050125 Janus Growth and Income Fund - S Shares JADGX 47577 20010503 Janus Growth and Income Fund D Shares JNGIX 91978 20100216 Janus High Yield Bond Fund D Shares JNHYX 91910 20100216 Janus High-Yield Fund - A Shares JHYAX 67436 20050804 Janus High-Yield Fund - C Shares JDHCX 67430 20050804 Janus High-Yield Fund - I Shares JHYFX 72247 20051130 Janus High-Yield Fund - R Shares JHYRX 67437 20050804 Janus High-Yield Fund - S Shares JDHYX 67431 20050804 Janus High-Yield T Shs JAHYX 14265 19960617 Janus Intech Risk Managed Gr A Shs JDRAX 64811 20050125 Janus Intech Risk Managed Gr C Shares JCGCX 57276 20030108 Janus Intech Risk Managed Gr I Shs JRMGX 72253 20051130 Janus Intech Risk Managed Gr S Shs JCGIX 57146 20030102 Janus Intech Risk Managed Intl A Shs JMIAX 79537 20070504 Janus Intech Risk Managed Intl C Shs JMICX 79538 20070504 Janus Intech Risk Managed Value A Shares JRSAX 72487 20060111 Janus Intech Risk Managed Value C Shares JRSCX 72488 20060111 Janus Intech Risk Managed Value I Shares JRSIX 72489 20060111 Janus Intech Risk Managed Value S Shares JRSSX 72491 20060111 Janus INTECH Risk-Managed Growth T Shs JDRTX 89619 20090706 Janus Intech Risk-Managed Intl S Shs JMISX 79540 20070504 Janus INTECH Risk-Managed Intl T Shs JRMTX 89614 20090706 Janus INTECH Risk-Managed Value T Shs JRSTX 89616 20090706 Janus International Equity Fund D Shares JNISX 91912 20100216 Janus International Equity T Shs JAITX 89617 20090706 Janus International Forty Fund D Shares JNIFX 91907 20100216 Janus International Forty T Shs JAFTX 89615 20090706 Janus Intl eq Fd A Shs JAIEX 75783 20061204 Janus Intl eq Fd C Shs JCIEX 75784 20061204 Janus Intl eq Fd Cl S Shs JSIEX 75800 20061206 Janus Intl eq Fd I Shs JIIEX 75798 20061206 Janus Intl eq Fd R Shs JRIEX 75799 20061206 Janus Intl Forty Fd A Shs JFFAX 85514 20080603 Janus Intl Forty Fd C Shs JFFCX 85515 20080603 Janus Intl Forty Fd I Shs JFFIX 85516 20080603 Janus Intl Forty Fd S Shs JFFSX 85517 20080603 Janus Long/Short Fd Cl A Shs JALSX 73960 20060809 Janus Long/Short Fd Cl C Shs JCLSX 73961 20060809 Janus Long/Short Fd Cl I Shs JLSIX 73962 20060809 Janus Long/Short Fd Cl R Shs JRLSX 73963 20060809 Janus Long/Short Fd Cl S Shs JSLSX 73964 20060809 Janus Long/Short T Shs JLSTX 89618 20090706 Janus Modular Portfolio Constructn T Shs JAMTX 89606 20090707 Janus Modular Ptf Construction A Shs JAMPX 50645 20080903 Janus Modular Ptf Construction I Shs JIMPX 50764 20080903 Janus Modular Ptf Construction S Shs JSMPX 50826 20080903 Janus Molular Ptf Construction C Shs JCMPX 50751 20080903 Janus Orion Fd T Shares JORNX 44189 20000718 Janus Orion Fund - A Shares JORAX 67438 20050804 Janus Orion Fund - C Shares JORCX 67439 20050804 Janus Orion Fund - I Shares JORFX 72251 20051130 Janus Orion Fund - R Shares JORRX 67441 20050804 Janus Orion Fund - S Shares JORIX 67440 20050804 Janus Orlon D Shares JANRX 91957 20100216 Janus Overseas Fd T Shares JAOSX 14062 19950713 Janus Overseas Fund - A Shares JDIAX 64797 20050125 Janus Overseas Fund - C Shares JIGCX 54436 20021001 Janus Overseas Fund - I Shares JIGFX 72248 20051130 Janus Overseas Fund - R Shares JDIRX 64798 20050125 Janus Overseas Fund - S Shares JIGRX 42031 20000309 Janus Overseas Fund D Shares JNOSX 91980 20100216 Janus Perkins Large Cap Value I Shs JAPIX 88320 20090108 Janus Perkins Large Cap Value S Shs JAPSX 88321 20090108 Janus Perkins Large Cap Value T Shs JPLTX 89636 20090706 Janus Perkins Mid Cap Value Fd T Shares JMCVX 34220 19980901 Janus Perkins Small Cap Value Fd T Share JSCVX 30448 19970530 Janus Research A Shs JRAAX 89645 20090706 Janus Research C Shs JRACX 89646 20090706 Janus Research Core Fund - A Shares JDQAX 64809 20050125 Janus Research Core Fund - C Shares JADCX 54430 20021001 Janus Research Core Fund - I Shares JCEFX 72241 20051130 Janus Research Core Fund - R Shares JDQRX 64810 20050125 Janus Research Core Fund - S Shares JADEX 47575 20010503 Janus Research Core Fund D Shares JNRCX 91970 20100216 Janus Research Core T Shares JAEIX 24220 19960716 Janus Research Fd T Shares JAMRX 1938 19940516 Janus Research Fund D Shares JNRFX 91975 20100216 Janus Research I Shs JRAIX 89647 20090706 Janus Research S Shs JRASX 89648 20090706 Janus Short Term Bond A Shs JSHAX 89609 20090706 Janus Short Term Bond C Shs JSHCX 89610 20090706 Janus Short Term Bond I Shs JSHIX 89611 20090706 Janus Short Term Bond S Shs JSHSX 89612 20090706 Janus Short-Term bd Fd T Shares JASBX 23841 19931231 Janus Smart Conservative T Shares JSPCX 72493 20060111 Janus Smart Gr T Shares JSPGX 72494 20060111 Janus Smart Growth Fund D Shares JNSGX 91959 20100216 Janus Smart Moderate T Shares JSPMX 72495 20060111 Janus Smart Portfolio Conservative A Shs JCAAX 89632 20090706 Janus Smart Portfolio Conservative C Shs JCACX 89633 20090706 Janus Smart Portfolio Conservative I Shs JCAIX 89634 20090706 Janus Smart Portfolio Conservative S Shs JCASX 89635 20090706 Janus Smart Portfolio Conservtv Fd D Shs JMSCX 91962 20100216 Janus Smart Portfolio Growth A Shs JGCAX 89620 20090706 Janus Smart Portfolio Growth C Shs JGCCX 89621 20090706 Janus Smart Portfolio Growth S Shs JGCSX 89623 20090706 Janus Smart Portfolio Moderate A Shs JMOAX 89628 20090706 Janus Smart Portfolio Moderate C Shs JMOCX 89629 20090706 Janus Smart Portfolio Moderate Fnd D Shs JNSMX 91960 20100216 Janus Smart Portfolio Moderate I Shs JMOIX 89630 20090706 Janus Smart Portfolio Moderate S Shs JMOSX 89631 20090706 Janus Smart Portolio Growth I Shs JGCIX 89622 20090706 Janus Triton Fd T Shares JATTX 65119 20050225 Janus Triton Fund - A Shares JGMAX 67432 20050804 Janus Triton Fund - C Shares JGMCX 67433 20050804 Janus Triton Fund - I Shares JSMGX 72255 20051130 Janus Triton Fund - R Shares JGMRX 67435 20050804 Janus Triton Fund - S Shares JGMIX 67434 20050804 Janus Triton Fund D Shares JANIX 91967 20100216 Janus Twenty Fd T Shares JAVLX 6285 19890707 Janus Twenty Fund D Shares JNTFX 91983 20100216 Janus Venture Fd T Shares JAVTX 6287 19890714 Janus Venture Fund D Shares JANVX 91981 20100216 Janus Worldwide Fd T Shares JAWWX 6730 19930610 Janus Worldwide Fund - A Shares JDWAX 64815 20050125 Janus Worldwide Fund - C Shares JWWCX 54438 20021001 Janus Worldwide Fund - I Shares JWWFX 72256 20051130 Janus Worldwide Fund - R Shares JDWRX 64816 20050125 Janus Worldwide Fund - S Shares JWGRX 36086 19990802 Janus Worldwide Fund D Shares JANWX 91979 20100216 JanusIntech Risk Managed Intl I Shs JMIIX 79539 20070504 Jensen Val Fd I Shares JNVIX 92762 20100331 Jensen Val Fd J Shares JNVSX 92763 20100331 Jhn Hancck Fds II Shrt Trm GvtIncmClsNAV JSTNX 88329 20090108 Jhn Hncck Fds Grtr Chn Opprtnts Fd Clss JGCNX 78115 20070116 Jhn Hncck Fds II Lfcycl 2010 Ptf Cl R3 JLAFX 75577 20061101 Jhn Hncck Trst Shrt Trm GvtI ncm Srs NAV JSTDX 88328 20090108 Jhn HncckFds II Lifecycle 2010 Ptf Cl 1 JLAOX 75580 20061101 Jhn HncckFds II Lifecycle 2010 Ptf Cl A JLAAX 75572 20061101 Jhn HncckFds II Lifecycle 2010 Ptf Cl R1 JLADX 75575 20061101 Jhn HncckFds II Lifecycle 2010 Ptf Cl R4 JLAGX 75578 20061101 Jhn HncckFds II Lifecycle 2010 Ptf Cl R5 JLAHX 75579 20061101 Jhn HncckFds II Lifecycle 2015 Ptf Cl 1 JLBOX 75590 20061101 Jhn HncckFds II Lifecycle 2015 Ptf Cl A JLBAX 75582 20061101 Jhn HncckFds II Lifecycle 2015 Ptf Cl R1 JLBDX 75585 20061101 Jhn HncckFds II Lifecycle 2015 Ptf Cl R3 JLBFX 75587 20061101 Jhn HncckFds II Lifecycle 2015 Ptf Cl R4 JLBGX 75588 20061101 Jhn HncckFds II Lifecycle 2015 Ptf Cl R5 JLBHX 75589 20061101 Jhn HncckFds II Lifecycle 2020 Ptf Cl 1 JLDOX 75600 20061101 Jhn HncckFds II Lifecycle 2020 Ptf Cl A JLDAX 75592 20061101 Jhn HncckFds II Lifecycle 2020 Ptf Cl R1 JLDDX 75595 20061101 Jhn HncckFds II Lifecycle 2020 Ptf Cl R3 JLDFX 75597 20061101 Jhn HncckFds II Lifecycle 2020 Ptf Cl R4 JLDGX 75598 20061101 Jhn HncckFds II Lifecycle 2020 Ptf Cl R5 JLDHX 75599 20061101 Jhn HncckFds II Lifecycle 2025 Ptf Cl A JLEAX 75602 20061101 Jhn HncckFds II Lifecycle 2025 Ptf Cl R1 JLEDX 75605 20061101 Jhn HncckFds II Lifecycle 2025 Ptf Cl R1 JLEOX 75610 20061101 Jhn HncckFds II Lifecycle 2025 Ptf Cl R3 JLEFX 75607 20061101 Jhn HncckFds II Lifecycle 2025 Ptf Cl R4 JLEGX 75608 20061101 Jhn HncckFds II Lifecycle 2025 Ptf Cl R5 JLEHX 75609 20061101 Jhn HncckFds II Lifecycle 2030 Ptf Cl 1 JLFOX 75620 20061101 Jhn HncckFds II Lifecycle 2030 Ptf Cl A JLFAX 75612 20061101 Jhn HncckFds II Lifecycle 2030 Ptf Cl R1 JLFDX 75615 20061101 Jhn HncckFds II Lifecycle 2030 Ptf Cl R3 JLFFX 75617 20061101 Jhn HncckFds II Lifecycle 2030 Ptf Cl R4 JLFGX 75618 20061101 Jhn HncckFds II Lifecycle 2030 Ptf Cl R5 JLFHX 75619 20061101 Jhn HncckFds II Lifecycle 2035 Ptf Cl 1 JLHOX 75629 20061101 Jhn HncckFds II Lifecycle 2035 Ptf Cl A JLHAX 75622 20061101 Jhn HncckFds II Lifecycle 2035 Ptf Cl R1 JLHDX 75625 20061101 Jhn HncckFds II Lifecycle 2035 Ptf Cl R3 JLHFX 75627 20061101 Jhn HncckFds II Lifecycle 2035 Ptf Cl R5 JLHHX 75628 20061101 Jhn HncckFds II Lifecycle 2040 Ptf Cl 1 JLIOX 75639 20061101 Jhn HncckFds II Lifecycle 2040 Ptf Cl A JLIAX 75631 20061101 Jhn HncckFds II Lifecycle 2040 Ptf Cl R1 JLIDX 75634 20061101 Jhn HncckFds II Lifecycle 2040 Ptf Cl R3 JLIFX 75636 20061101 Jhn HncckFds II Lifecycle 2040 Ptf Cl R4 JLIGX 75637 20061101 Jhn HncckFds II Lifecycle 2040 Ptf Cl R5 JLIHX 75638 20061101 Jhn HncckFds II Lifecycle 2045 Ptf Cl 1 JLJOX 75649 20061101 Jhn HncckFds II Lifecycle 2045 Ptf Cl A JLJAX 75641 20061101 Jhn HncckFds II Lifecycle 2045 Ptf Cl R1 JLJDX 75644 20061101 Jhn HncckFds II Lifecycle 2045 Ptf Cl R3 JLJFX 75646 20061101 Jhn HncckFds II Lifecycle 2045 Ptf Cl R4 JLJGX 75647 20061101 Jhn HncckFds II Lifecycle 2045 Ptf Cl R5 JLJHX 75648 20061101 Jhn Hnck Fds II Emrgng Mkts Dbt Fd Cls A JMKAX 91687 20100108 Jhn Hnck Fds II Emrgng Mkts Dbt Fd Cls I JMKIX 91688 20100108 Jhn Hnck Fds II Ntrl Rsrcs Fd Cls A JNRAX 90926 20091231 Jhn Hnck Fds II Ntrl Rsrcs Fd Cls I JNRIX 90927 20091231 Jhn Hnck Fds II Stg Inc Oprtnts Fd Cls A JIPAX 91315 20100105 Jhn Hnck Fds II Stg Inc Oprtnts Fd Cls C JIPCX 91316 20100105 Jhn Hnck Fds II Stg Inc Oprtnts Fd Cls I JIPIX 91317 20100105 Jhn Hnck Tr Cr Dscplnd Dvrsfctn Tr Srs N JCDNX 93550 20100503 Jhn Hnck Tr Cr Dscplnd Dvrsfctn Tr SrsII JCDTX 89209 20090501 Jhn Hnck Tr Cr Fndmntl Hldngs Tr Srs III JCFHX 89204 20090501 JHT High Income Trust Ser NAV JHCNX 92851 20100401 JOHCM Internaional Select Fd Cl II Shars JOHAX 92764 20100401 JOHCM International Slct Fnd Cls I Shrs JOHIX 89820 20090730 John Hancck Fds II Lfstyl Cnsrvt Fd Cl A JALRX 67967 20051019 John Hancck Tr Amrn Bl Ch In Gwt Tr Sr I JEBIX 83662 20080318 John Hanck Tr Cr Glbl Dvrsfctn Tr Srs II JCGTX 89207 20090501 John Hanck Tru Cr Glbl Dvrsfctn Tr Srs I JCGOX 93657 20100430 JOHN HANCOCK BAL FD C SVBCX 47819 20010327 JOHN HANCOCK BALANCED FUND CLASS I SVBIX 53892 20020628 John Hancock Bank and Thrift Opportunity XBTOX 42982 20000524 John Hancock Bd Cl C JHCBX 42871 20000128 JOHN HANCOCK BOND FUND CLASS I JHBIX 53198 20020130 JOHN HANCOCK CA TX FR INCM C TCCAX 47821 20010130 John Hancock Clic Value Fd Class R JCVRX 58730 20030812 John Hancock Fd II All Cp Cr Fd NAV Cl JHBHX 92759 20100401 John Hancock Fd II Gbl Rl Est Fd NAV Cl JHAMX 75567 20061101 John Hancock Fd II Int'l Sm Co Fd NAV Cl JHATX 75568 20061101 John Hancock Fd II Lfsty Aggrsv Fd Cl R5 JTLAX 67995 20051019 John Hancock Fd II Lfsty Cnsrvtv Fd Cl B JBLCX 67970 20051019 John Hancock Fd II Lfsty Mdrt Fd Cl R4 JSLMX 67994 20051019 John Hancock Fd II Lfstyl Aggrssv Fd R1 JPLAX 75317 20060918 John Hancock Fd II Lfstyl Agrsv Fd Cl R3 JRLAX 67985 20051019 John Hancock Fd II Lfstyl Bal Fd Cl R1 JPLBX 75318 20060918 John Hancock Fd II Lfstyl Cons Fd Cl R4 JSLCX 67992 20051019 John Hancock Fd II Lfstyl Gwt Fd Cl R3 JRLGX 67988 20051019 John Hancock Fd II Lfstyl Gwth Fd Cl R1 JPLGX 75320 20060918 John Hancock Fd II Lfstyl Mdrt Fd Cl R1 JPLMX 75321 20060918 John Hancock Fd II Lifstyl Cnstv Fd Cl C JCLCX 67975 20051019 John Hancock Fd II Md Cp Vl Eq Fd NAVCl JHAWX 75569 20061101 John Hancock Fd II Ret Dis Fd Cl A JRDAX 83745 20080409 John Hancock Fd II Ret Risnig Dis FdClA JRRAX 83746 20080408 John Hancock Fd II Rl Est Eq Fd NAV Cl JHAZX 75570 20061101 John Hancock Fd II Sm Cp Opport Fd NAV C JHSOX 67952 20051018 John Hancock Fd II Strtgc Incm Fd NAV Cl JHSEX 92215 20100316 John Hancock Fd II US Mlt Sctr Fd NAV Cl JHUMX 72050 20051102 John Hancock Fd III Clssc Vl Mg Cap Cl C JMECX 78839 20070302 JOHN HANCOCK FD III US CORE R GOTRX 73633 20060619 John Hancock FdII Flating Rt Incm Fd Cl1 JFIHX 82867 20080118 John Hancock FdII Flatng Rt Incm Fd Cl A JFIAX 82863 20080118 John Hancock FdII Flatng Rt Incm Fd Cl B JFIBX 82864 20080118 John Hancock FdII Flatng Rt Incm Fd ClC JFIGX 82866 20080118 John Hancock FdII Flatng Rt IncmFd ClNAV JFIDX 82865 20080118 John Hancock Fds Classc Value Fnd Cls R3 JCVHX 89370 20090522 John Hancock Fds Classc Value Fnd Cls R4 JCVFX 89369 20090522 John Hancock Fds Classc Value Fnd Cls R5 JCVVX 89371 20090522 John Hancock Fds Gbl Opps Fd Cl A JGPAX 80460 20070712 John Hancock Fds Gbl Opps Fd Cl B JGPBX 80461 20070712 John Hancock Fds Gbl Opps Fd Cl I JGPIX 80463 20070712 John Hancock Fds Glbl Opprtnts Fd Cl NAV JGPNX 81957 20071030 John Hancock Fds Globl Opps Fd Cl C JGPCX 80462 20070712 John Hancock Fds II Active Bd Fd Cl 1 JIADX 67955 20051018 John Hancock Fds II Active Bd Fd NAV Cl JHADX 72046 20051027 John Hancock Fds II AlphaOprtntsFdClsNAV JAPVX 51368 20081008 John Hancock Fds II AltrntvAstAlctnFdClA JAAAX 92738 20100401 John Hancock Fds II Blu Chp Gwth Fd Cl 1 JIBCX 72053 20051021 John Hancock Fds II Core Bd Fd NAV Cl JHCDX 67944 20051018 John Hancock Fds II Core Diversified Gr JADOX 86346 20080701 John Hancock Fds II Core Fdamental Holdi JAFOX 86347 20080701 John Hancock Fds II Core Gbl Diversifica JAGOX 86348 20080701 John Hancock Fds II Glbl Agrbsns Fd ClsA JCWAX 88324 20090108 John Hancock Fds II Glbl Agrbsns Fd ClsI JCWIX 88325 20090108 John Hancock Fds II Glbl Timber Fd Cls I JWDIX 88331 20090108 John Hancock Fds II Glbl Timber Fnd ClsA JWDAX 88330 20090108 John Hancock Fds II Global Infra Fd ClsA JBRAX 88322 20090108 John Hancock Fds II Global Infra Fd ClsI JBRIX 88323 20090108 John Hancock Fds II Index 500 Cl NAV JIFNX 75571 20061101 John Hancock Fds II Int'l Val Fd Cl 1 JIVIX 67984 20051018 John Hancock Fds II Int'l Val Fd NAV Cl JHVIX 67978 20051018 John Hancock Fds II Lfestyle Bl Fd Cl R4 JSLBX 67991 20051019 John Hancock Fds II Lfestyle Bl Fd Cl R5 JTSBX 72000 20051019 John Hancock Fds II Lfstl Cons Fd Cl R5 JTLRX 67998 20051019 John Hancock Fds II Lfsty Agrsv Fd Cl 1 JILAX 67979 20051019 John Hancock Fds II Lfstyl Agesv Fd Cl A JALAX 67963 20051019 John Hancock Fds II Lfstyl Agrs Fd Cl R4 JSLAX 67990 20051019 John Hancock Fds II Lfstyl Agrsv Fd Cl C JCLAX 67973 20051019 John Hancock Fds II Lfstyl Cons Fd Cl 1 JILCX 67981 20051019 John Hancock Fds II Lfstyl Gwt Fd Cl C JCLGX 67976 20051019 John Hancock Fds II Lfstyl Gwth Fd Cl B JBLGX 67971 20051019 John Hancock Fds II Lfstyl Gwth Fd Cl R4 JSLGX 67993 20051019 John Hancock Fds II Lfstyl Gwth Fd Cl R5 JTLGX 67996 20051019 John Hancock Fds II Lfstyl Mdrt Fd Cl B JBLMX 67972 20051019 John Hancock Fds II Lfstyl Mdrt Fd Cl R3 JRLMX 67989 20051019 John Hancock Fds II Lfstyl Mdrt Fd Cl R5 JTLMX 67997 20051019 John Hancock Fds II Lfstyle Gwth Fd Cl 1 JILGX 67982 20051019 JOHN HANCOCK FDS II LIFECYCLE 2 JLHGX 75667 20061102 John Hancock Fds II Lifestyl Bal Fd Cl B JBLBX 67969 20051019 John Hancock Fds II Lifestyl Bl Fd Cl C JCLBX 67974 20051019 John Hancock Fds II Lifstyl Agsv Fd Cl B JBLAX 67968 20051019 John Hancock Fds II Lifstyl Bl Fd Cl R3 JRLBX 67986 20051019 John Hancock Fds II Lifstyl Gwth Fd Cl A JALGX 67965 20051019 John Hancock Fds II Lifstyl Mdr Fd Cl 1 JILMX 67983 20051019 John Hancock Fds II Lifstyl Mdrt Fd Cl A JALMX 67966 20051019 John Hancock Fds II Lifstyl Mdrt Fd Cl C JCLMX 67977 20051019 John Hancock Fds II Lifstyle Bal Fd Cl A JALBX 67964 20051019 John Hancock Fds II Lifstyle Bl Fd Cl 1 JILBX 67980 20051019 John Hancock Fds II Md Cp Gwth Indx FdCl JMGNX 93670 20100429 John Hancock Fds II Md Cp Gwth Indx FdCl JMGOX 93671 20100429 John Hancock Fds II Md Cp Vl Indx Fd ClN JVINX 93674 20100429 John Hancock Fds II Md Cp Vl Indx FdCl1 JVIOX 93675 20100429 John Hancock Fds II Mid Value Fd Cls NAV JMVNX 88326 20090108 John Hancock Fds II Rl Rtrn Bd Fd NAV Cl JHRRX 67950 20051018 John Hancock Fds II Rtrmt 2010 Prtfl Cl1 JRTOX 93560 20100503 John Hancock Fds II Rtrmt 2015 Prtfl Cl1 JRFOX 93557 20100503 John Hancock Fds II Rtrmt 2020 Prtfl Cl1 JRWOX 93562 20100503 John Hancock Fds II Rtrmt 2025 Prtfl Cl1 JREOX 93556 20100503 John Hancock Fds II Rtrmt 2030 Prtfl Cl1 JRHOX 93558 20100503 John Hancock Fds II Rtrmt 2035 Prtfl Cl1 JRYOX 93563 20100503 John Hancock Fds II Rtrmt 2040 Prtfl Cl1 JRROX 93559 20100503 John Hancock Fds II Rtrmt 2045 Prtfl Cl1 JRVOX 93561 20100503 John Hancock Fds II Sm Cap Val Fd Cl NAV JSCNX 88327 20090108 John Hancock Fds II Sm Co Gwth Fd NAV Cl JHSRX 72048 20051102 John Hancock Fds II Sm Com Vl Fd NAV Cl JHSVX 67953 20051018 John Hancock Fds II SmllCmpnyGwthFdClNAV JSGVX 51374 20081008 John Hancock Fds II Spctrm Inc Fd NAV Cl JHSTX 72049 20051102 John Hancock Fds II Tech Oprtnts Fd Cl A JTCAX 89868 20090805 John Hancock Fds II Tech Oprtnts Fd Cl I JTCIX 89870 20090805 John Hancock Fds II Tech Oprtnts Fd Cl N JTCNX 89869 20090805 John Hancock Fds II Ttl Bd Market Fd JBINX 75559 20061101 John Hancock Fds II Ttl Rtrn Fd NAV Cl JHTRX 67954 20051018 John Hancock Fds II US Hg Yld Bd Fd NAV JHHLX 67947 20051018 John Hancock Fds II Value Fd Class NAV JVFNX 92765 20100401 John Hancock Fds II Vista Fd NAV Cl JHVTX 72052 20051102 John Hancock Fds III Cr High Yld Fd Cl A JYIAX 89250 20090504 John Hancock Fds III Cr High Yld Fd Cl I JYIIX 89251 20090504 John Hancock fds III dscplnd Val Fd Cl A JVLAX 30333 19970414 John Hancock Fds III Dscplnd Val Fd Cl B JVLBX 88045 20081229 John Hancock Fds III Dscplnd Val Fd Cl C JVLCX 88046 20081229 John Hancock Fds III Dscplnd Val Fd Cl I JVLIX 36621 20000106 John Hancock Fds III Dscplnd Vl Fd Cl AD JVLDX 88047 20081229 John Hancock Fds III Dscplnd Vl Fd Cl I2 JVLTX 88048 20081229 John Hancock Fds III Dscplnd Vlu FdClsR1 JDVOX 91608 20100119 John Hancock Fds III Dscplnd Vlu FdClsR3 JDVHX 92750 20100401 John Hancock Fds III Dscplnd Vlu FdClsR4 JDVFX 92749 20100401 John Hancock Fds III Dscplnd Vlu FdClsR5 JDVVX 92751 20100401 John Hancock Fds III Gbl ShrhldrYldFdClB JGYBX 78829 20070302 John Hancock Fds III Gbl ShrhldrYldFdClC JGYCX 78830 20070302 John Hancock Fds III Gbl ShrhldrYldFdClI JGYIX 78831 20070302 John Hancock Fds III Int'l Core NAV Cl GMINX 75176 20060830 John Hancock Fds III Int'l Gwth NAV Cl GMLNX 78011 20070103 John Hancock Fds III Intl Allctn Ptf Fd JAIAX 80466 20070716 John Hancock Fds III Intl Allctn Ptf Fd JAIBX 80468 20070716 John Hancock Fds III Intl Allctn Ptf Fd JAICX 80469 20070716 John Hancock Fds III Intl Allctn Ptf Fd JAIIX 80470 20070716 John Hancock Fds III Intrntnl Cr Fd Cl R JICFX 89357 20090521 John Hancock Fds III Intrntnl Cr Fd Cl R JICHX 89358 20090521 John Hancock Fds III Intrntnl Cr Fd Cl R JICWX 89359 20090521 John Hancock Fds III Lvrgd Cmpns Fd Cl A JVCAX 83844 20080428 John Hancock Fds III Lvrgd Cmpns Fd Cl B JVCBX 83905 20080505 John Hancock Fds III Lvrgd Cmpns Fd Cl C JVCCX 83906 20080505 John Hancock Fds III Lvrgd Cmpns Fd Cl I JVCIX 83907 20080505 John Hancock Fds III Ranier Gwth Fd Cl T JRGTX 51395 20081008 John Hancock Fds III Rner Gwth Fd Cl Adv RGRDX 83848 20080428 John Hancock Fds III Rner Gwth Fd Cl B RGRBX 83846 20080428 John Hancock Fds III Rner Gwth Fd Cl C RGRCX 83847 20080428 John Hancock Fds III Rner Gwth Fd Cl Nav RGRNX 83851 20080428 John Hancock Fds III Rner Gwth Fd Cl R1 RGRWX 83855 20080428 John Hancock Fds III Rner Gwth Fd Cl R3 RGRHX 83850 20080428 John Hancock Fds III Rner Gwth Fd Cl R4 RGRFX 83849 20080428 John Hancock Fds III Rner Gwth Fd Cl R5 RGRVX 83854 20080428 John Hancock Fds III Sm Company Fd Cl R1 JCSOX 93660 20100429 John Hancock Fds III Sm Company Fd Cl R3 JCSHX 93659 20100429 John Hancock Fds III Sm Company Fd Cl R4 JCSFX 93658 20100429 John Hancock Fds III Sm Company Fd Cl R5 JCSVX 93661 20100429 John Hancock Fds III Sm Cp Oprtnts FdClA JCPAX 92745 20100401 John Hancock Fds III Sm Cp Oprtnts FdClB JCPBX 92746 20100401 John Hancock Fds III Sm Cp Oprtnts FdClC JCPCX 92747 20100401 John Hancock Fds III Sm Cp OprtntsFdCl I JCPIX 92748 20100401 John Hancock Fds III Small Company Fd Cl JCSAX 24479 19970117 John Hancock Fds III Small Company Fd Cl JCSIX 83353 20080303 John Hancock Fds III Small Company Fd Cl JCSDX 90794 20091214 John Hancock Fds III U.S. Core Fd Cls R3 JUCHX 89355 20090521 John Hancock Fds III U.S. Core Fd Cls R4 JUCFX 89354 20090521 John Hancock Fds III U.S